Kevin L Satchell

CAREER OBJECTIVE:
To obtain a position as an account representative utilizing prior experience in
the International finance and brokerage industry
PROFESSIONAL EXPERIENCE:
Operations Control Associate
October 2008 - Present Jersey C
ity' NJ
Morgan Stanley Trust
Mutual Funds Tax Associate
Calculation of allocations on 1099INT, 1099D, 1099B and 5498 items for year end
using DST. Process B-Notice, C-Notice on WSC (Wall Street Concept) and perform m
odifications on account recount worksheet. Utilizes Tax Reporting Online with va
st knowledge of WSC reclass systems. Review global reclass code - same securitie
s. Pay out IRS FED/NRA and State W/Hs for Morgan Stanley, Van Kempen, Liquidity
and Non-Liquidity mutual fund brands.
11/05 - 10/08 Execu/Search Financial New York, NY
(HSBC Securities US Inc)
Transfer Support Consultant
Managed documents for restricted securities, shelf registration and prospectus
sales. Maintained reports on existing physical and custody positions coordinated
SEC filings with outside counsel and transfer agents and processed direct regis
tration shares; As proxy processing associate I am responsible for the maintenan
ce of the firms record date position File, (ICS/Broadridge). I am also responsib
le for the reconciliation of positions between BONY, Broadridge and the various
depositories; for the research and reconciliation of all materials differences.
9/05 - 11/05 Execu/Search Financial New York, NY
(Miletus Trading)
Portfolio Trade Support Consultant
Allocations, compare trade differences with Miletus Trading back office system,
(MOM) middle office manager, and trading blotter. Reconcile trade breaks, compar
e Miletus positions against the street, call brokers on price dollar share diffe
rences and reconcile client fails/buyins. Open new accounts, update account chan
ges with custodian, generate end of day reports to client in excel. Served as a
liaison between the Miletus Trading desk and its clearing agent.
11/04 - 9/05 Park Hudson International New York, NY
(Credit Suisse First Boston)
Global Asset Servicing Consultant
Set up interest and principle pay downs, maturities and full calls. Monitor phys
ical, update history files, answer high volume inquires, implement factor adjust
ments for amortized firm inventory, process ACATS, monitor code 60s, DTC incompl
etes and settlements.
Process clients tax adjustments and any DTC adjustments. Vast knowledge of vario
us DTC on-line applications and firms internal Xciteck system.
7/04 - 11/04 Snelling (Societe Generale Global Co) New York, NY
Corporate Actions Consultant
Administer set-ups for dividend, interest, principle pay downs, and maturities a
nd full calls. Create new securities within firms Database and update history fi
les. Process clients tax adjustments and any DTC adjustments. Knowledge of firms
internal Xciteck system and various DTC on-line applications.
3/04 - 7/04 Leafstone (UBS WARBURG) Stamford, CT
Restricted Transfer Consultant
Managed documents for restricted securities, shelf registration and prospectus s
ales. Maintained reports on existing physical and custody positions coordinated
SEC filings with outside counsel and transfer agents and processed direct regist
ration shares.
12/03 - 3/04 Spherion (UBS Paine Webber Inc) Weehawken, NJ
TEFRA Tax Consultant
Calculation of allocations on 1099 items, process B-Notice, C-Notice on WSC (Wal
l Street Concept) and perform modifications on account recount worksheet. Utiliz
es Tax Reporting Online with vast knowledge of WSC reclass systems. Review globa
l reclass code - same securities.
5/01 - 1/03 COMMERZBANK CAPITAL MARKETS CO. New York, NY
Corporate Actions Associate
Implemented and managed documents for restricted securities, shelf registration
and prospectus sales. Coordinated SEC filings with outside counsel and transfer
agents, processed direct registration shares, and, maintained reports on existin
g physical and custody positions. Preformed all 1099 tax and tefra tax adjustmen
ts, processed all ACAT transactions.
11/99 - 5/01 ING BARINGS LLC/ABN-AMRO New York, NY
Operations Specialist
Administer international, domestic and stock dividend annuities utilizing foreig
n markets for processing international positions. Conversion of domestic and for
eign currency with international branches, process all foreign and domestic posi
tions. Calculate optional dividends and up date all EDS issues, tefra tax and ye
ar-end 1099 tax adjustments, knowledge of DTCC PTS systems and maintain strong i
nterpersonal communications with all outside counterparts.
1/98-10/99 LEWCO SECURITIES CORPORATION Jersey City, NJ
Operations Specialist
Administer international responsibilities utilizing foreign markets for processi
ng ADR & ORD dividend positions. Convert foreign currency to USD for payment to
contra broker and customer accounts. Process all international settlements; calc
ulate optional dividend changes and process formal & informal claims. Helped pro
cess unit trust interest and principal payoffs. Processed business line products
using SEI trust software.
9/89 - 12/97
BEAR STEARNS SECURITIES CORPORATION Brooklyn, NY
Senior Bond Interest Clerk
Utilize ADP mainframe for equity and bond payables, monitor unit trust interest
and principal payoffs. Balance stock record positions for cash dividends, corpor
ate and municipal bonds, process DVP checks. Calculate optional changes and proc
ess DSS and non-DSS claims & charges. Strong research strengths an all current a
nd past payable issues.
EDUCATION:
Audrey Cohen College New York, NY
September 1990 - December 1992
Westchester College Valhalla, NY
September 1984 - June 1985
U of Maryland at College Park College Park, M
D
June 82-May 84
QUALIFICATIONS:
State of New Jersey licensed health producer
Xciteck system
DTCC & ADP processing systems
Accounting functions
Microsoft Windows Business XP/NT
Microsoft Excel, Word, Access, Paradox and Power Point
Knowledgeable in the use of SEI for operations processing
Certified with Automobile Dealers Association of Greater PA
REFERENCES:
Available upon request