JOSE L LUNA

3128 NE 211th Street

Aventura, Florida 33180
305-935-1408 or 305-7943925
E-mail: jldc467a@westpost.net

EXPERIENCE:
LATAM INVESTMENTS, Miami, FL March 2006 - December 2009
Trader/Operations Manager
* Trading of Fixed Income Instruments focusing in Brazil Sovereign Bonds .
* Execution of all broker orders (fixed income, equities, currencies, derivative
s and options).
* Established excellent relationship with major houses and credit lines for the
firm.
* Assisted all house brokers and foreign associates for the opening for new acco
unts, wire transfers, acats, etc.
* Maintained and produced commission records for all Registered Representative.
* Activities involving credit for cash and margin accounts.
* Handled settlement issues (euroclear, dtc, and local settlements).
* Daily interaction with the operations group, clearing firm, contra brokers and
brokers.
* Monitor all accounts for unusual activity and fed fund wires.

CAPITAL INVESTMENT SERVICES, Coral Gables, FL August 2005 - February

2006
Trader/Operations
* Trading of Fixed Income Instruments focusing in Latin America Sovereign Bonds
.
* Established excellent relations and multiple credit lines with top investment
houses.
* Preparation of daily Net Asset Value reports for main Brazil Institutional Fun
ds.
* Analysis of competitors or alternative investment vehicles as funds for strate
gies in portfolio efficiencies.
* Provide clients with access to their accounts through Pershing systems.
* Prepare daily P&L and risk reports for management.
GLOBAL STRATEGIC INVESTMENTS LLC, Miami, FL July 2002 -
Jul 2005
Operations Manager/Compliance assistant
* Supervise, hire, terminate, train and perform annual reviews of operations sta
ff.
* Ensure operational procedures are in compliance with firm and regulatory polic
ies.
* Assist Branch Manager with weekly Financial Consultant meeting as well as cond
uct weekly staff meeting
* Verify all new foreign and high net worth accounts have met firm and regulator
y Anti-Money Laundering and Patriots Act requirements.
* Monitor all accounts for unusual activity and fed fund wires.
* Supervise the settlement group and resolve any issues regarding euroclear and
dtc fails.
* Managed New accounts, Margin, Cashiering and Trading department.
* Extensive experience in the Dividend, Reorganization and P&S department.
HWF CAPITAL LP, Miami, FL
November 1999- June 2002
Operations Vice President
* Responsible for the NAV generation as well as interaction with potential inves
tors.
* Assist in sales and marketing of different family of funds offered by the firm
.
* Managed the daily activity among the settlement group.
* Actively managed trading positions to ensure optimal usage of capital.
* Responsible for day-to-day inputting and coordinating all transactions of the
Fund between Prime Broker, Accountants and Auditors.
* Actively trading repos and reverse repos in Emerging Markets Bonds.

THE CHASE MANHATTAN BANK, New York, NY August 1999 - October 1999
Assistant Treasurer
* In charge of all Global and Domestic markets settlement (Euroclear, DTC, Physi
cal, etc).
* Communicate daily with head offices in Bournemouth, England directly or using
internal link regarding global trade activity, FX related issues and corporate a
ctions.
* Responsible for the funding of global trades through foreign exchange deals di
rect with FX trader and coordinating third party agreements.
* Established a cross-training procedure among the staff in order to enhance mul
ti-tasking abilities.
* Involved in system testing and conversion for the structured product trades.
* Serviced and co-coordinated Government Debt transactions (Options) with intern
ational and domestic clients.
BANKERS TRUST COMPANY, New York, NY June 1996 - Jul
y 1999
Assistant Treasurer/Trader Assistant
* Responsible for all aspects of trade settlements, including new issues and Eme
rging Markets (Turkey, Russia, Poland, China and Singapore).
* In charge of all products US Treasuries, Options, Futures, Bradys, Eurobonds a
nd Repos.
* Vast knowledge of local markets, DTC and Euroclear.
* Daily interaction with operations area and with all Traders and Sales people.
* In charge of all conversions and realignments for all Corporate and Euro Bonds
.
* Balanced, generated and reconcile all trades position reports for traders.
* Recipient of the Excellence Award - 1997.
SEARS ROEBUCK AND COMPANY, INC New Hyde Park, NY April 1995- May 1996
* Replenishment Supervisor.
* Supervised, trained, scheduled, and assigned subordinate replenishment persona
l.
* Implemented inventory management techniques including short/long term storage,
selling floor replenishment, updating records and price marking.
EDUCATION: MERCY COLLEGE, Dobbs Ferry, NY May
1995
Bachelor of Science in Business Administration
Specialization: Management/Finance
SKILLS: Fluent in Spanish, Front Office Trading Systems, Bloomberg, Excellent PC
Skills
Microsoft Excel, Lotus 123, Access, and Power Point
RERERENCES: Available upon request