Portfolio Management S P tf li M t Services i

Growth Portfolio

About Portfolio Management

Realizing the fact that every individual has a different approach to investments in terms of risk and return, the latest trend in the market is to have a customized management of portfolio As per the comfort zone of the investor, appropriate schemes are chosen for investments

CRUX OF PORTFOLIO MANAGEMENT

The Key advantages of PMS could be summarized as: Professional management of the Portfolio Operational f l freedom d Regular reviews of Stocks Regular reporting

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Product in the Offering

Growth Portfolio aims to generate capital appreciation for the portfolio, by investing in a concentrated basket of stocks with an endeavour to earn superior returns for the investor Bottom-up identification of stocks with the help of disciplined, fundamental analysis to identify companies with favourable industry dynamics & strong earnings visibility The principle lies in investing in stocks that demonstrate signs of aboveaverage growth with stable/increasing margins, yield a high return on equity, equity make efficient use of capital, generate sustained free cash flows and capital thus, appreciate in value Asset allocation: Not more than 20% of the Corpus in a particular industry and not owning more th d t i than 10% of the any companys paid up capital. f th id it l

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History Repeats.and so do Recommendations !!

The very fact that the stocks are picked only on high conviction levels of growth there have been recommendations that have been repeated with a potential upside.

Example: Whirlpool Date 22-Jun-2009 22 Jun 2009 10-Aug-2009 28-Sep-2009 24-May 2010 24 M Reco Price 46 67 108 259 Target Price 70 100 151 340

Quoting at around Rs 255 our conviction still holds true and we still recommend a buy on the stock y

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Our Strategy - Systematic Investment Plan

Believing in the concept that NEVER MARRY A STOCK we have a systematic strategy for booking profit at every level in the portfolio Strategy: We believe in following a disciplined strategy that would gradually lead to bringing down b inging do n the average buying cost of the investments, recover the initial a e age b ing in estments eco e investment and thereby finally hold value stocks Free Of Cost (FOC) No. of Shares 1000 -200 -200 -200 400 * All at the discretion of Fund Manager Market Price 100 125 156 195 Amount 100,000 -25,000 -31,250 -39,063 4,687 Weighted g Price 100 94 73 12

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Reviewing the Portfolio - an Important Criteria!!

Once the investments are done the most crucial aspect of portfolio management is to monitor the portfolio We would have constant reviewing and monitoring of the portfolio done to cover up all the economic, industrial and event based fluctuations that would effect the stock performance There would also be a regular evaluation of the stocks by interacting with the management on regular basis, keeping a track of the current and future expected performance by the company The expert investment committee shall always closely watch the portfolio for any deviations whether positive or negative and take appropriate decisions in the interest of the investor

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Investment History

Our past performance Month One Month Three Months Six Months Since Inception * Si I ti Absolute Monthly Returns v/s Benchmark Growth Portfolio 6.12 6 12 % 9.21 % 33.34 % 90.13 90 13 % Nifty Index 1.04 1 04 % 1.70 % 10.28 % 15.77 15 77 %

The performance figures are as of 31st July 2010 *The Portfolio has commenced from August, 2009 g ,

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Abstract
Portfolio in Offering Portfolio Type Benchmark Index Investment Horizon Corpus Number N mbe of stocks Asset allocation/ class of investments Fee Structure Growth Discretionary Nifty Minimum 1 year Minimum 5 lacs Preferably P efe abl 15 20 Mid caps + Large caps Management:1.5% p.a. payable quarterly Other fees: Custody charges, brokerage, statutory levies, charged on actual basis Performance Fees (Based on High Water Marking concept) Lock-in Period Entry / Exit load Upto 20% returns: no sharing More than 20% : there would be 20% sharing on excess returns 1 year y Nil

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Back Office Details

Documentation required 1.Know Your Client Agreement 2. Bank Account accompanied with Power of Attorney 3. Demat Account accompanied with Power of Attorney 4. Account activation will take 7-10 working days

Review Reports In addition to online viewing (access to the market value of the portfolio), following reports shall be made available monthly: 1.Holding statement 1 H ldi t t t 2.Transaction statement 3.Corporate action reports

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Risk Factors
Investment in Securities is subject to market risks. The Portfolio Manager does not assure or guarantee that the objectives of the Portfolio will be achieved. The Client is not being offered any guaranteed or indicative returns through these portfolios. Past performance of the Portfolio Manager does not indicate its future performance. Investors are not being offered any assurance, insurance or guarantee either that the investment objective of the Portfolio Product will be achieved or of any indicative returns or of protection of initial corpus or of appreciation of the Portfolio through these Portfolio product. The names of the portfolio do not in any manner indicate their prospects or The returns. Please read the Disclosure Document carefully before investing.

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Contact Details

Gupta Equities Private Limited p q (SEBI Reg INP000002908) D-21, Dhanraj Mahal, C. S. M. Marg, Colaba, Colaba Mumbai 400001. 022-66182400 pms@guptaequities.com www.guptaequities.com

It's It' not whether you're right or wrong that's important, but how much money you t h th ' i ht th t' i t t b th h make when you're right and how much you lose when you're wrong. -George Soros

HAPPYINVESTING!!

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