Professional Documents
Culture Documents
2009 1099-DIV*
Box
1a
1b
2a
2b
2c
2d
3
4
5
6
7
8
9
Box
8
9
10
11
Rep No:
EQ00
Rep Name:
ZECCO TRADING HOUSE REP
Rep Phone No: (877) 700-7862
Description
Amount
Total Ordinary Dividends(Includes 1b)...................... 0.00
Qualified Dividends........................................ 0.00
Total Capital Gain Distr. (Includes 2b,2c,2d).............. 0.00
Unrecaptured Sec. 1250 Gain................................ 0.00
Section 1202 Gain.......................................... 0.00
Collectibles(28%) Gain..................................... 0.00
Nondividend Distributions.................................. 0.00
Federal Income Tax Withheld................................ 0.00
Investment Expenses........................................ 0.00
Foreign Tax Paid........................................... 0.00
Foreign Country or U.S. Possession.........................
Cash Liquidation Distributions............................. 0.00
Noncash Liquidation Distributions.......................... 0.00
2009 1099-B*
Penson Financial
Services Inc.
Description
Amount
Profit(Loss) Realized in 2009.............................. 0.00
Unrealized Profit(Loss)-Open Contracts 12/31/08............ 0.00
Unrealized Profit(Loss)-Open Contracts 12/31/09............ 0.00
Aggregate Profit(Loss)..................................... 0.00
2009
Summary of Gross Proceeds Transactions
Report each sale individually (Details on following pages)
Box Description
Amount
2
Gross Proceeds Less Commissions.......................... 849.93
4
Federal Income Tax Withheld................................ 0.00
2009 1099-INT*
Box
1
2
3
4
5
6
7
8
9
Description
Amount
Interest Income (Not Included in Box 3).................... 0.00
Early Withdrawal Penalty................................... 0.00
Interest on U.S. Savings Bonds and Treas. Obligations...... 0.00
Federal Income Tax Withheld................................ 0.00
Investment Expenses........................................ 0.00
Foreign Tax Paid........................................... 0.00
Foreign Country or U.S. Possession.........................
Tax-Exempt Interest (Includes Box 9)....................... 0.00
Specified Private Activity Bond Interest (AMT)............. 0.00
Boxes 8 and 9 include tax-exempt interest, tax-exempt dividends and tax-exempt original issue
discount
2009 1099-MISC*
Box
2
3
4
8
Description
Amount
Royalties.................................................. 0.00
Other Income............................................... 0.00
Federal Income Tax Withheld................................ 0.00
Substitute Payments in Lieu of Dividends or Interest....... 0.00
2009
Summary of Original Issue Discount
Report OID for each investment separately (Details on following pages)
Box
1
2
4
6
7
Description
Amount
Original Issue Discount for 2009........................... 0.00
Other Periodic Interest.................................... 0.00
Federal Income Tax Withheld................................ 0.00
Original Issue Discount on U.S. Treasury Obligations....... 0.00
Investment Expenses........................................ 0.00
*This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty
or other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
Changes to dividend tax classifications processed after your original tax form is issued for 2009 may require an amended form 1099.
Customer Service:
Phone -
214-765-1009
Page 2 of
Penson Financial
Services Inc.
1700 Pacific Avenue, Suite 1400
Dallas, TX 75201
Federal Identification No: 56-1673990
Rep No:
EQ00
Rep Name:
ZECCO TRADING HOUSE REP
Rep Phone No: (877) 700-7862
Amount
Amount
CAPITAL EXPENSES
INTEREST INCOME:
Taxable Accrued Interest Paid..............................
Tax-Exempt Accrued Interest Paid...........................
Tax-Exempt Accrued Interest AMT Paid.......................
Description
0.00
0.00
0.00
Securities Purchased...................................
2,801.93
Installment Payments.......................................
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
OPTION SALES:
OTHER DISTRIBUTIONS:
Partnership Distributions..................................
Foreign Tax Paid - Partnership Distributions...............
Return of Principal Distributions..........................
Deemed Premium.............................................
Organizational Expense.....................................
Income Accrual - UIT.......................................
Miscellaneous Fees.........................................
Basis Adjustments..........................................
0.00
0.00
0.00
Sales......................................................
Short Sales................................................
Expirations................................................
Exercises..................................................
0.00
0.00
0.00
0.00
EXPENSES:
Margin Interest............................................
Dividend Paid - Short Position.............................
Interest Paid - Short Position.............................
Non-Reportable Distribution Expense........................
Other Expenses.............................................
0.00
0.00
0.00
0.00
0.00
OPTION PURCHASES:
Purchases................................................
Purchases to Close.........................................
995.58
0.00
CUSIP No.
Box 1b
Date of Sale
Box 1a
Quantity
Gross Proceeds
Box 2
150934503
08/24/09
300.000
499.48
0.00
Sale
HYTHIAM INC.
44919F104
09/15/09
500.000
350.45
0.00
Sale
849.93
0.00
Security Description
Box 7
Total:
Page 3 of
Transaction Type
This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty or
other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
2009
Page 4 of
Capital Expenses
Security Description
CUSIP
Purchase Date
Quantity
Amount
150934503
07/10/09
300.000
415.50
Purchase
21254S107
10/29/09
800.000
621.30
Purchase
248231102
08/27/09
12/03/09
850.000
1,500.000
Sub-total:
496.65
171.00
667.65
Purchase
Purchase
HYTHIAM INC.
44919F104
07/24/09
09/24/09
10/29/09
500.000
580.000
600.000
Sub-total:
172.00
361.14
264.84
797.98
Purchase
Purchase
Purchase
62472C102
06/23/09
299.50
Purchase
10,000.000
Transaction Type
2009
Page 5 of
Option Purchases
Security Description
CUSIP
Purchase Date
Quantity
Amount
150934FAZ
06/01/09
180.000
995.58
Transaction Type
Option Purchase - Call
Reference Description
09
Less commissions.
Page 6 of