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How SETI Works

by Craig C. Freudenrich, Ph.D.

Are we alone in the universe, or are there intelligent beings out

there with whom we could communicate? We may never know if we
rely on space travel -- distances between the stars are unimaginably
vast, and our most advanced ideas for space rockets, such as light
propulsion, nuclear propulsion, solar sails and matter-antimatter
engines, are many years away from becoming reality.

How can we detect signs of extraterrestrial (ET) life? One way is to

basically eavesdrop on any radio communications coming from
beyond Earth. Radio is not only a cheap way of communicating, but Photo courtesy NAIC-Arecibo Observatory,
Photographer David Parker
also a sign of a technological civilization. Humanity has been Arecibo Radio Telescope
unintentionally announcing its presence since the 1930s by way of
the radio waves and television broadcasts that travel from Earth into outer space everyday.

The Search for Extraterrestrial Intelligence (SETI) is conducted by dedicated scientists everyday.
In the movie "Contact," Jodie Foster's character, Ellie Arroway, searches the heavens with several
large radio telescopes. When she receives a radio message from a distant star, there are profound
implications for humanity.

SETI is an extremely controversial scientific endeavor. Some scientists believe that it is a complete
waste of time and money, while others believe that detection of a signal from ET would forever
change our view of the universe. In this article, we will examine the SETI program. We'll look at how
radio telescopes work and how they are used for SETI searches, what the probabilities of detecting
alien life are, what might happen if or when such a signal is detected and how you can participate in
SETI yourself.

Search the Skies

The universe is an awfully big place. How can you best search the huge sky for a radio signal from
ET? There are three basic dilemmas:

z How to search such a large area of sky

z Where to look on the radio dial for ET
z How to make the best use of the limited radio-telescope resources available for SETI

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Large vs. Small Areas of Sky

Because the sky is so big, there two basic approaches to SETI searches:

z Wide-field search - In this method, you survey large chunks of the sky, one at a time, for
signals. A wide-field search allows the entire sky to be searched at a low resolution in a short
period of time. However, if a signal is detected, it would be difficult to pinpoint the exact source
without a subsequent high-resolution search.
z Targeted search - In this method, you make intensive investigations of a limited number (1,000
to 2,000) of sun-like stars for ET signals. The targeted-search allows for more detailed
investigations of small areas that we think might be probable locations of ET, such as stars with
planets and conditions favorable for life as we know it. However, this approach ignores large
portions of the sky and might yield nothing if the guesswork is wrong.

What's the Frequency?

When you're in an unfamiliar area and want to find a station on your car radio, you have to turn the
dial until you pick something up, or press the "search" or "scan" button if your radio has these
features. Well, the question is, where might ET broadcast? This is perhaps the biggest challenge for
SETI researchers because there are so many frequencies -- "billions and billions," to quote Carl
Sagan. The universe is filled with radio noise from naturally occurring phenomena, much like a
summer night is filled with the sounds of crickets and other insects. Fortunately, nature does provide a
"window" in the radio spectrum where the background noise is low.

Radio spectrum, showing the window, or "water hole," in the

microwave region

In the 1- to 10-gigahertz (GHz) range of frequencies, there is a sharp drop in background noise. In
this region, there are two frequencies that are caused by excited atoms or molecules: 1.42 GHz,
caused by hydrogen atoms, and 1.65 GHz, caused by hydroxyl ions. Because hydrogen and hydroxyl
ions are the components of water, this area has been called the water hole. Many SETI researchers
reason that ET would know about this region of frequencies and deliberately broadcast there because
of the low noise. So, most SETI search protocols include this area of the spectrum. Although other
"magical" frequencies have been proposed, SETI researchers have not reached a consensus on
which of these frequencies to search.

Another approach does not limit the search to any one, small range of frequencies, but instead builds
large, multichannel-bandwidth signal processors that can scan millions or billions of frequencies
simultaneously. Many SETI projects use this approach.

Limited Radio-telescope Resources

The number of radio telescopes in the world is limited, and SETI researchers must compete with other

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radio astronomers for time on these instruments. There are three possible solutions to this problem:

z Conduct limited observing runs on existing radio telescopes

z Conduct SETI analyses of radio data acquired by other radio astronomers (piggyback or
parasite searches)
z Build new radio telescopes that are entirely dedicated to SETI research

Much of SETI research has been done by "renting" time on existing radio telescopes. This is the way
it was done in the movie "Contact." In the real world, Project Phoenix (the only targeted SETI search)
has rented time on the Parkes radio telescope in Australia, the 140-meter telescope in Green Bank,
West Virginia and the Arecibo radio telescope in Puerto Rico. Project Phoenix has a tractor-trailer full
of signal-analysis equipment that it attaches to the telescope for the search.

The SERENDIP Project piggybacks an extra receiver onto a radio telescope (Arecibo) that is used by
someone else. The SERENDIP researchers then analyze the signals acquired from the target of
interest. Project SERENDIP takes advantage of large amounts of telescope time, but its researchers
do not have control over which targets are studied and cannot conduct follow-up studies to confirm a
possible ET signal.

The Allen Telescope Array is a new radio telescope being built by the SETI Institute. Located
northeast of San Francisco, in the "radio quiet area" of the University of California at Berkeley's Hat
Creek Observatory, the array will be dedicated entirely to SETI, using hundreds or perhaps thousands
of backyard-type satellite dishes to collect radio signals by interferometry (see the section Dishes for
the Sky for information on radio telescopes). The Allen Telescope Array is projected to cost about
$26-million.

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Photo courtesy Seth Shostak/SETI Institute

The Allen Telescope Array (top: prototype seven-dish array;
bottom: artist concept of completed array)

SETI Projects
Several SETI projects have been conducted since 1960. Some of the major ones are:

z Project Ozma - The first SETI search, conducted by astronomer Frank Drake in 1960
z Ohio State Big Ear SETI Project - Launched in 1973, detected a brief but unconfirmed signal
called the WOW! signal in 1977 and was shut down in 1997 to make way for a golf course
z Project SERENDIP - Launched by the University of California at Berkeley in 1979
z NASA HRMS (High-resolution Microwave Survey) - Launched by NASA in 1982 and
discontinued in 1993 when the U.S. Congress cut its funding
z Project META (Mega-channel Extraterrestrial Assay) - Launched at Harvard University in 1985
to search 8.4 million 0.5-Hz channels
z COSETI (Columbus Optical SETI) - Launched in 1990 as the first optical SETI search for laser
signals from ET
z Project BETA (Billion-channel Extraterrestrial Assay) - Launched at Harvard University in 1995
to search billions of channels
z Project Phoenix - Launched in 1995, SETI Institute's continuation of the NASA SETI effort
z Project Argus - Launched in 1996, SETI League's all-sky survey project
z Southern SERENDIP - Launched in Australia in 1998, piggyback project to search the
southern sky
z SETI@home - Available as of 1999, screensaver program for analyzing SETI data using home
computers

For details on these and other SETI projects, see the Links section at the end of the article.

Contact
If a signal is detected, there are a series of steps that follow to
confirm that the signal is extraterrestrial: Fermi Paradox
The Nobel Prize-winning
physicist Enrico Fermi reasoned
1. The radio telescope is moved off the target (off-axis) -- the
that if it takes life billions of
signal should go away, and it should return when the
years to develop intelligence
telescope is pointed back to the target. This confirms that the and signal or travel to the stars,
signal is coming from the telescope's field of view. and if there are billions of

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2. Known Earth or near-Earth sources, such as satellites, must worlds in the universe, and if
be ruled out as originators of the signal. the universe is over 13-billion
3. Known natural extraterrestrial sources, such as pulsars and years old, then why haven't we
quasars, must be ruled out. been visited by ET, or why isn't
4. The signal must be confirmed by another radio telescope, the galaxy crawling with ETs?
preferably one on a different continent. This argument has been used
to question the value of SETI,
Once a signal has been confirmed, there are very specific steps that and author David Brin has
must be followed in the release of this information (see SETI expanded upon it in an essay
Institute: Declaration of Principles Concerning Activities Following the called "The Great Silence" (see
Detection of Extraterrestrial Intelligence for details). The movie "Are We Alone in the Cosmos?:
The Search for Alien Contact in
"Contact" has a good depiction of the detection of an ET signal and
the New Millennium").
subsequent events.

What are the possibilities that we will find ET signals? To address this issue, astronomer Frank Drake
introduced an equation to calculate the number of ET civilizations in the galaxy in 1961. The equation,
now referred to as the Drake Equation, considers astronomical, biological and sociological factors in
its estimates:

N=R*xfpxnexflxfixfcxL
where:

z N - Number of communicative civilizations

z R* - Average rate of formation of stars over the lifetime of the galaxy (10 to 40 per year)
z fp - Fraction of those stars with planets (0 < fp <1, estimated at 0.5 or 50 percent)
z ne - Average number of earth-type planets per planetary system (0 < ne <1, estimated at 0.5 or
50 percent)
z fl - Fraction of those planets where life develops (0 < fl <1, estimated at 1 or 100 percent)
z fi - Fraction of life that develops intelligence (0 < fi <1, estimated at 0.1 or 10 percent)
z fc - Fraction of planets where intelligent life develops technology such as radio (0 < fc <1,
estimated at 0.1or 10 percent)
z L - Lifetime of the communicative civilization in years (estimates are highly variable, from
hundreds to thousands of years, approximately 500 years for example purposes)

The fractions in the Drake equation have non-zero values between

zero and 1. The first three terms on the right side of the equation are
Note
Some forms of the Drake
the astronomical terms. The next two are the biological terms. The
equation add an additional term
final two are the sociological terms.
after R* -- fs, for the fraction of
stars formed that are sun-like
The Drake equation has been a guideline in SETI research. The stars. Non-zero values of fs
value of N has been calculated to be anywhere from thousands to
billions of civilizations in the galaxy, depending upon estimates for vary between zero and 1, but
the other values. are estimated at 0.1 or 10
percent.
If we use the estimates listed above, and decide R* equals 40 , then the drake equation becomes:
N = (40 stars per year) x (0.5) x (0.5) x (1) x (0.1) x (0.1) x (500 years) = 50 civilizations

As you can see, the results of the Drake equation are highly dependent upon the values that you use,
and values of N have been calculated at anywhere from 1 to in the thousands. Some aspects of SETI
and general astronomical research have been devoted to gathering data for reliable estimates of the
terms in the Drake equation, such as the number of extrasolar planets. See the Links section for more
details on the Drake Equation.

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SETI and You

In 1999, University of California at Berkeley scientists Dan Werthimer and David P. Anderson worked
on Project SERENDIP. They recognized that a limiting factor in analyzing the data from the Arecibo
dish used by SERENDIP was the available computing power. Instead of using one or more large
supercomputers to analyze the data, many smaller desktop PCs could be used to analyze small
pieces of data over the Internet. They devised a screensaver program called SETI@home that could
be downloaded from UC Berkeley over the Internet and reside on a participant's home computer. The
program can work in residence or as a screensaver.

SETI@home screen (larger version of the image)

Here's how the project works:

1. Data are collected from the Arecibo dish in Puerto Rico, where Project SERENDIP is presently
conducted.
2. The data are stored on tape or disk along with notes about the observations, such as date,
time, sky coordinates and notes about the receiving equipment.
3. The data are divided into small chunks (approximately 107-second blocks) that desktop PCs
can utilize.
4. The SETI@home program on your PC downloads a chunk data from the computer servers at
UC-Berkeley.
5. Your PC analyzes the chunk of downloaded data according to the algorithms in the
SETI@home program. It takes about 10 to 20 hours to analyze the data, depending on the
computer's microprocessor and amount of memory.
6. When finished, your PC uploads its results to the UC-Berkeley servers and flags any possible
hits in the analysis.
7. After the upload, your PC requests another chunk of data from the server, and the process
continues.

The screen saver is divided into three sections: the data-analysis window (upper left), the data/user
information (upper right) and the frequency-power-time graph of the data as it is being analyzed
(bottom). The chunk of data is analyzed by spreading the data out over many channels using a
mathematical technique called a Fast Fourier Transform (FFT). If the data are random, then the
signal in all of the channels will be equal. If a signal (spike) is present, then one or more FFT
channels will stand out above the rest, above a certain power-level threshold. Next, the program looks
to see if the frequency of any spike is shifted slightly to other frequencies -- this shift would be caused
by the Earth's rotation, indicating that the spike is of extraterrestrial origin. Finally, since the Arecibo
dish is stationary -- does not track objects with the Earth's rotation -- an ET signal would drift over the

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dish's surface, from edge to center to edge, and a plot of the spike over time would look like a bell-
shaped curve. The program tests to see if the spike fits this curve. If these three criteria are met, the
program flags the information for later analysis by UC-Berkeley.

Data Analysis window of SETI@home

The data/user information section of the screen contains the notes on the observations that obtained
the data chunk, as well as notes on the user.

Data/user information portion of the SETI@home screen

Graph window of SETI@home screen

The graph screen allows the user to see the progress of the analysis at a single glance. The program
notes all of the observed spikes and relays this information back to UC Berkeley for further analysis.
Each data set is processed independently by two users for corroboration. If a spike passes the criteria
for a possible signal, then other SETI projects will examine the coordinates in greater detail to confirm
the finding.

With SETI@home, a computer and an Internet connection, you can participate in SETI research. To
date, the SETI@home Web site receives one-million hits and 100,000 unique visitors per day.

The Future of SETI

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It appears that the public is greatly interested in SETI research, if interest can be gauged from the
monetary support of private foundations like the SETI Institute and the SETI League and participation
in SETI@home. The future of SETI looks bright, with developments in the following areas:

z New SETI programs will exploit other areas of the radio spectrum, such as the microwave
regions.
z With the technological advancements in personal-computing power and the Internet, there will
probably be more participation in SETI@home, as well as the development of other
distributing-power computing programs.
z New radio telescopes, like the Allen Telescope Array, will be built for exclusive SETI research.
z Using relatively inexpensive, off-the-shelf technologies such as satellite dishes, computers and
electronic equipment, amateurs can implement their own SETI programs. One such amateur
program is Project BAMBI (Bob and Mike's Big Investment).
z Because ET might send light signals as well as or instead of radio signals, more optical SETI
programs may spring up. To look for light signals from ET around sun-like stars, it may be best
to look in the infrared portion of the spectrum, where the star's background light may be less
obtrusive, as shown below:

Spectrum of light from a sun-like star, showing where visible

and infrared laser beacons would shine above the
background light.

One such optical SETI program is called COSETI (Columbus Optical SETI).

The possibility of intelligent life existing elsewhere in the universe has intrigued humanity for
thousands of years. We are currently at a time when our technology has advanced enough for us to
detect signals from ET and even broadcast our own signals to the stars. With the advancements in
technology and the increasing interest in SETI, we may be close to finding the answer to that age-old
question, "Does intelligent life exist out there?"

Dishes for the Sky

If ET is communicating by radio, how can we detect such signals? Radio signals are waves of light,
like visible light, infra-red light (heat) and X-rays. But radio signals have longer wavelengths than
these other forms of light. To detect ET radio signals, you use a radio telescope. A radio telescope is
a radio receiver similar to the radio that you have in your house or car. It has the following parts:

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Diagram of the parts of a radio telescope (Cassegrain design).

Hover over the labels for a call-out of each piece.

z Dish - A parabolic reflector ("bucket") that collects the radio waves and brings them to a focus
(like a mirror in a reflecting telescope). The telescope in the diagram is a Cassegrain design,
which uses a sub-reflector (like the secondary mirror in a reflecting telescope) and feed horns
to bring the radio waves to a focus behind the dish.
z Antenna - Metal device (usually straight or coiled wire) located at the focus of the radio
telescope. It converts the radio waves into an electric current when tuned to the correct
frequency because the radio waves cause movements of electrons in the antenna.
z Tuner - Electrical device that separates a single radio signal
from the thousands that come into the antenna. The tuner Noise
The electronics in the radio
adjusts the frequency of the antenna to match a specific
telescope -- antenna, tuner,
frequency among the incoming radio waves. SETI uses
amplifier -- are often cooled with
multichannel analyzers that allow them to tune multiple liquid nitrogen or liquid helium
frequencies simultaneously. to reduce random electrical
z Amplifier - Electrical device that increases the strength of a currents, or noise. The lower
weak electrical current caused by an incoming radio signal. the noise, the easier it is to
z Data recorders - Magnetic-tape or digital devices that store detect weak signals.
the signals from the amplifiers.
z Auxiliary data instruments - Additional devices that encode information on the data tapes for
interferometry (see below). These instruments include GPS receivers that record the position
of the radio telescope and devices for precise time notations.
z Computers - Computers are used to acquire and analyze data, as well as to control the
telescope's movements.
z Mechanical systems - Gears and motors on the horizontal and vertical axes are used to point
and track the dish.

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Interferometers combine images from several radio telescopes to

make one image that looks like it was taken from one large dish.

In general, large radio telescopes allow you to detect weak signals and resolve them -- so, the larger
the dish, the greater the resolution of the signal. However, large dishes are difficult and expensive to
construct and maintain. To get around this problem, radio astronomers use a technique called
interferometry. Interferometry combines the signals from several small radio telescopes spread out
over a large area to achieve the equivalent of one large dish over the same area (see the links on the
next page for details on interferometry).

For more information about SETI and related topics, check out the links on the next page.

Lots More Information

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z How the Mars Exploration Rovers Work
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z How Telescopes Work
z How Stars Work
z How the Radio Spectrum Works
z How Radio Works
z How the Sun Works
z How Ham Radio Works
z How Satellites Work
z How Rocket Engines Work

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z How Light Propulsion Will Work

z How Antimatter Spacecraft Will Work
z How Solar Sails Work
z How Fusion Propulsion Will Work
z How Inflatable Spacecraft Will Work
z How are the Voyager spacecraft able to transmit radio messages so far?
z Why do you hear some radio stations better at night than in the day?

More Great Links

General SETI Information

z SETI Institute
z Jodrell Bank Observatory: The Background to SETI and Project Phoenix
z SETI League: A Brief SETI Chronology
z The Contact Project Can you help decipher a message from an alien civilization?
z The SETI League: Ask Dr. SETI
z Big Ear Radio Observatory: A SETI Primer
z Sky & Telescope's SETI Section
z Sky & Telescope: SETI Searches Today by Alan M. MacRobert
z Warner Brothers: "Contact" Home Page

SETI Organizations

z SETI Institute Online

z The Planetary Society: SETI Page
z The SETI League

SETI Projects

z SETI at University of California Berkeley

z Jodrell Bank Observatory: SETI Research
z SETI Institute: Project Phoenix
z The SERENDIP Project
z SETI Australia Centre
z Big Ear Radio Observatory Home Page
z COSETI: The Optical SETI Resource For Planet Earth

SETI@home

z SETI@home
z SETI and Distributed Computing
z MSNBC.com: The Front Line In the Search for E.T. <

Future of SETI

z Sky & Telescope: The Future of SETI by Seth Shostak

z SETI Institute: Allen Telescope Array
z Sky & Telescope: The Allen Telescope Array: SETI's Next Big Step by Alan M. MacRobert

Drake Equation

z SETI Institute: Drake Equation

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z SETI Institute: Drake Equation Calculator

z Drake Equation Calculator uses fs term
z Sky & Telescope: The Chance of Finding Aliens: Reevaluating the Drake Equation by Govert
Schilling and Alan M. MacRobert

Radio Astronomy and Interferometry

z Arecibo Radio Telescope

z National Radio Astronomy Observatory
z Very Large Baseline Array: Virtual Tour
z NASA JPL: Basics of Radio Astronomy workbook
z Principles of Radio Interferometry and VLBI
z Introduction to Radio Astronomy and Interferometry
z Big Ear Radio Observatory: Beginner's Guide to Radio Astronomy and SETI

Amateur Radio Astronomy and SETI

z Amateur SETI: Project BAMBI

z The Society of Amateur Radio Astronomers (SARA) Home Page

Books and Videos

z "Beyond Contact: A Guide to SETI and Communicating with Alien Civilizations," by Brian S.
McConnell
z "Are We Alone in the Cosmos?: The Search for Alien Contact in the New Millennium," by Ben
Bova (Editor), Byron Preiss (Editor), William R. Alschuler (Editor)
z "Here Be Dragons: The Scientific Quest for Extraterrestrial Life," by Simon Levay, David W.
Koerner
z "Seti Pioneers: Scientists Talk About Their Search for Extraterrestrial Intelligence," by David W.
Swift
z "The Search for Extraterrestrial Intelligence: A Philosophical Inquiry," by David Lamb
z "Aliens: Can We Make Contact with Extraterrestrial Intelligence?," by Andrew J. H. Clark, David
H. Clark
z "Sharing the Universe: Perspectives on Extraterrestrial Life," by Seth Shostak, Frank Drake
(foreword)
z "Carl Sagan's Cosmic Connection: An Extraterrestrial Perspective," by Carl Sagan, Freeman J.
Dyson
z "Aliens: Can We Make Contact with Extraterrestrial Intelligence?," by Andrew J. H. Clark, David
H. Clark
z "Contact," by Carl Sagan
z "Contact" (1997) (DVD)
z "Contact" (1997) (VHS)
z "The Arrival" (1996) (VHS)
z "Understanding Extraterrestrials" (2000) Documentary (VHS)

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