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NeuroRehabilitation 17 (2002) 49–62 49

IOS Press

Auriculotherapy stimulation for


neuro-rehabilitation
Terry Oleson
Auriculotherapy Certification Institute, 8033 Sunset Blvd., PMB #270, Los Angeles, CA 90046-2427, USA
Tel.: +1 323 656 2084; Fax: +1 323 656 2085; E-mail: t oleson@pacbell.net

Abstract: The capability of reflex points on the external ear to alter neuromuscular and neuropathic disorders has been attributed
to the descending pain inhibitory pathways of the central nervous system. The inverted fetus perspective of the somatotopic
arrangement of auricular acupuncture points was first described in the 1950’s by Dr. Paul Nogier of France, and has received sci-
entific support from double blind studies examining auricular diagnosis of musculoskeletal and of coronary disorders. Acupunc-
ture points on the ear and on the body have lower levels of electrical skin resistance than surrounding tissue. These electro-
dermal differences are apparently related to autonomic control of blood vessels rather than increased sweat gland activity. The
heightened tenderness of reactive acupuncture points may be explained by the accumulation of noxious, subdermal substances.
Electrical stimulation of specific points on the external ear leads to site specific neural responses in different regions of the brain.
Behavioral analgesia produced by auricular acupuncture can be blocked by the opiate antagonist naloxone, indicating the role of
endorphinergic systems in understanding the underlying mechanisms of auriculotherapy. The anatomical structures and electrical
application of the auricle are described as they relate to the localization of master points, musculoskeletal points, internal organ
points, and neuroendocrine points.

Keywords: Auriculotherapy, ear acupuncture, microsystems, neuromuscular disorders, electrical skin resistance, descending pain
inhibitory system

1. Introduction evations of endorphins immediately follow auricular


stimulation [8,9]. Subsequent research has also sug-
Since the discovery of stimulation produced analge- gested that cortisol, serotonin and norepinephrine also
sia by Liebeskind et al. [1], electrophysiological per- play a significant role in these neural pathways which
spectives of the modulatory role of neurological re- regulate pain [10]. The essence of these neurophys-
flex pathways have been increasingly explored. In iological theories is that the nociceptive signals from
addition to the specific nerve tracts which carry as- peripheral nerves ascending to the higher brain can be
cending, nociceptive signals to specific brain regions, blocked by descending impulses from the brain itself.
there is a separate set of descending pathways from Auriculotherapy and classical acupuncture are viewed
the brain which have the ability to inhibit the noci- as clinical procedures for stimulating the peripheral
ceptive impulses, and thus suppress the perception of reflexes, which activate these central brain pathways,
pain [2]. Because the opiate antagonist naloxone blocks thus inhibiting the maladaptive reflexes that contribute
both stimulation-produced analgesia from brain stim- to neuromuscular disorders.
ulation [3] and blocks analgesia from stimulation of While the stimulation of acupuncture points near a
acupuncture points [4], the descending pain inhibitory region of body pathology has received moderate ac-
system has been strongly associated with endorphiner- ceptance by Western trained scientists [11], the use of
gic pathways in the brain and spinal cord [5,6]. Anal- remote acupuncture points to treat pathological organs
gesia from the electrical stimulation of auricular acu- that are distant from the site of stimulation arouses con-
points is also reversed by naloxone [7] and distinct el- siderable skepticism. It seems plausible that activa-

ISSN 1053-8135/02/$8.00  2002 – IOS Press. All rights reserved


50 T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation

tion of tissues immediately surrounding a stimulating Inverted Fetus on Ear


electrode could directly alter the bioelectric fields and
the biochemical environment of nearby cells. The un-
derlying mechanisms for remote acupuncture points,
however, seems less apparent. At the very least, there
would be significant decay of the electrical signal as it
traveled over the body from the ear to the hand or to
the foot. Nonetheless, electrical stimulation of specific
regions of the external ear has been shown to allevi-
ate pathological conditions throughout the body [12].
What is often misunderstood is that the electrical sig-
nals from the external ear do not directly flow to dis-
tal regions of the body. The actual pathway is more
circuitous, traveling along neuron fibers from the auri-
cle to the brain, from the brain down the spinal cord,
and from spinal nerves to the correspondent region of
the body. These circuitous communication pathways
along the nervous system allow the activation of auric-
ular acupoints to alleviate disorders in widespread parts
of the body. The arrangement of auricular acupoints
can be viewed as an inverted somatotopic map of the
body. According to this view, upper regions of the ex-
ternal ear are used to alleviate conditions in the legs and
feet, middle regions of the auricle represent the chest
Fig. 1. Inverted fetus map represented on the external ear.
and back, and lower regions of the auricle can relieve
headaches and brain disorders. The purpose of this
presentation is to review the history, theories, clinical Penfield and Rasmussen for the human cerebral cor-
studies, and neurophysiological research which has ex- tex [16]. Neurophysiological research revealing a con-
amined the field of auriculotherapy and its relationship nection between this Nogier auricular map and the so-
to neuro-rehabilitation. matotopically organized neurons in the brain is in only
the initial stages of scientific investigations.
Nogier [17] suggested that there are three different
2. Somatotopic organization of auricular zones on the external ear which are related to differ-
acupuncture points ent types of neural innervation and different categories
of embryological tissue. A picture of the external ear
In traditional acupuncture theory, chronic pain and identifying the nomenclature for different anatomical
pathological diseases are due to the blockage of energy regions of the auricle are shown in Fig. 2, whereas the
flow along acupuncture meridians, invisible lines of specific functional zones of the ear are represented in
force extending over the surface of the body. Ancient Fig. 3. The central concha of the ear is innervated by the
Oriental medical texts described direct energy connec- vagus nerve and serves as the region for autonomic reg-
tions between the yang acupuncture meridians which ulation of pain and pathology originating from internal
connect to the head and acupuncture points found on organs [18]. The surrounding antihelix and antitragus
the external ear [13]. In 1958, the Chinese revised their ridges of the ear represent somatic nerve processing of
charts of auricular acupuncture points after they learned myofascial pain, backaches, and headaches [19]. The
of the inverted fetus map discovered by Dr. Paul No- outer helix tail and the lobe represent the spinal cord
gier, of Lyon, France [14]. This inverted fetus image and brain regions which affect neuropathic pain,such as
is shown in Fig. 1. Nogier was familiar with an energy peripheral neuropathies and trigeminal neuralgia. The
perspective of the human body from his studies of the body organs represented on the external ear can also be
French acupuncturist Georges Soulie de Morant [15]. viewed as three concentric rings. The embryologically
The somatotopic pattern on the external ear was com- based endodermal organs are found at the center of
pared to the neurological homunculus demonstrated by the ear, the mesodermal tissue that become the somatic
T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation 51

Auricular Anatomy 3. Neurophysiological theories of acupuncture and


micro-acupuncture systems
❍ Helix

Triangular Superior
Crus
According to Ralph Alan Dale [20], the homuncu-
Fossa
lus pattern shown on the external ear is one of sev-
● ❍ eral micro-acupuncture systems that connect periph-
Inferior eral regions of the body to the central nervous sys-
Crus
❍ Scaphoid
tem. Dale suggested that these microsystem points
Superior ● Fossa have remote reflex connections to other parts of the
Concha ● ❍
Antihelix body through neuronal pathways in the central nervous
Body system. Dale has proposed that there are both organo-
Tragus ●
Concha cutaneous reflexes which allow the microsystem to re-
❍ Ridge
● ❍ veal underlying body pathology and cutaneo-organic
Inferior reflexes which enable micro-acupuncture stimulation to
Concha ❍ Antihelix
Tail alleviate the pathological condition. Foot reflexology,
❍ hand acupuncture, and scalp acupuncture are other ex-
Intertragic Antitragus amples of such micro-acupuncture systems, each serv-
Notch
❍ Lobe ing as peripheral terminals to a central regulating sys-
tem.
Tsun-nin Lee [21] has hypothesized a thalamic neu-
Fig. 2. Identification of specific anatomical regions of the auricle. ron theory to account for reflex connections between
acupuncture points and the brain. According to this
view, pathological changes in peripheral tissue will
eventually lead to dysfunctional neural firing patterns
in the correspondent neural microcircuits in the brain
and spinal cord. The organization of the connections
Mesodermal Area
between peripheral nerves and the CNS is controlled
Somatic Nerves by sites in the sensory thalamus that are arranged like
Myofascial Tension the overall body, but inverted. The CNS institutes cor-
rective measures intended to normalize the disordered
neural circuits, but strong environmental stressors or
Endodermal Area
Autonomic Nerves
intense emotions may cause the CNS circuitry to mal-
Visceral Disorders function. If the neurophysiological programs in the
neural circuits are impaired, the peripheral disease may
remain chronic. Pain and disease are thus attributed
to learned, maladaptive programming of these central
Ectodermal Area
Brain and Spinal Cord
neural circuits. Stimulation of acupuncture points on
Neuropathic Disorders the body or on the ear can serve to induce a reorganiza-
tion of these pathological brain pathways. The spatial
arrangement of these neuronal chains within the thala-
Fig. 3. Identification of three functional regions of the auricle.
mic homunculus is said to account for the arrangement
of acupuncture meridians in the periphery. Nogier [15]
musculature is represented on the middle ridges of the had suggested a similar theory to explain auriculother-
auricle, and the ectodermal skin and nervous system apy. The auricular acupuncture system is said to be
tissue are found on the outer ridges of the ear. Each of arranged in a somatotopic pattern on the auricular skin
these three auricular regions depicts body orientation in surface that connects to the somatotopic circuits to the
an inverted somatotopic pattern. Organs higher in the brain.
body, such as the endodermal lungs, the mesodermal,
shoulder or the ectodermal cerebral cortex, are repre-
4. Electrodermal determination of acupuncture
sented on lower areas of the auricle, whereas organs points
lower in the body, such as the intestines, the leg, or the
lumbar spinal cord, are represented on higher areas of Double blind assessment of the somatotopic pattern
the auricle. of musculoskeletal reflex points on the auricle was first
52 T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation

conducted by Oleson et al. in 1980 [22]. Forty patients tion of the scientific validity of acupuncture points [24,
with specific musculoskeletal pain problems were eval- 25]. Observations that acupuncture points exhibit
uated by a UCLA doctor or nurse to determine the ex- higher levels of skin conductance than surrounding skin
act body location of their physical pain. These patients surface areas, or lower levels of skin resistance, were
were then draped with a sheet to cover their body so that first reported in the 1950’s by Nakatani in Japan and
only their external ear was exposed to view. Crutches by Niboyet in France [26]. In the 1970’s, Matsumoto
and braces were removed from the room in order to found that 80% of acupuncture points could be detected
prevent any clues as to the nature of their condition. A as low resistance points. The electrical resistance of
second medical doctor, who had extensive training in acupuncture points was found to range from 100 to
auricular acupuncture procedures, then examined each 900 kilohms, whereas the electrical resistance of non-
patient’s ear. This second doctor had no prior knowl- acupuncture points ranged from 1,100 to 11,700 kilo-
edge of the subject’s previously established medical di- hms. Taking great care to control for electrical resis-
agnosis and was not allowed to verbally interact with tance variance due to pressure on the skin by the de-
the patient. Auricular diagnosis was determined by nu- tecting probe, Reichmanis, Marino, and Becker [27,
merically rated levels of tenderness to a palpating probe 28] systematically verified that the electrodermal resis-
and by the quantified electrical conductivity of the skin. tance at acupuncture points is significantly lower than
Specific areas of the auricle were examined which were surrounding tissue. In addition, meridian acupuncture
associated with different musculoskeletal regions of the points exhibit even lower electrical resistance when
body. There was a positive correspondence between there is pathology in the organ they represent. The nor-
auricular points identified as reactive, both tender to mal, bilateral symmetry of the electrical resistance of
palpation and exhibiting at least 50 microamps of elec- acupuncture points is disturbed when there is unilateral
trical conductivity, and the parts of the body where there pathology in the body.
was musculoskeletal pain. Non-reactive ear points cor- Xianglong et al. [29] of China examined 68 healthy
responded to parts of the body from which there was adults for computerized plotting of low skin resistance
no reported pain. The statistically significant, overall points. A silver electrode was continuously moved
correct detection rate was 75.2%. When the pain was over a whole area of body surface, while a reference
located on only one side of the body, electrical conduc- electrode was fastened to the hand. Starting from the
tivity was significantly greater at the somatotopic ear distal ends of the four limbs, investigators moved the
point on the ipsilateral ear than at the corresponding electrode along the known meridians. The resistance of
area of the contralateral ear. These results supported low skin impedance points (LSIP) was approximately
the concept that specific areas of the ear are related to 50 kilohms, whereas the impedance at non-LSIP was
specific areas of the body. typically 500 kilohms. LSIP’s were distributed over the
Auricular points related to coronary disorders were body predominantly along the 14 classical acupuncture
examined by Saku et al. [23] in Japan. Reactive elec- meridian channels. A total of 64% of LSIP’s were
tropermeable points on the ear were defined as auric- located exactly on a meridian and 83.3% were located
ular skin areas that had conductance of electrical cur- within 3 mm of an acupuncture channel. Individual
rent greater than 50 microamps, indicating relatively LSIP’s could be found in non-meridian areas in only a
low skin resistance. There was a significantly higher few cases. There was not an uninterrupted, continuous
frequency of reactive ear points at the Chinese heart line of low skin impedance, but a series of electroactive
points in the inferior concha (84%) and on the tra- points distributed along the meridian channel. There
gus (59%) for patients with myocardial infarctions and was no marked natural fluctuation of skin impedance
angina pain than for a control group of healthy subjects and the distribution of LSIP’s was considerably stable
(11%). There was no difference between the coronary and repeatable from one day to the next.
heart disease group and the control group in the electri- Chiou et al. [30] examined the topography of low
cal reactivity of auricular points that did not represent skin resistance points (LSRP) in rats. The moveable
the heart. The frequency of electropermeable auricular search electrode was a polished acupuncture needle ap-
points for the kidney (5%), stomach (6%), liver (10%), plied with uniform pressure which did not pierce the
elbow (11%), or eye (3%), was the same for coronary skin, while the reference electrode was a needle sub-
patients as for individuals without coronary problems. dermally inserted into the tail. Specific LSRP loci
Quantified examinations of the electrical properties were distributed symmetrically and bilaterally over the
of the skin have provided the most objective demonstra- shaved skin of the animal’s ventral, dorsal, and lateral
T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation 53

surface. The arrangement of LSRP corresponded to point. Histological investigation could not prove the
the acupuncture meridians found in humans. The LSR- existence of sweat glands in the rat auricular skin. The
P’s were hypothesized to represent zones of autonomic authors suggested that the low impedance points are in
concentration, the higher electrical conductivity due to fact related to sympathetic control of blood vessels.
higher concentration of neural and vascular elements
beneath the points. The LSRP’s gradually disappeared
30 minutes after the animal’s death. 5. Changes in brain responses related to auricular
Skin and muscle tissue samples were obtained by reflexes
Chan et al. [31] from four anesthetized dogs. Acupunc-
ture points, defined by regions of low skin resistance, Further evidence of the neurophysiological connec-
were compared to control points exhibiting less con- tion between the external ear and the brain has been
ductivity. The points were marked for later histological provided by animal research. Kalyuzhnyi [34] applied
examination. Concentration of substance P was signif- 15 Hz electrical stimulation to the auricular lobe of
icantly higher at skin acupuncture points (3.33 ng/g) rabbits, an area corresponding to the jaw and teeth in
than at control skin points (2.63 ng/g) that did not ex- humans. They measured behavioral reflexes and cor-
hibit low skin resistance. Concentration of substance tical somatosensory evoked potentials in response to
P was also significantly higher in skin tissue samples tooth pulp stimulation. Auricular electroacupuncture
(3.33 ng/g) than in the deeper, muscle tissue samples produced a significant decrease in behavioral reflexes
(1.81 ng/g). Substance P is known to be a spinal neu- and in cortical potentials evoked by electrical stimula-
rotransmitter found in nociceptive, afferent C-fibers. It tion of the teeth. For most animals, the suppression
plays a role in pain transmission, stimulates contractil- of the behavioral and neurophysiological nociceptive
ity of autonomic smooth muscle, induces subcutaneous responses was abolished by injection of the opiate an-
liberation of histamine, causes peripheral vasodilation, tagonist naloxone, suggesting endorphinergic mecha-
and leads to hypersensitivity of sensory neurons. This nisms. Fedoseeva et al. [35] also examined electrical
neurotransmitter seems to activate a somato-autonomic stimulation of auricular acupuncture at ear lobe points
reflex that could account for the clinical observations of rabbits, in the auricular area representing the trigem-
of specific acupuncture points that are both electrically inal nerve. Auricular electroacupuncture led to a re-
active and tender to palpation [32]. duction of the amplitude of cortical somatosensory po-
Experimentally induced changes in auricular reflex tentials evoked by tooth pulp stimulation. Intravenous
points in rats were examined by Kawakita et al. [33]. injection of the opiate antagonist naloxone diminished
The submucosal tissue of the stomach of anesthetized the analgesic effect of auricular electroacupuncture at
rats was exposed, then acetic acid or saline was injected 15 Hz stimulation frequencies, but not at 100 Hz stimu-
into the stomach tissue. Skin impedance of the auricu- lation. Conversely, injection of saralasin, an antagonist
lar skin was measured by constant voltage, square wave of angiotensin II, blocked the analgesic effect of 100 Hz
pulses. A silver metal ball, the search electrode, was auricular acupuncture, but not 15 Hz stimulation.
moved over the surface of the rat’s ear and a needle was Asamoto and Takeshige [36] studied selective acti-
inserted into subcutaneous tissue to serve as the refer- vation of the hypothalamic satiety center by auricular
ence electrode. Injection of acetic acid led to the grad- acupuncture in rats. Electrical stimulation of inner re-
ual development of lowered skin resistance points on gions of the rat ear, which corresponds to auricular rep-
central regions of the rats’ ears, auricular areas which resentation of the gastro-intestinal and thoracic organs,
correspond to the gastro-intestinal region of human led to evoked potentials in the ventromedial hypotha-
ears. In normal rats and in experimental rats before the lamus (VMH) satiety center, but not in the lateral hy-
surgical operation, low impedance points were rarely pothalamic (LH) feeding center. Stimulation of more
detected on the auricular skin. After experimentally peripheral regions of the auricle did not activate hy-
induced peritonitis, there was a significant increase in pothalamic evoked potentials, indicating the selectivity
low impedance points (0–100 kilohms) and moderate of auricular acupoint stimulation. Acupuncture needles
impedance points (100–500 kilohms), but a decrease were subsequently placed into the same auricular sites
in high impedance points (greater than 500 kilohms). as those that led to VMH evoked potentials in the first
These results demonstrated a reduction in the electro- set of rats. After 16 days, the body weights of rats in
dermal resistance response to experimentally induced the auricular acupuncture group was significantly lower
irritation of the internal organ related to that auricular than in a control group of rats that were not treated.
54 T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation

Auricular acupuncture had no effect in rats who had ferent areas of the brain has been provided by brain
received bilateral lesions of the VMH, thus indicating imaging research conducted by Cho et al. [41]. Base-
that the integrity of the hypothalamus was essential for line recordings of functional magnetic resonance im-
achieving this weight loss effect. ages (fMRI) activity were obtained and changes in
Shiraishi et al. [37] also recorded hypothalamic neu- fMRI activity were recorded following visual stimula-
rophysiological activity in the VMH and LH of rats in a tion versus auditory stimulation. Needles were then
different manner. Single unit neuronal discharge rates inserted into different acupuncture points of the human
were recorded in the hypothalamus following electri- volunteers. Acupuncture points that are typically used
cal stimulation of low resistance regions of the infe- for visual disorders led to changes of fMRI typically in
rior concha of the rat, areas of the ear innervated by the visual cortex, whereas needles inserted into another
the vagus nerve. Auricular stimulation tended to facil- set of acupoints that are typically used to affect hear-
itate neuronal discharges in the VMH and inhibit neu- ing disorders selectively activated fMRI activity in the
ral responses in the LH. Responses of 162 VMH neu- auditory cortex. The first demonstrations of fMRI of
rons showed that 44.4% exhibited increased neuronal brain activity following ear acupuncture was reported
discharge to auricular stimulation, 3.7% exhibited de- by Alimi [42] at the Third International Symposium
creased activity, and 51.9% showed no change. Of of Auriculotherapy and Auricular Medicine in Lyon,
224 LH neurons in these rats, 22.8% were inhibited by France; 2000. Manipulation of gold needles inserted
auricular stimulation, 7.1% were excited, and 70.1% into the thumb region of the auricle activated the same
were unaffected. When the analysis was limited to 12 areas of the brain as tactile stimulation of the actual
rats classified as responding to auricular acupuncture thumb.
stimulation with weight loss, 49.5% of LH units were
inhibited, 15.5% were excited, and 35.0% were not af-
fected by auricular stimulation. A different set of rats 6. Mechanisms for withdrawal from opiate drugs
were given lesions of the VMH, which led to signif- by auricular acupuncture
icant weight gain. In these hypothalamic obese rats,
53.2% of 111 LH neurons were inhibited by auricular The discovery by H.L. Wen [43] that auricular
stimulation, 1.8% showed increased activity, and 45% acupuncture facilitates withdrawal from narcotic drugs
were unchanged. These neurophysiological findings in has led to a plethora of studies demonstrating the ap-
animals suggest that auricular acupuncture selectively plication of this technique for substance abuse [44,45].
activates one area of the hypothalamus while it inhibits Auricular electroacupuncture has been shown to raise
another. Other studies have demonstrated the ability of levels of met-enkephalin levels in human narcotic ad-
stimulation of the specific auricular points to alter elec- dicts [46] and beta-endorphin levels in mice withdrawn
trophysiological measures of gastro-intestinal activity from morphine [47–49]. Pert et al. [50] showed that
in humans [38,39]. 7 Hz electrical stimulation through needles inserted into
Auricular acupuncture has also been shown to sup- the concha of the rat produced an elevation of hot plate
press autonomic electrodermal activity associated with threshold which was reversed by the opiate antagonist
the startle reflex to arousing stimuli. Young and Mc- naloxone. The behavioral analgesia to auricular elec-
Carthy [40] conducted a controlled clinical trial on troacupuncture was accompanied by a 60% increase in
38 healthy human volunteers. Forearm electrodermal radioreceptor activity in cerebrospinal fluid levels of
recordings (EDR) to different stimuli were obtained endorphins, which was significantly greater than the
when a needle was inserted into the auricular sympa- endorphin changes observed in a group of control rats.
thetic point. In another set of subjects, EDR levels were Concomitant with these CSF changes, auricular elec-
recorded when a needle was inserted into a placebo au- troacupuncture produced depletion in beta-endorphin
ricular point not associated with autonomic regulation. radioreceptor activity in the ventromedial hypothala-
Electrodermal responses were consistently lower fol- mus and the medial thalamus. Supportive findings from
lowing stimulation of the auricular sympathetic point human patients suffering from back pain was demon-
than when needles were placed in the placebo point, strated by Clement-Jones et al. [51]. Low frequency
suggesting that the auriculotherapy attenuated the au- electrical stimulation of the concha region of the ear
tonomic startle reflex. led to relief of back pain within 20 minutes of the onset
The most conclusive evidence that needle stimula- of electroacupuncture and an accompanying elevation
tion of acupuncture points can selectively activate dif- of radioassays for CSF beta-endorphin activity in all 10
T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation 55

back pain patients. Abbate et al. [52] examined endor- that the occupation of opiate receptor sites by narcotic
phin levels in 65 patients who were undergoing thoracic drugs leads to the inhibition of the activity of natural
surgery with 50% nitrous oxide and 50 Hz auricular endorphins, whereas auricular acupuncture facilitates
electroacupuncture. These patients were compared to withdrawal from these drugs by activating the release
six control patients who underwent surgery with 70% of previously suppressed endorphins. By giving small,
nitrous oxide, but no acupuncture stimulation. The incremental doses of naloxone administration after au-
auricular acupuncture patients showed a significantly ricular acupuncture, it was theorized that opiate recep-
greater increase in beta-endorphin immunoreactivity. tor sites can be allowed to more readily return to their
Simmons and Oleson [53] examined naloxone re- normal state.
versibility of auricular acupuncture analgesia to acute Other biochemical changes also accompany auricu-
induced pain. All 40 volunteers were assessed for tooth lar acupuncture. Jaung-Geng et al. [55] evaluated lactic
pain threshold by a dental pulp tester. Dental pain lev- acid levels from pressure applied to ear vaccarie seeds
els were determined before and after auriculotherapy positioned over the liver, lung, san jiao, endocrine, and
and then again after double blind injection of nalox- thalamus (subcortex) points. Pressure applied to ear
one or placebo. Subjects were assigned to one of four points produced significantly lower levels of lactic acid
groups: true auricular electrical stimulation (AES) fol- obtained after physical exercise on a treadmill test than
lowed by an intravenous injection of naloxone; true when ear seeds were placed over the same auricular
AES followed by an injection of saline; placebo stimu- points but not pressed. Actual stimulation of these au-
lation of the auricle followed by an injection of nalox- ricular acupressure points seemed to reduce the toxic
one; or placebo stimulation of the auricle followed by elevations of lactic acid build-up to a greater extent
an injection of saline. Dental pain thresholds were sig- than did the control condition, perhaps due to improved
nificantly increased by AES conducted at appropriate peripheral blood circulation. Debrecini [56] examined
auricular points for dental pain. Pain thresholds were changes in plasma ACTH and GH levels after 20 Hz
not altered by sham stimulation at inappropriate auric- electrical stimulation through needles inserted into the
ular points. Naloxone produced a slight reduction in adrenal point on the tragus of the ears of 20 healthy
dental pain threshold in the subjects given true AES, females. While GH secretions increased after elec-
whereas the true AES subjects who were then given troacupuncture, ACTH levels remained the same.
saline showed a further increase in pain threshold. The
minimal changes in dental pain threshold shown by the
sham auriculotherapy group were not significantly af- 7. Auricular anatomical regions
fected by saline or by naloxone. Pain threshold levels
did not completely return to baseline after naloxone, The practice of auricular acupuncture begins with an
suggesting non-opioid as well as endorphinergic brain in depth appreciation of the complex curvatures that
mechanisms. compose the anatomy of the external ear. In accordance
Kroening and Oleson [54] examined 14 chronic with its purpose as the most distal component of the
pain patients who were switched from their original auditory system, the auricle of the ear is shaped to con-
analgesic medication to an equivalent dose of oral form to the undulating waves of sound that arrive at the
methadone, typically 80 mg per day. An electrodermal ear. International standardized nomenclature for these
point finder was used to determine areas of low skin re- anatomical areas was agreed upon at a 1990 meeting of
sistance for the lung point and the shen men point. Nee- the World Health Organization [57]. The auricle con-
dles were bilaterally inserted into these two ear points sists of a series of circular ridges and valleys that finally
and electrical stimulation was initiated between two focus sound input into the auditory canal at the center
pairs of needles. After 45 minutes of electroacupunc- of the external ear. The most outer ridge of the auricle
ture, these hospitalized pain patients were given peri- is referred to as the helix, which is a Latin term for a
odic injections of small doses of naloxone (0.04 mg spiral pattern. An inner ridge within this outer rim is
every 15 minutes). The daily dose of methadone was called the antihelix, indicating a spiral structure oppo-
cut in half each day, presuming there were no aversive site to another spiral configuration. These two regions
withdrawal effects. All 14 patients were withdrawn of the ear are illustrated in Fig. 3. The helix is further
from methadone within 2 to 7 days, for a mean of 4.5 subdivided into a central helix root, an arching superior
days. Only a few patients reported any side effects, helix, and the outermost helix tail. The subsections of
such as mild nausea or agitation. The authors proposed the antihelix include an antihelix tail at the bottom, an
56 T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation

Master Points 8. Auricular master points


Allergy Point
Autonomic
Sympathetic Shen Men The relationship of each anatomical region of the
Point
auricle to clinical applications has been described in
previous publications by Oleson et al. [58] and in vari-
ous clinical texts on auricular acupuncture [13,14,59].
The first set of ear acupoints to be considered are re-
ferred to as master points or tune-up points, shown in
Point Zero
Fig. 4. These auricular points do not correspond to one
Master specific body organ, but affect many different medical
Oscillation
Point conditions. They thus have a “mastery” over the gen-
eral health of the body. Stimulation of these master
Tranquilizer
Point points is said to “tune-up” or correct metabolic mal-
functions. The master points identified as point zero
Endocrine Thalamus
Point Subcortex and shen men are utilized in almost all auriculotherapy
Point treatment plans and seem to facilitate the improvement
Master
Cerebral
Master of most health disorders. Point zero was first described
Sensorial
by Nogier and is found in a notch on the helix root
Fig. 4. Location of master points on the auricle. as it rises from the concha ridge. Besides serving as
an anatomical landmark that indicates the central most
antihelix body in the middle, and two branches from the position of the auricle, point zero is thought to function
antihelix body, the superior crus and the inferior crus. as a homeostatic point which balances dysfunctional
Between these two arms of the upper antihelix lies a conditions. The shen men point is similar in function to
point zero, purportedly producing a general balance of
deeper region, the triangular fossa, whereas the valley
physiological activity. It is clinically used to alleviate
of the scaphoid fossa separates the antihelix from the
stress, pain, tension, anxiety, depression, and substance
helix tail.
abuse disorders. The English translation of shen men
Covering the auditory canal is a flat section of the
is “spirit gate”, suggesting that activation of this Chi-
ear known as the tragus. Opposite to the tragus is a
nese ear point connects an individual to one’s spiritual
ridge that is labeled the antitragus. It is a curving,
essence, enhancing the vital forces of life. The physi-
descending continuation of the antihelix. Below the
cal location of shen men is found toward the tip of the
antitragus is the soft, fleshy ear lobe and between the
triangular fossa.
antitragus and the tragus is an area known as the in- The next master point is referred to as the autonomic
tertragic notch. The deepest region of the ear is called or sympathetic point, referring to its use in regulat-
the concha, indicating it is shell shaped in its structure. ing the autonomic nervous system. While there are
The concha is further divided into an inferior concha many physiological disorders that involve hyperactive
below, a superior concha above, a concha ridge in be- or hypoactive autonomic reflexes, the autonomic point
tween, and a concha wall which surrounds the whole is particularly prescribed for treating vasoconstrictive
concha floor. Two hidden areas of the ear include the problems associated with hypertension and cardiovas-
subtragus underneath the tragus and the internal helix cular disorders. This point is also one of the principal
underneath the helix. On the back side of the ear is a auricular points used for drug detoxification and sub-
whole surface referred to as the posterior auricle. This stance abuse treatment. The autonomic sympathetic
hind portion of the ear is subdivided into a posterior point is found on the underside of the internal helix,
groove behind the antihelix, a posterior lobe behind the where it meets the antihelix inferior crus. Such hidden
lobe, a posterior concha behind the concha, a posterior points are represented by a black square, indicating that
triangle behind the triangular fossa, and the posterior these auricular points are not normally visible because
periphery behind the scaphoid fossa and helix tail. Tak- they are covered by another region of the ear, in this
ing the time to visually recognize and tactilely feel the case the helix root. The next two master points, the
different contours of the ear will greatly assist one in thalamus point and the endocrine point, are also rep-
applying the auricular somatotopic correspondences to resented by filled squares. These two points are also
specific anatomical structures. not visible without pulling the auricle outwards with
T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation 57

retractors. The thalamus point is found on the base of Inverted Somatotopic Pattern
the concha wall, behind the antitragus, whereas the en- Foot
docrine point is located nearby, on the vertical surface Leg
of the intertragic notch. The thalamus point is thought
to connect to subcortical structures in the brain that are Hand
involved in neurological dysfunctions and the reduction
of pain sensations. The endocrine point represents the Arm
pituitary gland, the master control gland for all other
endocrine glands and the target hormones which they Lower
release into the general blood supply of the body. Back
Superior to the endocrine point, and underneath the Upper
lower knob on the peripheral edge of the tragus, is the Back
master oscillation point. This auricular point is used by
European practitioners of auricular medicine to facili- Neck
tate interactions between the left brain and right brain.
Oscillators are said to have a problem with laterality, Head
the inappropriate control of cortical functions by the
opposite cerebral hemisphere. On the underside of the Face
apex of the ear is the allergy point, named for its ability
to alleviate allergies, arthritis, and inflammatory reac-
tions. Toward the bottom of the tragus is the tranquil- Fig. 5. Location of musculoskeletal points on the auricle.
izer point, an ear acupuncture point used for sedating
the mind and calming the body. The final two master gard to auriculotherapy of the musculoskeletal system,
points are located on the ear lobe. At the center of the the European system seems to be more accurate for
lobe, vertically below point zero, is the master senso- the alleviation of neck tension, back pain, and muscle
rial point, used to alleviate any disturbing sensations. tension. The posterior groove behind each level of the
Below the intertragic notch is the master cerebral point, antihelix is stimulated to reduce myofascial pain from
also referred to as the neurasthenia, nervousness, or localized muscle spasms. Osteopathic physicians, chi-
worry point. It is stimulated in order to reduce obses- ropractic doctors, and physical therapists have reported
sive, worry thoughts and to alleviate the symptoms of that auriculotherapy stimulation applied before or after
generalized anxiety. spinal adjustments can significantly improve the clini-
cal effectiveness of their treatments by reducing mus-
cles spasms [19].
9. Somatotopic musculoskeletal auricular points Auricular representation of the head and face is lo-
cated toward the bottom of the ear, on the antitragus and
In his original text, The Treatise of Auriculotherapy, the lobe. The occiput is appropriately represented on
Paul Nogier [14] focused on auricular representation the antitragus region adjacent to the lowest portion of
of the musculoskeletal body because a distinctive cor- the antihelix tail that corresponds to the upper cervical
respondence could be confirmed between anatomical spine. Toward the middle of the antitragus is found the
areas of myofascial tension and specific regions of ten- auricular microsystem point for the temples, whereas
derness on the external ear. The somatotopic relation- toward the base of the antitragus, near the intertragic
ship of specific points on the auricle to specific areas notch, is the forehead point. The most reactive of these
of the musculoskeletal body is depicted in Fig. 5. The antitragus auricular points is utilized to treat both ten-
cervical vertebrae are represented on the central side sion headaches and migraines. At the junction of the
of the antihelix tail, the thoracic vertebrae are repre- upper regions of the ear lobe and the lower sections of
sented on the central side of the antihelix body, and the the scaphoid fossa is found the TMJ point, for relief of
lumbo-sacral vertebrae are represented on the top of tight and tense muscles of the lower jaw and upper jaw.
the inferior crus of the antihelix. This particular pattern Figure 5 also shows the similarities and differences
first reported by Nogier in 1957 is a slightly different between the Chinese and the European systems of ear
configuration than the vertebral arrangement shown in acupuncture for auricular representation of the lower
many Chinese ear acupuncture charts [14]. With re- extremities. In Chinese auricular charts, the hip, knee,
58 T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation

ankle and foot are represented in an upside down per- on the concha ridge, just peripheral to point zero, the
spective on the superior crus of the antihelix. The so- stomach point is used to alleviate stomach aches, nau-
matotopic presentation of these same leg points in the sea, vomiting, ulcers, and weight control problems. As
Nogier system are also found in an inverted orientation, noted before, Shiraishi et al. [37] demonstrated that
but they are located in the triangular fossa. For some stimulation of the auricular stomach point in animals
people, the Chinese leg points most accurately corre- affects neuronal firing rates in the neuro-vegetative hy-
spond to auricular representation of their hip, knee, or pothalamus. In the superior concha is found auricular
foot problems, while for other patients with lower ex- representation of the duodenum, the small intestines,
tremity problems, greater tenderness and electrical ac- and the large intestines. In Chinese auricular acupunc-
tivity is found on auricular points in the triangular fossa. ture, the ear points for the stomach, small intestines,
As with vertebral points, stimulation of the posterior and large intestines are also said to connect to the ener-
side of the triangular fossa and the superior crus also getic meridians of the same name. Stimulation of these
serves to enhance the relief of myofascial pain in the points could thus relieve physiological dysfunctions of
legs or feet. each organ, such as diarrhea or constipation, or they
There is no discrepancy between European and Chi- could alter the energetic function of the corresponding
nese ear charts which indicate auricular representa- yang meridian. The auricular point for the rectum is
tion of the upper extremities. Treatment of shoulder found on the helix root and is used for problems of
problems is achieved by stimulation of a point in the rectal pain.
scaphoid fossa peripheral to point zero. The shoul- The five element theory of traditional Oriental
der point is logically located next to the junction of medicine suggests that five yin organs affect problems
auricular representation of the cervical spine and the of energetic constitution other than the known physi-
thoracic spine. Since the somatotopic system on the ological function of that organ. The kidney auricular
ear is an inverted orientation, the elbow point is found point is related to bone problems, hearing disorders,
in the region of the scaphoid fossa above the shoulder and urinary dysfunctions, the liver point can affect ten-
point, and as one ascends higher in the scaphoid fossa, don and ligament sprains as well as hepatitis, the spleen
one arrives at the wrist point and above that are several point can reduce muscle spasms as well as lymphatic
points for the fingers. Both the front and the back side disorders. The lung point is said to affect respiratory
of the ear are stimulated to relieve tennis elbow, carpal problems, yet it also is used to treat skin disorders and
tunnel syndrome, and arthritic pain in the fingers. In drug detoxification. The auricular point for the heart in
addition to auricular points for the arms and legs, Fig. 5 Chinese charts is found at the very center of the inferior
indicates areas on the external ear which are utilized concha, in the deepest region of the concha floor. This
to treat sensory dysfunctions related to the eyes, nose, point is used to treat angina pain, hypertension, heart
and inner ears. palpitations, and anxiety. Surrounding the heart point
are the auricular points for the lungs, which the Chinese
further differentiated into lung 1, lung 2, and bronchi
10. Auricular representation of internal organs ear points. All these lung points are utilized to alleviate
respiratory problems, but lung 1 and lung 2 are also the
Visceral organs derived from endodermal embry- principal ear points included in auricular acupuncture
ological tissue are found in the central valley of the treatment of substance abuse.
auricle, the concha. Intriguingly, the autonomic vagus On Fig. 6 is indicated the ear acupoint representing
nerve which regulates internal organs only reaches the the liver. It is located on the concha ridge, peripheral
superficial skin in the region of the concha of the ear. to the stomach point. Below the liver point, in the
All of the digestive and thoracic internal organs are il- inferior concha of the left ear, is the Chinese location
lustrated in figure 6. Near the opening to the actual for the spleen point, whereas the European location for
auditory canal is the opening to the digestive system, the spleen is on the left superior concha, but above the
the mouth. It is found in the inferior concha, below the liver point. In the superior concha of the right ear is
helix root. The esophagus point extends peripherally auricular representation of the gall bladder. Nearby, the
from the auditory canal, and is used in the treatment pancreas is represented in the superior concha.
of esophageal spasms. Of all the gastro-intestinal au- Urogential organs are found on the external ear in
ricular points, the point for the stomach is the most either the superior concha below the inferior crus of the
frequently used in auricular treatment plans. Located antihelix, or in the internal helix on the underside of the
T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation 59

Internal Digestive and Thoracic Organs Auricular Neuro - Endocrine Points


Bladder Sciatic Nerve
Uterus .C
Kidney .C
Kidney .E
Heart .E Adrenal
Large Gland .E
Intestines
Small Lumbo -
Pancreas Sacral
Intestines
Rectum Spinal Cord
Ovaries
Stomach Spleen .E & Testes Thymus
Gland
Mouth
Liver Vagus Thoracic
Esophagus Nerve Spinal Cord
Spleen .C Thyroid Gland
Bronchi Adrenal
Gland .C Cervical
Lung 1 Spinal Cord
.C = Chinese Pineal Brain Stem
Point Gland
Heart .C Occipital Cortex
.E = European Pituitary Temporal Cortex
Lung 2 Gland
Point Trigeminal Nerve
Frontal Cortex Parietal Cortex

Fig. 6. Location of internal organ points on the auricle. Fig. 7. Location of neuro-endocrine points on the auricle.

helix root. The Chinese auricular points representing


the kidneys are found in the upper regions of the pe- the external ear used to treat hormonal imbalances. On
ripheral superior concha. This ear point is frequently auricular areas nearby the intertragic notch are found
used to alleviate bone fractures, back pain, and hearing points which represent pituitary control of the adrenal
disorders as well as kidney dysfunctions. Nogier, how- gland, the thyroid gland, and the gonads. At the bot-
ever, depicted the kidney on the internal helix region tom of the tragus is represented the pineal gland, which
of the auricle that is near the triangular fossa. Both affects melatonin release and daily circadian rhythms.
Chinese and French practitioners localize the auricular These auricular points are shown in Fig. 7. The rest
bladder point to that region of the superior crus below of the endocrine glands are represented on the concha
the midpoint of the inferior crus of the antihelix. One wall, adjacent to the antihelix areas which represent the
of the most frequently used points for female related vertebral regions of the body where those glands are
disorders is the Chinese location for the uterus. This found. The thyroid gland in the neck is represented on
rather amazing point has been successfully used for the ear near the antihelix tail that represents the neck.
alleviating pre-menstrual syndrome, menopausal prob- The thymus gland in the chest is represented on the an-
lems, and even infertility. In ancient China, this region tihelix body, that represents the thoracic vertebra. Fi-
of the ear was alluded to as the forbidden zone, since it nally, the adrenal gland is represented near the inferior
purportedly lead to abortions in pregnant women. The crus, the auricular region that corresponds to the lum-
European representation of the uterus is on the internal bar vertebra. The ovaries and testes are represented on
helix, below the region of the ear which represents the the internal helix underneath the helix root region that
kidney. The helix root, which is on the external sur- represents the external genitals. Stimulation of each
face of the auricle, is said to be the location where the endocrine point would lead to a balance of hyperactive
genitals are stimulated, whereas the underlying inter- or hypoactive hormone release by the corresponding
nal helix crus corresponds to the internal genitals. All endocrine gland.
of these genital points have been reported to alleviate Ear acupuncture points corresponding to the periph-
impotency and genital pain.
eral nervous system are found on loci all over the ex-
ternal ear, while the ectodermal central nervous system
11. Neuro-endocrine points on the ear points are found on the outer rim of the auricle. The
most commonly utilized auricular points for periph-
The master endocrine point in the wall of the inter- eral nerves are points for the sciatic nerve on the infe-
tragic notch has already been described as the region of rior crus, the vagus nerve on the inferior concha, and
60 T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation

the trigeminal nerve on the peripheral ear lobe. These to specific areas of the body. These auricular points
points are respectively used for alleviating pain prob- are identified in individual patients by their electrical
lems associated with sciatic neuralgia, autonomic dys- conductivity, by their tenderness to applied palpation,
functions, and trigeminal neuralgia. Peripheral neu- and by changes in the coloration and morphology of the
ropathies are treated by stimulating the corresponding skin at that region. Although some electrical stimula-
auricular area where that body area is represented, and tors apply a uniform stimulation frequency for all areas
by stimulating the origin of the spinal nerves projecting of the auricle, other stimulators utilize the frequency
to that body area, represented on the helix tail. The system first proposed by Dr. Nogier [14]. A frequency
lumbo-sacral spinal cord is represented on the upper of 5 Hz is applied to the stimulation of concha points
helix tail, the cervical spinal cord is represented on the that represent internal organs and 10 Hz is applied to ar-
lower helix tail, and the thoracic spinal cord is found eas of the auricle corresponding to musculoskeletal dis-
in between. The ear lobe corresponds to the differ- orders that are represented along the antihelix, antitra-
ent lobes of the cerebral cortex, again in an inverted gus, scaphoid fossa, and triangular fossa [59]. Higher
orientation. The motor frontal lobe is represented on frequencies of stimulation are used for areas of the au-
the central part of the lobe, near the head, while the ricle that represent neurological tissue. Spinal cord
somatosensory parietal cortex, auditory temporal cor- neuralgias represented on the helix tail are stimulated
tex, and visual occipital cortex are represented on more with 40 Hz, subcortical brain areas on the antitragus
peripheral regions of the lobe. These cortical points region are stimulated with 80 Hz, and cerebral cortex
are used to treat neurological disorders related to each areas on the ear lobe are stimulated with 160 Hz. The
respective cortex. treatment of the oscillation point on the subtragus is
used to alleviate imbalances in the activity of the left
and right cerebral hemispheres. Selective stimulation
12. Auriculotherapy treatment applications of specific regions of the auricle can facilitate neuro-
muscular regulation of overly excited spinal reflexes
Traditional acupuncturists activate body and ear acu- that cause pain and muscle spasms and rehabilitation
points through the insertion of needles into specific of deficient neural reflexes that produce tremors.
areas of the skin. With auriculotherapy, transcuta-
neous electrical stimulation as well as needle insertion
are both effective in achieving beneficial clinical re- 13. Conclusions
sults [59]. Various electrical stimulation devices have
been developed which first detect the precise location There is not yet the sufficient scientific evidence that
of a reactive reflex point on the skin of the external ear. would allow one to readily accept the validity of the
A button on these same detecting probes is then used neurological explanations of the auricular acupuncture
to electrically stimulate that auricular point. Because system which has been described. It may seem too
ear acupuncture points are found in the thin layer of implausible that such a simple concept as the inverted
skin that overlies the cartilaginous curves of the auricle, fetus perspective represented on the external ear could
shallow penetration of the microcurrent stimulation is selectively alter the brain activity in order to allevi-
sufficient to activate the nervous receptors at that ear ate pain in different parts of the body. Nonetheless,
point. This auricular stimulation is believed to send practitioners of this approach have repeatedly observed
impulses to the brain, which then has the capacity to that specific areas of the auricle are more sensitive to
correct neural function of the corresponding body area pressure and more electrically active in a predictable,
where there is pathology. Brief electrical stimulation somatotopic pattern that was first described by Paul
of the appropriate ear reflex point can yield alleviation Nogier in the 1950’s. Activation of these reactive ear
of pain and an increase in physical range of motion points with either inserted needles or with transcuta-
within a few minutes of the treatment. It is important neous electrical stimulation has been repeatedly found
to first identify the most electrically conductive ear re- to alleviate physical symptoms of pain and tension in
flex point with an electrical point finder, and then ap- the corresponding part of the body. The clinical use of
ply stimulation to both the anterior and the posterior auricular acupuncture for the relief of chronic pain and
surfaces of the reactive ear point. the treatment of substance abuse is expanding in Eu-
Somatotopic auricular charts indicate the specific ar- rope, China, and the United States. The observations
eas of the auricle that have been found to correspond that neurological reflexes could connect distant regions
T. Oleson / Auriculotherapy stimulation for neuro-rehabilitation 61

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