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2
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5
6 7
8
9 10

-2-

11
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15
16 29
30 33
33
34
-

34
35
35
35 36
46 61

238,718
289,229
67,089 77,607

-3-

0920123784

0920123784

-4-

1100
1320
1120
1140
1178
1210
1286
1298
11XX

1480
1421
14XX

1501
1521
1531
1551
1561
15X1
15X9
1670
15XX

1770

18XX

1XXX

1800
1810
1820
1830
1848
1860

137,535
32,589
444,610
5,210
835,969
1,530
32,173
1,489,616

5
1
17
31
1
55

24,255
291,691
315,946

196,464
371,182
496,647
31,658
361,499
1,457,450
849,615 )
102,395
710,230

1
10
11

7
14
18
1
13
53
31 )
4
26

77,659
60,047
37,984
399,601
13,508
723,732
1,107
35,398
1,349,036

3
2
2
15
1
28
1
52

44,683
355,027
399,710

2298
21XX

2420

2810
2820
2881
28XX

2100
2120
2140
2160
2170
2190
2210
2270

2
13
15

196,464
371,182
456,120
28,290
324,424
1,376,480
764,101 )
48,319
660,698

8
14
17
1
12
52
29 )
2
25

2XXX

3110
3210
3260

20,201

109,230
3,113
13,998
-

4
1
-

22,725

109,235
3,280
29,943
-

1
3310
3320
3350

4
1
-

63,357
189,698

2
7

49,183
191,641

2
7

$ 2,725,691

100

$ 2,623,810

100

3420
3430
3450
3XXX

-5-

60,324
240
188,555
31,476
185,299
64,272
2,112

2
7
1
7
2
-

68,081
3,122
603,481

116,268
240
164,060
24,693
181,699
13,866

4
6
1
7
1

3
22

118,512
2,045
621,383

5
24

352,355

13

276,436

11

66,993
7,400
730
75,123

3
3

53,964
7,400
1,192
62,556

2
2

1,030,959

38

960,375

37

1,154,190

42

1,154,190

44

72,435
4,540

3
-

72,435
4,540

3
-

180,569
271,223

7
10

175,776
8,114
246,281

7
9

27,921

11,630

16,146 )
1,694,732

$ 2,725,691

1)
62

100

9,573 )
42
1,663,435

$ 2,623,810

63

100

4110

$ 3,605,291
105

$ 3,364,674
104

4170

138,950 )

4)

100,445 )

3)

4190

18,158 )

1)

15,843 )

1)

4000

5000

3,448,183

( 2,478,405 )

5910

100

72 )

969,778

28

5920

5930

462
970,240

6100
6200
6300
6000

6900

7110
7122
7130
7140
7160

(
(
(
(

615,700 )
109,377 )
37,764 )
762,841 )

(
(
(
(

3,248,386

( 2,405,723 )

100

842,663

26

219 )

156

28

842,600

26

18 )
3)
1)
22 )

74 )

(
(
(
(

588,944 )
85,723 )
29,829 )
704,496 )

(
(
(
(

18 )
3)
1)
22 )

207,399

138,104

414
467
217
358
2,218

891
6,430
401
848
-

-6-

7210
7480
7100

7510
7521
7530
7560
7570
7630
7880
7500

53,745

7,601
49,933
2
66,104

1)

21,620 )

1)

(
(

2)
1)
1)
-

(
(
(
(
(

84,438 )
238 )
5,507 )
31,817 )
2,821 )

(
(
(

79,627 )
1,327 )
37,644 )
15,257 )
2,366 )

2)
1)
-

154,088 )

5)

146,441 )

(
(

107,056

25,999 )

9600

57,767

1)

9,864 )

1)

47,903

29

81,057

47,932


$ 0.93

$ 0.70


$ 0.50

$ 0.42

4)

81,057

9300
10

9750

17,867 )

8900

7900

8110

7,731
42,340
2

-7-


$ 1,154,190


$
72,435


$
4,540


$ 170,544
$
25,289
$ 245,998

5,232
-


$
4,380

394

5,232 )
17,175
941 )
941 )
57,710 )

47,932

7,250

2,921

1,154,190

72,435

4,540

175,776

8,114

246,281

11,630

4,793
-

$ 1,154,190

72,435

17,175 )
-

(
(
(
(

9,573 )

42

81,057

16,291

180,569

(
(
(

271,223

27,921

352 )

4,793 )
8,114
863 )
863 )
57,710 )

4,540

8,114 )
-



($
12,494 )
$
-

-8-

(
($

42 )
-

6,573 )
16,146 )

$ 81,057
-

$ 47,932
(
29 )

(
(

(
(

-9-

92,333
987
23,183
14,597 )
358 )
79,627
15,257
1,327
217 )
37,644
1,326 )

(
(

(
(

5,395
60,787 )
15,778
1,298
149,881 )
3,225
24,495
6,783
3,600
567
4,919 )
1,077
8,980
462 )
170,066

(
(

300,000 )
360,363

(
(
(
(

85,143
1,069
23,306
21,085 )
848 )
84,438
238
401 )
31,817
1,060 )
1,355 )
1,044 )
36,225
14,643 )
18,057
137,612 )
12,804 )
5,703 )
13,507
3,087
46,854
1,899
2,872 )
10,176
63
204,355

350,000 )
402,926



$ 5,171
(
92,929 )
7,306
167
(
376 )
(
20,298 )


$ 8,335
(
76,025 )
409
(
671 )
(
4,695 )
(
19,721 )

55,944 )
150,000
124,512 )
57,710 )
1,726 )
89,892 )

(
(
(
(
(

73,278 )
132,197 )
57,710 )
1,882 )
265,067 )

59,876

80,433 )

77,659

158,092

$ 137,535

$ 77,659

$ 19,140
(
1,064 )
$ 18,076
$ 33,813

$ 22,945
$ 22,945
$ 27,862

$ 68,081
$ 6,862

$ 118,512
$ 4,212

$ 149,799
8,947
(
65,817 )
$ 92,929

$ 80,598
4,374
(
8,947 )
$ 76,025

(
(
(
(

- 10 -

931 935

- 11 -

- 12 -

- 13 -

- 14 -

$
$

29
29

$
$

394
394

0 29

- 15 -

$ 1,650
110,029
4,191
21,665
$137,535

$ 1,650
8,544
6,117
61,348
$ 77,659

10,683

$
-

$ 60,047

$ 32,837
(
248 )
$ 32,589

$ 38,314
(
330 )
$ 37,984

$454,197
(
9,587 )
$444,610

$403,186
(
3,585 )
$399,601

- 16 -


$ 330
$ 3,585
$ 4,286
$ 373
$ 4,179
$ 4,723
(
375)
(
317)
-

(
$

82)
248

6,377
$ 9,587

(
$

4,286)
-

(
$

43)
330

277)
$ 3,585

437)
$ 4,286

$ 8,465
264,246
46,649
517,828
837,188
(
1,219 )
$835,969

$ 8,240
166,826
47,127
501,956
724,149
(
417 )
$723,732

$ 13,142
2,617
8,496
$ 24,255

$ 16,211
10,536
17,936
$ 44,683

- 17 -

5,817
9,440
$ 15,257



LIAN HWA INVESTMENT
CO., LTD.

$ 273,433
18,258
$ 291,691

100
100

$ 331,036
23,991
$ 355,027

100
100

( $ 73,894 )
(
5,733 )
( $ 79,627 )

( $ 74,327 )
( 10,111 )
( $ 84,438 )

LIAN HWA INVESTMENT


CO., LTD.

196,464
196,464

371,182
371,182

194,119
11,860
205,979


$
(

$
(

456,120
2,184
3,430 )
41,773
496,647

317,793
40,999
2,588 )
356,204

- 18 -


$
(

$
(

28,290
1,749 )
5,117
31,658

18,605
3,284
1,651 )
20,238


$
(

$
(

324,424
2,373
2,712 )
37,414
361,499

233,584
36,190
2,580 )
267,194

(
(

48,319
145,242
84,304 )
6,862 )
102,395

$ 1,424,799
149,799
(
7,891 )
(
6,862 )
$ 1,559,845

$
(

764,101
92,333
6,819 )
849,615

196,464
196,464

371,182
371,182

181,565
12,554
194,119


$
(

$
(

434,195
1,283
1,224 )
21,866
456,120

$
(

282,493
36,426
1,126 )
317,793

$
(

27,233
2,080
4,626 )
3,603
28,290

20,662
2,569
4,626 )
18,605


$
(

$
(

316,329
4,933
5,494 )
8,656
324,424

205,336
33,594
5,346 )
233,584

(
(

14,354
72,302
34,125 )
4,212 )
48,319

$ 1,359,757
80,598
(
11,344 )
(
4,212 )
$ 1,424,799

$
(

690,056
85,143
11,098 )
764,101


$ 1,064
2.52%


$
-

$109,230
13,760
122,990

$109,230
13,760
122,990

13,760 )
$109,230

13,755 )
$109,235

498

5,973
5,973
5,973
5,973
$ 23,892

- 19 -

$ 63,751
( 62,878 )
873
(
873 )
$
-

$ 79,731
( 77,532 )
2,199
(
2,199 )
$
-

$
$
-

$ 4,286
(
4,286 )
$
-

$
60,324
$ 60,324
5.08%-5.4%

$ 60,000
56,268
$116,268
1.85%-6%

$ 53,319
47,700
5,135
7,054
72,091
$185,299

$ 38,131
46,782
14,555
9,540
72,691
$181,699

- 20 -

76.12.15-96.12.29

90.12.21-110.12.21

91.12.10-98.12.10

91.12.10-111.12.10

91.12.17-101.12.17

91.12.17-98.12.17

92.06.02-97.06.02
96.03.13
93.09.14-96.09.14

93.09.21-96.09.21

93.12.01-96.09.08

94.09.13-96.09.13

96.12.24-103.12.24

96.12.24-103.12.24

$
130,640

140,000

32,800

49,240

51,940

51,940

24,490

29,392

30,566

45,853

18,000

12,200

10,800

12,000

21,375

56,000

94,000

420,436
68,081 )
$ 352,355
2.54%-2.63%

$
4,148

394,948
118,512 )
$ 276,436
2%-2.41%

- 21 -

11,200 10,349

16,372 16,951


$ 9,089
4,852
(
2,497 )
2,524
2,404
$ 16,372


$ 9,728
4,831
(
2,594 )
2,524
2,462
$ 16,951

( $ 44,036 )
( 123,745 )
( 167,781 )
( 41,936 )
( 209,717 )
100,788
( 108,929 )
20,201
58,082
( 36,347 )
( $ 66,993 )
( $ 55,827 )

( $ 21,606 )
( 129,823 )
( 151,429 )
( 43,694 )
( 195,123 )
97,465
( 97,658 )
22,725
53,267
( 32,298 )
( $ 53,964 )
( $ 28,019 )

- 22 -

2.75%
2.00%
2.75%

2.50%
2.00%
2.50%


$ 7,663
$ 6,874


$ 6,799
$ 12,660

134,700
$
10
$ 1,347,000

134,700
$
10
$ 1,347,000

115,419
$
10
$ 1,154,190

115,419
$
10
$ 1,154,190

- 23 -

20%

50%



$ 4,793
$ 5,232
(
8,114 ) ( 17,175 )
57,710
57,710
$ 0.5
$ 0.5
863
941
863
941
$ 56,115
$ 47,649

0.42 0.40 0.45 0.44

- 24 -

$ 267,529
21,372
16,025
51,892
356,818
83,622
4,379
$ 444,819

$ 151,787
10,373
11,547
5,566
179,273
8,711
18,804
$ 206,788

$ 280,336
21,929
16,465
40,760
359,490
78,118
5,385
$ 442,993

$ 124,258
6,770
10,835
3,810
145,673
7,025
17,921
$ 170,619

$ 419,316
31,745
27,572
57,458
536,091
92,333
23,183
$ 651,607

$ 404,594
28,699
27,300
44,570
505,163
85,143
23,306
$ 613,612

- 25 -

1,241
305

961
104

$
82
1,628
(

98 )
1,530

3,814

$
7
102
1,174
(

51,553
218
183
7,497
92
$ 63,357

67 )
1,107

1,727

41,182
550
298
5,252
174
$ 49,183

25%

$ 26,754

$ 14,432

206 )
3,061
14,597
(
3,610 )
$ 40,596
- 26 -

1,820 )
2,557
21,085
(
5,305 )
$ 30,949



$
(
$


40,596
14,597 )
25,999


$
(
$


30,949
21,085 )
9,864

$ 38,391

$ 28,159

$158,712
112,511
$271,223

$158,712
87,569
$246,281

37.47% 40.73%

$107,056

$ 81,057

$ 57,767
39
$ 57,806

$ 0.93

$ 0.70

$ 47,903

$ 0.50

$ 0.42

29
$ 47,932

$ 0.50

$ 0.42

- 27 -

115,419

115,419

24,255
3,113

420,436
7,400

3,113

$ 60,047
44,683
3,280

$ 60,047
3,280

420,436
7,400

394,948
7,400

394,948
7,400

$ 60,047

0 30,000

- 28 -

114,220 14,661
480,760 481,216

- 29 -

LIAN HWA INVESTMENT CO.,


LTD.
CADINA INTERNATIONAL
HOLDINGS CO., LTD.

LIAN HWA INTERNATIONAL


HOLDINGS LTD.

CADINA INTERNATIONAL
HOLDINGS CO., LTD

$ 18,939
1
-

3,610
22,549

180
60 30~75

$ 33,383
2
$ 21,688
1
- 30 -

O/A 30 45


$ 2,079
$ 2,079

1,200
720

1,200
1,200

600
600

28

$ 5,107
$ 4,599

96.12.31

96.12.31

96.12.31

96.12.31


$
57
$
57

$
$
5

$
$
5
-

- 31 -

$
$
69

15,709
4
15,778
4

$
$ 15,778
4

$ 13,585
$
2%
$
$
35

$
$
1,012
1

$
567
1
$

63,705
96
$ 64,272
97
$
-

- 32 -

$
$ 16,832
48

$ 76,612

4,258

$
-

50,000
50,000

$
78,228
( USD2,400 )
60,000
$
138,228

$169,425
150,176
109,230
$428,831

- 33 -

$169,425
159,835
109,235
$438,495

227

98.09.30
100.9.14
97.12.31

243
443
469

29,419 73 8
611

- 34 -

- 35 -

10%

$ 1,139,146
33
$ 1,151,102
35

- 36 -

0
1
2

1
2
$ 13,585
$
2%
2
$

$ 169,473
22,000
22,000 2%-3%
6,660
6,660
( RMB 1,500 ) ( RMB 1,500 )
$ 42,245
$ 28,660

2
2

1
1
2
2 1,694,732 10% 169,473
1,694,732 20% 338,946

- 37 -

169,473
169,473
$ 338,946

0
0


3
$ 508,420
$ 77,832
$

( USD 2,400 )
USD


3
338,946
60,000
50,000

$ 137,832
$ 50,000
3%
$ 847,366

1,694,732 20% 338,946

1,694,732 30% 508,420

1,694,732 50% 847,366

- 38 -

LIAN HWA INVESTMENT


CO., LTD.

13,524

$ 273,433

100.00%

4,800

18,258

100.00%

1,314

13,142

5.11%

23

2,617

0.50%

1,600

8,496

8.00%

- 39 -

2,594

$ 40,000

3,871

$ 60,000

6,465

$ 100,047

$ 100,000

1,376

20,005

7,517

110,000

8,893

130,200

130,005

- 40 -

47

195


LIAN HWA
INVESTMENT CO.,

LTD.

LIAN HWA
CADINA INTERINVESTMENT CO.,
NATIONAL
LTD.
HOLDINGS CO.,
LTD.

CADINA INTERNATIONAL

HOLDINGS CO.,
LTD.
CADINA INTER
NATIONAL

HOLDINGS CO.,
LTD.
CADINA INTER
NATIONAL

HOLDINGS CO.,
LTD.



$
448,240
$
480,650
13,524
100.00% $
273,433 ( $
61,692 ) ( $
73,894 )

British Virgin
Islands

Cayman Islands

USD

14,504

USD

179,976

179,976

4,800

100.00%

USD

14,504

14,504

100.00%

138,074
9,988

USD

138,074
9,988

14,000
-

100.00% (
92.75% USD

USD

274

USD

274

49.00%

USD

97

( RMB

USD

313

USD

313

25.00%

USD

48

RMB

6,300

RMB

6,300

60.00%

RMB

1,159

- 41 -

18,258
USD

5,733 ) (

( USD

1,874 )

N/A

17,121 ) (
4,439 )
7,216 ( RMB 16,307 )

N/A
N/A

170 )

N/A

( RMB

1,310 )

N/A

( RMB

1,310 )

N/A

8,868

5,733 )


26
$
1,604
$

1,604

41

1,482

1,482

PENGUIN
COMPUTING LTD.

100

0.30%

283

1,504

1.42%

38

0.30%

500

7,500

3.33%

100.00%
100.00%

LIAN HWA
INVESTMENT CO.,
LTD.
CADINA
INTERNATIONAL
HOLDINGS CO.,
LTD.
CADINA
INTERNATIONAL
HOLDINGS CO.,
LTD.
CADINA
INTERNATIONAL
HOLDINGS CO.,
LTD.

14,000
14,504

17,121 )
8,868

CADINA
INTERNATIONAL
HOLDINGS CO., LTD.
ORBITA GLOBAL
OPPORTUNITIES
STRATEGY LTD.

USD

534

USD

534

ORBITA CAPITAL
RETURN STRATEGY
LTD.

USD

661

USD

661

COUTTS LIQUIDITY
FUNDS SICAV PTG.
ACCUM.
SHS/DOLLAR CLASS
SERIES 3

USD

270

USD

270

- 42 -

USD


USD 7,216
92.75%
$

CADINA
INTERNATIONAL
HOLDINGS CO.,
LTD.
CADINA
INTERNATIONAL
HOLDINGS CO.,
LTD.
CADINA
INTERNATIONAL
HOLDINGS CO.,
LTD.

USD

97

49.00%

USD

48

25.00%

RMB

1,159

60.00%

- 43 -




945

USD 9,988

69,535

USD

9,988

92.75%

( $ 64,482 )

56
4,635

USD

274

USD

274

49.00%

356 )

125

10,500

USD

313

USD

313

85.00%

4,634 )



USD10,575

$413,547 (USD12,752)

$677,893

LIAN HWA INVESTMENT CO., LTD.


1,694,732 40% 677,893
6,300

- 44 -

$ 33,383


2%

O/A

30~45

76,612 63,705

- 45 -

USD119 Rate32.43
EUR7 Rate47.82JPY
20 Rate0.2897

1,650

110,029
4,191

21,665
135,885
$137,535

- 46 -

5,305

5,235

3,535

1,689

5%

10,571

6,502

32,837
(

248 )
$ 32,589

- 47 -

$ 89,215

55,865

37,314

31,143

28,023

5%

212,637
454,197
(

9,587 )
$444,610

- 48 -

8,465

9,831

264,246

375,522

46,649

46,404

517,828

570,866

837,188

$ 1,002,623

1,219 )
$ 835,969

1,219

- 49 -

1,621
$ 16,211

234

10,536

1,600

17,936



(
307 )
( $ 3,069 )
1,314
$ 13,142
(

211 )
-

$ 44,683

$
-

7,919 )

23

2,617

5,817

9,440 )

1,600

8,496

9,440

( $ 20,428 )

$ 24,255

2,102 5 ,817

- 50 -






LIAN HWA INVESTMENT CO.,
14,524
$ 331,036
(
1,000 )
$ 16,291
( $ 73,894 )
13,524
100
$ 273,433
$ 273,433

LTD.

4,800

23,991

$ 355,027

16,291

- 51 -

(
($

5,733 )

4,800

79,627 )

100

18,258
$ 291,691

18,258


$ 60,324


180


5.08%-5.4%

- 52 -


$ 1,130,620

$ 20,405

5%

168,150
$188,555

- 53 -


$ 130,640

90.12.21-110.12.21

2.54

32,800

91.12.10-98.12.10

2.54

51,940

91.12.10-111.12.10

2.54

24,490

91.12.17-101.12.17

2.63

30,566

91.12.17-98.12.17

2.63

56,000

96.12.24-103.12.24

2.55

94,000

96.12.24-103.12.24

2.55

420,436

68,081 )
$ 352,355

- 54 -

$ 2,387,063
1,215,246

2,982

3,605,291

138,950 )

18,158 )
$ 3,448,183

- 55 -

(1)
(2)
(3)
(1)+(2)+(3)

$ 501,956
1,953,902
7,480
(
20,720 )
(
517,828 )
1,924,790
219,098
446,033
2,589,921
47,127
65,240
(
9,877 )
(
46,649 )
2,645,762
166,826
71,904
(
94,809 )
(
264,246 )
2,525,437
42,747
(
89,779 )
$ 2,478,405

- 56 -

$ 92,820
17,831
856
1,004
6,262
1,658

20,197
51,063
24,226
1,984
83,622
4,379
5,492
4,717
2,182
11,777
20,362
17,606
77,995
$446,033

- 57 -

$ 71,617
5,291
318
10,645
47,288
1,419
1,089
86,456
522
5,961
6,081
754
2,235
15,880
47
812
23,634
380
87,363
38,976
75,849
133,083
$615,700

- 58 -

$ 52,917
4,221
354
2,794
111
1,269
2,773
180
686
3,028
835
317
1,134
2,009
4,743
2,919
44
549
2,125
26,369
$109,377

- 59 -

$ 27,253

30

1,418

40

12

36

21

1,582

17

1,733

80

205

38

5,294

$ 37,764

- 60 -

$ 15,622

2,662

3,340

20,716

$ 42,340

- 61 -

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