INDIVIDUAL / JOINT ACCOUNT APPLICATION

1. TYPES OF ACCOUNT Cash Trading Account Margin Trading Account

(Please complete Margin Security Agreement)

Individual

Joint Extended Settlement Account ES Limit Request: S$ * With / Without 10 days free interest
(Please delete where applicable)

(Please complete the Extended Settlement Account Application and Risk Disclosure Statement to trade in Futures Contracts or Leveraged Foreign Exchange Contracts - Form13 )

Margin Line Request:

S$

Securities Borrowing Account 2. Dr Name

(as in NRIC / Passport)

Borrowing Limit Request: S$

(Please complete Securities Borrowing and Lending Agreement)

PERSONAL DETAILS OF MAIN APPLICANT Mr Ms Mrs Mdm

NRIC/Passport No.
(Singaporean / Malaysian - NRIC; Singapore PR - Blue NRIC; Foreigner - Passport)

Date of Birth
D D M M Y Y Y Y

Nationality Singapore PR Mailing Address

Singaporean Yes

Malaysian No

Others

(Please specify)

Marital Status

Single

Married

Others

(Please specify)

Residential Status Residential Address

(as in NRIC / Passport)

Self/Jointly-owned

Mortgaged

Rented

Parents

Postal Code

Home Tel.
(+country code / area code / no.)

Mobile No.
(+country code / area code / no.)

3.

EMPLOYMENT DETAILS OF MAIN APPLICANT

Name of Company Address of Company

Designation Office Tel. Length of Employment

(years / months)

Annual Income

Less than S$30,000 S$100,000 - S$199,999 1-9

S$30,000 - S$59,999 S$200,000 - S$299,999

S$60,000 - S$99,999 S$300,000 or more

4.

PERSONAL DETAILS OF SPOUSE / JOINT APPLICANT

Name
(as in NRIC / Passport)

NRIC/Passport No.
(Singaporean / Malaysian - NRIC; Singapore PR - Blue NRIC; Foreigner - Passport)

Date of Birth
D D M M Y Y Y Y

Nationality Singapore PR Residential Address

(as in NRIC / Passport)

Singaporean Yes

Malaysian No

Others

(Please specify)

Marital Status

Single

Married

Others
(Please specify)

Home Tel.
(+country code / area code / no.)

Mobile No.
(+country code / area code / no.)

5.

EMPLOYMENT DETAILS OF SPOUSE / JOINT APPLICANT

Name of Company Address of Company

Designation

Office Tel. Annual Income 6. Less than S$30,000 S$100,000 - S$199,999 FINANCIAL INFORMATION Networth (11) S$30,000 - S$59,999 S$200,000 - S$299,999

Length of Employment
(years / months)

S$60,000 - S$99,999 S$300,000 or more

Purpose of Business Relations Source of Wealth Savings Inherited Wealth 7. Salary Rental Income

Source of Funds

Business Income Investment Income

Directorship Others
(Please specify)

ONLINE FACILITY - i*Trade@CIMB View (Please tick)

Trade I/We would like to apply for online facility. Choice of Preferred User ID (6 to 16 alpha-numeric characters) User ID (1) User ID (2) Email Address

Mothers Maiden Name

(For verification purposes)

To trade Margin Trading Account, please activate through www.itradecimb.com.sg

2-9

8.

SETTLEMENT OF ACCOUNTS

I/We would like to settle my/our Cash Trading Account through: Electronic Payment for Shares (EPS) (8) Bank Name
(BOS / CITI / DBS / FEB / OCBC / POSB / UOB ) (Please omit the dashes)

Bank Account No.

Multi-currency Trust Account Interest Bearing ^ (Tax resident of Singapore) Non Interest Bearing ^^ (Tax resident of Singapore) Non Interest Bearing ^^ (Non-tax resident of Singapore)
Please tick one of the above Please select either option

All Currencies (Auto settlement of trust monies for all currencies) Foreign Currencies (Auto settlement of trust monies for Non SGD only)

^ Where I/we have instructed CIMB Securities to place my/our monies in an interest-bearing Trust Account (which is applicable only to tax residents of Singapore), the interest payable to me/

us shall be at such interest rate as CIMB Securities may in its sole and absolute discretion determine from time to time after taking into account any withholding tax and any administrative expenses incurred by CIMB Securities providing this service to me/us. that may otherwise accrue to my/our cash balances in the Trust Account.

^^ Where I/we have instructed CIMB Securities to place my/our monies in a non-interest-bearing Trust Account, I/we shall waive and relinquish in favour of CIMB Securities any claim to interest 9. CUSTODIAN INFORMATION I/We would like to open a CDP Sub-Account appointing CIMB Securities as the Depository Agent for custody of SGX-listed securities CDP Securities Account No. CPF Investment Account No.
(DBS / OCBC / UOB)

Supplementary Retirement Account No.

(DBS / OCBC / UOB)

10.

ACCOUNT RELATIONSHIP DETAILS

(a) Do you have any account with the other broking houses? No Yes
If yes, please specify.

(b) Are you related to any employee/trading representative of CIMB Securities? No Yes
If yes, please specify.

Name(s)

Designation

Relationship

(c) Do any of your immediate family members have existing account with CIMB Securities? No 11. Yes
If yes, please specify.

Name(s)

Account No.(s)

Relationship

POLITICALLY EXPOSED PERSON (PEP) (9)

(a) Do you hold, or have previously held or are actively seeking a position or are being considered for a prominent public position (10)? No Yes
If yes, please elaborate

Position held

(b) Do any of your immediate family members hold, or have previously held or are actively seeking a position or are being considered for a prominent public position (10)? No Yes
If yes, please elaborate

Name of immediate family members

Relationship

NRIC/Passport No. 3-9

Position held

12.

SINGLE CUSTOMER EXPOSURE (6)

(a) Are you a principal shareholder of any company that currently has an account with CIMB Securities? No Yes
If yes, please state the name(s) and account number(s)

Company Name(s) (b) Do you have any influence/control of any account maintained with CIMB Securities? No Yes
If yes, please state the name(s) and account number(s)

Account No.(s)

Name(s) DECLARATION BY MAIN/JOINT APPLICANT(S)

Account No.(s)

I/We declare that I/we am/are not under 18 years of age or an undischarged bankrupt or of unsound mind. I/We declare that the information given in this application is true and correct and that I/we have not willfully withheld any facts. I/We undertake to keep CIMB Securities (Singapore) Pte Ltd (CIMB Securities) informed of any changes in my/our particulars given in this application. I/We hereby authorise CIMB Securities to verify any information given by me/us from any sources that CIMB Securities may in its sole discretion deem appropriate. I/We confirm that I/we have read and understood CIMB Securities General Terms and Conditions and the Risk Disclosure Statement for Securities collectively (the General Terms and Conditions) and I/we agree to abide by these terms and conditions. I/We agree that CIMB Securities may vary, alter and amend any of the terms and conditions in its sole discretion. I/We understand and agree that my/our submission of this application and acceptance of this application by CIMB Securities shall in no way be construed as the approval of my/our application and that CIMB Securities reserves the right not to approve this application without giving any reasons whatsoever. I/We acknowledge and agree that I/we am/are obliged under the provisions of the Companies Act (Cap. 50) to disclose my/our substantial shareholdings in securities of Singapore incorporated issuers. I/We understand and agree that the custody facility for non-SGX-ST listed securities will be made available to me/us the moment my/our Cash Trading Account is approved and opened. I/We confirm that I/we have received, read and understood Part E of the General Terms and Conditions governing the Custodian and Nominees Services. I/We warrant that: i) I/we am/are the ultimate beneficial owner(s) of this Account and that no person other than myself/ourselves have or will have any interest in, influence or control over this account whatsoever; ii) All monies which will be paid to CIMB Securities originates from a legitimate source. I/We understand and agree that the authorisation herein pertaining to Electronic Payment for Shares Service (EPS) (8) shall continue to be in force until I/we expressly revoke it by giving 2 weeks notice in writing delivered to CIMB Securities or the closure of my/our designated Bank Account, whichever is earlier. I/We hereby irrevocably consent to the disclosure by CIMB Securities to the Participating Banks for EPS and to any relevant person of all or any of the information in relation to or concerning the transactions effected through the Cash Trading Account such as the contract or contra statement numbers, amounts due thereunder, the Cash Trading Account number and such information as may be necessary or appropriate or that may arise in order to effect, or as a result of, the payments to the designated Bank Account by CIMB Securities or the payments by me/us to CIMB Securities from the designated Bank Account through EPS. I/We confirm that I/we am/are am/are not* a tax resident (7) of Singapore. I/We confirm that I/we have fully read and understood this Declaration (comprising 9 pages) by an Individual/Joint Account applicant and agree that the terms and conditions (which for the avoidance of doubt incorporates the General Terms and Conditions) herein form part of my/our application for the opening of an Individual/Joint Cash Trading Account with CIMB Securities.

Signature of Main Applicant / Date FOR OFFICIAL USE ONLY

Signature of Joint Applicant / Date

TR Code Name and Signature of Verifying Officer CTA ES Date MTA SBL

FAR Code

*Delete where applicable

4-9

RISK DISCLOSURE STATEMENT FOR SECURITIES

Unless the context otherwise requires, the words and phrases in this statement shall have the same meaning as the words and phrases in the General Terms and Conditions of CIMB Securities (Singapore) Pte Ltd (CIMB Securities). This brief statement cannot and does not disclose all of the risks and other significant aspects of investing or trading in Securities. We recommend that: 1. 2. You seek the advice of your financial, legal and other professional advisors concerning the risks associated with investing or trading in Securities. You undertake trading or investing in Securities only: a) if you understand the nature of the products which you are investing or trading in and the extent of your exposure to risk; and b) if you have carefully considered whether trading or investing is appropriate for you in light of your experience, objectives, financial and other relevant circumstances.

The following specific points should be considered by you: 1. DOCUMENTATION

To ensure that you clearly understand the legal relationship between CIMB Securities and yourself, you should carry out a comprehensive review of CIMB Securities General Terms and Conditions with your legal adviser.

2.

SECURITIES

2.1

Investing in Securities involves market, currency, economic, political, social, business and investment risks. The price of Securities that are quoted and listed on any securities exchange (including the securities exchanges owned, operated or maintained by Singapore Exchange Securities Trading Ltd (SGX-ST), can and will fluctuate, and any individual security may experience upward or downward movements in its price, and may even become valueless. There is an inherent risk that losses may be incurred rather than profit made as a result of buying and selling Securities traded on the SGX-ST including the loss of the entire principal amount invested. Past performance is no guarantee of future results. Index returns shown are historical and include the change in share price, reinvestment of dividends, and capital gains. Indexes are unmanaged and do not reflect the impact of transaction costs. Market conditions (e.g. illiquidity of a security) and/or the operation of the rules of certain markets (e.g. the delisting of Securities or the suspension of trading in Securities) and/or any request by a company to suspend trading of its shares (e.g. prior to major announcements) may increase the risk of loss by making it difficult or impossible to effect transactions or liquidate or offset your positions in such Securities. Securities may also be compulsorily acquired in a take-over or pursuant to a scheme of arrangement.

2.2

2.3

2.4

3.

CUSTODIAN SERVICES

3.1

You also acknowledge that there may be risks in leaving Securities and assets in CIMB Securities safekeeping. Such risks could involve the loss of all your Securities and assets and diminished investor protection. Inspite of such risks, you agree that you are prepared to assume these risks by leaving the Securities and assets with CIMB Securities for safekeeping. In relation to Foreign Securities, CIMB Securities will appoint foreign custodians to safe-keep your Foreign Securities or assets. Notwithstanding paragraph 3.3, there may be additional risks in relation to such foreign custodians, including risks arising from the operation of foreign law, rules and regulations, and you agree to accept such risks. You agree, acknowledge and understand when CIMB Securities appoints foreign custodians, such appointment will be subject to the following standard terms and conditions: a) your Foreign Securities or assets will be held in an account designated as CIMB Securities (Singapore) Pte Ltd Clients Account (the Clients Custody Account) and not co-mingled with CIMB Securities own holdings of Foreign Securities or assets; the foreign custodian will not claim any lien, right of retention or sale over any Foreign Securities or assets in the Clients Custody Account. However, any lien or claim over these Foreign Securities or assets before they are transferred to the Clients Custody Account is not affected; c) the foreign custodian will not withdraw the Foreign Securities or assets from the Clients Custody Account except for: i) delivery of Foreign Securities against a sale contract executed through the foreign custodian; or

3.2

3.3

b)

5-9

ii) iii) d)

transfer of Foreign Securities or assets in accordance with written instruction given by CIMB Securities authorised signatories; or delivery of Foreign Securities or assets directly to CIMB Securities as instructed by CIMB Securities authorised signatories;

subject to paragraph 4.1, the foreign custodian will protect any entitlement arising from the Foreign Securities in the Clients Custody Account including but not limited to coupon or interest payment; the foreign custodian may not be liable in the event of any loss of Foreign Securities or assets maintained in the Clients Custody Account; and the foreign custodian will not mortgage, charge, pledge, hypothecate or lend any of the Foreign Securities in the Clients Custody Account without CIMB Securities prior written approval.

e)

f)

4.

RIGHTS ISSUE, WARRANTS AND OTHER OPTIONS

4.1

Investing in rights issues, warrants and other options (each a Right and collectively, Rights) carry the following additional risks: a) the Rights are wasting assets which become worthless when they expire. You run the risk of losing the entire amount paid for the Rights in a relatively short period of time. If you neither sell your Rights in the secondary market nor exercise them prior to their expiration you may lose your entire investment in the Rights; the fact that Rights become valueless upon expiration means that you must not only be right about the direction of an anticipated price change in the underlying interest, but must also be right about when the price change will occur; the more a Right is out of the money and the shorter the remaining time to expiration, the greater the risk that you will lose all or part of your investment in the Right. The greater the price movement of the underlying Securities necessary for the Right to become profitable (that is, the more the Right is out of the money when purchased and the greater the cost of the Right) and the shorter the time within which this price movement must occur, the greater the likelihood that you will incur a loss; the exercise provisions of a Right may create certain risks for you. If the Right does not have an automatic feature, you must, to exercise the Right, assure that action is taken in a timely manner. Accordingly, you must give such instructions to, and where necessary make such payments in reasonably sufficient time, for CIMB Securities to exercise or procure the execution of such instructions. On the other hand, if the Right has an automatic exercise feature such as one that will cause the Right to be automatically exercised at the expiration if it is in the money by a specified amount the Right may be exercised at a price at which you would not voluntarily choose to exercise in view of the transactions costs of exercise or other factors. The transactions costs associated with the exercise could even exceed the cash settlement amount of the Right, with the result that you would incur a net loss from the exercise; and in the case of Foreign Securities, the exercise of Rights may be subject to any applicable foreign rules, laws or regulations. It is possible that a court, a stock exchange or another regulatory agency having jurisdiction would impose a restriction which would have the effect of restricting the exercise of a Right. In such a case the Right would not be exercisable until the restriction was terminated. In the remote possibility that the restriction were to remain in effect until the expiration of the Right, the Right would expire worthless, and you would lose the entire amount that you paid for the option.

b)

c)

d)

e)

5.

STRUCTURED TRANSACTIONS

5.1

Where a transaction is structured or made up of several instruments, there may be risk associated with each instrument and the transaction as a whole. Therefore, your assessment of the transaction should consider the individual instruments and the transaction as a whole. Certain transactions may be high risk transactions. The net outcome will therefore depend on the performance of the underlying reference obligations, assets and/or certain other financial instruments or indices (the underlying indicator), or on whether the underlying indicator forms part of the security under the transactions. You should therefore ensure that you fully understand the risks involved in the underlying indicator and satisfy yourself that you are willing to accept such risks. As these structured transactions are usually executed over-the-counter, it may be difficult for you to, among others, liquidate an existing position or assess your exposure to such transactions. You should therefore factor this uncertainty in your overall consideration of your investment in these transactions.

5.2

5.3

6.

UNIT TRUST

6.1

You are advised to read and understand the contents of the prospectus or any information memorandum before investing in any Units or Funds. The prospectus or information memorandum may, but need not always contain a statement of the risks specific to that particular Fund. In any case, you should carefully assess the nature, characteristics and mandate of a Fund and, among other things, should consider also the fees and charges involved.

6-9

6.2

The investment in Funds are subject to the market, currency, economic, political, social, business and investment risks and there can be no assurance that the Funds investment objectives will be realised. The price of Units, if any, are subject to both upwards and downwards movements. Where past performance is quoted, the past performance of a fund should not be taken as indicative of its future performance. The issue, subscription and redemption price of the Units given in respect of any Unit is usually not final and binding and is only indicative information.

6.3

7.

MARGIN FINANCING FACILITY

7.1

You can lose more funds than you deposit in the Margin Trading Account. A decline in the value of Securities that are purchased using the Margin Financing Facility may require you to provide additional funds to CIMB Securities to avoid the forced sale of any or all of the Securities in your Account(s). CIMB Securities can force the sale of Securities in your Account(s). If the equity in your Account(s) falls below the maintenance Margin requirements under the law, or CIMB Securities higher house requirements, CIMB Securities can sell the Securities in any of your Account(s) held at CIMB Securities to cover the Margin deficiency. You also will be responsible for any short fall after such a sale.

7.2

7.3

CIMB Securities can sell your Securities without contacting you. Some investors mistakenly believe that CIMB Securities must contact them for a Margin call to be valid, and that CIMB Securities cannot liquidate Securities in their Account(s) to meet the call unless CIMB Securities has contacted them first. This is not the case. CIMB Securities will attempt to notify you of Margin calls, but it is not required to do so. However, even if CIMB Securities has contacted you and provided a specific date by which you can meet a Margin call, CIMB Securities can still take necessary steps to protect its interests. This may include immediately selling all or any of the Securities in your Account(s) without notice to you. You are not entitled to choose which Securities in your Account(s) are to be liquidated or sold to meet a Margin call. As the Securities are Collateral for the Margin Financing Facility, CIMB Securities has the right to decide which Collateral to sell or realise in order to protect its interests. CIMB Securities can increase its house maintenance Margin requirements at any time and is not required to provide you advance written notice. These changes in CIMB Securities policy often take effect immediately and may result in the issuance of a maintenance Margin call. Your failure to satisfy the call may cause CIMB Securities to liquidate or sell all or any of the Securities in your Account(s). You are not entitled to an extension of time on a Margin call. While an extension of time to meet Margin requirements may be available to you under certain conditions, you do not have a right to the extension.

7.4

7.5

7.6

8.

SECURITIES BORROWING

8.1

The SBL Facility is an on-demand facility. CIMB Securities may require you to return the borrowed Securities or to re-deliver Equivalent Securities and you are to do so within the time specified in CIMB Securities General Terms and Conditions. If you fail to return the borrowed Securities or re-deliver the Equivalent Securities, CIMB Securities may effect a buy-in without consulting you further, and you will be liable for the total costs and expenses incurred by CIMB Securities arising from such buying-in. The rights, entitlements, interest, dividends and any distribution whatsoever (each a Distribution) attributable to the borrowed Securities belong to CIMB Securities and you have to pay and deliver to CIMB Securities any such Distribution on its date of payment regardless of whether you receive the same. You are also to exercise any voting rights attached to such borrowed Securities and any other rights arising and attributable to the borrowed Securities in accordance with the instructions of CIMB Securities. Failure to pay any Distribution to CIMB Securities, or to protect and exercise any rights with respect to the borrowed Securities in accordance with the instructions of CIMB Securities may expose you to liability. As in the case of Margin Trading, you are required to maintain the SBL Margin and to furnish Collateral for the availability of such Securities borrowing. Accordingly, you will encounter risks similar to that in respect of the Margin Financing Facility, including: a) a decline in the value of the borrowed Securities and/or the Collateral may require you to provide additional Collateral to CIMB Securities to avoid CIMB Securities from realising the existing Collateral; if the value of the borrowed Securities falls below the SBL Margin, CIMB Securities can realise the Collateral to cover the deficiency in the SBL Margin. You also will be responsible for any short fall after such realisation; c) CIMB Securities can realise the Collateral without contacting you. Some investors mistakenly believe that CIMB Securities must contact them for a SBL Margin call to be valid, and that CIMB Securities cannot realise Collateral to meet the call unless CIMB Securities has contacted them first. This is not the case. CIMB Securities will attempt to notify you of a SBL Margin call, but it is not required to do so. However, even if CIMB Securities has contacted you and provided a specific date by which you can meet a SBL Margin call, CIMB Securities can still take necessary steps to protect its interests. This may include immediately realising the Collateral without notice to you;

8.2

8.3

b)

7-9

d)

you are not entitled to choose which Collateral are to be realised to meet a SBL Margin call. CIMB Securities has the right to decide which Collateral to realise in order to protect its interests; CIMB Securities can increase its house maintenance SBL Margin requirements at any time and is not required to provide you advance written notice. These changes in CIMB Securities policy often take effect immediately and may result in the issuance of a maintenance Margin call. Your failure to satisfy the call may cause CIMB Securities to realise the Collateral; and

e)

f)

you are not entitled to an extension of time on a SBL Margin call. While an extension of time to meet Margin requirements may be available to you under certain conditions, you do not have a right to the extension.

9.

OTHER RISKS 9.1 You should familiarise yourself with the protection accorded to any money or other property which you deposit for domestic and foreign transactions, particularly in the event of insolvency or bankruptcy. The extent to which you may recover your money or property may be governed by specific legislation or local rules. In some jurisdictions, property which had been specifically identifiable as your own will be pro-rated in the same manner as cash for purposes of distribution in the event of a shortfall. Before you begin to trade, you should know all commissions, fees and other charges for which you will be liable. These charges will affect your net profit (if any) or increase your loss. Transactions on markets in other jurisdictions, including markets formally linked to a domestic market, may expose you to additional risks such as different or diminished investor protection. Before you trade, you should enquire about any rules relevant to your particular transactions. Your local regulatory authority will be unable to compel the enforcement of the rules of the regulatory authorities or markets in other jurisdictions where your transactions have been effected. You should know and understand the types of redress available in both your home jurisdiction and other relevant jurisdictions before you start to trade. The profit or loss in transactions in foreign currency-denominated Securities (whether they are traded in your own or another jurisdiction) will be affected by fluctuations in currency rates where there is a need to convert from the currency denomination of the contract to another currency. Most open-outcry and electronic trading facilities are supported by computer-based component systems for the order-routing, execution, matching, registration or clearing of trades. As with all facilities and systems, they are vulnerable to temporary disruption or failure. Your ability to recover certain losses may be subject to limits on liability imposed by the system provider, the market, the clearing house and/or member firms. Such limits may vary. You should know and understand such risks before you start to trade. 9.6 Trading on an electronic trading system may differ not only from trading in an open-outcry market but also from trading on other electronic trading systems. If you undertake transactions on an electronic trading system, you will be exposed to risks associated with the system including the failure of hardware and software. The result of any system failure may be that your order is either not executed according to your instructions or not executed at all. For off-exchange transactions, it may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime. Before you undertake such transactions, you should familiarise yourself with the applicable rules and attendant risks.

9.2

9.3

9.4

9.5

9.7

10. NON-ADVISORY NATURE OF RELATIONSHIP Unless you have a specific agreement with CIMB Securities for the provision of financial advisory services or fund management services you should note and accept that CIMB Securities relationship with you in relation to your securities and securities related transactions is purely as execution only broker/dealer or as a counterparty to you. In either case while you are entitled to expect CIMB Securities or its employees or representatives to answer your queries, the obligation in so answering is only to be honest. Such answers should not be assumed to be backed by any prior reasonable due diligence or research or specifically suitable for reliance by yourself without you first independently confirming that the answer is intended as specific advice to and is suitable for or to your specific investment objectives, financial situation and particular needs or you verifying the same with your independent advisers on its specific suitability for your specific investment objectives, financial situation and particular needs. You should also note clause 13 of CIMB Securities General Terms and Conditions and ensure you understand and accept the same as a condition to your relationship with CIMB Securities.

8-9

11. OFF PREMISES BROKING Your trading representative (TR) may be utilising CIMB Securities Off-Premises Broking Facility (the Facility), an electronic broking facility, to effect your orders. Where your TR utilises the Facility, you acknowledge and accept the risk that, as with all electronic facilities and systems, the Facility may be vulnerable to temporary disruption or failure which may affect your TRs service level or result in possible delays in trade processing and/or outages. Without prejudice to Part B of the General Terms and Conditions, Clause 8 (Limitation of Liability), CIMB Securities shall have no liability to you for any resulting loss. You acknowledge that, where the Facility is used to effect your orders, you may not use a care-of address, P.O. Box address or the TRs residential address as your mailing address to which contract notes and statements are to be sent.

To: CIMB Securities (Singapore) Pte Ltd (CIMB Securities)

ACKNOWLEDGEMENT I/We hereby confirm that I/we have read and fully understood this Risk Disclosure Statement for Securities and the risks involved in investing or trading in Securities.

Name of Main Applicant NRIC / Passport No. Date

Name of Joint Applicant NRIC / Passport No. Date

9-9

IMPORTANT NOTES TO INDIVIDUAL / JOINT ACCOUNT APPLICATION

1. Please ensure that the signature appended in the Individual/Joint Account Application, Risk Disclosure Statement for Securities and CDP 25A.1 matches with CDPs record. Applicants / Overseas applicants who are unable to apply in person, please arrange for a Notary Public officially registered with the countrys governmental institution to notarise your signature on the account application and the photocopy of identification documents. You may complete the Client Investment Profile (CIP) Questionnaire and return it to us. The purpose of this questionnaire is to facilitate the collection of your financial and other information for use in making suitability determination when providing you with specific advice, in response to the guidelines issued by the Monetary Authority of Singapore on the Conduct of Business for Execution-Related Advice. If you choose not to complete the CIP, CIMB Securities would deem that you have acknowledged that any recommendation or advice given by your trading representative (TR) shall be treated at best as general recommendation or advice and that such advice does not take into consideration your investment objectives, financial situation and particular needs. You may be required to submit your IR8A, Income Tax assessment statement, computerised pay slip, bank statement, and/or CDP statement or be asked to place an initial deposit if CIMB Securities deem necessary. If you wish to transact in U.S. securities through CIMB Securities, you need to complete a W-8Ben Form, which is required by the Department of the Treasury, Internal Revenue Service of the United States for a non tax-resident of U.S.. As per SGX-ST Rule 11.7.5, a Single Customer as defined by the rule means, in relation to a customer who is: a. b. A person, that person and such group of persons who the first mentioned person is able to control or influence; A corporation, that corporation and any other corporation or group of corporations which is or are deemed to be related to the first mentioned corporation pursuant to Section 4(1) of the Companies Act; or A person, that person and any corporation whose issued share capital is 50% or more owned by those persons mentioned in paragraph 6a or those corporations mentioned in paragraph 6b; or and any corporation whose composition of board of directors is controlled by those persons mentioned in paragraph 6a; and for this purpose the composition of the board of directors shall be deemed to be controlled by those persons, if they, by the exercise of some power exercisable by them without the consent or concurrence or any other person, can appoint or remove all or a majority of the directors of that corporation, but shall not include the Trading Member itself. 7. Tax Resident as defined by Income Tax Act, Section 2: in relation to an individual, means a person, who in the year preceding the year of assessment, resides in Singapore except for such temporary absences therefrom as may be reasonable and not inconsistent with a claim by such person to be resident in Singapore, and includes a person who is physically present or who exercises an employment (other than as a director of a company) in Singapore for 183 days or more during the year preceding the year of assessment. Participating banks in Singapore for Electronic Payment for Shares: a. b. c. d. Bank of Singapore Limited (BOS) Citibank N. A. Singapore (CITI) DBS Bank Ltd (DBS) Far Eastern Bank Ltd (FEB) e. f. g. Oversea-Chinese Banking Corporation Ltd (OCBC) POSB United Overseas Bank Ltd (UOB)

2.

3.

4.

5.

6.

c. i.

ii.

8.

9.

PEP means (a) a natural person who is or has been entrusted with prominent public functions in Singapore or a foreign country; (b) immediate family members of such a person; or (c) close associates of such a person.

10. Prominent public functions includes the roles held by a head of state, a head of government, government ministers, senior civil servants, senior judicial or military officials, senior executives of state owned corporations, and senior political party officials. 11. Networth refers to the value of a persons assets, including cash, minus liabilities. For instance, shareholdings, properties owned by an individual.

CIMB Securities (Singapore) Pte Ltd (Company Number: 198701621D) 50 Raffles Place, #01-01 Singapore Land Tower, Singapore 048623 Call Centre: 1800 538 9889 Fascimile: +65 6323 1176 Email: clientservices.sg@cimb.com Website: www.cimbsecurities.com Trading Website: www.itradecimb.com.sg

SGP/CSPL/CSE/CTAFRMINDJT/151/030810