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The online version of this article, along with updated information and services, is
located on the World Wide Web at:
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Australian Resuscitation Council (ARC), New Zea- blood with resultant hypoxemia. In addition to dis-
land Resuscitation Council (NZRC), Resuscitation ordered cardiopulmonary transition, disruption of
Council of Southern Africa (RCSA), and Council of the fetoplacental circulation also may render the
Latin America for Resuscitation (CLAR). Members of newly born at risk for resuscitation because of acute
the Neonatal Resuscitation Program (NRP) Steering blood loss.
Committee of the American Academy of Pediatrics Developmental considerations at various gesta-
(AAP) and representatives of the World Health Or- tional ages also influence pulmonary pathology and
ganization (WHO) joined the ILCOR Pediatric Work- resuscitation physiology in the newly born. Surfac-
ing Group to extend existing advisory recommenda- tant deficiency in the premature infant alters lung
tions for pediatric and neonatal basic life support9 to compliance and resistance.20 Meconium passed into
comprehensive basic and advanced resuscitation for the amniotic fluid may be aspirated, leading to air-
the newly born.10 Careful review of the guidelines of way obstruction. Complications of meconium aspi-
constituent organizations11–17 and current interna- ration are particularly likely in infants small for ges-
tional literature formed the basis for the 1999 ILCOR tational age and those born post term or with
advisory statement.10 We have included consensus significant perinatal compromise.21
recommendations from that statement at the begin- Although certain physiological features are unique
ning of this document. to the newly born, others pertain to infants through-
Using questions and controversies identified dur- out the neonatal period and into the first months of
ing the ILCOR process, the Neonatal Resuscitation life. Severe illness due to a wide variety of conditions
Program Steering Committee (AAP), the Pediatric continues to manifest as disturbances in respiratory
Working Group (ILCOR), and the Pediatric Resusci- function (cyanosis, apnea, respiratory failure). Con-
tation Subcommittee of the Emergency Cardiovascu- valescing preterm infants with chronic lung disease
lar Care Committee (AHA) carried out further evi- often require significant ventilatory support regard-
dence evaluation. At the Evidence Evaluation less of the etiology of their need for resuscitation.
Conference and International Guidelines 2000 Con- Persistent pulmonary hypertension, persistent pa-
ference on CPR and ECC, these groups and panels of tency of the ductus arteriosus, and intracardiac
international experts and participants developed ad- shunts may produce symptoms during the neonatal
ditional recommendations. The International Guide- period or even into infancy. Thus, many of the con-
lines 2000 recommendations form the basis of this siderations and interventions that apply to the newly
document. born may remain important for days, weeks, or
months after birth.
Definition of “Newly Born,” “Neonate,” and “Infant” The point at which neonatal resuscitation guide-
Although the guidelines for neonatal resuscitation lines should be replaced by pediatric resuscitation
focus on newly born infants, most of the principles protocols varies for individual patients. Objective
are applicable throughout the neonatal period and data is lacking on optimal compression-ventilation
early infancy. The term “newly born” refers specifi- ratios by age and disease state. However, infants
cally to the infant in the first minutes to hours after with acute or chronic lung disease may benefit from
birth. The term “neonate” is generally defined as an a lower compression-ventilation ratio well into in-
infant during the first 28 days of life. Infancy in- fancy. For these infants, continued use of some as-
cludes the neonatal period and extends through 12 pects of the neonatal guidelines is reasonable. Con-
months of age. versely, a neonate with a cardiac arrhythmia
resulting in poor perfusion requires use of protocols
Unique Physiology of the Newly Born more fully detailed in pediatric advanced life sup-
The transition from fetal to extrauterine life is char- port. Factors of age, pathophysiology, and caregiver
acterized by a series of unique physiological events: training should be evaluated for each patient and the
the lungs change from fluid-filled to air-filled, pul- most appropriate resuscitation routines and care set-
monary blood flow increases dramatically, and intra- ting identified.
cardiac and extracardiac shunts (foramen ovale and
ductus arteriosus) initially reverse direction and sub- ANTICIPATION OF RESUSCITATION NEED
sequently close. Such physiological considerations
Anticipation, adequate preparation, accurate eval-
affect resuscitative interventions in the newly born.
uation, and prompt initiation of support are the crit-
For initial lung expansion, fluid-filled alveoli may
ical steps to successful neonatal resuscitation.
require higher ventilation pressures than are com-
monly used in rescue breathing during infancy.18,19
Physical expansion of the lungs, with establishment Communication
of functional residual capacity and increase in alve- Appropriate preparation for an anticipated high-
olar oxygen tension, both mediate the critical de- risk delivery requires communication between the
crease in pulmonary vascular resistance and result in person(s) caring for the mother and those respon-
an increase in pulmonary blood flow after birth. sible for resuscitation of the newly born. Communi-
Failure to normalize pulmonary vascular resistance cation among caregivers should include details of
may result in persistence of right-to-left intracardiac antepartum and intrapartum maternal medical con-
and extracardiac shunts (persistent pulmonary hy- ditions and treatment as well as specific indicators of
pertension). Failure to adequately expand alveolar fetal condition (fetal heart rate monitoring, lung ma-
spaces may result in intrapulmonary shunting of turity, ultrasonography). Table 1 lists examples of the
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TABLE 2. Neonatal Resuscitation Supplies and Equipment
Suction equipment
Bulb syringe
Mechanical suction and tubing
Suction catheters, 5F or 6F, 8F, and 10F or 12F
8F feeding tube and 20-mL syringe
Meconium aspiration device
Bag-and-mask equipment
Neonatal resuscitation bag with a pressure-release valve or pressure manometer (the bag must
be capable of delivering 90% to 100% oxygen)
Face masks, newborn and premature sizes (masks with cushioned rim preferred)
Oxygen with flowmeter (flow rate up to 10 L/min) and tubing (including portable oxygen
cylinders)
Intubation equipment
Laryngoscope with straight blades, No. 0 (preterm) and No. 1 (term)
Extra bulbs and batteries for laryngoscope
Tracheal tubes, 2.5, 3.0, 3.5, and 4.0 mm ID
Stylet (optional)
Scissors
Tape or securing device for tracheal tube
Alcohol sponges
CO2 detector (optional)
Laryngeal mask airway (optional)
Medications
Epinephrine 1⬊10 000 (0.1 mg/mL)—3-mL or 10-mL ampules
Isotonic crystalloid (normal saline or Ringer’s lactate) for volume expansion—100 or 250 mL
Sodium bicarbonate 4.2% (5 mEq/10 mL)—10-mL ampules
Naloxone hydrochloride 0.4 mg/mL—1-mL ampules; or 1.0 mg/mL—2-mL ampules
Normal saline, 30 mL
Dextrose 10%, 250 mL
Normal saline “fish” or “bullet” (optional)
Feeding tube, 5F (optional)
Umbilical vessel catheterization supplies
Sterile gloves
Scalpel or scissors
Povidone-iodine solution
Umbilical tape
Umbilical catheters, 3.5F, 5F
Three-way stopcock
Syringes, 1, 3, 5, 10, 20, and 50 mL
Needles, 25-, 21-, and 18-gauge or puncture device for needleless system
Miscellaneous
Gloves and appropriate personal protection
Radiant warmer or other heat source
Firm, padded resuscitation surface
Clock (timer optional)
Warmed linens
Stethoscope
Tape, 1⁄2 or 3⁄4 inch
Cardiac monitor and electrodes and/or pulse oximeter with probe (optional for delivery room)
Oropharyngeal airways
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but not producing effective tidal ventilation, often verely depressed, it may be necessary to institute
the airway is obstructed; immediate efforts must be positive-pressure ventilation despite the presence of
made to correct overextension or flexion or to re- some meconium in the airway. Suction catheters in-
move secretions. A blanket or towel placed under the serted through the tracheal tube may be too small to
shoulders may be helpful in maintaining proper accomplish initial removal of particulate meconium;
head position. subsequent use of suction catheters inserted through
a tracheal tube may be adequate to continue removal
Suctioning of meconium. Delay gastric suctioning to prevent
If time permits, the person assisting delivery of the aspiration of swallowed meconium until initial re-
infant should suction the infant’s nose and mouth suscitation is complete. Meconium-stained infants
with a bulb syringe after delivery of the shoulders who develop apnea or respiratory distress should
but before delivery of the chest. Healthy, vigorous, receive tracheal suctioning before positive-pressure
newly born infants generally do not require suction- ventilation, even if they are initially vigorous.
ing after delivery.33 Secretions may be wiped from
the nose and mouth with gauze or a towel. If suc- Tactile Stimulation
tioning is necessary, clear secretions first from the Drying and suctioning produce enough stimula-
mouth and then the nose with a bulb syringe or tion to initiate effective respirations in most newly
suction catheter (8F or 10F). Aggressive pharyngeal born infants. If an infant fails to establish sponta-
suction can cause laryngeal spasm and vagal brady- neous and effective respirations after drying with a
cardia34 and delay the onset of spontaneous breath- towel or gentle rubbing of the back, flicking the
ing. In the absence of meconium or blood, limit me- soles of the feet may initiate spontaneous respira-
chanical suction with a catheter in depth and tions. Avoid more vigorous methods of stimula-
duration. Negative pressure of the suction apparatus tion. Tactile stimulation may initiate spontaneous
should not exceed 100 mm Hg (13.3 kPa or 136 cm respirations in newly born infants who are experi-
H2O). If copious secretions are present, the infant’s encing primary apnea. If these efforts do not result
head may be turned to the side, and suctioning may in prompt onset of effective ventilation, discon-
help clear the airway. tinue them because the infant is in secondary ap-
nea and positive-pressure ventilation will be
Clearing the Airway of Meconium required.23
Approximately 12% of deliveries are complicated
by the presence of meconium in the amniotic fluid.35 Oxygen Administration
When the amniotic fluid is meconium-stained, suc- Hypoxia is nearly always present in a newly born
tion the mouth, pharynx, and nose as soon as the infant who requires resuscitation. Therefore, if cya-
head is delivered (intrapartum suctioning) regard- nosis, bradycardia, or other signs of distress are
less of whether the meconium is thin or thick.36 noted in a breathing newborn during stabilization,
Either a large-bore suction catheter (12F to 14F) or administration of 100% oxygen is indicated while
bulb syringe can be used.37 Thorough suctioning of determining the need for additional intervention.
the nose, mouth, and posterior pharynx before de- Free-flow oxygen can be delivered through a face
livery of the body appears to decrease the risk of mask and flow-inflating bag, an oxygen mask, or a
meconium-aspiration syndrome.36 Nevertheless, a hand cupped around oxygen tubing. The oxygen
significant number (20% to 30%) of meconium- source should deliver at least 5 L/min, and the oxy-
stained infants will have meconium in the trachea gen should be held close to the face to maximize the
despite such suctioning and in the absence of spon- inhaled concentration. Many self-inflating bags will
taneous respirations.38,39 This suggests the occur- not passively deliver sufficient oxygen flow (ie,
rence of in utero aspiration and the need for tracheal when not being squeezed). The goal of supplemental
suctioning after delivery in depressed infants. oxygen use should be normoxia; sufficient oxygen
If the fluid contains meconium and the infant has should be administered to achieve pink color in the
absent or depressed respirations, decreased muscle mucous membranes. If cyanosis returns when sup-
tone, or heart rate ⬍100 bpm, perform direct laryn- plemental oxygen is withdrawn, post-resuscitation
goscopy immediately after birth for suctioning of care should include monitoring of administered ox-
residual meconium from the hypopharynx (under ygen concentration and arterial oxygen saturation.
direct vision) and intubation/suction of the tra-
chea.40,41 There is evidence that tracheal suctioning Ventilation
of the vigorous infant with meconium-stained fluid Most newly born infants who require positive-
does not improve outcome and may cause complica- pressure ventilation can be adequately ventilated
tions (Class I, LOE 1).42,43 Warmth can be provided with a bag and mask. Indications for positive-pres-
by a radiant heater; however, drying and stimulation sure ventilation include apnea or gasping respira-
generally should be delayed in such infants. Accom- tions, heart rate ⬍100 bpm, and persistent central
plish tracheal suctioning by applying suction directly cyanosis despite 100% oxygen.
to a tracheal tube as it is withdrawn from the airway. Although the pressure required for establishment
Repeat intubation and suctioning until little addi- of air breathing is variable and unpredictable, higher
tional meconium is recovered or until the heart rate inflation pressures (30 to 40 cm H2O or higher) and
indicates that resuscitation must proceed without longer inflation times may be required for the first
delay. If the infant’s heart rate or respiration is se- several breaths than for subsequent breaths.18,19 Vis-
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Endotracheal Intubation • Confirming absence of gastric inflation
Endotracheal intubation may be indicated at sev- • Watching for a fog of moisture in the tube during
eral points during neonatal resuscitation: exhalation
• Noting improvement in heart rate, color, and ac-
• When tracheal suctioning for meconium is tivity of the infant
required
• If bag-mask ventilation is ineffective or prolonged An exhaled-CO2 monitor may be used to verify
• When chest compressions are performed tracheal tube placement.55 These devices are associ-
• When tracheal administration of medications is ated with some false-negative but few false-positive
desired results.56 Monitoring of exhaled CO2 can be useful in
• Special resuscitation circumstances, such as con- the secondary confirmation of tracheal intubation in
genital diaphragmatic hernia or extremely low the newly born, particularly when clinical assess-
birth weight ment is equivocal (Class Indeterminate, LOE 5). Data
The timing of endotracheal intubation may also about sensitivity and specificity of exhaled CO2 de-
depend on the skill and experience of the tectors in reflecting tracheal tube position is limited
resuscitator. in newly born infants. Extrapolation of data from
Keep the supplies and equipment for endotracheal other age groups is problematic because conditions
intubation together and readily available in each de- common to the newborn period, including inade-
livery room, nursery, and Emergency Department. quate pulmonary expansion, decreased pulmonary
Preferred tracheal tubes have a uniform diameter blood flow, and small tidal volumes, may influence
(without a shoulder) and have a natural curve, a the interpretation of the exhaled CO2 concentration.
radiopaque indicator line, and markings to indicate
the appropriate depth of insertion. If a stylet is used, Chest Compressions
it must not protrude beyond the tip of the tube. Table Asphyxia causes peripheral vasoconstriction, tis-
3 provides a guideline for selection of tracheal tube sue hypoxia, acidosis, poor myocardial contractility,
sizes and depths of insertion. Positioning the vocal bradycardia, and eventually cardiac arrest. Establish-
cord guide (a line proximal to the tip of the tube) at ment of adequate ventilation and oxygenation will
the level of the vocal cords should position the tip of restore vital signs in the vast majority of newly born
the tube above the carina. Proper depth of insertion infants. In deciding when to initiate chest compres-
can also be estimated by calculating the depth at the sions, consider the heart rate, the change of heart
lips according to the following formula: rate, and the time elapsed after initiation of resusci-
weight in kilograms ⫹ 6 cm tative measures. Because chest compressions may
⫽ insertion depth at lip in cm diminish the effectiveness of ventilation, do not ini-
tiate them until lung inflation and ventilation have
Perform endotracheal intubation orally, using a been established.
laryngoscope with a straight blade (size 0 for prema- The general indication for initiation of chest com-
ture infants, size 1 for term infants). Insert the tip of pressions is a heart rate ⬍60 bpm despite adequate
the laryngoscope into the vallecula or onto the epi- ventilation with 100% oxygen for 30 seconds. Al-
glottis and elevate gently to reveal the vocal cords. though it has been common practice to give compres-
Cricoid pressure may be helpful. Insert the tube to an sions if the heart rate is 60 to 80 bpm and the heart
appropriate depth through the vocal cords as indi- rate is not rising, ventilation should be the priority in
cated by the vocal cord guide line and check its resuscitation of the newly born. Provision of chest
position by the centimeter marking at the upper lip. compressions is likely to compete with provision of
Record and maintain this depth of insertion. Varia- effective ventilation. Because no scientific data sug-
tion in head position will alter the depth of insertion gests an evidence-based resolution, the ILCOR
and may predispose to unintentional extubation or Working Group recommends that compressions be
endobronchial intubation.53,54 initiated for a heart rate of ⬍60 bpm based on con-
After endotracheal intubation, confirm the posi- struct validity (ease of teaching and skill retention).
tion of the tube by the following:
• Observing symmetrical chest-wall motion Compression Technique
• Listening for equal breath sounds, especially in the Compressions should be delivered on the lower
axillae, and for absence of breath sounds over the third of the sternum.57,58 Acceptable techniques are
stomach (1) 2 thumbs on the sternum, superimposed or adja-
cent to each other according to the size of the infant,
TABLE 3. Suggested Tracheal Tube Size and Depth of Inser- with fingers encircling the chest and supporting the
tion According to Weight and Gestational Age back (the 2 thumb– encircling hands technique), and
Weight, g Gestational Tube Size, Depth of Insertion (2) 2 fingers placed on the sternum at right angles to
Age, wk mm (ID) From Upper Lip, cm the chest with the other hand supporting the
⬍1000 ⬍28 2.5 6.5–7 back.59 – 61 Data suggests that the 2 thumb– encircling
1000–2000 28–34 3.0 7–8 hands technique may offer some advantages in gen-
2000–3000 34–38 3.5 8–9 erating peak systolic and coronary perfusion pres-
⬎3000 ⬎38 3.5–4.0 ⬎9 sure and that providers prefer this technique to the
ID indicates inner diameter. 2-finger technique.59 – 63 For this reason, we prefer the
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newly born infants whose mothers are suspected of assisted ventilation has been established and only if
having recently abused narcotic drugs because it the infant’s peripheral circulation is adequate. We do
may precipitate abrupt withdrawal signs in such not recommend administration of resuscitation
infants. drugs through the umbilical artery because the ar-
The recommended dose of naloxone is 0.1 mg/kg tery is often not rapidly accessible and complications
of a 0.4 mg/mL or 1.0 mg/mL solution given intra- may result if vasoactive or hypertonic drugs (eg,
venously, endotracheally, or—if perfusion is ade- epinephrine or bicarbonate) are given by this route.
quate—intramuscularly or subcutaneously. Because Intraosseous lines are not commonly used in
the duration of action of narcotics may exceed that of newly born infants because the umbilical vein is
naloxone, continued monitoring of respiratory func- more accessible, the small bones are fragile, and the
tion is essential, and repeated naloxone doses may be intraosseous space is small in a premature infant.
necessary to prevent recurrent apnea. Intraosseous access has been shown to be useful in
the neonate and older infant when vascular access is
Routes of Medication Administration difficult to achieve.82 Intraosseous access can be used
The tracheal route is generally the most rapidly as an alternative route for medication/volume ex-
accessible route for drug administration during re- pansion if umbilical or other direct venous access is
suscitation. It may be used for administration of not readily attainable (Class IIb, LOE 5).
epinephrine and naloxone, but it should not be used
during resuscitation for administration of caustic SPECIAL RESUSCITATION CIRCUMSTANCES
agents such as sodium bicarbonate. The tracheal Several circumstances have unique implications
route of administration may result in a more variable for resuscitation of the newly born infant. Prenatal
response to epinephrine than the intravenous diagnosis and certain features of the perinatal history
route79 – 81; however, neonatal data is insufficient to and clinical course may alert the resuscitation team
recommend a higher dose of epinephrine for tracheal to these special circumstances. Meconium aspiration
administration. (see above), multiple birth, and prematurity are com-
Attempt to establish intravenous access in neo- mon conditions with immediate implications for the
nates who fail to respond to tracheally administered resuscitation team at delivery. Other circumstances
epinephrine. The umbilical vein is the most rapidly that may affect opening of the airway, timing of
accessible venous route; it may be used for epineph- endotracheal intubation, and selection and adminis-
rine or naloxone administration as well as for admin- tration of volume expanders are presented in Table 4.
istration of volume expanders and bicarbonate. In-
sert a 3.5F or 5F radiopaque catheter so that the tip is Prematurity
just below skin level and a free flow of blood returns The incidence of perinatal depression is markedly
on aspiration. Deep insertion poses the risk of infu- increased among preterm neonates because of the
sion of hypertonic and vasoactive medications into complications associated with preterm labor and the
the liver. Take care to avoid introduction of air em- physiological immaturity and lability of the preterm
boli into the umbilical vein. infant.83 Diminished lung compliance, respiratory
Peripheral sites for venous access (scalp or periph- musculature, and respiratory drive may contribute
eral vein) may be adequate but are usually more to the need for assisted ventilation.
difficult to cannulate. Naloxone may be given intra- Some experts recommend early elective intubation
muscularly or subcutaneously but only after effective of extremely preterm infants (eg, ⬍28 weeks of ges-
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tion of resuscitation in the delivery room is appro- Suzanne Toce, MD
priate for infants with confirmed gestation ⬍23 Thomas Wiswell, MD
weeks or birth weight ⬍400 g, anencephaly, or con- Arno Zaritsky, MD
firmed trisomy 13 or 18. Current data suggests that Reviewers:
resuscitation of these newly born infants is very un- 1998 –2000 members of the Neonatal Resuscitation
likely to result in survival or survival without severe Steering Committee of the American Academy of
disability (Class IIb, LOE 5).94,95 However, antenatal Pediatrics, the Pediatric Working Group of the Inter-
information may be incomplete or unreliable. In national Liaison Committee on Resuscitation, and
cases of uncertain prognosis, including uncertain the Pediatric Resuscitation Subcommittee and Emer-
gestational age, resuscitation options include a trial gency Cardiovascular Care Committee of the Amer-
of therapy and noninitiation or discontinuation of ican Heart Association.
resuscitation after assessment of the infant. In such
cases, initiation of resuscitation at delivery does not
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