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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YE~ 2009

Repo.t Req.irea t,y t~,e ~r,~ics

in Government Act of1978 (~ u,s.c, o~p. ~f o~. ~0

I. Person Reporting (last ~me, first, middle inifiat) Garcia-Gregory. Jay A.

4. Title (Article llI judges indicate active or senior stat~s; magistrate judges indicate full-or part-time) U. S. District Judge (Active)

2. Court or Organization District of Puerto Rico

5a. Report Type (check appropriate type) [] Nomination. ] [] Initial ~ Date ~ Annual [] Final

3. Date of Report 05/26/2010

6. Reporting Period 01/01/2009 to 12/31/2009

7. Chambers or Office Address U.S. Courthouse, CH-142 150 Carlos Chardon St. San Juan, PR 00918-0151

5b. [] Amended Report 8. On the basis of the information contained In this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Office Date

IMPORTANT NOTES: The instracao~s accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on la.st pag~

I. POSITIONS. t~o,o,a.: i.~iaa~a o~; ~,, w. ~-ts of./ding ins~ructlons*)

NONE (No reportablepositions.) POSITION
1.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (~,~,orti.g Individual only; ,ee pp, 14-16 of ~l~g instructions.)
[~ NONE (No reportable agreemenls.) DATE PARTIES AND TERMS

Garcia-Gregory, Jay A.

FINANCIAL DISCLOSURE REPORT Page 2 of 6

~ ....

fPer,son Reporting

D.tofReport

Carols-Gregory, Jay A.

05126/2010

HI. NON-INVESTMENT INCOME. CRopo,,;,g individual and spouse; see pp. 17-24 of filing instructions.)
A. Fliers Non-Investment Income [] NONE (No reportable non-investment income.) DATE
1.

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4,

B. Spouses Non-Investment Income - ~Doa ,~,e married during any portion of the reporting year, complete this sectlo~t
(Dollar amount not required except for honoraria.)

[~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1.

2. 3. 4.

IV. REIMBURSEMENTS - ~,.,~pon~ao~ todr~.g, fooa, o,~.,.e~

(lnclude~ those to spouse and dependent children: see pp. 25-27 of fding instruction.)

NONE (No reportable reimbursements.) SOURCE

1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 6

~ame of Person Reporting

Date af Report

Garcia-Gregory, Jay A.

05/26/2010

NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE

I. 2. 3.
4.

5.

[---]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION

Revolving Line of Credit
Credit Card

VALUE CODE
K
K

1. Eurobank
2, American Express

3. First Bank Credit Card 4. First Bank 5. Sears Roebuck 6. Bank of America

Credit Card Credit C~trd Credit Cards Loan

J J J K

FINANCIAL DISCLOSURE REPORT

Na,~ or P~r~o,~ R~o,-ti.~

Gartia-Gregory, Jay

D*te 0r R.po.

Page 4 of 6

A.

05/26/2010

VII. INVESTMENTS and TRUSTS -," .... ,, ~alue, t, ..... tions (Includ~ those oZsp ..... d de~end~nt children; seepp. 34-~0 of fil~ng instr,~ion.~)
NONE (No reportable income, assets, or transactions.)
A. Dec~ription of Assets (including trust asse~s) Place "CX)" after nach asset exempt from prior disclosure B. Income during reporting period C. Gro~s value at end of reposing period D. Transactions during reporting period

(0
Amount Code I (A-H)

(2)
Type (e.g., div., rent, orlnt.)

0)

(~I

(t)
Type (e.g., buy, sell, redemption)

(2)

(3) (4) ]
Identity of buyer/seller (if private

Value Value Code 2 Method (J-P) Code3

Date Value Gain Month - Code 2 Code I Day (J-P) (A-H)

~(Q-W) .
I. IP Morgan Common S~ock A Dividend ~ T

~ans~t~on)

2.

Eurobank Account

Interest

3.

Alliance Government Reserve

D~vidend

4.

First Bank IRAs (CDs)

lnlerest

Redeeme~

04/0"/

5.

First Bank 1RAs (CD~)

Inlemst

Buy

04/13

6.

First Bank Accoun~

Interest

5.

P.R. Commonw~lth Infmslructure Fine

Interest

Sanmnder Securities

8.

Employees Retimmenl Sys Govt Rev Co mmonwealth

Interest

Santander Securities

10.

II.

12.

13.

14.

15.

16.

1"/.

I. Income Gain Codes: (See Colurrms BI tad [34) 2. Value Codcn (S~e Colurans Cl and D3) 3. Value M ctaod CodcJ (S~ Colunm C2)

A -$1.0~O ~ le~ F -$50,001 - $100,000 $ -115.000 m" less N -$250.001 $ 500.1~00 P3 *$25.000.001 - $50.000,000 . Q *Apprtixal O -Book V*Iuc

B --$ t ,001 - $2,500 G -$100,00t - $1,000,000 K =$15,001 - $50,000 O -$500.001 - $1.000.000 R =C~ ( Real Es~,~ O~ly) V =Other

C -$2,501 - $5,000 H I -$1,000,001 - $5,000,000 L ~$50.001 - $ 100,000 P! *$1.000.D01 - $5.fl00,000 P4 ~M~re than $50,000.000 S =Assc~rncnt W =Estimal~d

D =$5,001 - 515,000 H2 ~Mor ff~an ~5,000,000 M ~$100,OOI - $250,000 It2 ~$5.000.001 - $25,000.000 T -Cash Marka

E =$15,001 - $~0,000

Name of Person Reporting

Dale ef Report

PageFINANCIAL5 of 6 DISCLOSURE REPORT

Garcia-Gregory, Jay A.

05/2(=~r20 l0

VIII. ADDITIONAL INFORlVIATION OR EXPLANATIONS.

III-A. The i ] invested in tax free securities, namely First P.R. AAA Target Maturity was called for payment and paid into the Santander. Securities account on ~l 2009~ The w~ reinvested and redistributed in tax free securities mentioned in Pan VII. Tax free income fro.m that ~nvestment as well as the prior investment wa~fitely ~ during 2009. Both investments were purchased at a discounted rate. there was no capital gain from the repayment of the original inv~d~ ........

PageFINANCIAL6 of 6 DISCLOSURE REPORT ..[ Garcla-Gregory, Jay A. IX. CERTIFICATION.

Name of Person Reporting

Date of Report

05/26/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief; and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certif~ that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regnlations.

Sign:

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAI2 AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

) CIVIL

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Cfi-cle, N.E. Washington, D.C. 20544