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l

Rev. J/201o

.~ol0

FINANCIAL DISCLOSURE REPORT l


FOR CALENDAR YEAR 2009
2. Court er Organization District Court - New Jersey 5a. Report Type (check appropriate type) [] Nomination. Date [] Annual [] Final

Report Rcquired by the Ethics


in Go vernment Act of 1978

~s u.s.c, app. ,~.~ lot-tit)


3. Dale of Report 4/6/2010 6. Reporting Period 0t;01/2009 to 12/3 [/2009

I. Person Reporting (last name, first, middle initial) Debevoise, Dickinson R. 4. Tille [Article 111 judges indicste active or senior status: magistrate judges indicate full- or part-lime) U.S. District Judge (Senior)

[] Initial

5b. [] Amended Report 7. Chamber! or Office Address ~ On the basis of the Information ontained In this Report aad any modiflcatiom pertaining thereto, it is, in my opinion1 in compliance

MLK, Jr. Federal Bldg. & Court 50 Walnut Street Newark, New Jersey 07102-0999

with applicable laws and regulatlont.

Retlewiag Officer

Date

IMPORTANT NOTES: T~e instructions accompanying this form must be followeg Complete all parts, checking the NONE box for each part where.t~u have no reportable information. Sign on last page.

I. POSITIONS. ~R,~o,a,~
E~ NONE (No reportable positions.)

pOS1TION
I. Trustee

NAME OF ORGANIZATION[ENTITY
Fund for NJ (Non-Profit charitable foundation)

2,
3.

Past Director
Trustee

Columbia Law School Association


Revocable Trust (See Note Vlil).

Debevoise, Dickinson R.

FINANCIAL DISCLOSURE REPORT Page 2 of 1 9.

[ N,mofPer~onRe~oortlng
I Debevolse, Dickinson

D,eofReport

4/6/2010 R.

Ill. NON-INVESTMENT INCOME. ~Re~o,~s;~a~id~.~o,d.,,


A. Filers Non-Investment Income NONE (]go reportable non-investment income.) DATE I. 2. 3. 4. SOURCE AND TYPE INCOME
(yours, not spouses)

B. Spouses Non-lnvestment Income - ~lro. .~re ~,or,~ ~.,~n~ an).porttoet of the repor~ln~ ),car, complete tht~ seffon~
(Dol/ar amount not required except for honoraria.)

~-~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1. 2.

3.
4.

IV. REIMBURSEMENTS (hwludes those to ~~use and dependent children: see pp. 2J-2 7 qffiling i~tructio~.)

NONE (No reportable reimbursemens.) ~ I. 2. 3. 4. 5. ~ ~ ~ ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT [ Dcbcvo|se, Dickinson R.

Page 3 of 12

4/6/2010

NONE (No reporlable g~s.)

SOURCE
I. 2.

DESCRIPTION

3.
4. 5.

NONE (No reportable liabilities.)

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT

Page 4 of 12
I Debevol~e, Dickinson n. [

4.,6/2010

VII. INVESTMENTS and TRUSTS -~o~. ,.~, ,,~o~ u~a~,, ,~o,, ,,~ .....
~ NONE (No reportable income, ~sets, or transactions.)
Description of Assets (including ~st assets} Place "iX)" al~cr c~h ~t exempt from prior disclosare Income durin~ reining ~ri~ Amounl . C~c I (A-H) T~ (e.~. div., ~nk or int.) ~ G~ss ~alue at cud

d dependtnt children; setpp. J4-~O of f!ling instruction~)

T~ns~ctions d~ing rc~fli~g pcri~

Value C~c 2 (J-P}

Value Me~ C~e 3 (Q-W) T T T T T T T T T

~ T~ (e.g. , ~y, ~II, [ redemption)

Date ; Value m~d~yy C~c 2 . ] (l-P) ~

Gain C~e I (A-H)

l~ntity of bu)~/scllcr {if private traction)

I. 2. 3. 4. 5. ]6. 7. 8. 9. 10. I t. 12. 13. 14. 15. 16. 17.

UBS Financial Se~ices Cash Fund, Iselin, NJ UBS Financial Se~iccs Cash Fund, lselin, NJ PNC BanL N.A., Millbum, NJ W~hovia Bank, blillbum, NJ Wachovia Bank, Newark, NJ Nuvecn Bond Fund, Unit 519 [200) Williams College Pooled Income Fund #3 Wachovia Bank, Millbum, NJ .J. Staie Due 811120 ~0 So. Jersey Transit Auth. 1 I/0 I/I 8

B A A

Interest Interest Interest None None

L J K J J J L J K

A C

Interest Interest None

See FartVlli See PartVlll

B B B B B B B A E

Interest Interest Interest Interest Interest Interest Interest Interest Dividend

See VIII Sold 06117/09 K A See VIII See VIII See VIII See VIll See VIII

I N.J. Iteahh Care Auth. 07!01/20


!: I Monmouth Cty. Imp. Auth. ] N.J. Ileahh Care Auth. 07,01/I 2 ] Lopatcong T~p. 7/I 5/22 Winslow Twp. Bd. o~Ed. 8/01119 Bank of America Brunswick, ME i!i!iiii!i~:iiijli!i!i!ili!iii ]rnasl See VlIl

K K K J K J PI

T T T T T T T

FINANCIAL DISCLOSURE REPORT


Page 5 of 12

[ Nameor| ....r~,o,~in~
4/62010 I Vebevoise, Dickinson R. ]

V I I. INVESTMENTS and TRUSTS - ~ ....

~. ralue. ~amactions ancludes those ofs~uxt ~nddepende~t children; s~rpp. 34~0 of filing inslr~ctlons.)

NONE ~Vo reportable income, assets, or transactions.)

~.
D~dption of Assets {i~luding ~st nsscts~ Place "iX)" after ~h asset exempt fromp6or dislos~e

" ...... ~ ..... a~ ......... l ....... &- ...... 1 ....... ~


] Income during ~ r~ning ~ri~ , ~ount ~ (A-H)I C~e i E ~ Gross value at ~d of r~oaing pc~ T~ {e.g., div.,r~K orink) ~ Value , C~e 2 ~ (J-P) Val~ Me~ C~ 3 {O.~ T Sold (pan) ~ T~ (.g., buy,~ll, [ rc~mption) :

T~n~ctions during ~rting

O~

1
Interest PI

;m~ : .

I~ (j.p) ~ (A-H) ~ ~

(if private transition)

18. 19. 20. 21. 22. 23. 24. 25, 26. I27. 28. ! 29. 30. 1 31. 32. 33. 34.

~Tmst See VIII -Blac~ock N.J. Munic. (B~ Bon~ Fund 416 -BP PLC -Bristol Myers Squibb Com. -FPL Group, Inc. Com. -Chevron Texaco Carp. Com. -International Paper Com. -Unilever NU New York Com. -Roxiticus Golf Club Com. -Kimberly-lark Com. -Blackrock Liquidity Funds ~ Hammonton 4.75% due on 7/1/18 i~MargateCitya.75%dueon211117 -Cape May Co. N.J. College due 8115/16 -General Dynamics Com. -General Electric Com. -Johnson & Johnson Com.

07/28/09

Sold

01t15109

Sold

04/15/09

Matured

07101/09

Sold

01/15/09

I. Income Gain Code~:

FINANCIAL DISCLOSURE REPORT Page 6 of 12

~.~ofe~rson R~por~lu~

Vebevolse, Dickinson R. I

4/612010

NONE ~Vo reportable income, assets, or transactions.)

.... ~. -Description of A~ (including t~s~ ~sets) P~ce "(X)" afl~ each asset e~cmpt from prior disclosure

~ .... g. ...........
; Income during reposing ~ri~ * J Amount T>~(c.g., ~ C~e I ~ dlv. rent (A-H) ; or int.)

&. ........
Tmnmctions during reining

Gross vafuc at end of ~po~ing ~riod Value C~ 2 (J-P) Value Method C~ 3 T~ [.8., buy, sell, redemption)

Date , Value Gain . m~~lyy ~ C~e 2 ~ C~ I : {J-P) (A-H}

ldcnli~y buyer!mUtt (ifprivale

35. 36. 37. 38, ,39. 40. 41. 42. 43. 44. i 45, 46. 47. 48. 49, 50. 51.

-IBM -Bank of America -Exelon Corp. -HarSor Fund International -United Technologies Com. -Coca Cola -Proctor & Gamble Com. -Marathon OiI Com. -McDonald Com. -Citigroup Cap. XVII -Federated Strat. Value (SVAAX) -Bank of N.Y. Mellon -Norlhem Trust Corp. -AT&T Com. -J.P. Morgan Chase -Fed IIome Ln Bk Bonds 2015 -Bergen Cry IMRT Auth 2014

Sold Sold

01/15/09~ 01/15/09

J .~

A A

Sold Sold

01/15/09 01/15/09

J J

A A

Sold

06/24/09

Sold

01/15/09

Matured

03/02/09

FINANCIAL DISCLOSURE REPORT Page 7 of 12

N|meofPerton Reportlng

DaltefR~Jpert

Debevolse, Dickinson It.

4/6!2010

NONE (No reportable income, assets, or transactions.) ~cfipti~ of Assets (including t~t ~sc~) PlacetX)aflcrcachassct exempt f~m prior disclosure ~ Income during Gross value a~ end ~ Transactions during r~ning ~ri~

~Amount[ T~Ce.g., ~(A-H) orinL)

Vat~ 0"P)

] Val~ C~e3

+ Ty~Cc.g., . [ ~dcmption)

: Date

~ Value i Gain ~

Idcntilyo[

I I

,52. 53. 54. ~5, 56. ~7. 58. 159. 60. 61. 62. 63. ~. 65. 66. 67. 68.

-Chubb Co~. -General Mills -Heinz -Hudson Ci~ Banco~ -lntcl Co~. -Southern Co, -Wyeth -Union Co~ty Impt 9/01/18 -N.J. Spots & Expstin 9/01/19 -Pfizer, Inc, -Wisdom ~rge Cap Fund -Blac~ock EQ Div: lshares Barclays T~st Franklin Tax Fr~ TB MFS Value Fund Cl~s I UBS Pace Fixed Income Fund (Fo~erly P.W. Invest. Account) Ha~ford GPA V D A Dividend Interest M K T T I ]

Buy Buy Buy Buy Buy Buy Buy Buy Buy Merged (wi~ lin~ 58) Buy Buy

0[/l~!~ 101/[5/09 101/15/09 01/13109 101/l~/09 0111~/09 01/15,~ 03117109 03/20/~ 10/16/09 06/24/09 07/28/~

J J J J J J J K K J L K See VIII Scc See VIII See VIII

Buy

07/28/~

FINANCIAL DISCLOSURE REPORT


Page 8 of 12

[ NameorPer,o. Repurtlng 4/6/2010 ] Debevoise, Dickinson R.

VI 1.1 NVESTMENTS and T RUSTS - ~,,~o,.., ~ot.e,, ....


~ NONE (No reportable income, asset~, or transactions.) ~scription of Assc~s I~omc during

~o.~ a~a~,,~o~

. ....................................... ~ B. ....................... ] ............. ........ ~ .......... ~.- ....... A. ~


i Gross value at end Placc"(X)aflerc~h~t exempt from prior discl~

[-o~ ~ "~]~ ......~-[ (~), (i~


Amount[ T~(c.g., ~ C~c I ~ div, rent. ~(A-H) I orinL) Val~ Val~ C~ 2_[ Mcth~ Cod~ (J-P)

~ T)~(~.g., ~ buy, ~ll, ~ r~ption)

~
Date ~ Val~c ~ Gain mm~d~y : C~ 2 , C~ I [ [J-P) ~(A-H) [

Idc~ti{yof buycr/~llct (ifpfivate

69. 70, 71. 72. 73. 74. 75. 176. 77.

Management account at PNC Bank, See VII Blackrock Moncy Market Fund~ Vefizon Com. (Bell Aft) Chevron Texaco Corp. Com. Johnson&Johnson Exxon Mobil Corp. Com. N.J. EDL FACS Auth. IBM Corp. Com. ] Hammonton 4.75% due 7/01/I 8 ] Margate City 4.75% due 2/01/17 Due 7/01/20 A B A A A B A B B B A A B A B B Intercst Dividend Dividend Dividend Dividend Interest Dividend Interest Interest Interest Dividend Dividend Interest Dividend Interest Interest L g T T L T Sold 01/15/09 J B L K J T T T Sold K K J K J K J T T T T T T T Matured 07/01/09 K A Sold (pan) 01/15/09 J C Sold (pan) 01/15/09 J C

See VIII

178. 80. 81. 82. 83. 84. 85.

79, i : ]Middlesex Co. Due 6/15/18 General Dynamics Corp. Corn. Bank of America Com. ; ] Cape May Cnty. 4.50% due 8/15i20 FPL Group, Inc. Com. ]New Brunswick Pkg. Auth. 4.25%

101/15/09

] Old Bridge Twp. Bd. of Ed. 4.75,6 dU~ 7115tl8

t.tncomcGainCodcs:

A-$1.0UOorlcsi

B=$1,001-$2.500"

C*$2.501-$5,tgJO

3. ;~luc M~~J~d C{0dci tSc~ Cotumn C21

PJ *$2L000,001 - $.~0.[a)0.O00 Q =Appraisal U ~ Book Val~

R "Cosl (Real Estate O.ly) V

P4 "Mort ihan $50.000,000 S =As~.-ssmc~

T -Cash Markc~

FINANCIAL DISCLOSURE REPORT

Page 9 of 12

Name of Person Reporting

Date of Report

NONE (No reportable income, assets, or transactions.)


Dc~fiption of As~ (i~luding t~st ~ts) Pl~e(X)aflereachtsm cxcmptfr~p~ordiscl~e ~ ~ income during r~ning ~fi~ ] Gross value at c~ [ ~ ofrc~nmgpe~ i V~lu [ C~2 Value ~ T)~(.~, MC~ i buy,~H, T~n~ctions d~ng ~ning ~ri~ ~ Date~. Va[~ Gain ~yy~C~2 C~el

,Amount [ T~(.~, ]leVel [ ~v.,mK

[dcmilyef buycr/~ller

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

BAC CAP T~st II PFD Harbor Intr[ Fund II U.S. Treas Notes4.25% 8/15/13 U.S. Trea~ Notes 3,375% 9/15109 Coca Cola United Technoiogies Wyeth Proctor& Gamble AT&T, Inc. Blaekrock N.J. Munn. Fd. 416 General Elec. Com. PPI Corporation CitigroupCap, XVII PFD. Dupont

B A B A A A A A A A A A A A B A A

Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Interest Dividend Dividend

K L K

T T T Matured 09/15/09 K A Buy 10108/09

K J

T T Merged (with line 115) 10115/09 J A See VIII

J K K

T T T Sold Sold Sold 01115/09 01;15/09 06/24/09 J J J A A A See Vlll

K K J

T T T Sold 01/15/09 J A

100. ISHARES Barclays l-3yr trcas I01. MacDonalds Corp. Com. 102. XTO Energy Inc. Com.

FINANCIAL DISCLOSURE REPORT Page 10 of 12

Nam of Per, on Reporting

D.~ of Rrpert

] Debevoise, Dickinlon R.

NONE ~o reportable income, ~sets, or transactions.)


~fiption of Asses (includingtmst asse~) Income duHng re~ing~ ~ Gross value at end ~ ofrc~ing ~ Value ~ C~2 ~ T~aion~ during ~ing pcri~

P~e(X)aflercach~et cxc~t frompfiordi~los~e

[A~unti T)~(e.g., ~ C~e 1 ~ dlv.,rcnL

[ Value [ Mc~

T~(c.g., buy.~[[.

[ Date ]V~u [ Gain ~m~d~t~ ~ C~2

Idcnti~yof

103, T. Rowe Price Summit M~n 104. FED Stra~egic Value CLA 103. J.P. Morgan Ch~e 10~. Bergen CounW Impt Aulh 107. Franklin Tax Free Fd~ 108. Blackrock Munic Bond Fund~ 109. Bristol Myer~ 110. Gene~l Mills

B B A A A B A A

In~ Interest Dividend Interesl In~~ lnlresI Dividend DiEid~nd

K l ~ K K K J J

T T T T T T T T

Buy

10/08/09

Buy Buy Buy Buy

1~18 10/08/09 01/15/09 01/15/09

See VIII

"11 I. Heinz H J Co.


112. InIl Co~.

A
A A

DivideM
Dividend Dividend Dividend Dividend

l
l J K J

T
T T T T

Buy
Buy Buy Buy

01/B/~
01/15/09 0!/15/~ 10/08/09 10/16/09 K l See VIII

114. Pimco Comm~ity Fund 113. Pfizer, Inc.

A A

FINANCIAL DISCLOSURE REPORT Page l 1 of 1 2

Deb~voise, alc~nson a. i s~rr"~"R~pl~

4,,6/20 l0 I a.t, orR~po.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


From tinge to time Ihe various Nuvecn Funds of which only one remains make returns of principal as various bonds are redeemed. Williams College Pooled Income Fund #3. I have set forth as the value of this item the amounts 1 placed in the Fund from time to time. I receive the income from the Fund but upon my death it goes to Williams College; therefore, the value to me would bc the value of my life interest. ~Trust and Management Account: Blackrock Money Market Funds are the equivalent ofcash. The trustee or Fund Manager purchases and sells (deposits and withdraws) money from the Funds frequently. I have not listed each deposit and withdrawal and have set forth the December ] I, 2009 values. During 2006 1 transferred the cash and six tax exempt bonds listed individually in ray report into a revocable trust of which I am trustee and over which I have complete powers ofdisposition. The purpose is to ensure that upon my death the assets will be available to help pay college education expenses [. Because I retain complete control over the assets I see no need to list them separately as par~ of a trust. The assets are listed in Pan VII lines 9-14. ...................................................... Notes to.Trust Accoun (Part Vll, lines 17-66):
Notes to Management Account (Part VII Lines 69-115): Par~ Vll, line 69. This is simply a header for the assets listed in lines 70-I 15. Pfizer Co. and Wyeth merged on October 15, 2009. The family trust had sold its Wyeth shares in 2008. On January 15, 2009 it purchased 250 Wyeth shares. and after the Pfizer-Wyeth merger it received 246 Pfizer shares in exchange for its Wyeth shares. On December 3 I, 2008 the management account held shares of Wyeth stock. On January 15, 2009 it purchased 100 additional Wyeth shares. After the Pfizer-Wyeth merger it received 29.5 shares of Pfizer in exchange for its Wyeth shares. ISHARES Barcklays Tr US TIP (line 100) was not listed on my 2009 Report. 1 am informed by the Trustee that it was listed on its records as U.S. Treas Inflation Proj (see line 46 of my 2009 Report). The circumstances of its receipt by the trust were explained in Pan Vlll of the 2009 Report. My 2007 Report (Part Vll line 112) listed Lehman Index Fund. On November 26, 2007 there was received in exchange for this Fund ISHARES Barclays 1-3 yr treas. Franklin Tax Free TR # 171 (line 6~) was inadvertently omitted f~om my 2009 Report. It had been acquired on December 18, 2008 with a value symbol of L. My 2009 Repor~ should be amended accordingly.

FINANCIAL DISCLOSURE REPORT Page 12 of 12 IX. CERTIFICATION.

! NameofPersan Rcporl|ag
Debevoise, Dickinson R.

Da,t~ofReport

4/6/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate, true, and complete 1o the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of $ U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WI!O KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRII~|iNAL SANCTIONS {5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D,C. 20544

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