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~0 10 Re~.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


~ Cour~ or Organization

Report Required by the EtMc~ in Government Act of 1978 (5 U.S.C. app. 101-111)

3. Date of Report

1. Person Reporting 0a~t name, first, middle

4. Title (Article I~ judges ~dlcate active or senior status; magistrate judges indicate full- or part-time) te

7. Cltambe~ or Office Addre~

L On the ba~ of the informal- ,.e-~d in thi~ K~p~ and any modificaffoa.~ pertaining thereto, it i~ in my opinion, in ~ompli~nce with applk:able l~w~ and regnlalio~ Date,

IMPORTANT NOTES: The in.ffrucffons accompanying this form nmst be followext Complete all part~, hecMng t~e NONE box for each part where you Imve no reportable information. Sign on last pag~

L POSITIONS. (gcporangindividualonly; seepp. 9-13 off~gin~o~)


~ NO~ ~o reportable position.)
NAME OF ORGANIZATION/ENTITY

P0s~oN

4:

H. AGREEMENTS- o~,o,~,, individual o.~; see~ ~4-1~ of fdlng lns~cliott~)


~] NONE (No reportable agreements.)
DATE

PARTIES A~D TERMS

Carroll, Earl H.

FINANCIAL DISCLOSURE REPORT Page 2 ofl~ q

[ Name of Person Reporting I d~,~q~t~~oz~.

Date of Report

III. NON-IN~STMENT IN COME. (Repor~ng individual and spouse; see pp. 17-24 of filing i~ucfio,~.)
A. Filers Non-Investment Income ~ NONE

(No FepoFtable
DATE

non-investment income.) SOURCE AND TYPE INCOME


(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -transportation, lodging, food, entertal


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

~--~

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 4 of~, ~

Name of Person Reporting

Date of Report

VII. INVESTMENTS an d TRUSTS - income, value, transactions. (Includes those of spouse and dependent children; see pp. 34-60 of f!link, instructiom:)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt fiom prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, Gross value at end of reporting period

Transactions during reporting period

(l)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1)
Type (e.g., buy, sell, redemption)

(2)

(3)

(4)
Gain Code 1 (A-H)

(5)
Identity of buyer/seller (if private transaction)

(A-H)

or int.)

Value Date mm/dcb3,y Code 2 (J-P)

(Q-W)

A [ I~ I, -t-

4.

A
13. t4. 15. 16. 17. I

/5

,k" "/"

A D ,q- h

K /4

A b

/<

1. hacome Gain Codes: (See Columns B1 and D4) 2. Value Codes (S~e Columns CI and D3) 3. Value Method Code~ (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B =$t,00t - $2.500 G =$100,001 - $1.000,000 K =$15,001 - $50,000 O =$500,001 - $I.000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5.000.000 L =$50.001 - $100,000 PI =$1,000,001 - $5,000.000 P4 =More than $50,000,000 S =Assessment W =Estimated

=$5,001 - $15,000 H2 =More than $5,000,000 M =$10o,oo~ - ~250,000 P2 =$5,000.00! - $25,000,000 =Cash Market

E =$15.001 - S50,000

FINANCIAL DISCLOSURE REPORT Page 5 of I ~/

Nume of Petrol Reporting

I~te of Report

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Place "(X)" a~qer ~ach a.s.scl exempt from prior disclosure
t B. Income during rclmrting period C. Gross value at end of i ~porting period (2) [ (I) Value Type (e.8-, Transactions during reporting period (2) Date (3) i (4)I Value Gain ~ (5) Identity of

~ i~- ~i~---(~i .............. ........ Value I Amount ~ Typ~ (e.8-,

(Q-W) ~

_[

transaction)

18.

22.

27. 28.

29. 30.

D -r

32. 33.

1 I " Income Gain Codes:

~ (See Columnx BI and D4) 2. Value Ced~

=SI,001 - S2.500 =SI00,~01 - $1,000,000 =5500.001 - SI =~o$~ (Real E~lale Only) --O~her

H I =S1.000.O01 - $5.000,000

H2 =More than $5.0~0,000

{~ Col~

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (in~ludlng trmt assets) Place "{X)" after each asset cxcmpt from prior disclosure ! ! B. Income during rt~otting l~-riod i Amoont ; Code I ! (A-H) TYi~ (.g., div., rent, or int.) C. Gross value at end of reporting 1~5od D. Transactions during reporting period

(5)
Vah~ | Vakle Code 2 | Method (J-P) [ Code 3 r~ (e.g., Imy, ~ell, redemption) ~in Dat~ i Valu~ Month - ~ Cod~ 2 Code I [ Day ] {J-P) (A-H) Identity of buyvr/seller (if private transaction)

36.
37.

39.
40.

42.

K E
I

48.

50.

(,S~" Columns BI and I)4) 2. V~I,* Code~ (SC Columra CI and D3) 3. Value Method

A =$ 1,000 or less F =$50,001 - S 100,000 l ---S I 5,000 or less P3 =S25,000.001 - S50.(~0,000 Q = App~isat U =Book Value

B =SI,001 K --S 15,001 - $50.000 O =5500,0OI - SI,000,000 R ~Cost (Real Estale Only) V =Ot~r

C =$2,501 - $~.o0o HI :$1,000,001 - ,~,000,000 L =S50J]OI - SlO0,O~O P4 =Mote than S50.0O0,0O0

~) =$5,001 H2 =More area M =$100,001 - $250,0D0 P2 =$5,000,001 - $25,000,000 T ~ash Market

E =S 15rio I - S50,000

FINANCIAL DISCLOSURE REPORT Page 7 of,~ 1

Date of Report

,-//#

VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, or transactions.)
Do Description of Assets Income during Gross value at cnd of

Transactions during reporting period


(i) (2) (3) (4) ---~ (5)

(including trust assets)


Place "(X)" aftcr each ar~sct exempt from prior disclosure

~perling perled

- O) [ (2)
Amount [ Typ~ (e.g~

O) [ (2)
V~ C~ 2

Code I I div., r~nt,


(A-H) ~ or int.)

(j-P)

[ V~ ~ Me~

~ c~3

~6on)

54.

56. 57. 58.

59.

65.

68.

I. Income Gain Codes: ($e~ Celmm~ BI and D4) (S~e Column~ CI and D3) 3. Va}ue Me/hod Code~ (See Colunm C2)

A =SI fl00 or less F =$50,001 - S 100,O{lO N =$250,~q - $500,000 P3 =525,000,001 Q =Appraisal U =~ook Value

G =SlOOfl01 - S I O =SS00flOI - $1,000,000 R =C~t (Real Estate O~}y) V

C =S2,501 - SS,O~0 HI =$ I,Oll}fl0l - $5,0~1,000 L =SSO.I]01 - $ 100,l]00 PI =$1,000,001 - SSflO0,000 !4 =Mon~ than $50,000,000 S =Ame&mte-at W =Fatimated

D =$5,001 - $15,000 H2 =Maxe Ihan S5,0O0,OOO M =$100,001 - $250,000 P2 =$5,0~O,001 - S25,000,000 T =Cash Mmke/

E =SI 5,001 - SSO,0~I

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreporL)

FINANCIAL DISCLOSURE REPORT Pag~ z] OF q IX. CERTIFICATION.

Name of Person Reporting

Date of Report

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld becanse it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature:

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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