You are on page 1of 28

AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or OrganizaHon U. S. Court of Appeals 5a. Report Type (check appropriate q,~e) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~ 101-111)

I. Person Reporting (last name, first, middle initial) Hardiman, Thomas M.


4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/12/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. Circuit Judge - Active

5b. [] Amended Report

7. Chambers or Office Address 2270 United States Courthouse 700 Grant Street Pittsburgh, PA 15219

8, On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followe~ Complete aH parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~R,~,octing individual only; seepp. 9-13 of filing instructions.)


D

NON E (No reportable positions.)


POSITION

NAME OF ORGANIZATION/ENTITY
Big Brothers Big Sisters of Greater Pittsburgh, Inc.

I. 2. 3. 4. 5.

Director

II. AGREEMENTS. tReponing individual only; seepp. 14-16 of filing instructions.)


[~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Hardiman, Thomas M.

FINANCIAL DISCLOSURE REPORT Page 2 of 28

Name of Person Reporting Hardiman, Thomas 51.

Date of Report 05/12/201 I

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME (yours, not spouses)

2. 3.

4.

B. Spouses Non-lnvestment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


The First City Company

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE _DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/201 I

V. GIFTS. a.cludes ,hose ,o spouse and dependen, children; see pp. 28-31 of filing instructions.) D NONE (No reportable gifts.)
SOURCE Academy of Trial Lawyers of Allegheny County 2. 3. 4. 5. Honorary Membership

DESCRIPTION

VALUE $600.00

VI. LIAB ILIT IES. ancl~des ,hose o/spouse ,.d depe.den, children; see pp. 32o33 of filing instructions.)

~]
I. 2. 3. 4. 5.

NONE (No reportable liabilities.) CREDITOR DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 28

Name of Person Reporling Hardiman, Thomas 51.

Date of Report 05/12/201 I

VII. INVESTMENTS and TRUSTS - i.com.. ..al.e. ,eans~tion$ a.cl.~es ,hos~ ol.po~. ~n~ ~ependen, children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Descriplion of Assels (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) J M N K J T T T T T Transactions during reporling period
O) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I


(J-P) (A-H)

Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. I 1. 12. 13. 14. 15. 16. 17.

PNC Checking Account Capital One Savings Acct. PNC Money Market Acct. Vangard Prmpcp Mut. Fund (MF) Fulton Financial Stk (CS) WELLS FARGO EQUITY ACCOUNT Wells Fargo MM AOL CS Altisource Portfolio Solutions CS Altisource Portfolio Solutions CA American Eagle Outfitters CS American ExpressCS AON Corp Bank New York Mellon CS Barrick Gold Corp CS Broadridge Financial Solutions CapitaIOne Financial Corp CS

A B B A A

Interest Interest Interest Dividend Dividend

Interest None None None

M J K K J K K K K J

T T T T T T T T T T Buy Sold 03/03/10 12/10/10 J J


D

Buy Sold (part) Sold (part)

05/03/10 02/18/I0 07/26/10

J J J C C

A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend

Sold (part) Buy Buy

04/08/I 0 11/05/10 03/12/10

J K K

I. Income Gain Codes: (See Columas B I and D-l) 2. Value Codes tSee Columns CI and D3) 3. Value t.lethod Code~ (See Column C2)

A -$1.000 or less F =$50.001 - $100.000 J =$15,000 or less N ~$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U ~Bo~k Value

B =$1.001 - $2.500 G =$100.001 - $1,000.000 K = $15,1901 - $ 50,000 O =$500,001 . $1,0~O,0Q~ R =Cosl (Real Estate Only) V =Other

C =$2.501 - $5,000 HI =$1.000.001 - $5.009.~0 L =$ 50,001 - $ 100.000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =As~ssment W =Estimated

D =$5.001 - $15.000 H2 -More than M -$ 100,0O I - $250.000 P2 $5.000,001 - $25.000.000 T =Cash Market

E -$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 28

Name of Person Reporting Hardiman, Thomas 51.

Date of Report 05/19/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period O) (2) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period (2) (3) (4) Date Value Gain mnddd!yy Code 2 Code I (J-P) (A-H)
(5) Identity of buyer/seller (if private transaction)

Type (e.g., buy, sell, redemption)

(Q-W) 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Chevron Charming Shoppes CS CharmingShoppes CS Charming Shoppes CS Charming Shoppes CS Cisco Systems CS Clearwire Corp. CS ComingCS Covanta Holding DirectTV CS Dish Network CS DisneyCS Domtar Corp CS Domtar Corp CS Dress Bam CS Ebay CS Ebay CS A A A Dividend None None None None None None Dividend None None None Dividend None None None None None K J K J K K K K K J K K T T T T T T T T T T T T Buy Buy Sold (part) Sold (pan) Sold (pan) 02/04/10 06/24/I 0 04/23/10 10/21/10 10/21110
J J J J J

Buy Sold

07/01/10 03/05/10 03/22/10 03/22/10 03/22/10 I 1/11/10 06/28/10 05/04/10 06/29/10

K J J J J J J J J A A B C

tart)
Sold (part) Sold (part) Sold Buy Buy Buy Buy

D A B

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sc Columns CI and D3) 3. Value Method Code~ Isee Column C2)

F =$50.001 J =$ I 5,000 or less N =$250.001 - $500,000 P3 -$25.000,0~ I - $50.000.0~0 Q =Appraisal U =Book Value

B -$1,001 - $2,500 G =$100.001 K -$15,~1 - $50.000 O =$500,001 - $1,0~0.0~ R =Cosl (Real Estate Only) V =Other

C =$2.501 - $5,000 H I =$1.000.001 - $ 5 L ~$50,001 - $100.000 PI =$1.000.001 P4 =More than $50,1)00.000 W =Estimated

=$5,001 - $15.000 H2 =More than $5,000,000 I,,,1$100,001 - $250,000 = P2 =$5.090.001 - $25,000,000 =Cash Market

E =$15,001 - $50.1)00

FINANCIAL DISCLOSURE REPORT Page 6 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, ralue, transactions ancludes those of spouse and dependent children; see pp. 34-60 of filing instructionsO
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end of reporting period

Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code I
(l-P)

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period 0) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

(~) Value Code 2


(J-P)

(2) Value Method


Code 3

(5)
Identity of buyer/seller

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. Fairchild Semiconductor Fairchild Semiconductor Fairchild Semiconductor Fairchild Semiconductor Gilead Sciences Gilead Sciences Gannett Co CS Goldman Sachs H & R Block H & R Block HSN CS HSN CS Intel JP Morgan Chase CS JP Morgan Chase CS Knoll Inc CS A A A A A A A A None None None None None None Dividend Dividend Dividend Dividend None None Dividend Dividend Dividend Dividend None K K K K K T T T T T K J J T T T L L L L K K T T T T T T Buy Buy Buy Buy Buy Buy Sold Buy Buy Buy Sold (part) Sold Buy Buy Buy 01/22/10 05/14/10 05/18/10 08/19/10 07/22/10 12/23/10 03/02/10 05/06/10 02/01/10 02/24110 03/01/10 04/08/10 07/07110 01/25/10 10/15/10 J J K J J K J J J J K J J D E A J

(if private transaction)

51. Knology CS

1. Income Gain Codes: (See Columns B I and 194) 2, Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.0{)1 J =$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 o $50.000.000 Q =Appraisal U =Book Value

B = $ 1.001 - $2.500 G =$I00.001 K $15.001 - $50.000 O = $500.001 - $ I R =Cost (Real E:,lale Only) V =Olhcr

C =$2,501 - $5,000 H I =$1,000,O01 - $ 5.0~O.000 L =$50.001 - $I00.000 PI =$I,000,001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimalcd

D =$ 5.001 - $ 15,000 H2 =More than $5,000.000 M =$ 100.001 - $250.000 P2 =$5,0~0,001 - $25.000,000 T =Cash Market

E -$15,001 - $50,0~O

FINANCIAL DISCLOSURE REPORT Page 7 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS--income, va~ue~transacti~ns(~nc~udesth~se~fsp~useanddependentchi~dr~n;s~pp.34-6~f~inginstructi~ns.)


NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

0)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(l)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(J)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value mm/dd/yy Code 2

(5)
Gain Code I Identity of buyer/seller (if priva~.e transaction)

O-P)

(A-H)

52.

Liberty Enterrainment CS A A

None Dividend Dividend None None A Dividend None None None None None A A A Dividend Dividend Dividend None None None

J J K J

T T T T Sold (part) Sold T Sold (part) Sold (part) Sold (part) Sold Sold 07/26/10 09/20/10 09121/10 09/21/10 12/23/10 02/03/I 0 J J J J J J A A A B B 03/02/10 07/23/10 J J C C
Buy 05/14/10 J

53. Mastercard 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Merck CS Methode Elec. CS Methode Elec CS Microsoft CS NCRCS NCRCS NCR CS NCRCS Nighthawk Radiology CS Newell Rubbermaid Nokia Corp. ADR PNC Financial CS Precision Castparts CS RCN Corp. CS Seahawk DrillingCS

K J K

Buy

T Sold Sold Sold 06/03/10 08/27/10 01/21/10 J J J D D A

I. Income Gain Codes: (See Columns B I and IM) 2. Value Crates (See Columns C I and D3) 3. Value Method Codes (S~e Column C2)

A =$1,000 or less F =$50.0~1 - $109.000 J =$15,000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U Book Value

B =$1.001 - $2.500 G =$100.001 - S1.000.000 K =$15,001 - $50,000 O =$500.001 - $1.0~0.0~0 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.0~0 H I -$1.009.001 - $5.000.000 L =$50,001 - $100,000 PI =$l.000.00l - $5,000.000 P4 -More than $50,00~.000 S =Asscssmcnl W =Eslimated

D =$5.001 - $15.000 1t2 =More Ihan S5.000.000 M =$ 100,001 - $250,000 P2 =$5,000.001 - $25,000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 28

Name of Person Reporting Hardiman, Thomas 31.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS-income, va~ue~tra~sacti~s(~c~udesth~se~fsp~usea~ddepende~tchi~dre~;seepp.34-6~f~i~gi~structi~ns-)


[-~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period

O)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(0
Type (e.g.,
buy, sell,

redemption)

(2) (3) (4) Date Value Gain mrrddd/yy Code 2 Code I (J-P) (A-H)

Identity of buyer/scller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Sprint NextelCS Time Warner CS Time Wamer (new) Tyco CS US Bancorp CS Wal-Mart CS WSFS Financial Corp. WSFS FinanciaICorp. Wells fargo PF Winn-Dixie CS 3MCo. CS WELLS FARGO BOND ACCOUNT Wells Fargo MM RBS Capital Funding f/k/a ABN Amro Cap VII American Intl Grp Arch CapitalGrp Barclays Bank PLC Pfd. Stk (PF) A B B A B A
A

None Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend

K .I K

T T T Sold 07/27/I 0 A

A A A A A A A

K J

T T Buy Sold Sold 02/04/10 05/12/10 07/29/10 J J D D

J K

T T Buy 06/04/I 0

Interest Interest Interest Interest Dividend

J J K .I K

T T T T T

I. Income Gain Codes: (See Columns B I and D-l) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,090 or less F =$50,001 - $100,0~) J -$15.000 or less N =$250.001 - $500,000 P3 =$25.000,001 - $50,00~.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100,001 - $1,000.0(~ K = $15,0~ I - $50,000 O =$50~,001 - $1,0~O.000 R =Cost (Real Eslale Only) V =Other

C =$2,501 - $5,000 HI =$1,00O,001 - $5.0~0.000 L =$50,001 - $ I O0,0OO PI =$1,0~0,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000,000 M =$ 100,001 - $250,000 P2 =$5,0~0,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05112/201 I

VII. INVESTMENTS and TRUSTS - ineomo, ,,a~ue, t,ansac,ions anaado. ,hose oys~,ouse and depen~e.t children; set pp. 34-60 of filing instructions.)

[~]

NONE

(No reportable

income, assets, or transactions.)


B. Income during reporting period (~) Amount Code I (A-H) (2) Type (e.g., div., renh or int.) C. Gross value at end of reporting period (i) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

Transactions during reporting period


(2) Date mm]dd/yy (3) Value Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Deutsche Bank Duke Energy PF Easton Vance En. Equity MF Easton Vance Gr. India MF Franklin Biotech MF Investment Co. MF Putnam New Opp. MF Renaissance Re Hldgs PF Spectra Energy Corp PF Washington Mutual Invest. MF Capital World Income MF Europacific Growth MF New Perspective FDA MF Lord Abbett Inv. Trust C class

B A A

Interest Dividend Dividend None None

K J J K

T T T T Sold 02/02/10 J

A A B A A A A A C

Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend

T Sold 02102/I 0 J

K J K K K K M

T T T T T T T Buy Buy Buy Buy 02/04/I 0 02/03/10 02/03/I 0 02/16/10 K K K L

100. 401(k) ACCOUNT #I 101. Principal MM 102. Principal Large Cap MF A A Interest Dividend Sold Sold 10/I 1/10 10/I 1/10 J J A A

I. Income Gain Codes: (See Colttmns B I and I)4) 2. Value Codes (See Columns CI and D3) 3, Value Method Codes (Sec Column C2)

A =$1.000 or less F =$50.(M) I - $ 100,000 J -$15,000 or less N =$250.001 - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G ~$ 100,001 - $ 1.0~),000 K =$15.001 - $50.000 O =$500,1)01 - $1,000,000 R =Cost (Real Estate Only) V =Olher

C =$2.501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50.001 - $ I PI =$1,0~0,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated

=$5.001 - $15,000 H2 =More than $5,000.000 M -$100,001 - $250,000 P2 =$5,000.001 - $25.000.000 =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 28

Name of Person Reporting Hardiman, Thomas 51.

Date of Report 05/12/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code I
(A-H)

(2) Type (e.g., div., rent,


or int.)

C. Gross value at end of reporting period (l) (2) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period (]) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/d&~yy Code 2 Code I
(J-P) (A-H)

(Q-W) 103. Principal Med. Co. Bid MF 104. Principal Sin. Co. Grwth MF 105. Principal Intl Stock MF 106. Principal Fin. Grp Inc. 107. 401(k) ACCOUNT #1A 108. Lg. Value Equity MF (Dodge & Cox) 109. Lg. Value Growth (T. Rowe Price) 110. Mid Cap Value (Perkins Mid Cap Value) 111. International Value II (Dodge & Cox) 112. International Growth (Jamns Overseas) 113. 401(k) ACCOUNT #2 114. Merrill Lynch 115. LSI (f/k]a Agere Systems) CS 116. Central Europe & Russia MF 117. Cisco Systems CS 118. Citigroup CS 119. Dow Chemical CS A A A Interest None Dividend None None Dividend J J T T J J J T T T Sold 05/12/10 J A A A A A A Dividend Dividend Dividend Dividend Dividend J J J J J T T T T T Buy Buy Buy Buy Buy 10/I 1/10 10/I 1/10 10/I 1/10 10/11/10 10/I 1/10 J J J J J A A A A Dividend Dividend Dividend Dividend Sold Sold Sold Sold : I0/I 1/10 loll I/IO 10/I 1/10 10/I 1/10 J J J J A A A A

Id~tity of buyer/seller (if private transaction)

I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes (See Column C2)

A =$ I,(DO or less F =$50,001 - $100.000 J =$15,000 or less N =$250,001 - $500,000 P3 =525,000,001 - $50,000.000 Q =Appraisal U =Book Value

B =$ 1,001 - 52,500 G =$100,001 - 51,000,000 K = $15.001 - $50,000 O 5500,001 - 51,000.000 R =Cost (Real Estate Only) V =Other

C =52.501 - $5,000 HI =51,000,001 - 55.000,000 L =$50,001 - $ 100,000 P I =51.000.001 - $5.000.000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5.001 - 515,000 H2 =More than $5,000.000 M = $ 100.001 - $250,000 P2=$5,000,001"$25.000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS --income, va~ue~transacti~ns(~nc~udesth~e~fsp~useanddependentchi~dren;seepp.34-6~f~inginstructi~n~)


NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (0 (2) Amount Type (e.g.. Code I div., rent, (A-H) or int.) Gross value at end of repot-ling period O) (2) Value Vah~e Code 2 Method
(J-P) Code 3

Transactions during reporting period


(]) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code2 Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private


transaction)

(Q-W) 120. EMC Corp CS 121. Ford Motor CS 122. General Electric CS 123. Intel CS 124. Merck CS 125. Nektar Therapeutics CS 126. Panacos Pharm. CS 127. Pfizer CS 128. Qwest CS 129. Sirius CS 130. Sirius CS 131. Wilsons LeatherCS 132. TRUST #1 133. Wells Fargo Trust Account 134. AMCAP MF 135. Capital World Gr. & Income MF 136. Capital World Gr. & Income MF A A A A Interest Dividend Dividend Dividend K L K K T T T T Buy Buy 02/04/10 05/04110 J J A A A A A Dividend Dividend Dividend None None Dividend Dividend None None None J J J J J J J
J J J

None

Sold
Sold

103/02/10
03/02/I 0 J

A
A

T T

04/17/10 T T T Buy (addl) Buy (addl) 03/05/10 05/07/I 0 J J

I. Income Gain Codes: (See Columns BI and 2.Value Codes (see Columns CI and D3) 3. Value Method Codes (see Column C2)

A =$1,000 or less F =$50.0~1 - $10~.0~) J =$15.0~0 or less N =$250.091 - $500,0~) P3 =$25.000.0~1 - $50,00~.0~0 Q =Appraisal U =Book Value

B =$1.12OI - $2.500 G =$100,001 - $1.000.000 K =SI5,001 - $50.000 O =$500.001 - $1 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5,00~ H I =$ 1,0O~.0~ I - $5.0~0.0~0 L ~$50,001 - $10~,000 P4 -More than $50,00~,000 S =As~s~,mcnt W Eslimalcd

D =$5.001 - $15.000 H2 =More than M =$100.001 - $250,000 P2 =$5,000.001 - $25,000.000 T =Cash Market

E =$15,001 -$50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/I 2/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during

Gross value at end


of reporting period

Transactions during reporting period O)


Type (e.g.,

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period (i) (2) Amount Type (e.g., Code I div., rent,
(A-H) or int.)

O)
Value Code 2

(2)
Value Method

(J-P)

Code 3 (Q-W)

buy, sell, redemption)

(2) (3) (4) Value I Gain Date mm/dd/yy Code 2 ! Code I


(JP) i (A-H) j

(5) Identityof buyer/seller


(if private transaction)

137. Capital World Gr. & Income MF


138. Europacific Growth MF

A A

Dividend Dividend

K K K K L

Buy
Buy

08/04/I 0
02/04110 J

139. Europacific Growth MF 140. Europacific Growth MF 141. Fundamentallnv. MF 142. Growth Fund of America MF 143. Investment Co. of America MF 144. New Perspective MF 145. Washington Mutual Inv. MF 146. TRUST #2 147. Wells Fargo Trust Account 148. AMCAP MF 149. Capital World Gr. & Income MF 150. Capital World Gr. & Income MF 15 I. Capital World Gr. & Income MF 152. Europacific Growth MF 153. Europacific Growth MF

A A A A A A B

Dividend Dividend Distribution Distribution Dividend Dividend Dividend

T T T

Buy Buy

05/04/I 0 08/04/I 0

J J

L L L K T T

A A B B B A A

Interest Dividend Dividend Dividend Dividend Dividend Dividend

K K K K K K K

T T T T T T T Buy Buy Buy Buy Buy 02/04/I 0 05/04/I 0 08/04/I 0 02/04/I 0 05/04/I 0 J J J J J

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (see Column C2)

A =$ 1.000 or less F =$50.001 - $100.0~) J =$15.000 or less N =$250.001 - $500,000 P3 -$25.000.001 - $50.00~.000 Q -Apprai.,al U =Book Value

B =$ 1,001 - $2,500 G =$100.001 - $1,000,000 K =$15,001 - $50.00~ O -$500.001 - $1,000,000 R Cost (Real E~tate Only) V =O~hcr

C =$2,501 - $5,0~0 H 1 =$1,000,001 - $5,000,009 L =$50,001 - $100,000 PI =$1,000,001 - $5.00~,000 P4 -More than S =Assessment W =Estimated

D =$5,001 - $15,090 H2 =More than M =$100,001 - $250,000 P2 =$5.000,001 - $25.000.000 T=Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 13 of 28

Name of Person Reporting Hardiman, Thomas 31.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those of spouse and dependent childrcn; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

O)
Value Code 2 (J-P)

(2)
Value Method Code 3

(1)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I O-P)

Idemily of buyer/sller (if private transaction)

(Q-W)
154. Europacific Growth MF 155. Fundamental Inv. MF A A Dividend Dividend

K K K K
K K

T T T T
T T

Buy

08/04/10 J

156. Growth Fund of America MF 157. Investment Co. of America MF 158. New Perspective MF 159. Washington Mutual Inv. MF 160. TRUST #3 161. Wells Fargo Trust Account 162. AMCAP MF
163. Capital World Gr. & Income MF 164. Capital World Gr. & Income MF 165. Capital World Gr. & Income MF 166. Europacific Growth MF 167. Europacific Growth MF 168. Europacific Growth MF 169. Fundamental Inv. MF 170. Growth Fund of America MF

A A A A

Dividend Dividend
Dividend Dividend

A A A A A A A A A A

Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

K K K K K K K K K K

T T T T T T T T T T Buy Buy Buy Buy Buy Buy 02/04/I 0 05/04/10 08/04/10 02/04/10 05/04/10 08/04/10 J J
J

J J J

I. Income Gain Codes: (See Colunms B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Melhod Codes (See Column C2)

A =$1,000 or less F :$50.001 - $100,000 J :$15,000 or less N :$250.001 - $500,000 P3 -$25.000.001 - $50.000.000 Q -Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Eslale Only} V Other

C =$2,501 - $5,000 H I = $1,0o0.001 - $ 5.000.0oo L =$50.001 - $100.000 PI =$1,000.0Ol - $5,000,000 P4 -More than $50,000.000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250.000 P2 =$5,000,001 - $25,000,000 Y =Cash Market

E =$15,001- 550,000

FINANCIAL DISCLOSURE REPORT Page 14 of 28

Name of Person Reporting Hard(man, Thomas 51.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS--income, va~ue~transacti~nx(~ndudesth~se~fsp~useanddependentchi~dren;s~epp.34~6~f~inginstrucd~ns-)


NONE (No reportable income, assets, or transactions.)
g. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 13. Income during reporting period Gross value at end of reporting period Transactions during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Value Code 2 O-P)

(2)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code I O-P)

(5)
Identity of buyer/seller (if privale transaction)

171. Investment Co. of America MF 172. New Perspecafive MF 173. Washington Mutual Inv. MF 174. TRUST #4 #3)

A A A

Dividend Dividend Dividend

K K K

T T T

175. Wells Fargo Trust Account 176. AMCAP MF 177. Fundamental Inv. MF 178. Growth Fund of America MF
179. Investment Co. ofAmerica MF

A A B A B A B

Interest Dividend Dividend Dividend Dividend Dividend Dividend

J L L L L L L

T T T T T T T

180. New Perspective MF 181. Washington Mutual Inv. MF 182. TRUST #5 183. Wells Fargo Bank Account 184. AMCAP MF 185. Capital Income Builder MF 186. Capital World Gr. & Income MF 187. Eaton Vance Gr. India MF

A A A A

Interest Dividend Dividend Dividend None

L K K K L

T T T T T

I. Income Gain Codes: (See Cohanns B I and D4) 2. Value Codes (S~e Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.0~1 - $100.000 J =$15.0~0 or less N =$250.001 - $50~.000 P3 =$25,00~.001 - $50.00~.0~0 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G -$100.001 - $1.0~0.0~0 K =$15.001 - $50.0~0 O =$500.001 - $ 1,000.000 R Cost tReal Estate Onlyl V =O~hcr

C =$2,501 - $5,0~O H I = $1.000,001 - $ 5,00~.0~0 L =$50,001 - $100,090 PI =$l,000,001 P4 -More than S =Ass~ssmenl W =Estimated

D =$5,001 - $15.00~ H2 =Mole than $5,000.0~0 M =$100,0~1 - $250.00~ P2 =$5,090,001 - $25,000,0~0 T =Cash Market

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 15 of 28

Nme of Person Reporting Hardiman, Thomas 31.

Date of Report 05/I 2/201 I

VII. INVESTM ENTS and TRUSTS - income, value, transactions tncludes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (i) (2) Value Value Method Code 2
(J-P) Code 3

Transactions during reporting period


(2) (3) (4) Date Value Gain mm/dd/yy Code2 Code I (J-P) (A-H)

Type (e.g., buy, sell, redemption)

(Q-W} 188. INTL Growth & Income MF


189. Fundamental INVS Inc. MF

Identity of buyer/seller (if private transaction)

A A A A A

Dividend Dividend Dividend Dividend Dividend None None

K K K K K J J J J J J J J J T T T T T T T T T T Buy Buy Buy Buy Buy Sold Sold 05/03/I0 I 1/05/10 03/12/10 07/27/I 0 03/05/10 12/lO/lO 03/05/I 0 03/22/I 0 J J J J J J J J C C C Sold (part) 02/18/10 07/26/10 04/08/10 J J J C B C

190. Growth Fund ofAmerica MF 191. Investment Co. of America MF 192. New Perspectives FD Inc. MF 193. Altisource Portfolio CS 194. Altisource Portfolio CS 195. American Express 196. American Eagle CS 197. AOLCS 198. AON CS 199. Bank of NY Mellon 200. BarrickGold CS 201. Broadridge Financial 202. Capital One CS 203. Charming Shoppes CS 204. Charming Shoppes CS

(part)

Sold

A A

Dividend Dividend None

Sold (part)

A A A A A

Dividend Dividend Dividend Dividend Dividend None None

(pan)
Sold

I. Income Gain Codes: (See Columns B I and IM) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (see Column C2)

A =$1,000 or less F =$50.001 - $100.000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value

B =51.001 - 52,500 G =5100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -Other

C =52,501 - $5,000 HI =$1,000,001 - $5.000,000 L =$50,001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - 515,000 H2 -More than $5,000.0OO ~t =$100,001 - $250.000 P2 =$5,000,001 - $25,000.000 T =Cash Market

E -$15.0OI- S50.0OO

FINANCIAL DISCLOSURE REPORT Page 16 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)
---I NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(i)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

O)
Value Code 2 (.I-P)

(2)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2) Date mm!dd!yy

(3) (4) Value Gain Code2 Code I (A-H) O-P)

Identity of buyer/seller (if private transaction)

205. Chevron 206. Cisco Systems CS 207. Clearwire CS 208. Coming 209. Covanta 210. DirectTV CS 21 I. Dish Network CS 212. Domtar 213. Domtar 214. Dress Barn CS 215. Dress Barn CS 216. Ebay CS 217. Fairchild Semi 218. Fairchild Semi 219. Fairchild Semi 220. Gilead Sciences 221. Gilead Sciences

Dividend None None

J J J J J

T T T T T

Buy Buy Buy Buy Buy

07/07/10 | I/I 1/10 06/28/101 05/04110 06129/I 0

J J J J J

Dividend None None None

T T K K J J J K K K J .I T T T T T T T T T T Buy Buy Sold (pan) Sold (pan) Buy Buy Buy Buy Buy Buy 02/04/10 06/30/10 03/02/10 04/23/10 05/25/10 01/22/10 05/14/10 05/18/10 07/22/10 12/23/10
J J J J J l J J J J

A A

Dividend Dividend None None None None None None None None

C C

1. Income Gain Codes: (See Columns BI and 134) 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50,001 - $100.0~0 J =$15.000 or less N =$250.001 - $500,1300 P3 =$25,00~,0~i - $50,000.00~ Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,0~0,00~ K -$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5.00~.0~0 L =$50.001 - $ 100.0~0 PI =$1.000,001 - $5,000,000 P4 =More than S =Assessment W =Estimated

D =$5.001 - $15.000 H2 -More than $5.000,0~0 M -$ I 0O.0~ I - $250,000 P2 =$5.000.001 - $25.00~.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 17 of 28

Name of Person Reporting Hardiman, Thomas 51.

Dale of Report 05/I 2/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction&)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

(i)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

O)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P)

(5)
Identity of buyer/seller (if private transaction)

222. Goldman Sachs 223. H&RBIock 224. H & R Block 225. Intel Carp 226. HSN CS 227. HSN CS 228. JPMorgan Chase CS 229. JPMorgan Chase CS 230. Knoll Inc. CS 231. Knology CS 232. Liberty MediaCS 233. Mastercard 234. Merck CS 235. Methode Elec. CS 236. Microsoft CS 237. Newell Rubbermaid 238. Nokia CS

A A A A

Dividend Dividend Dividend Dividend None None

J J J J

T T T T

Buy Buy Buy Buy Sold (part) Sold

05/06/10 02/I 1/10 02/24/10 07/07/I 0 ~ 03/01/10 IM/08/10 01/25110 10/15/10 10/06/10

J J J J
J J J

C D

A A A

Dividend Distribution Dividend None None

J J J J J J J J J J J

T T T T T T T T T T T

Buy Buy Sold (part)

A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend

Buy Buy Buy

05/14/10 05/20/10 05/20/10

J J J

Buy

02/03/10

I. Income Gain Codes: (See Columns B I and D4) 2. Valae Codes (See Columns CI and D3) 3. Value Method Codes (see Column C2)

A =$1.0~0 or less F =$50.0~1 - SI00.00~ J=$15.1~O or less N =$250.0~1 - $500.000 P3 =$25.000.001 - $50,000.000 Q =Apprai:,al U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000,000 K =$15.001 - $ 50.0~0 O =$500.001 - $ 1,000.000 R =Cost (Real Estate Only) V Olhcr

C =$2.501 - $5.1)00 H I =$ 1.0~.001 - $5.0~O.0~ L S50.0~1 - $ I 0~.000 Pl =$1,000.001 . $5,000,000 P4 =More than $50,000,000 S Assessment W =Estimalcd

D = $ 5,001 - $15.000 H2 =More than $5,000,000 M =$ 100,001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Markcl

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 18 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/I 2/201 I

VII. INVESTMENTS and TRUSTS --income, ra~ue~tra~sacti~sanc~udesth~se~fsp~usean~depe~dentchi~dren;seepp~34~6~f~ingi~structi~ns~


NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or inL) Gross value at end Transactions during reporting period

of reporting period (I) (2)


Value Code 2 (J-p) Value Method Code 3 Type (e.g., buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

O-P)

239. PNC Financial CS 240. Precision Castparts CS 241. RCN Corp CS 242. Seahawk Drilling CS 243. Seahawk Drilling CS 244. Sprint Nextel CS 245. Time Warner CS 246. Time Warner, Inc. New 247. Tyco Intl CS 248. US Bancorp CS 249. WaI-Mart Stores 250. 3M Co. CS 251. WSFS Financial 252. WSFS Financial 253. Wells Fargo PF 254. TRUST #6 255. Wells Fargo Trust Account

A A

Dividend Dividend None None None None

T Sold Sold Sold Sold


06/03/10 08/27/10 01/ll/10 01/21/10 J J J J

c B A A

J J J

T T T Sold
07/27/10 J

A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J J J

T T T Buy Sold Sold 02/04/I 0 05/12/10 06/29/10 J J J D D Buy


05/20/10 J

Interest

I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $ 100.00~ J =$15.000 or less N =$250.001 - $50~.000 p3 =$25.000.001 . $50.00~.000 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G = $100,001 - $1,000,000 K =$15.001 - $ 50,000 O -$500.001 - $1.000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000.0(~ L =$50.001 - $ 100.000 PI =$1,000,001 - $5,000.000 P4 More than $50.000,000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 = More than M =$ 100,001 - $250,000 P2 =$5.000.001 - $25,000,000 T =Cash Market

E :$ I 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 19 of 28

Name of Person Reporting Hardiman, Thomas 51.

Date of Report 05/12/201 I

VI I. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
----I NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end ofreporting period (I) (2) Value Code 2 (J-P) Transactions during reporting period

O)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(])
Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Gain Value Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (ifprivale transaction)

256. AMCAP MF 257. Capital Income Builder MF 258. Capital World Gr. & Income MF 259. Eaton Vance Gr. India MF 260. INTL Growth & Income MF 261. Fundamental INVS Inc. MF 262. Growth Fund ofAmerica MF 263. Investment Co. of America MF 264. New Perspectives FD Inc. MF 265. Altisource Portfolio CS 266. Altisource Portfolio CS 267. American Express CS 268. American Eagle CS 269. AOL CS 270. AON Corp 271. 13ank of New York Mellon 272. Bardck GoldCS

Dividend Dividend Dividend None

K K K L K K K K K Sold Sold J J J J J J T T T T T T Buy Buy Buy Buy 05103110 1 I105110 03/I 2/I 0 07/27/10 J J J J Sold 02118/10 J 07/26/10 J 04/08/10 B T T T T T T T

A A A A

Dividend Dividend Dividend Dividend Dividend None None

A A

Dividend Dividend None

(part)

A A A

Dividend Dividend Dividend

I. Income Gain Codes: (See Columns BI and 2. Value Codes (See Columns CI and D3) 3. Value Method Codc~ (Scc Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250,0~1 - $500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1.001 - 52,500 G =5100.001 - $1,0~O,00O K =$15,001 - 550,000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V Other

C =$2.501 - $5,000 H I = $ 1.000,001 - $ 5.000.000 L =$50,001 - $ 100.000 PI -$I.000.001 - $5.000.000 P4 =More than $50,000,000 S -As~ssmcnt W =Estimated

D =$5.001 - $15,000 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,0~0 T =Cash Market

E =$15,001 - $50,0(~

FINANCIAL DISCLOSURE REPORT Page 20 of 28

Name of Person Reporting Hardiman, Thomas 51.

Date of Report 05/12/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end of reporting period (i) (2) Value Value Code 2 Method Transactions during reporting period

(including trust assets)


Place "(X)" after each asset exempt from prior disclosure

reporting period (1) (2)


Amount Code I (A-H) Type (e.g., div., rent, or int.)

O-P)

Code 3
(Q-W)

(1) Type (e.g., buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2 O-P)

(4)
Gain Code 1 (A-~)

(5)
Identity of buyer/seller (if private transaction)

273. Broadfidge Financial 274. Charming Shoppes CS 275. Charming Shoppes CS 276. Capital One CS 277. Chevron 278. Cisco Systems CS 279. Clearwire CS 280. Coming 281. Covanta 282. DirectTV CS 283. Dish Network CS 284. Dotmar 285. Dotmar 286. Dress Barn CS 287. Dress Bam CS

Dividend None None

Buy Sold Sold Sold

03/05110 03/05/I 0 03/22/10 12/10/10 07/01/10 I I/11/10 06/21/10 05/04/I 01 06/29/10

J J J J J J J J J C C C

A A

Dividend Dividend None None J J J J J J


T T T T T T

Buy Buy Buy Buy Buy

Dividend None None None

T K K J J T T T T Buy Buy Sold 02/02/I 0 06/30/10 03/02/10 04/23/10 J J J J J J C C

A A

Dividend Dividend None None

(part)
Sold

(part) 288. Ebay CS 289. Fairchild Semi None None J K T T Buy Buy 05/25/10 01/22/10

I. Income Gain Codes: (see Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.0~1 - $10~.000 J =$15.0~O or less N =$250.001 - $500.0~9 P3 =$25.00~.0~1 - $50.000.000 Q =Appraisal U =Book Value

B =$1,0~ I - $2.500 G =$100,001 - $1,090,0~0 K =$15.001 - $50,000 O =$500.001 - $1.000.0~0 R =Cost (Real Estale Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000.000 L =$50.001 - $100.0~) PI =$1,0~0,001 - $5.D00.0~0 P4 =More thaa $50.000.0~0 S =As~ssment W =Estimated

D =$5,001 - $15,00~ H2 =More than $5,000,000 M =$100,001 - $250.000 P2 =$5,000,1~2.1 - $25.1~.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 21 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE

(No reportable

income, assets, or transactions.) Income during reporting period (l) (2) Amount Type (e.g., Code I div., rent,
(A-H) or int.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

Gross value at end of reporting period O) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) K K J J J J J J T T T T T T T T

Transactions during reporting period O) Type (e.g., buy, sell,


redemption)

(4) (~) (3) Value Gain Date mm/dd/yy Code 2 Code I


(J-P)

(A-H)

(5) Identity of buyer/seller (if private transaction)

290. Fairchild Semi 291. Fairchild Semi 292. Gilead Sciences 293. Gilead Sciences 294. Goldman Sachs 295. H & R Block 296. H & R Block 297. Intel Corp 298. HSN CS 299. HSN CS 300. JPMorgan Chase CS 301. JPMorgan Chase CS 302. Knoll Inc. CS 303. Knology CS 304. Liberty Media CS 305. Mastercard 306. Merck CS A A A A A A A A A

None None None None Dividend Dividend Dividend Dividend None None Dividend Dividend Dividend None None Dividend Dividend

Buy Buy Buy Buy Buy Buy Buy Buy Sold Sold

05/14/10 05/18/10 07/22/10 12/23/10 05/06/10 02/01/10 02/24/10 07/07/10 03/01/10 04/08/10 01/25/10 10/15/10 10/06/10

J J J J J J J J J J J J J C D

K K J J J J J

T T T T T T T

Buy Buy Sold (part)

Buy Buy

05/14/10 05/20/10

J J

I. Income Gain Codes: {See Colurans BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Mcthod Codes 1See Column C2)

A =$1.000 or less F =$50,001 - $100,1~1 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.~0.001 - $50.000.000 Q=Appraisal U =Book Value

B =$1.001 - $2.500 G =$100,001 - $1,0~0,009 K =$15.1)01 - $50.1)00 O =$500.001 - $1.0~0.000 R Cost(RealEstateOnly) V =Other

C =$2.501 - $5.000 H 1 =$1,009.001 - $5,0(]0,000 L =$50.001 - $100.000 PI =$1.000.001 - $5.090.1)00 P4 =More than $50.000.000 S=Asscssmeat W =Estimated

D =$5.001 - $15.000 H2 =More than $5.0~0.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.0~0 T CashMarkct

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 22 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/I 2/201 I

VII. INVESTMENTS and TRUSTS - i.come, v.l.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust asset~) Place "IX)" after each asset exempt from prior disclosure Income during reporting period 0) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period 0) (2) Value Value
code 2 (J-P) Method COde.3

Transactions during reporting ~riod (1)


Type (e.g.,

buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value Gain Code2 Code I (J-P) (A-H)

(Q-W)
307. Methode Elec. CS 308. Methode Elec. CS A A Dividend Dividend Sold Sold 03/02/10 07/23/10 J J C C

(5) Idemity of buyer/seller (if private transaction)

309. Microsoft CS 310. Newell Rubbermaid 311. NCR Corp. CS 312. Nighthawk Radiology CS 313. Nokia CS
314. PNC Financial CS

A A

Dividend Dividend None None

T T Buy Sold Sold T 02/03/I 0 09/21/101 12/23/10 J J J B B

A
A

Dividend
Dividend J

T Sold Sold Sold

315. Precision Castparts CS 316. RCN Corp CS 317. Seahawk DrillingCS 318. Sprint Nextel CS 319. Time Warner CS 320. Time Warner New 321. Tyco Intl CS 322. US Bancorp CS 323. WaI-Mart

Dividend None None None J J J


T T

06/03/I 0 i 08127/10 01/21/10

J J J

C B A

A A A A A

Dividend Dividend Dividend Dividend Dividend

T Sold 07/27110

J J

T T
Buy 05/20/I 0

I. Income Gain Codes: (see Columns 131 and D-I) 2. Valuc Codes (See Columns CI and D3) 3, Value Mcthod Codes ISee Column C2)

A =$1.000 or less F =$50.001 - $100,000 J = $15.000 or less N =$250.001 - $509.000 P3 -$25.000.001 - $50.0DO.DO0 Q ~Appmisal U =Book Value

B =$1.0~1 - $2.500 G =$IDO,001 - $1.000,DO0 K = $ I 5.D01 - $ 50.DO0 O =$SDO.DOI - $1.0DO.DO0 R =Cosl (Rcal Estate Only) V =Olhcr

C =$2,501 - $5,0~0 HI =$1.DO0.001 - $5.000.000 L = $ 50.DO I - $ 100.DO0 PI =$1.DOO.DOI - $5.090.000 P4 =More than $50.000.000 S =Asscssmcat W =Eslimatcd

D =$5.0~1 - $15.000 H2 =More than $5.0DO.000 M = $ I DO.DO I - $ 250.00~ P2 =$5.000.DOI - $25.DOO.DO0 T =Ca~,h Markcl

E =$15.001 - $50.00~,

FINANCIAL DISCLOSURE REPORT Page 23 of 28

Name of Person Reporting Hardiman, Thomas NI.

Date of Report 05/I 2/2011

VII. INVESTMENTS and TRUSTS - ineo,.e. ,aluo, , .....


NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)

ctions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)

D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) Date mm/dd!yy (3) i (4) Value [ Gain Code 2 i Code I (J-P) [ (A-H) (~) Identity of buyer/seller (if private transaction)

324. 3M Co. CS 325. WSFS Financial 326. WSFS Financial 327. WellsFargo PF 328. REAL ESTATE PARTNERSHIP 329. West Moon Twp. Assoc. 330. Bensalem Realty Assoc. 331. Rodi Land Assoc. 332. FC Donegal Assoc. 333. First City GA Partners 334. Mclntyre Square Assoc. 335. SCHWAB ACCOUNT 336. AmerisourceBergen Corp CS 337. Automatic Data Proc. CS 338. BCE New 339. Bard CR Inc. CS 340. Becton Dickinson CS

Dividend Dividend Dividend Dividend

T Buy Sold
02/04/I 0 J 05/12/10 J

Sold

07/29/10 J

D F E G E D

Distribution Distribution Distribution

M N M

U U U

Distribution Distribution Distribution

O N L

U U U

A A A A A

Dividend Dividend Dividend Dividend Dividend

J J J J K

T T T T T

Sold (part)

02/24/I 0

Buy

01/02110 J

1. Income Gain Codes: {See Columns B I and 2. Value Codes (See Columns CI and D3) 3. Value Method Codes Isec Column C2)

A =$1,1300 or less F =550.001 - 5100.000 J =$15.CO0 or less N =5250.001 - $500.000 P3 =525,000,001 - $50.000.000 Q =Appraisal U =Book Value

B 51.001 - 52,500 G =$100.001 - $1,000.0~) K = $15,001 - $50.000 O -$ 500.001 - $1.000.000 R Cost(Real EstateOnly} V =Olhcr

C =$2,501 - $5,000 111 = S 1.0~0.001 L =$50,001 - $100.000 PI 51.000.001 - $ 5,000,000 P4 =More than $50,000.000 S As.,cssmcnt W =Eslimated

D = $ 5,001 - $15,000 H2 =More than $5,000,0(~ M =$ 100.001 - $250,000 P2 =$5,000,001 - 525,000.000 T =Cash Market

E =$15.001 - 550.0~0

FINANCIAL DISCLOSURE REPORT Page 24 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 o]filing instruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after zch asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period

0)
Amount Code I (A-H)

(2)

(!)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

O)
Type (e.g., buy, sell, redemption)

(2)

(3)

(4)
Gain Code I (A-H)

(5)
Identity of buyer/seller (if private transaction)

Tylx (e.g., div., rent, or int.)

Date Value mm/dd/yy Code 2 (J-P)

341. Bentworth School Dist. BD 342. BP PLC ADR 343. ButlerTwp. BD 344. Central Bucks Pa BD 345. Central Dauphin Pa BD 346. Cisco CS 347. Clarcor CS 348. Colgate Palmolive CS 349. Conoco Phillips CS 350. Dentsply CS 351. Downington PA Sch. Dist. BD 352. Eaton Corp CS 353. Emerson Elec. CS 354. Exxon Mobil CS 355. Fox Chapel School Dist. BD 356. General Dynamics CS 357. General Electric CS

A A A A B

Interest Dividend Dividend Interest Interest None K K T T


Sold 11/15/10 J A Sold 06/09/I 0 J A

A A A A B A A A B A A

Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Interest Dividend Dividend J J J K J J J K J J T T T T T T T T T

Sold

I 1/15/10 J

Sold (part)

II/II/I0 J

Sold (part)

II/11110

I. I ncomc Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes {See Column C2)

" A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N -$250.001 - $500,000 P3 =$25.000.001 - S50.000.000 Q =Appraisal U =Book Value

B -$1.001 - $2,500 G =$100,001 - $1,000.000 K $15,001 - $50,000 O =$500.001 - $1,000,000 R =Cost (Rcal Estate Only} V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =S50.001 - $100,000 Pl =$1,000,001 - $5,(~0,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 -More than $5,000.000 M =$100,001 - $250.000 P2 ~$5,000.001 - $25,000,000 T =Cash Market

E =$ 15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 25 of 28

Name of Person Reporting Hardiman, Thomas 51.

Date of Report 05/12/2011

VII. INVESTMENTS and TRUSTS - income, ralue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Type (e.g., Amount Code I div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

O)
Type (e.g., buy, sell, redemption)

(2)
Date mm/dd/yy

(3)
Value Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

358. IBM CS 359. Johnson & Johnson CS 360. JP Morgan Chase CS 361. Lubrizol CSsirius 362. Lubrizol CS 363. Microsoft 364. Mount Lebanon PA 365. Northhampton Cty BD 366. Pepsico CS 367. Pfizer 368. PNC FinancialCS 369. Praxair CS 370. Republic Services CS 371. Schlumberger CS 372. Schwab MM 373. Synopsys 374. Sysco Corp. CS

A A A A A A B B A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Interest None

J
J

T
T

Sold

04/13/10

(part)
J T

Buy Buy Buy Sold

06/24/10

11/16/10

10/05/10

08/15/10

J J J J J J L J J

T T T T T T T T T Buy I I/I 5/10 J Buy Buy 04/14/10 03/04/10 J J

Dividend

I. Income Gain Codes: (See Columns BI and 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (Scc Column C2)

A =$1.000 or less F =$50.001 - $100.0~0 J= $15,000 or less N =$250,001 - $50~,00~ P3 =$25,000.091 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,0~0.0~0 K -$15,0~1 - $50.0~) O =$500,001 - $1.0OO.000 R Cost (Real Estate Only) V =Olhcr

C =$2.501 - $5,000 H I =$1.000,001 - $5.0~0.0~O L ~$50.001 - $100.000 P I =$1.000.001 - $5,1300,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More ~han $5,000.000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,0~0,000 T =Cash Market

E =$ 15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 26 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/201 I

VII. IN VESTMENTS and TR U STS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Type (e.g., Amount Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
Transactions during reporting period

(1)
Type (e.g., buy, sell, redemption)

(2)
Date

(3)
Value

(4)
Gain Code I (A-H)

(5)
Identily of buyer/seller (if private transaction)

mm/dd/yy Code 2 (J-P)

375. Unilever CS 376. United Parcel Svc. CS 377. Upper Moreland Twp. BD 378. WaI-Mart CS

A
A

Dividend
Dividend

"J J K J T T Buy
03/04/10

A A

Interest Dividend

I. Income Gain Codes: (See Columns B 1 and 2. Value Co~lcs (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F=$50.001 J=$15,000 or less N =5250.001 P3 $25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 K=$15,001 - $50.000 O =$500,001 - $1 R =Cost (Real Estate Only) V =O~hcr

C =$2,501 - $5,000 H 1 =$1,000,001 - $5.000,000 L =$50,1)01 - $100,000 PI ~$1.000.001 - $5,000,000 P4 ~More than $50,000,000 S =Assessment W ~Estimatcd

D =$5.001 - $15,000 H2 =More than $5,000.000 M -$ 100,001 - $250,000 P2 =$5,000,001 - $25.000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 27 of 28

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (indlcatepartofrepo..)

FINANCIAL DISCLOSURE REPORT Page 28 of 28 IX. CERTIFICATION.

Name of Person Reporting Hardiman, Thomas M.

Date of Report 05/12/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Thomas M. Hardiman

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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