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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009


2. Courl or Organization Western District 0fTex~ 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date -I.z_.l]7[ Annual [] Final

U~vo~t Required by the Eth,ca


in Government Act of 1978

(5 u.s. c. a~. ~ tot-tit)


3. Date of Report 04/|3!2010 6. Reporting Period 01!01/2009 to 12/31/2009

I. Person Reporting (last name, first, middle initial) Rodrigucz, Xavier 4. Title (Article I11 judges indicate active or senior status; magistralejudges indicate full or part-time) District Judge- Active

fib. [] Amended Report madiflc,tion$ pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

655 E. Durango Blvd. San Antonio, Tex~ 78206

IMPORTANT NOTES: The instructions accompanying this form tnust be followerL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastpage.

[]

NONE (No reportable positions.) PQSITION NAME OF ORGAN!~ATION!ENTITY


Federal Ba~ Association, San Antonio Chapter Inns of Court, William S. Sessions Inn

I. 2.

Board Member Board Member

3.

Rege**t

Texas Lutheran University

II. AGREEMENTS. t~;o.i.x individual only; see pp. 14-16 of lTllng irtstrucdons.)
(No reportable agreements.) DATE
I.

PAKTIES AND TERMS

Rodriguez, Xavier

FINANCIALDISCLOSURE REPORT

Page 2 of 8

[ Rodrig ....

Xavier

04/t3~Ol0

111. N ON-INVESTMENT IN C O ME. (Reporting individual and spaust; See pp. 17-24 afjiling irtltruction&)
A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE
(yours, not spouses) I. 2009 2. 2009 3. 4. Univ. of Texas at San Antonio - teaching St. Mary~ Univ. School of Law - teaching $3,090 $5,000.00

B. Spouses Non-Investment ] ncom e - If you were married during anX l, Orlion of the reparting year, complete thi~ ~ectior~
(Dollar amount not required e_rcept for honoraria.)

--]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


Judson I.S.D. - Teacher

1. 2009 2. 3. 4.

IV. REIlVlBURSEMENTS
(Includes those to $pou~c and dependent children; See ppl 2J-2] oJfiling i~t~*ttions )

NONE (No rTortab& reimbursements.) ~


I. State Bar ~t lex~ Sandpiper Pawners LLC State Bar of Texas

~
Janua~ 22, 2009 April 14, 2009 April 24, 2009

LOCATION
San Antonio, Tex~ Dallas, Texas Amtia, Texas

PURPOSE
Deliver CLE speech Deliver CLE ~ech Attend State Bar Co~. m~ting Deliver CLE speech Dcl~ver CLE speech Attend State Bar Cotton. meeting

ITEMS PAID OR PROVIDED


parking aiffare, taxi ~d parking mileage, meals and parking

2. 3.

4. 5. 6

American Bar Association State Bar 0t 1 exa~ State Bar of ~exas

May 16 & 17, 2009 May 21, 2009 October 8 & 9, 2009

A~stin, Tex~ I Iouston, Texas A~stin, Texas

mileage, hotel and meals ai~hre, mileage and t~arking mileage, meal and hotel

FINANCIAL DISCLOSURE REPORT Page 3 of8


7. State Bar of Texas October 24, 2009

N .... fP ..... Reporting

Date of Repo!!

~o~i~,,~,~ Xavier
Austin, Texas Attend State Bar Comm mtg Attend meeting mileage and luuch

04113~2010

8.

Austin Intellectual Property Law Assoc.

November 13, 2009

Austin, Texas

hotel and meal

.... fr ..... ~,por,~.: PageFINANCIAL4 of 8 DISCLOSURE REPORT I Rodriguez, Xavier

IN

0411312010 [ o,,e or a~vor,

V. GI FTS. a~a~a~ ,,o,o to,, ...... a depe~de.t childre.; See pp. 2~ S l of fillng ins,rumor)
NONE ~o reportable g~s.) ~
1. 2. 3. 4. 5.

DESC~PT1ON

VI. LIABILITIES. o,~.a,, ~, o~o,~ ,.~ u,p,.a~,, ,~u,~,; ~ ~. ~.~ ,f ~ti, x ~,,~)
NONE ~o reportable liabilities.) CREDITOR
1. 2. 3.

DgSC~PT!~N

VALUg CODE

5.

FINANCIAL DISCLOSURE REPORT Page 5 of 8


VII. IN VESTMENTS an d TRUSTS - i,, ........
A Descripllon of Assets (including tnast assets) Place "(X}" after each ~set ~ a. [ Income during ~ing period

r~ .... [P ..... Reporting


Rodriguez, Xavier

DateofReport
04113/2010

t~o, m,,u,cno,a, anct,z~s thus, o/sro ..... depend, me children; see pp. 34-60 of firing instructions.) a
] c. Gross value at end of repotting period Value (I.P) [ I D. Tran~cfions dmhng rep~ling period

NONE (No reportable income, assets, or transactions.)

IAmount I] {2) (i) Type (e.g., ]


L

u) 1 (2)

(i)
Type (e.g., redemption) :

I Value i Code 3 (Q-W) T T T T T T T T T T T


T T T

] Date ValueI Gain [mm/d&yy Code 2 Code I ] t~ (JP) [ i

(~

0~- ~) ~

~
ldentil~ of I~yer/seller (if private tramaction)

I. r 2. I 3. 4. 5. 6. 7. 8. 9. 10. 11.
12. 13. 14.

Fidelity IRA Baron Growth Fidelity IRA Equity Income Fidelity IRA Government Income Fidelity IRA Low Priced Stock Fidelity IRA Mid Cap Stock Fidelity IRA Puritan Fidelity IRA Intermediate Bond Fidelity IRA Oakmark Equity Income Frost National Bank Market Index Frost National Bank Amcrican Balanced Fund
American Balanced Eund- 529 Fidelity IRA FBALX Fidelity IRA lntl Discovery

A A A A A A A A A A A
A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Dividend
Dividend Dividend Dividend

J K J J K J L J J K K
M K J

15. 16
17.

Fidelity IRA Contrafund Fidelity IRA Quanitative Emerging Markets


Teacher Retirement System of Texas

A A
A

Dividend Dividend
Dividend

K J
J

T T
T

FINANCIAL DISCLOSURE REPORT Page 6 of 8

r~.,~or~..,.o.a.po~,~.g
Rodriguez, Xavier 04/I 312010

VII. INVESTMENTS an d TRUSTS - i ........ ~,, t ...... 6o~ anclud~ those of sp ..... d dependent childr ...... pp. 34-60 of filing i ...... long)
NONE (No reportable income, assets, or oansactions.)
Description of Asse~ (including ~t n~et~) ~ Income d~g reining ~riod Gross value at end of reining pe~od Transitions dufng te~ning

exempt from prior disclosu~

C~e I [ ~v., ~nt, ~ (A-~ : or~t.)

. Code 2 ] Met~ (J-P) : C~e3

T~ (e.g., buy, ~11. ~ mnddfyy ] C~e 2 C~e I redemption) [ [ (L](J-P} (A-~ [

IdentiD of buyer/seller (~fpnvat

[ 18. 19. 20.

Firstmark Royal~ Interest, Lavaca Count, Texas Fidelity 1~ Leverag~ Co. St~k (X)

A A A

Interest Royalty Dividend

J J K T T

21.

Fidelity IRA Strategic Income (X)

Dividend

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting

Date of Report

Roa~guez, Xav er

04f13/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

~ .... fre .... ~,porti.~ aodrieuez, Xavier

[
[

D.~,orR~por,
04/13/2010

! certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE "Fills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Adminislrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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