.[---~. Jo 10 "~ev.

1/2010
[
L Person Reporting (last qa~e. first, middle inJtiaI) Redden, James A.

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Orgnnlz~tloa District Court - Oregon
5a. Report Type (check appropriate type) [] Nomination, Date ~ Annual [] Final

Repon Required by the Ethics

in Government Act of 1978

(J u.s,c, app. 101-Ill)

3. Dote of Report 06/03/2010
6. Reporting Period 01/01/2009 to 12/31;2009

4. Title (Article IU judges indicate active or senior status; magistrate judges indicate full- or parr-time) U.S. District Judge - Senior

~["-] Initi~

5b. [] Amended Repor~ 7. Chambers or Office Address ] 000 S.W. 3rd Avenue, #1527 Portland, Oregon 97204 g. On the ba$i~ of the information contained in this Reporl and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable law~ and regulation~t. Reviewing Officer ................... Date

IMPORT/UVT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastt~age.

I. POSITION S. tne~,orn,,g ~.a#i,~,,.t o,..~,-,,.~,,. 9-1_~ ofpt,,g i.~tr.~o,~.)

NONE (No reportable positions.) POSITION
1. 2. 3.

NAME OF ORGANIZATION/ENTITY

NONE ~Vo reportable agreementsO DATE PARTIES AND TE~S

__

Redden, James A.

FINA~N(~IAL DISCLOSURE REPORT

Page 2 of 6

Nam, of P ..... Reporting Redden, James A.

o /o o,o I
[ Date of Report

IH. NON-1NVESTSEENT INCOME. (soro,tl.g individual andsp ....

A. Filers Non-Investment Income
NONE (No reportable non-investment income.) DATE
t. 2~9 2. 3. 4.

; seepp. 17-24 of.filling in~tructiott*.)

SOURCE AND T~E

State of Oregon Public Employees Retirement System

INCQME
(yours, nol ~ouses) $21910.46

B. Spouses Non-Investment Income - If you we,e married during any portion of the reporting yeur, complete thi~ section.
(Dollar amount not required ~xcept for honoraria.)

[]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1. 2. 3. 4

REIMBURSEMENTS ttncludes those to ~ouse and dependent children, ~e pp. 25-27 of filing inztructions,)

NONE (No reportable reimbu~:~ements.) SOURCE

I.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

3. 4. 5.

"FLNAANdIAL D~[ S CLOSURE REPORT

Page 3 of 6

~da~n,

V. GIFTS. anctu~ ~ose ~o spouse and ~.ae~t children; see pp. 28-31 of f!ling
NONE ~o reporcable g~s.)
SO~CE t.

DESCRIPTION

3. 4. 5.

VI.
[~] NONE (No reportable liabilities.)

CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting Redden, James A.

Date of Repor~

Page 4 of 6
VII. INVESTMENTS and TRUSTS-inca .....
~]
A. Description of Assets (including trust azsets) Place "(X)" after each nsset exempt from prior daselosure

06/03/2.010

tu,, tr .....

tions (lncludes thas, of sp ...... d drpendent children; $ee pp. 34-6O of fiting instructions.)

NONE (No reportable income, assets, or transactions.)

B. ~i Income during | reporting period C. Gross value at end of reporting period D. Transaction.~ during repo~ng period

~)
Amount Code 1 , (A-It) [

~2)
Type (e.g.. div., rent, or int.)

(1~ : ~-)
Vatuc Code 2 (J-P) Value Method Code 3 (Q-W)

~l)
Type (e.g., buy. sell, redemption)

]---i~.i--~ ~3~
Da~e mm/ddt)3 Value Code 2 ~J-P)

(~l
Gain Code I (A-H)

(5)
Iden~iry of buyet/seller (if private transaction]

1. 2.

Sm~ Barney Oregon Municipals Fund CL L

Dividend

3. :4 5.

6. 7.

8.

9. 10. It.

12. 13. ]4.

15. 16.

17.

FINANCIAL DISCLOSURE REPORT

Page 5 of 6

N~me 0fP ....Reporting

Date of Rep0~

Redden, James A.

06/03,r2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. anzi~te~,,,~oI~o,~j

Page 6 of 6 IX. CERTIFICATION.

Redd~=, James A.

06/03/2010

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory." provisions permitting non-disc}osure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq. 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY .S~ND WILFULLY FALSIFIES OR FAILS "~O FILE THIS REPORT I~iAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

200 TERMINAL PLAZA. 1221 S.W. YAMHILL ST.. PORTLAND. oREGoN 97205 " PH. (503) 229-5824

August 22, !979

TO WHOM IT ~ .CONCERN: Mr. James A. Redden, currently the Attorney General~of the State of Oregon, is a voluntary member of th~ Oregon Public Employes Retirement System. He ~as been a ~ember since July l, 1973." He is vested in this Joint contributory pension system with~employe contributions made by him through Jangary l, 1979, totalling $15,727.60. As a. result of his service membership and-accumulated employe and employer contributions, upon termination of his employment, he would be entitled to draw benefits as early as age 55 (March 1984). At age 60~(normal retlremeot age) his entitlement tO a monthly award would be approximately~765.00 a month for life, Were he t6 withdraw his employe contributions at termination no further benefits would accrue to him or his survivors. It should be. understood that none of the assets of this trust (p~esently amounting to 1 billion 700 million dollars including a stock portfolio valued at over 600 million dollars and consisting of ownership shares in over 280 active American and foreign corporations) - none of these assets are pledged or ~eachable by any single participating employer or employe. Under ORS 237.271 the retirement fund.ls declared to be a trust. It has no other purpose but to fund and thereby provide the benefits owing to vested/participating members. No personal proprietary interest can be held or created therein by reason of employe or employer membership or contribution. . V~ry Sincerely Yours,