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I. Person Reporting (last name, first, middle initial) ZILLY, Thomas S. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) Senior District Judge 2. Court or Organization United States District Court 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable informatim~ Sign on last page.
POSITION
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
Zillv, Thomas S.
IlL NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~]
DATE
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[]
1.2010 2.2010 3. 4.
DATES
LOCATION
PURPOSE
V. GIFTS. a~cludes those to spouse and dependent children; see pp. 28-31 of fiting instructions.) NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. ancludes those olspouse u~d de~,e~dent children; see pp. 32-33 of filing instructions.) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
tlons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
B, Income during reporting period (li (2~ Amount Type (e.g, Code ~ ...... div.. rent, (A-H) or int.):
C. Gross value at end of rep0rting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption)
D. Transactions during reporting period : (2~ ~3) (4) Value Gain Date mm/dd/yy Code 2 Code.l (J-P) (A-H)
1. 2. 3. 4. 5. 6. 7.
AADV M.M. Fund/Key Bank Microsoft Merck Co. First Washington Pershing - Acct Gen. Money Market Fund CLB OHTA DBA~ Property, El Paso, Texas Trust 1 Trust 2
A E A A A C B B A A
Interest Dividend Dividend Interest Rent Interest Interest Dividend Dividend Dividend None None
J O K M J N M L
T T T T W T T T
T
09/3/10 12/27/10
K L
L N L
K
T T T
T
Buy (addl)
05/02/10
B
A
Dividend
Dividend
C A C
K K L
T T T
1 lncr~e Gaifi CodeS! (S~ CoiumnS BI andD4) ..... 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A $ii000 0rless ..... :F--$50 001 ::$100 000 .......... J =$15,000 or less N =$250,001 -$5001000 P3 =$25,000.00t - $50.000,000 Q =Appraisal U =BoOk Value
B =$i~00~ $2~500 G =$I 00z001 : $1.000.000 K =$15,001 - $50 000 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other
E =$15,001 - $SO,O00
VII. INVESTMENTS an d T RU STS - i.come, vulue, ~a.sactlons anclades those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE reportable income, assets, or transactions.) ~o A.
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
B.
Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int..
C.
Gross value at end of reporting period (1) (2) Value Value Method Code 2 Code 3 (J-P) (Q-W) .
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33.
Martek Biosciences Suntech Pwd TGC Inds. Inc. ETFC FFIV Evergreen Solar Inc. Paccar Inc. Valero Energy Corp. Contango Oil & Gas Leucadia National Corp. EMC Cryolife, Inc. Provident Energy TR (PVX) Market Vectors ETF SPDR - Ser. TR Lehman Bros. Bonds Ford Motor Co. A B
None None None None None None None None None None None None Dividend None Interest None None
J J J J N J K J K J J J J J J K J
34. Qualcomm
t :Income Gain Codesi (S~ ~ol~m~i Bi ~ D4) 2. Value Codes (See Columns CI and 03) 3. Value Method Codes (See Column C2)
A =$L000 or less ~ ~$50:00i- $i00,000 J =$t 5,000 or less N =$250,001 - $500.000 P3 =$25,000.001 - $50,000.000 Q =Appraisa! U =Book Value
=$1,001 -$2.500 G =$100,001 - $1,000,000 K =$15,001 -$50.000 =$500,001 - $ I i000.000 =Cost (Real Estate Only) =O~her
C =$2,501 - $5.000 H1 =$1.000.001 -$5,000.000 L =$50.001 - $100.000 P 1 =$ I ~000.001 - $5,000,000 P4 =More than $50,000.000 . S =Assessment W =Estimated
D =$5.001 - $15.000 112 =More than $5.000,000 M =$100001 ~ $250~000 P2 =$5.000~00 l- $25;000~000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int./
C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P/ Code 3 (Q-W) K L L K J K J
D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dddyy ~ode 2 Code 1 (J-P) (A-H)
T T T T T T T
Buy Buy Buy Buy Spinoff (from line 26) Buy Spinoff (from line 30)
K L L K J K J
39. " Contango Ore Inc. 40. 41. Triquint Semi Conductor Pace Oil & Gas LTD
1: Income Gain Codes:: (See Columns B1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500.000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value
=$1,001 - $2.500 =$100,001 - $t,000,000 =$15,001 - $50.000 =$500,001 - $ 1~000,000 R =Cost (Real Estmc Only) V =Other
C =$2,501, $5,000 H =$1 000 001 - $5 000,000 L=$5000 ~$100000 e =$ ~000~001 ~ $5i000,000 P4 =More than $50.000.000 S =Assessment w =Estimated
D =$5,001 - $15,000 H2 --More lhan $5,000.000 M=$100.o0i :$250.000 P2 ~$5~000,001 : $25,000,000 T -~2ash Market
E =$15,001 - $50,000
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544