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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

[ 1. Person Reporting (last name, first, middle initial) Bolton, Susan R.


4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time)
]

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization U.S. District Court, Arizona 5a. Report Type (check appropriate type)
Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 05/11/2011 6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge - Active

5b. [] Amended Report

7. Chambers or Office Address 401 W. Washington St., SPC 50 Suite 522 Phoenix, AZ 85003

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followea~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of f!ling instructions.)


D NONE (No reportablepositions.) POSITION
1. 2. Secretary

NAME OF ORGANIZATION/ENTITY
Organizational Diagnostics LLC ~owned company)

II. AGREEMENTS. (Repo~ing individual only; seepp. 14-16 of f!ling instructions.)


NONE (No reportable agreements.)
DATE
1.1989 2. 3.

PARTIES AND TERMS Arizona Elected Officials Retirement Plan (pension plan from prior employment as a state court judge)

Bolton, Susan R.

FINANCIAL DISCLOSURE REPORT Page 2 of 12

Name of Person Reporting Bolton, Susan R.

Date of Report 05/11/2011

III. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income D NONE (No reportable non-investment income.) DATE
1. 2010 2. 3. 4.

SOURCE AND TYPE


Arizona Elected Officials Retirement Plan

INCOME
(yours, not spouses)

$56,298.00

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

D
1.2010 2. 3. 4.

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE


Organizational Diagnostics, L.L.C. - earnings

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)


SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Name of Person Reporting Bolton, Susan R.

Date of Report 05/11/2011

V. GIFTS. a.cludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. DESCRIPTION

VALUE

VI. LIABILITIES. aneludes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
~] NONE (No reportable liabilities.)
CREDITOR Sonoma National Bank, CA 2. 3. 4. 5. Merrill Lynch Single Premium Life DESCRIPTION Mortgage on one-half interest in office codominium (Pt. VII line 12) Cash value loan VALUECODE K L

FINANCIAL DISCLOSURE REPORT Page 4 of 12

Name of Person Reporting Bolton, Susan R.

Date of Report 05/11/2011

VII. INVES TMENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets) Income during reporting period

ofreperting period (1) Value (2) Value Method Code 3 (1) Type (e,g., .: buy, sell, redemption) (2) (3) Date ValUe mm/dd/yy Cod2 (J-P)

exempt from prior disclosure

Codel (A-H)

div.,rent, or int.)

Code2 (J-P)

.(4) Gain Code 1 (A~

(Q-W)
1. 2. 3. 4. 5. IBM common stock FIA Card Services (formerly Merrill Lynch Bank) Bank of America, Arizona Merrill Lynch Single Premium LifeInsurance Philadelphia Life Insurance CompanyInsurance U.S. Savings Bonds 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. Virtus Balanced Fund MLF Retirement Plus-Annuity Transamerica Landmark Annuity Allianz Franklin-Annuity Nelson II Freeway Limited Partnership Office condo-I/2 Int-Phx,AZ (94 60,000-04 30,000) Merrill Lynch Basic Retirement Plan-Profit Sharing --GE Money Bank CD --US Treasury Note --US Treasury Inflation Notes (3)
D

(5) Identit~ of .. buyer/seller (if private transaction)

B A A

Dividend Interest Interest None None None

M J M K K O
K

T T T T T T
T

Dividend

None None None None


Rent

M L K
J

T T T
W

Dividend &

T Buy Buy 07/23/10 J 07/20/10 M

17. --Citibank CD

i Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Colunm C2)

A =$1;000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001-$2,500 G=$100,001 - $1,000,000 K =$15~001-$50;000 O =$500,001-$1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,00i - $~000i000 L =$50;00t- $1001000

D =$5,00t - $15,000 H2 --M0re thart $5,000~000 M =$100;00! - $250,000

E =$15,001 -$50,000

PI =$i;000,001- $5,000;000
P4 =More than $50;000~000 S =Assessment W =Estimated

P~ --~51000;001 - $25,000,000
T --Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 12

Name of Person Reporting Bolton, Susan R.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

~]

NONE (No reportable income, assets, or transactions.)


A. (including trust assets) Place "(X)" al~er each asset exempt from prior disclosure (1) (2) (1) Amount Type (e~g., Code 1 div., rent, (A-H) or int.) (2) ~l~ Value Code 2 (J-P) (2) (3) ~ (4) 115) Date Value Value ~ype(e.g., mrrddd/yy Code 2 Method buy~ se!l~ (J-p) Code 3 ..... redemption) (Q-W) Gain Code l (A-H) Identity of buyer/seller (if private transaction) B. C. D.

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

--American Express Cent. Bank CD --Capital One CD --Capital One Bank CD --Discover Bank CD --US Treas. Inflation Note --Western Bank CD --BMW Bank CD Menill Lynch Basic Retirement Plan-Money Purchase --GE Money Bank CD --Ally Bank CD --JP Morgan Chase CD --Carolina First Bank CD --Citibank CD --US Treasury Inflation Notes (2 remain, 1 redeemed) --GE Money BankCD --Motorola common stock --Vodafone common stock
Redeemed 01 / 15/10 J

Redeemed Redeemed Redeemed

104/12/10 01/15/10 10/25/10

K K K

Dividend & I

N
Buy Buy Redeemed i 07/23/10 07/23/10 07/09/10 J J K

(part)
Redeemed 10/12/10 L

1. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$i;000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B=$!,001 ~ $2~500 G =$100,001 - $1,000,000 K =$15,001 ~ $50,000 O =$500,00i ~ $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H i =$1,000,00 i ~ $5;000,000 L =$50,001 -$100,000 PI =$1,000,001, $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =M0re than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 12

Name of Person Reporting Bolton, Susan R.

Date of Report 05/I 1/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent ehildren; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place"(X)" alter each asset exempt from prior disclosure

(t)

reporting period (2)

of reporting period (1)


Value Code 2 (J-P)

(2)
Value Method Code 3 Type (e.g., buy. sell. redemption)

(2)

Amount: " Type:(e~g.; Code I div_, rent, (A-H) or int.)

Value Date mm/dd/yy Code2

(3) (4) Gain Code I (J-P) (A-H)

(Q-W)
35. 36. 37. 38. 39. 40: 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. --Capital One CD --Blackrock Global --US Treasury-zero coupon bond Merrill Lynch IRA (FGB) --American Express Bank CD --JPMorgan Chase Bank CD --BankofAmericaCD --Discover Bank CD (2) --BankofAmericaCD --US Treasury Inflation Note --FIA Card Services NA (formerly Bank USA) --US Treasury zero coupon bonds (3) --Pepsico common stock --Yum Brands common stock -Wal-Mart common stock --Oppenheimer Income Trust mutual fund Redeemed 04115/10 K C Dividend&
T Buy Buy Buy Buy Buy 07/21/10 07/20/10 07/20/10 07/21/10 07/22/10 K J J J J

(5) Identity of buyer/seller (if private transaction)

5 I. --US Treasury Inflation Note

l~ihCo~Gai~odes: (See Columns B 1 and D4) 2. Value Codes (See Colurrms C1 and D3) 3. Value Method Codes (See Column C2)

A =$1;000 0r iess F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25~000;00! - $50,000,000 Q =Appraisal U =Book Value

B =Sl,00t - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$ 1,000,001 - $5,000,000 L =$50,001 - $ 100,000 P 1 =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 -$15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 T -Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 12

Name of Person Reporting Bolton, Susan R.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE

reportable income, assets, or transactions.)


B Income during reporting period (1) (21 Amount Type (e.g., Code 1 div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (5) (2) (3) (4) Gain: Identity of Date Value mrrddd/yy Code 2 Code 1 ..... buyer/seller (if private (A-H) (J-P) transaction)

Description of Assets ( ncluding trust assets)

Place "(X)" after each asset

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

--U.S. Treasury Inflation Note --Discover Bank CD --Goldman Sachs Bank CD --Capital One CD --Capital One Bank CD Fidelity Equity Income Fund Fidelity Magellan mutual fund Fidelity Value mutual fund Fidelity Asset Manager mutual fund Fidelity Puritan mutual fund Janus Balanced mutual fund Vanguard Growth Index Fund Vanguard 500 Index Fund Vanguard Prime Cap Fund Vanguard Life Strategy Growth Fund Vanguard IRA --Total Stock Market Index Fund A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend&I J K K J K J J J J J J T T T T T T T T T T T

Redeemed 01/15/10 Redeemed 04/12/10

J J

] lficrme Gaih CrdESi (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,00i- $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

=$1,001 - $2,500 G =$100,001- $1,000,000 =$15,001 - $50,000 =$500,001 - $1,000,000 =Cost (Real Estate Only) =Other

C =$2,501 - $5,000 HI =$1,000,001-$5,000,000 L =$50,001 - $ 100,000 P 1 =$ 1,000,001 - $5,000;000 P4 =More than $50,000,000 S =Assessment W =Estimatcd

D =$5,001 - $15,000 H2 =More than $51000,000 M =$100;001 - $250;000 P2 =$5,000,001 - $25;000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 12

Name of Person Reporting Bolton, Susan R.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of ~ding instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assetst

B. Income during reporting period 0) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.)

C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (l) Type (e.g., buy, sell, redemption)

D. Transactions during reporting pe~od (2) ~3~ Date Value mm/dd/yy Code 2 (J-P)

(4~

(sl

Place "(X)" after each asset exempt from prior disclosure

Gain .... ........ Identity of buyer/seller Code 1 : (if private (A-~ transaction)

69. 70. 71. 72. 73. 74.

--Growth Index Fund Vanguard IRA --Total Stock Market Fund Gilbert AZ Public Facility Muni Bond Merrillville 1N Muni Bond zero coupon Illinois DFA zero coupon Muni Bond A Interest None None None F pension None None None D Dividend & I K K L J M M M L N T T T R T T T T T Buy Buy Buy Buy Buy
07/22/10 07/22/10 07/22/10 07/21/10 07/21/10
J

Dividend

75. ~ Oroville, CA (1972, $5,000) 76. 77. 78. 79. 80. 81. 82. 83. 84. 85. Arizona Elected Officials Retirement Plan Arizona State Retirement System Keyport Keyannuity Keyport Keyannuity Merrill Lynch IRA (SRB) --American Express Bank CD --North America SB CD --Beal Bank CD --BMW Bank CD --Ally Bank CD

J J J

1. I ncome Gain Codes: (See Coltunns BI and 1)4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $I00.000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $I,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,00i ~ $5,000,000 L =$50,001 - $100,000 p I =$i;000~00t - $5,000,000 P4 =More than $50,000;000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 12

Name of Person Reporting BoRon, Susan R.

Date of Report 05/11/2011

VII. INVESTMENTS and TRU S TS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) ar int.) C. Gross value at end of reporting period (1~ (2) Value Value Code 2 Method (J~P) Code 3 (Q-W) D. Transactions during reporting period (1) Type [e.g., buy; sell, redemption) " (2) (3) (4) Value Gain Date:: mm/dd!yy Code 2 Code 1 (J-P) (AtH) (5) Identity of buyer/seller (!~Private .transactiOn)

86. 87. 88. 89. 90. 91.


92. 93.

Redeemed 12/27/10

--Bank of America CD --Discover Bank CD --US Treasury Inflation Note --FIA Card Services NA (formerly MLBankUSA) --US Treasury zero coupon bonds (3)
--US Treasury Inflation Note --Huntington National Bank CD Redeemed 01 / 15/10 J

94. 95. 96.


97.

--Pepsico common stock --Yum Brands common stock --Oppenheimer Income Trust mutual fund
--Capital One CD

98. 99.

--Western Bank CD Mid-First Bank CD (2)


A Interest L T

Redeemed 10/25110 K
Buy 07/22/10 L

100. U.S. Savings Bonds


101. U.S. Savings Bonds 102. US Savings Bonds

None
None None

K
K K

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes {See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15;000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 : $1,000,000 K =$15,001 - $50,000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$ L000;001 - $5,000,000 L =$50,00i- $I00;000 PI =$1;000;001-$51000;000 P4 =More than $50,000i000 S =Assessment W =Estimated

E =$15,001 - $50,000 D =$5,001 - $15,000 H2 2M0r~ than $5;000~000 M ~$]00;001 - $250;000 ..... P2 =$5;000,00t-$25,000,000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 10 of 12

Name of Person Reporting Bolton, Susan R.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure B. Income during reposing period (1) (2) Amoum Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Code 2: (J-P) (1) Value .~ . Type (e.g., Method.:~,:~., buy, sell,: redemption) Code 3 (Q-W): D. Transactions during reporting period (2) (3) (4) Date Value irim/dd/yy Code 2 0-P) (5) Identity of Gai~ Code 1 ....... : buyer/seller (if private (A-H) lransactton)

103. ISA Marshall & Ilsley BK 104. ISA M&T Trust Co. 105. Bank of America Dep Account Preferred

A A A

Interest Interest Interest M T

Closed Closed Open

03/01/10 J 03/01/10 K 03/01/10 M

1. Income Gain Codesi (See Columns B l and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1~000 or less F ~$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G ~$100,001 - $1,000~000 K =$15,001 ~ $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 : H 1 =$1 ;000,001- $5,000,000

D =$5,001 - $I 5,000 H2 =M~r~ than $5 000,000

E =$15,001 - $50,000

L--$50 Oo :~i0oloo~
p 1 =$1~000,00i ~ $5;000~000 P4 =More than $50 000 000 S =Assessment W =Estimated

M =$~00,001- $250,000
T :Cash Market

P2 =$5,000i001 =$25,000,000

FINANCIAL DISCLOSURE REPORT Page 11 of 12

Name of Person Reporting Boiton, Susan R.

Date of Report 05/11/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor,.)

FINANCIAL DISCLOSURE REPORT Page 17, of 12

Name of Person Reporting Bolton, Susan R.

Date of Report 05/11/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 UoS.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Susan R. Bolton

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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