nay.

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I. Perso, Reportio (last name. first, middle initial) BAER, JK, HAROLD 4. Title (Article Ill judges indicate active or senior status; magistrate judg~ indk:ate full- or part-firm) JUDGE

FOR CALENDAR YEAR 2009

2. Court or Organization US DISTRICT So. Report Type (check appropriate type) [] Nomination, [] Initial Date -12..,1171 Annual [] Final

(5 u s, c. app H lot-tel)
3. Dire of Report 0510712010 6. Reporting Period 0 t/01/2009 to 12/31/2009

5b. [] AmendcdReport 7. Chombers orOffice Address ROOM 2230 US COURTHOUSE 500 PEARL STREET NEW YORK, MY 10007 8. On the basis of the informtttion conlained in this Report and any modifications pertaining thereto, it |t, in my opinion, in compliance with applicable laws and regulations. [ Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be follonwd~ Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on laxt page.

I. POSITIONS. ~,pom,~ ~,~d~ot o,O.; ,oo W. ~-] J of ~~ ~r~eao~.~

NONE (No reportable positions.) pOSITION
1.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. rReporting i, di~idual onO.; s,epp, il-I~offiltng jnstrttctiom.)

~ NONE (No reportable agreements.)

~~~

DATE
I.

PARTIES AND TE~S

NEW YO~ MANAGEM~ WELFA~ F~D

Baer Jr., Harold

FINANCIAL DISCLOSURE REPORT Page 2 of 7

! N.m. o~P~,,o,, ~.po~.,,g

BAER, JR., HAROLD

I n.t. of R.p~,-,
05/07/2010

III. NON-INVESTMENT INCOME. t~,~,o,,~,~

A. Filers Non-Investment Income
~ NONE ~o reportable non-investment income.) DATE

SOURCE AND TYPE

MICHI & ~O., ~. - BOOK ROYALTIE~ PENSION - NY STA~ EMPLOYEES ~TI~ME~ SYSTEM NEW YOKK STATE BAR ASSOCIATION - BOOK ROYALTI~

~COME (you~, not spouses) $~,062.~ $2~,9~0.00 $35?.00

I. 2. 3.

B. Spouses Non-lnves~ment Income - ~I~.u ~,, m~rr~d ~

NONE

~o reportable non-investment income.) DAT~

SOURCE A~ ~PE

1. 2. 3. 4.

IV. REIMBURSEMENTS - trunsportation, lodging.food, tnt~rtainmen~

(Includes tho~e to ~pouse and dependen! children; see pl~. 25-27 of filing itmtructlotm.)

NONE (No reportable reimbursements.) SOURCE DATES

03/11/2009-3/13/2009

LOCATION
RALEIGH, NC

PURPOSE
LODGING & TRANSPORTATION LODGING & TRANSPORTATION LODGING & TRANSPORATION

ITEMS PAID OR PROVIDED

I.

FJC EDUCATIONAL SEMINAR NON-FJ(2 EDUCATIONAL SEMINAR NON-FJC: EDUCATIONAL SEMINAR

2.

0611012009-611212009

NEW ORLEANS, la

3.

06~15/2009-06/16120~t/

BOSTON, MA

4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Per,on Reporting BAER, JR., IIAROLD

] Date ef Repot!

05107/2010

V. GIFTS. ancl.d~ ,I,o,e to ,,o~,, and dependent children; see ptx 28-31 of filing instructlonx,)
NONE (No reportable gifts.)

SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

NONE (No reportable liabilities.) CREDITOR DESCRIPTION

SECURI~ES MARG~ ACCO~

I. 2. 3. 4, 5.

WELLS FARGO - ADVISORS (t[)

FINANCIAL DISCLOSURE REPORT Page 4 of 7

N.me or V ..... Reporting

BAER, JR., HAROLD

Date of r~port
05/07/2010

NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after,each asset exempt from prior disclosure B, Income during reporting period (I) I (2) Amount Type(c.g., Code I I div., renl, (A-H) or inl.) C. Gross value at end of reporting period 11) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) M K K K J J K K K K J K J J J J A Dividend J T T T T T T T T T T W T T T T T T Sold (part) 10/09/09 J A D. Transaclions during reporting period (I) Typ~ (e.g.. buy, s~ll, rodemplion) (2) Date mm/dd/yy (3)-- 14) Value I Gain I Code 2 Code I (J-P) (A-I{) ] ~ (5) Idcntityof buyer/scller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. i0. 11. 12. 13. 14. 15. 16. 17,

ROCHESTER FD (W) EXXON MOBILE CORP (W) HOME DEPOT INC, (W) PROCTOR & GAMBLE CO. (W) DWS SCUDDER GLOBAL FUND INTEL CORP FIRST ENERGY CORP PFIZER, INC CYPRESS SEMICONDUCTOR COKP OPPENHE1MERCAPITAL APPRE. FD

D A A B A A B B

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None

IR~

3.67% INTEREST BUILDING BROOKLYN, NY PLAINS ALLAMERtCAN PIPELINE LP MEDCO HEALTH SOLUTIONS (W) GENERAL ELECTRIC (W) ICtCIBANK LTD IDEARCINC I SHARES MSCI

B B A A A

Rent Dividend Dividend Dividend Dividend

I. ]r.or~ G~in Co~es:

A -$1.000 or le~s

B -$].00! - $2~500

C ~$2.501 - $5.000

D ~$5,001 - $15.(X)0

E -$15.KX) I -

(See Colu~ ~1

U =~k Vm)~

V ~er

W -Esli~

Name of Persun Reporting

Ll*tt of Report

PageFINANCIAL5 of 7 DISCLOSURE REPORT [

BAER, JR., IIAROLD

I

05/07/2010

NONE ~o repomable income, assets, or transactions.)

A.
~cripti~ offers (including t~st as~) Place ~(X)" a~r each ~set

B.
In.me during re~ing ~fi~ (I) 12) Amount T~e (e,g.,

C.
Gross value at end of~poOing ~ri~ (I) (2] Value Value (I) T~ (e.g..

D.
~n~ctions during repofling (2) (3) (4) Dale Value

Gain

Identity

exempl f~m prior discl~ure

C~e I

div., ~L

C~e 2

Meth~

buy, sell,

m~d~

C~c 2

C~c I

~ycr/~ellcr

(A-H)

or int.)

(J-P)

C~c 3

~Ocmpt~n)

(J-P}

~A-H)

fir prlvat

18. 19. 20, 21. 22. 23.

CAPITAL.WORLD GROWTH INCOME FUND I SHARES TR S&P GLOBAL FINLS SUNPOWER CORP OPPENHEIMER AMI-FREENY MUNICIPAL FUND OPPENHEIMER NEW YORK MUNICIPAL FUND FIRST EAGLE SOGANGLOBAL FD

A A

Dividend Dividend None

K J J K L K J

T T T T T T T

Sold

09/09/09

B C A

Dividend Dividend Dividend

Buy

09/09/09 K

24. INTERACTIVE BROKERS CORP 25.

26.

Page 6 of 7

BAER, JR., HAROLD

05107/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT I Name of Person Reporting

Page 7 of 7 ix. CERTIFICATION.
BAER, JR., ItAROLD

Date of Report

o~,0~0,o

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature_

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND ~,VILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S,C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544