*

Re~. 1/20:0
1. Person Reporting (Last name, fw~t, mlddle initial) Matsumoto, K.iyo A.
4. TitLe (Azticlg IIi judges indicate active or senior s~ams; magistrate judges indicate full- or pard-time) Active ArticlelII

ao 1 o

FINANCLM_~ DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organtzat~on U.S. District Court (EDN)
5a, Report Type (check appropriate ~pe) 1--] Nomination, [] Initiai Date [] Annual [] Final

R,po,t Required by the Ethics

(5 ~zs.c. app. ~ ~0~-1lt)
3. Date of Report 08/23/2010
6. Reporting Period 01,"0 ]/2009 to 12/31/2009 in Government Act of 1978

5b, t~ Amended R.epo~ 7. Chambers or Office Address United States Courthouse 225 Cadman Plaza East Brooklyn, NY 11201 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations,

ReviewSng Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the .NON2~ box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)

[~ NONE (No reportable positions.) POSITRON
1. Board member " Res"dentin coo

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. Reporting indlrlduat only; see pp. 10-16 offiling instructions.)
NONE (No reportable agreements.)
PARTIES AND TERA, IS

3.

FIN~INCIAL DISCLOSLFRE REPORT

Name af Person Reporting

Date of Report

Page 2 of 6

~a~oto, myo A.

o8n3/20~0

III. N O N-INVES TMENT IN C O ME. (R,,o,,in, inai~ianol and s~ouse: s,e pp. 1 Z-24 of filing instructions.)
A. Fliers Non-Investment Income
[] NONE ~o reportable non-investment income.)

DATE
1.

SOURCE AND TYPE

INCOME
(yours, not spouses)

3.
4.

B. Spouses Non-Investment Income - ~[you were married during anyportion of the reportingyear, complete this section.
(Dollar amount not required except for honoraria.)

V--] NONE (No reportable non-investment income.)

DATE
I. 2009 2. 3. 4.

S0URCE AND TYPE

Teach ng !~}~ ii~""" ~.,,~~N 1

IV. REIMBURSEMENTS --,.~.smt~ao., Ioag~.~,~ood, e.,e, tu~,, .....

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[~

NONE (Wo reportable reimbursements.) SOURCE DATES

1/8-9/09 7;13-14/09

LOCATION
San Diego, CA Chicago, IL

PURPOSE
Committee meeting Committee meeting

ITEMS PAID OR PROVIDED

Transportation, meals, lodging Transportation, meals, lodging

I. 2. 3. 4. 5.

ABA ABA

FINA~NCLAL DISCLOSURE REPORT Page 3 of 6

[ r~ame or rer~on aeoorCln~ / ~at~umoto, myo A.

~ate of Report 08/23/2010

V. GIFTS. a.c~.,t,,s t~,os, to s~, ....,,a ae12enaent chilaren; see1212. ~-8-31 off!tCng instructions.)
[] NONE (No reportable gifts.) .SOURCE i. DESCRIPTION VALL~

3. 4. 5.

NONE (No reportable liabilities.) ~EDITOR DESCRIPTION VALUE CODE

l. 2. 3.

5.

FINANCIAL DISCLOSURE REPORT

~,e of~soa aepo~ng

Matsumoto, KJyo A,

D~t~ o~aepo~t
08/23/2010

Page 4 of 6
VII. INVESTMENTS and TRUSTS -

NO~ ~o reportable income, assets, or ~ansactions.)

~
Description of Assets (inelu~ng trust ~se~) Plac~ "~" a~er eseh asset ex~t from prior ~sc!osure

~o~
reposing period ~Amount T~e (e.g.. C~e 1 ~ div.~ ~t, (A-H)[ or int.)

c.
Gro~ value at end of reposing period Value C~e 2 (J-P) Value Metho6 Code 3 (~W) T T T T T W T T T T T T T T T Sold (part) Open 08/30/09 J 07/24109 J Matured (part) Sold Sold (part) Sold (part) Sold (part) 8/1/09 09/04/09 09/04/09 09/04/09 09/04/09 Open 06/09/09 T~e (e.g., buy, sell, redemption)

D.
Transac~ons during reposing period

Date ~ I

V~ue Code 2

Gain Code 1 (A-~) , (J-P) .

Idenr~y of buyerlse]ler (ffprvate transaction)

I. 2. 3. 4.. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Citibank I~ & Savings Acct HSBC(Acc~) Chase Bank, savings and checking (X) New England Variable Life Charitable Remainder Trust (Northern Trust Securities) ~;~:~ii!~i~[ Memorial Partnership (El Series EE Savings Bonds Charles Schwab II:U~/Aects (inc. oust. accts Colgate Palmolive (common) (p~t ofitem 8 above) Procter & Gamble (common) (part ofitem 8 above) Hewlett Packard (common) (part of item 8 above) Time Warner (common) (part of item 8 above) Diversified Investment Thrift Plan NY State Edu. Fund: Moderate Age Opt., Conserv. Growth Bank otAmerica: savings and checking

B A A B E D A B A A A A B A A

Interest Interest Interest Interest Int./Div. Rent Interest Interest lnt./Div. Int./Div. Int./Div. lnt./Div. Int.!Div. Interest Interest

K J .1 L N L J K .l .J J J M J J

FINANCIAL DISCLOSURE REPORT

Page 5 of 6

[ Name of Person Reporting

I Matsumoto, Kiyo A.

Date of Report 08/23/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andic~tepa,t ofaepor~)

Part VII Investments and Trusts: Item 3: Chase Bank accounts were opened as part of mortgage refinance. Item 5: Charitabie Remainder Trust/Northern Trust Securities: Market value as of 12/31/09:$321,913.80 Dodge & Cox Income: $155,496.36 Vanguard GNMA: $77,904.10 Vanguard Longterm lnvmt. Grade: $73,595.49 Items 7-11 and 14: These bonds and accounts held in the name of~: ~i~re liquidated topay for college tuition and related expenses. The "part" designation is used because all of the EE bonds were not matured and becaus~~ members accounts were not liquidated. Item 15: Bank of America accounts were opened for use by college-bound~

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Na~eofP .....

Reporting

DateofReport

Matsumoto, Kiyo A.

08123/2010

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

,~o l0
~ev. t/2oIo

]
[

FINbdNCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U S D str ctCourt (EDNY) 5a. Report Type (check appropriate bpe) [] N0miaation, ![--] Initial Date [] A .... I [] Final

Report Requiredby the Ethics

(s v.s.c, app. 101.111)
3. Date of]Report 06/10/2010 6. Reporting Period 01/01/2009 to 12/31/2009 in Government Act of 1978

I. Person Reporting (last name, first, middle initial) Ma~sumoto, Kiyo A. 4. Title (Article 1II judges indicate active or senior slams; magistrate judges indicate full- or part-time) Active Article IIl

15b..[~-] Amended Report 7. Chambers or Office Address Lnited States Co\l~]louse 225 Cadman Plaza East Brooklyn, NY 11201 8. On the basis of the information contained in this Report and any modi[ieafions pertaining thereto, it is, in my opinion, in compliance with applicable lairs and regulations. Reviewing Officer Date

L~IPORTANT NO TES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign an lastpage.

I. POSITIONS. ~Re~n,ti,,~ ~nai,i~,.~ o.~y; ~.e pp. ~-1~ o~,~i.g

NONE (No reportable positions.) POSITION
l 2. Board member Res dent aI

NAME OF ORGANIZATION!ENTITY
~:~<?

3.
4. 5.

II, ,~[~.~IVl~:NX~. (Reporting indh,idual anti,; see pp. 14-16 of filing instructions.)

~ C" :

N ON E (No reportable tNreements.) DATE

I.

PARTIES AND TE~S

FINANCIAL DISCLOSURE REPORT

~ .... fv ..... ,a,~o,..ti,,g

Matsumoto, Kiyo A.

~,~t~ of ~.~,o~-t
06/10/201

Page 2 of 6

III. NON-I~ESTMENT INCOME. ca..o.,~.g i.a~,,ia..t ~.a .~ ....

A. Filers Non-Investment Income
NONE ~o reportable non-investment income..) DAT~

; see pp. 17-24 o filling instrucOons.)

SOURCE AND TYPE

~OM~
(yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestmen t Income - if you were married during any portion ofhe reporzing year, complete this sectia~
~ NONE .~Vo reportable non-investment income.) DATE
1. 2009 2. 3. 4.

SOURCE AND Tk~PE

IV. REIMBURSEMENTS --transportation, lodging, food, ontertM .....

~t,tcludes those to ~ou~e and dependent chitdret~," see pp. 25-27 of.filing mstructior~s.)

NONE (No reportable reimbursements.) SOURCE DATES

1/8-9/09 7/13-14/09

LOCATION
Salt Diego, CA Chicago, IL

PURPOSE
Committee Meeting Committee Meeting

ITEMS PAID OR PROVIDED

Transportation, meals, lodging Transportafon, meals, lodging

1. 2.

ABA ABA

4. 5.

FINA_NCIAL DISCLOSURE REPORT

~ ....

fP .....Reporting

Date of Report

Page 3 of 6

Vclatsumoto, K~yo A.
[

06/10/2010

V. GIFTS. a~,t,,a~, t~o~. to ~o.~ ,,,~ ~pe,,a~, ~,j,i~,~ ,~e ~. 28-31 of f!li~g instructions.) NONE bVo reportable g!~s.) SOt iRCE
1. 2.

DES.CRIPTION

VALUE

3.
4. 5.

VI. LIABILITIES. a,,~od~,~o.~ o,~s~,o~,, ~,a aepe~dent ct, il~e,,: see ~1. 32-33 offiiing instructions.) NONE (i~,o reportable liabilities.) CREDITOR
1.

DESCRIPTION

VALUE CODE

3. 4. 5.

"

FINANCIAL DISCLOSURE REPORT Page 4 of 6

[ N .... t

f P ..... Reporting

Date of Report

Matsumota, Kiyo A,

06/I0/2010

NONE (No reportable income, assets, or transactions..) Description of Asse~ 0ncludin8 trust ~ssets} Place "(X)" ager each asset e~empt frompd~r ~sclosure Income during Gross value at end reporting period of reporting period -.~ .................. O) ~ (~) ~ 0) ~) ~Amount [ T~e (e.g, Value Value [ Code I : div., ren~ ] Code 2 Me~hod ~ (A-H) ] or int.) (J-P) Code 3 (Q-W) ~ B A A B E D Series EE Savings Bonds Charles Schwab IRAiAccts (inc. oust. accts Colgate Palmolove (common) (par~ of IRA, Item 8 above) Procter & Gamble (common) (part o, IRA, item 8 above) Hewlett Packard (common) (part of IRA, item) Time Warner (colnmm0 (part of IRA, itcnt 8 above) Diversified lnvesunent Thrift Plan NY State Education Fund Bank of America A B A A A A B A A Interest Interest Interest [merest lnt.~q3iv. Rent Interest Interest Int./Div. Int.~lgiv. Int,!Div. htt./Div. IntJDiv. Interest Interest K J J L N L J K J J J ,I M J J T T T T T W T T T T T T T "1 T Sold (part) 08/30/09 J 8/1/09 09104/09 09104/09 09104/09 09104/09 J J J J J J A , Transactions during repo~ing period 0) T~e (e.g, buy, sel!~ redemption) (~) (3) (4~ Date Value ~"d~~ Code 2 ~ (J-P} [

Gain Code I (A-H)

Id~ti~ of buyeffzetler (if private transaction)

1. 2. 3. 4. 5. 6. 7. 8, 9. 10. l !. 12. i3. 14, 15. 16_ 17.

Citibank IRA aud Savings Acct HSBC (Accts) Chase Bank New England Variable I.,ife Charitable Remainder Trust (Northern Trust Securities)

Matured(part) Sold (part) Sold (part) Sold (part) Sold (Par0

(See Columns 81 and D4) 2. Value Codes (See Column~ Ct and D3)

f =$50,001 - $100,000 J =SI 5,000 or I.s~ N -$250,001 - $500,000

O =$100,001 - $1,000.000 K =$15,001 - $50,000 O =SS00,001

HI =$1,000,001 - $5,000.000 L =$50.001 - $100,000

H2 =More ~baa $5,000310~, M =$100.001 - $250.030

FINANCIAL DISCLOSURE REPORT

r~ .... r Person Repo~ting

Matsumoto, Kiyo A.

D~t~
06110/201

Page 5 of 6

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part Vll Investments and Trusts Items 7-1 l and 14: These bonds ,and accounts held in the name ofi:ii::;~;i~N: ~,~~ were iqu dated to pay for.~ college tuition and related expenses The "par~" designation ~s used because all of!~ EE bonds were not matured ani~ecause our other members accQunts were not liquidated. Item 5: Charitable Remainder Trust/Northern Trust Securities: Market value as of 12!31/09:$321.9 l 3.80 Dodge & Cox Income: $155,496.36 Vanguard GNMA: $77,904.10 Vanguard Langterm Invmt. Grade: $73,595.49

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting Matsurnoto, Kiyo A.

Date of Report 06/10/2010

Page 6 of 6
IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, t-rue, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature ........

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY" BE SUBJECT TO C1V1L AND CP.IPrIINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Cornmittee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544