Professional Documents
Culture Documents
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Rcpo,.t Requi,ed by the Ethics in Government Act of1978 (s u.s.c o/v,. ,0 ~O/.H /)
3. Dale of Report 4!21/2010 6. Reporting Perh~ 0110112009 Io 12/31/2009
I. Person Reporting (last name, first, middle initial) BURNS, ELLEN B. I 4. Title (Aaicle III judges indicate active or senior status; magistrate judges indicate full- or part-time) SENIOR JUDGE
5b. [] Amended Reporl 7. Chambers or Office Addres~ UNITED STATES COURTHOUSE 141 CHURCH STREET NEW HAVEN, CT 06510 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have nv reportable information. Sign on last page.
POSITION
I. Trustee Emerita
NAME OF ORGANIZATION/ENTITY
Albertus Magnus College
Burns, Ellen B.
O.,.ofaepo. 4/21/2010
III. NON-INVE STMENT INCOME. <R,ro,,i,g i, ai~ia,,o/ ~a ~,o,~e: see ~. I ~-~ o/~n~ I,,~,r,e,io~*.~
A. Fliers Non-lnvestment Income [---] NONE (No reportable non-investment income.) DATE I. 2009 2. 3. 4.
B. Spouses Non-Investment income - if ~,ou acre married during a.~ portlon of the reporKng year, complete this ~ectiom
(Dollar amount not required except for honoraria.)
3.
4.
DATES
LOCATION
PURPOSE
3.
4.
5.
s ....
f Person Reporlting
Date of Repor,
BURNS, ~LL~:~
[~]
SOURCE
1. 2. 3.
4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. a.ct.des those of sp ...... d dependent children; see pp. 32-33 of filing instructions.)
[~] NONE (No reportable liabilities.) CREDITOR
1.
DESCRIPTION
VAI.UE CODE
2. 3. 4.
5.
BLRr~S. ELLEN U.
VII. INVESTMENTS an d TRUSTS - i~o~,. .,~,,. tra~actions (Includes aose of spouse and de~nden, ch~dreal see pp. 31-60 of filing tnstructions.)
~
..... "A.
,,,
Value C~ 2 (J-P~
(23 ....
Value MI~o~ Cod~ 3 (Q-W)
(i) ] ,2)
] Date ] M~lh] Day ]
~~ (~) ....
Value C~e 2 (J-P~
(~, .....
Idcnfily of b~yer/~llCr (if pfivat~ ~ran~ction)
I.
Webster Bank
Infarct
2. 3.
A A
Interest Dividend
J K
T T
4.
5. 6. 7. 8. 9. 10. I 1. 12. 13. I~.. 15. 16. 17.
Verlzon stock
AT&T stock Van Kampen Fund U,S. Series E Bonds Nuveen Conn. Premium Inc. Municipal Fun d Dreyfus Conn. Municipal money rnarkel Fu nd Conn. State Housing Finance Bond Nuveen Large Cap Value Fund A RidgefieldCT LOTA Bond Univ. CT Series A Bond EliLilly stock Sprint Nextel Communication stock Dreyfus Short Int. GovL Fund Time Warner stock
A
A A
Dividend
Dividend Dividend None
K
K
T
T
L J K K K J J J J J J
T T T T T T T T T T T
A A A A A A A A A A
Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend Dividend
I. Income Gain Codes: (See Cdurnns BI and IM) 2. Valt~ Codes (S~: Col~rra~ Cl and D3) 3. Vmlue Method Cod~ (~ Colarnn C2)
A =$1,000 or less F =$50,001 -$100.000 J =ttS.0~O or le~s N ~$250.001 - $500.D00 P3 -$25.000.001 - 550.000.000 Q -Appr~ti,~d U =Book Valu~
B ~$1,001 - $2.500 G ---$100.001 - $1.000,00~ g =$15,001 - $50.[;00 O =$500.001 . $1.000.000 R ~Co~t IReal Eraate Only) V -,Other
C -$L501 - $5.000 Ill =$1.0~0.001 - 55,000,000 L =$50.001 . $100,000 PI =$1,000,001 . $5.000.000 P4 =More than $50.000.000 S -A.~ssraent W =Estimated
E =515.001 - 550,000
Oa,e orRep,,n
Page 5 of 9
~URNS. ~I.L~:N 8.
4/2~i~olo
VII. INVESTMENTS and TRUSTS - ~.eo,.e, .Qt.e., ...... ~ti..~ (I,,cludes those of spouse and dependent children; see pp. 34-60 oLfitlng irtstruct~ons.)
NONE (No reportable income assets, or transactio~s.)
L - ......
Description of Assets (including trust asset:;) Place "(X)" aRer each asset exempt from prior disclosure
~. "
Income during reporting period (I) (2) Amoont Type (e.g., Code I div., rent, (A-H) or int.],
c.
Gross value al end of reporting period -(IS .... (2} Value Value Code 2 Method (.I-P) Code 3 (O-W) J J J J J J K J J J J J K J J L J T T T T T T T T T T T T T T T T T (I} Type (.e.g., buy, sell, redemption)
t~.
Transactions during repoaing p~riod (2) " (~) Value , Date Month - Code 2 Day (.I.p) (4) ......... (5) Gain Identity of Code I buyer/seller (A-Ill (if private transaction)
18, 19. ! 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33.
IBM stock Alcatel Lucent Matte!, Inc. stock Pfizer, Inc. stock Sara Lee Corp. stock VodaphoneAir Touch stock Corm. State SeriesF Bond CT HEFA Rev. Fairfield Bond So. Central Conn. Regional Water Authority Bond United Illuminating Holdings Corp. Hartford Financial Services Conn. ST Series B Bond Conn. ST. SPL Tax Obl. Bond Kraft Foods stock Novartis Ag. Spon ADR Bank of America (formerly MBNA America Bank CD)
A A A A A A A A
A A A A A A C
2. Valt~ C~
J =$15,0~ or I~
L =$50,001 - $1~.~
M =$ I~,001
3, Val~ Meth~ ~m
Q =Ap~isal
S =As~
T ~ M~
N~eofVr,o, Reporting
DateofReport
BURNS, ELL~r~ B.
4/2V20~0
(~)
Am~nl Code I (A-H)
(2) "
T~ (e.g.. div., rein, or int.)
O)
Va~e C~e 2 (J-P)
"
Value Me~h~ Code 3 (Q-W) T~ (e.g., buy. ~ll, ~demption) ~te M~th Day Value Gain Cod~ 2 Code I (J-P) (A-H) ]demity of buys/seller (if private ~sn~ction)
52.
lnter~t None
J J J
T T T
J J J
Interest
~See Columns BI and D4] 2. Value Codes (S Colunl~s CI and D3) 3. Value Method C.nde s (Se~ Column C2)
F -$50.001 - St00.(X)0 J =$15.000 or I~s hi -$250.001 - $500.000 P3 "~25.000.001 - $50.000.000 Q -Appraisal U =Book Valu~
G --~100.001 - $ 1.000,000 K =$15.001 - $50.000 O =$500.001 - $1,000.000 R ~:~ os~ (Real IL~tale Only) V ~<~h~t
HI =$1,000,001 - $5.000,000 L =$50.001 - $100.000 P! ~$1.000.001 - $5.000.000 P4 -Mor~ than $50.000,000 S =Asse,w~neat W =Estimated
H:~ =More ~an ~5,000.000 M =$100,001 - $250,000 P2 ~$5,000.001 - $25.000.000 T =C~,h Marke~
IName
~ BURNS, ELLEN B.
of P~r$oo R~por(ing
Date of Report
~/~o~0
Date of Report
[ BURNS, ELLEN B.
4/21/2010
i certify that all information given above (including information pertaining to my spouse and minor or dependent children, If any) is accurate~ true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature .
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WiLFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544