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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) BURNS, ELLEN B.


4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

2. Court or Organization U.S. DISTRICT COURT, CT


5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

3. Date of Report 5/12/2011 6. Reporting Period 01/01/2010 to 12/31/2010

SENIOR JUDGE

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

UNITED STATES COURTHOUSE 141 CHURCH STREET NEW HAVEN, CT 06510

IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of f!ling instructions.)


D NONE (No reportable positions.) POSITION
1. Trustee Emerita

NAME OF ORGANIZATION/ENTITY Albertus Magnus College

3. 4. 5.

II. AGREEMENTS. ~Re~,orting indiv~dnal o,ty; sce pp. 14-16 of filing instructions.)

NONE(No reportable agreements.) DATE PARTIES AND TERMS

Burns, Ellen B.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 5/12/2011

III. NON-INVESTMENT INCOME. (Reporting individual and sp ....


A. Filers Non-lnvestment Income ~ NONE(No reportable non-investment income.) DATE
I. 2010 2. 3. 4.

; see pp. 17-24 of filing instructions.)

SOURCE AND TYPE


State of Connecticut pension

INCOME (yours, not spouses)


$62,435.40

B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~
1. 2. 3. 4.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

~-]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 5/12/2011

V. GIFTS. ancludes those to spo ..... d dependent children; see pp. 28-31 of filing instructions.) NONE (No reportable gifts.) SOURCE
1. 2.

DESCRIPTION

VALUE

3.
4. 5.

VI. LIABILITIES. ancludes those o:spouse u,d de~,endent children; see pp. 32-33 of
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

filing instructions.)

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 5/12/201 1

VII. INVESTMENTS and TRUSTS - income, v,lue, tr, nsoctions ancludes those oI,pou~e ,nd dependent children; see pp. 34-60 of f!ling instructions.)

NONE

reportable income, assets, or transactions.)


B. Income during reporting period
(1) (2)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

C. Gross value at end of reporting period


(1) (2) (1) (2) (3)

(~

Amount Code 1
(A-H)

Type (e.g., div., rent,


or inL)

Value Code 2
(J-P)

Value Method Code 3 (Q-W) T T T T T T T T T T T T T T T T T

Type (e.g., buy, sell,


redemptign)

Date .. Value Gain mm/dd!yy Code2 Code 1


(J-P)

(A-H)

(5) Identity of buyer/seller (if private transaction)

1. 2. 3. 4. 5. 6. 7. 8. 9. I0. 11. 12. 13. 14. 15. 16. 17.

Webster Bank Merrill Lynch money market account Verizon stock (absorbed Bell South stock) AT&T stock Van Kampen Fund U.S. Series E Bonds Nuveen Conn. Premium Inc. Municipal Fund Dreyfus Conn. Municipal money market Fund Conn. State Housing Finance Bond Nuveen Large Cap Value Fund A Ridgefield CT LOT A Bond Univ. CT Series A Bond Eli Lilly stock Sprint Nextel Communication stock Dreyfus Short Int. Govt. Fund IBM stock Alcatel Lucent

B A A A A

Interest Interest Dividend Dividend Dividend None

L K K L J L K K K K J J J J J K J

A A A A A A A A A A A

Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend Dividend Dividend

1. Income Gain Codes: (See Colunms BI and I)4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$I,000 or less F =$50,001 - $100,000 J =$15,000 or tess N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$1,000~001 - $5,000,000 P4 =More than $50,000;000 S =Assessment W =Estimated

D=$5;001-$15,000
H2~M6~eth~n$5,000~000 M~*i00i001 :$250,000

E=$1S,001-$50,000

~2=$5~o00;001 -$?5,000,00o
T~CaShMarket

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS -i .... e, value, t .... actions (Includes those of sp ...... d dependent children; seepp. 34-60 o:filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code 2 (J-P) (2) (1) ValUe Type (e.g.; MethOd : buy, sell; redemption): Cod~3 (Q-W) D. Transactions during rep0rting period (2) (3) I (4) Date Value Gain ngn/dd/yy Code2 Code 1 (J-P) (A-H) (5) Identity of buyer/Seller (if private transaction)

18.

Mattel, Inc. stock

A
A

Dividend
Dividend

J
J

T
T

19. 20. 21. 22. 23. 24. 25. 26. 27. 28.
29.

Pfizer, Inc. stock Sara Lee Corp. stock Vodaphone Air Touch stock Conn. State Series F Bond CT HEFA Rev. Fairfield Bond So. Central Conn. Regional Water Authority Bond United Illuminating Holdings Corp. Hartford Financial Services Conn. ST Series B Bond Conn. ST. SPL Tax Obl. Bond
Kraft Foods stock

A A A A

Dividend Dividend Interest Interest None

J J K J J J J J K J J L J
J

T T T T T T T T T T T T T

A A A A A A C

Dividend Dividend Interest Interest Dividend Dividend Interest None


None

30. 31. 32. 33. 34.

Novartis Ag. Spon ADR Bank of America (formerly MBNA America Bank CD) AIG America Classic V anuity Comcast Corp. stock Conn. State Housing Finance Bond

Interest

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$L000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,00I - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

~=$1,ooi
G=$100,00i-$i,000,000 K=$15,001 -$50,000 O=$500,001 -$1,000,000 R =Cost(Real Estate Only) V =Other

C =$21501 ;$5,000 H 1 =$ i;000;001 ~ $5;000i000 L =$50;001 ~$100 000 PI =$1,000,001.$5;1300,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5;000,000 M ~$100,001 ~ $950;000 P2 =$5;0~0,~01 .$25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - ~ncome, v.l.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
~ Description of Assets B. :: Income during reporting period C. Gross vaIue at end of reporting period D. Transactions during reporting period

(including trust assets)


Place "(X)" after each asset exempt from prior disclosure

(1) Amount Code 1 (A-H)

(2) Type (e.g., div.. rent, Or int3

(1) Value Code 2 (J-P)

(1) (2) Value Type (e.g., buy, sell, Method Code 3 redeniption) (Q-W)

(2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Conn. State Series D Bond Conn. State Series D Bond Peoples Bank John Hancock Tax ADVATG Fund MFS International New Discovery FD Procter & Gamble stock Torrington Conn. Bond Seymour Conn. Bond Glastonbury Conn. Bond Embarq Corp. LSI Corp. Conn. ST.Health Bond JP Morgan Intl Conn. ST. OlD SER C Conn. ST: SPL OBLIG Dreyfus Pem. State Mun. Bond FD CT Ser CLA Trumbull CT Bond

B A C A A A A A A A

Interest Interest Interest Interest Dividend Dividend Interest Interest Interest Dividend None

K J J J J J K J K J J J J K K J J

T T T T T T T T T T T T T T T T T

A A E B A A

Interest Interest Interest Interest Interest Interest

1. lncome Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1;000 0~ less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1;00t - $2,500 O =$100,001- $1,000,000 K =$15;001 - $50~000 O =$500,001 - $1;000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000~001 = $510001000 =$50,001 - $]00,000 l =$ ~,000,001 - $5,000;000 P4 =More than $50,000,000 --Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 5/12/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of sp ......

d dependent children; see pp. 34-60 of f!ling instructions.)

[~]

NONE (No reportable income, assets, or transactions.)


A. Description.of Assets (including trust assets) Place "(X)" after each asset B. Income during reporting period (2) Type (e.g., div.. rent. or int,) C, Gross value at end of reporting period (1) (2) Value Value Code 2 0-P) Method Transactions during reporting period

(1) Amount Code l exempt from prior disclosure ........ (A-H) :

Code 3 (Q-W)

(!) Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(5) Identi .ty of buyer/seller (if private transaction)

52. 53. 54. 55.

Black Rock Global Fund Time Warner Frontier Communications

A A A

Interest Dividend Dividend

K J J

T T T Spinoff (from line 3) 07/06/10 K

]0conte Gan Codes : : (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A --$1~000 or less F =$50,001 - $100,000 J =$15i000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,00!. $2~500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 -$1 i000,001 - $5,000,000 L =$50,001 - $100,000 P I =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

=$5,001- $15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 =Cash Markct

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 5/12/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)

FINANCIAL DISCLOSURE REPORT Page 9 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 5/12/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/ELLEN B. BURNS

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Rev 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. DISTRICT COURT, CT
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) BURNS, ELLEN B.


4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 8/221201 l


6. Reporting Period 01/01/2010 to 12/31/2010

SENIOR JUDGE

5b. [] Amended Report

7. Chambers or Office Address UNITED STATES COURTHOUSE 141 CHURCH STREET NEW HAVEN, CT 06510

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; seepp. 9-13 of filing instructions.)


~] NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Trustee Emerita

NAME OF ORGANIZATION/ENTITY
Albertus Magnus College

II. AGREEMENTS. me~,oning indlvldual o,ly; see ~,~,. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Burns, Ellen B. A

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 8/2212011

Ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of j~ding instructions.)
A. Filers Non-Investment Income ~

NONE (No reportable non-investment income.)


DATE
1. 2010

SOURCE AND TYPE


State of Connecticut pension

INCOME (yours, not spouses)


$62,435.40

2. 3. 4.

B. Spouses Non-Investment Income - if you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE


1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -- tra.sportation, lodging, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[~]

NONE (No reportable reimbursements.) SOURCE DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3. 4, 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 8/2212011

V. GIFT S. ancludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. andudes those of spouse and dependent children; seevv. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 8/22/2011

VII. INVESTMENTS and TRUSTS - income~ value, transactions (Includes those of sp .....
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
B. Income during reporting period (2) (1) Type (e.g., Amount Code 1 div., rein, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)

and dependent children; see pp. 34-60 of f!ling instructions.)

D. Transact ons during reporting period (1) Type (e.g.~ buy, sel, redemption) 12) Date mm/dd/yy (3) I (4) Value Gain Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private ~ransaction)

1. 2. 3. 4. 5. 6.

Webster Bank Merrill Lynch money market account Verizon stock (absorbed Bell South stock) AT&T stock Van Kampen Fund U.S. Series E Bonds Nuveen Conn. Premium Inc. Municipal Fund Dreyfus Conn. Municipal money market Fund Conn. State Housing Finance Bond

B A A A A

Interest Interest Dividend Dividend Dividend None

L K K L J L K K K K J J J J J
K

T T T T T T T T T T T T T T T
T

A A A

Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend


Dividend

10. I 1. 12.

Nuveen Large Cap Value Fund A Ridgefield CT LOT A Bond Univ. CT Series A Bond

A A A A A A
A

13. Eli Lilly stock 14. Sprint Nextel Communication stock

15; Dreyfus Short Int. Govt. Fund 16. IBM stock 17. Alcatel Lucent

Dividend

i income Gain Codesi (See Colunms BI and I)4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 0r !ess F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001- $2,500 G =$100,001- $1,000,000 K =$15,001- $50,000 O -$500,001- $I,000,000 R -Cost(Real Estate Only) V -Other

C =$2,501- $5,000 H 1 =$1,000,001- $5,000.000 L =$50,001- $I00.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessmcnt W=Estimatcd

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250;000 P2 =$5,000,001 - $25;000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 8/22/2011

VII. INVESTMENTS and TRUSTS -income~ value, transactions (Includes those of spouse a,d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code 1 (A-H} (2) Type (e.g., div.. rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (I-P) Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)

Gain Code 1 (A-H)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Mattel, Inc. stock Pfizer, Inc. stock Sara Lee Corp. stock Vodaphone Air Touch stock Conn. State Series F Bond CT HEFA Rev. Fairfield Bond So. Central Conn. Regional Water Authority Bond United Illuminating Holdings Corp. Hartford Financial Services Conn. ST Series B Bond Conn. ST. SPL Tax Obl. Bond Kraft Foods stock Novartis Ag. Spon ADR Bank of America (formerly MBNA America Bank CD) AIG America Classic V anuity Comcast Corp. stock Conn. State Housing Finance Bond

A A A A A A

Dividend Dividend Dividend Dividend Interest Interest None

J J J J K

T T T T T

J J
J J J K J

T T
T T T T T

A A A A A

Dividend Dividend Interest Interest Dividend

A C

Dividend Interest None None

J L J J K

T T T T T

Interest

I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1i000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1.000,000 K =$15.001 - $50.000 O =$500,001 - $ 1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000i000 L =$50,001 - $100;000 P 1 =$1,000,001 , $5,000,000 P4 =More than $50~000,000 S =Assessment W =Estimated

D=$5,001- $15,000 H2 =More thhn$5,000~000 M=$100,001 - $250;000 P2 =$5,000,001 -$25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 8/22/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior disclosure Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.~

Gross value at end


of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) " (1) Type (e.g., buy, sell, redemption)

Transactions during reporting period


(2) (3) Value Date mm/dd/yy Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44.
45.

Conn. State Series D Bond Conn. State Series D Bond Peoples Bank John Hancock Tax ADVATG Fund MFS International New Discovery FD Procter & Gamble stock Torrington Conn. Bond Seymour Conn. Bond Glastonbury Conn. Bond Embarq Corp.
LS1 Corp.

B A C A A A A A A A

Interest Interest Interest Interest Dividend Dividend Interest Interest Interest Dividend
None

K J J J J J K J K J
J

T T T T T T T T T T
T

46. 47.
48.

Conn. ST.Health Bond Conn. ST. DID SER C


Conn. ST. SPL OBLIG

A E
B

Interest Interest
Interest

J K
K

T T
T

49. 50.

Dreyfus Pern. State Mun. Bond FD CT Ser CLA Trumbull CT Bond

A A
A

Interest Interest
Interest

J J
K

T T K

51. Black Rock Globa! Fund

1. lncomc Gain Codes: (See Columns B 1 and D4) 2. Value Codes (Sec Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A -$1,~00 or tess F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,0~)1 - $2,500 G =$ i 00,001 - $1 ;000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000;000 L =$50,001 - $ 100,000 PI =$1,000,00] - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 -More than $5;000,000 M =$ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 8/22/2011

VII. INVESTMENTS and TRUSTS - income, value~ transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) ............ (3) Date=:=== Value mm/dd/yy Code 2 (J-P)

(4)
Gain Code 1 (A-H) "

o)
ldenti~ o~ buyer/seller (if private transaction)

52. 53. 54.

Time Warner (formerly AOL Frontier Communications Peoples United Financial, Inc.

A A C

Dividend Dividend Interest

J J J

T T T Spinoff (from line 3) 07/06/10 K

I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

=$1,001 - $2,500 =$ 100,001 - $1,000,000 =$15,001 - $50,000 =$500,001 - $1,000,000 =Cost (Real Estate Only) -Other

C =$2,501 - $5,000 HI =$1,000,001 ~ $5,000,000 L =$50,001- $100,000 P4 =More than $50,000,000 S =Assessment w =Estimated

P~ =$1,ooo,001 ~ $5;000,o00 P~ ~$~i~oO;oOl - ~i0oo;ooo


T --Cash Market

D =$5,001 - $15,000 --M0r~ tha~ $~,0001000 M--$i00i00i ~ $250;000

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 8/22/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepart of report.)


Line Number 51 Black Rock Global Fund Column D2 was bought January 30, 2008, not in the Reporting Period.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

Name of Person Reporting BURNS, ELLEN B.

Date of Report 8/22/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/ELLEN B. BURNS

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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