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R,~.mO;O

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009

R~por~ Required by the Ethics


in Government Act of 1978 (s v.s~c, app..~~" lOm H)

I. Person Rep0rtiog (last name, first, middle initial) Moody,, James T. 4. Title IArticle 111 judges indicate active or senior status; magistrate judges indicate full- ~r part-time) U.S. DistrictJudge-Scnior

2. Court or Organization U.S. District -Indiana Northern 5a. Report Type (check appropriate type) ~] Nomination, [] initial Date [] A ...... I [] Final

3. Date of Report 05/1 ]/2010 6, Reporting Period 01/01/2009 tO 12/31/2009

5b. [] Amended Report 7. Chambers or Office Address U.S. D~strict Court 5400 Federal Plaza, Suite 4100 Hammond, IN 46320 8. On the basis of the information eontaioed in this RelrOrt and any modifications pertaining therein, it is, in my opinion, in compliance vith applicable laws and regulations. Reviewing Officer

Date

[MPOR TA N T NOTES: The instructions accompanying this furm must be followecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O SI T I ON S. (Reporting individual only; see pp. 9-13 of filing instructions.j


--] NONE (No reportable positions.)

POSITION
i. 2. ;3. Board Member

NAME OF ORGANIZATION!ENTITY
St. Ma~y Medical Center

I1. AGREEMENTS. (l~eporting indi,,idt~al ,,,,l~.; see pp. 14-16 of f!ling instru~!tlo,,s.)
NONE (No reportab[e agreements.) DATE
I.

PARTIES AND TERMS

Moody, James T.

F, INANCIAL DISCLOSURE REPORT


Page 2 of 7

r~ame of Person Reporting Moody,, James T.

I ~

Date ofl~eport 05/11/2010

lII. NON-INVESTMENT INCOME. (neporting individuala~ sp ....


A. Fliers Non-Investment Income NONE ~Vo reportable non-investment income.) DATE 1. 2. 3, 4. ~QE AND TYPE

; see pp. lT-24 of filing instructlon,t.)

(you~. not spouses)

B. Spouses Non-Investment Income - If you were married during atgportion of the reporting year, complete this sectlotL
(Dollar wnount not required a~ceptJbr honororia.)

NONE (No reportable non-investment income.) DATE 1. 2009 2. 2009 SOURCE AND TYPE Salary ~ceived as a teacher/administrator with College of Com~ Reporting, Inc. Royalti~ received from sale of text books.

3. 4.

(Includes those to spouse and dependcnt ehihtren," see pp. 25 27 of l~ling lnstructtona.)

NONE (No reportable re#nbursements.) ~ I, 2. 3. 4. 5. ~ATES LOCATION PURPOSE ~TEMS PAID OR PROSqDED

Name of Person Reporting

Date of Report

PageFINANCIAL3 of 7 DISCLOSU RE .REPORT

Moody,, James T.

0S/I 1/2010

[]

NONE (No reportab?e gifts.) ~ DESCRIPTION VALUE

1, 2, 3. 4. 5.

~-~

NONE ~Vo reportable liabilities.) CREDITOR DESCRIPTION VAkUE CODE

1. 2. 3. 4. 5.

F.INANCIAL DISCLOSURE REPORT

Page 4 of 7
VII. INVESTMENTS an d TRUSTS -- i .... .......................... .~. " ......
Description of Assets ( nc udmg trust assets) Place "(X)" alder each asset excmpl front prior disclosure

Nanle of Person Reportiog

Date of Report

0~/~ 1/201o
a aepena~,,t chtta~n; .,e,pp. 34-60 ,,~ instruct&ms.)

[ ~oody. James e, vat,e, t ...... lions ancZ, ae* tho*e of !! .......

1~ NONE (No reportable income, assets, or transactions.)

T ..... ~ ~ .......... U ........................


report ng per od of report ng per od :~ Amount Code t i (A-H) Type (e.g.. div.. rent. or int.) Value Code 2 (J-P) Value Method Code 3

~. ............................
_ mmidcbyy i Code 2 ! Code i (J-P) [ (A-It)

~i - ~- i~i ..... i~- ~ ...... it~ ....... ~ - ~i-i% .... ~-~


buy sell, redemplion) buyerfseller (if private

1. [ 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13.

College of Court Reporting, Inc. - common stock Chase Bank - (checking and savings accounts) Edward Jones - savings and checking accounts Centier Bank - checking account Firstrade Securities, Inc. American Funds - AMRMX American Funds - AMCPX American Funds - ABNDX American Funds - CAIBX American Funds - AMECX GEMonev Bank- certificate of deposit X WAG Stock X American Funds - AMUSX A A B A A

None Interest Int.iDiv. Interest Int./Div. None None None None None lntcres~ None None None None None None

N M K K J

W T T T T Sold Sold Sold Sold Sold 12/29/09 12/29109 12/29/09 t2/29/09 12/29/09 J J J J J A A A A A

J J

T T Sold Sold Sold Sold Sold 12!29/09 12/29109 12/29109 12/29109~ 12/29/09 J J J J J A A A A A

14. American Funds- CWBFX 15. 16. 17. American Funds - AEPGX American Funds - ANCFX American Funds - AIBAX

FINANCIAL DISCLOSURE REPORT

Na,.e of Person Reporling

Date of Report

Page 5 of 7

Mot)dy,, James T.

05111/2010

NONE ~o reportable income, assets, or transactionsO


Description of Assels (includi~ag trust assets) , ~ Income during repo~ingperi~ Gross value at end ~ of~po~ing period Value Ty~(c.g.~ T,ansactions during reporting ~riod

rlace"(Xya~ereachasset

~Anxount[ Ty~.g.,

[ ~alue

: Date ~ Value

Gain

lderuityof

18.

American Funds - AFTEX

None

Sold

12/29/09: K

19.

A~erican

Funds- AWSHX Tax Exempt Se~es

No~e

Sold

12/29/091 J
11/27/09

20.

Investors Quality Numbe~ 102

None

Buy

~1. 22. 23. ~. 25. ~26. 27. 28. 29.

Van Ka,;~pen lnvestment Grade Muni T~st Series N umber t 01 ADP lip KO JNJ

None None None None None ~

J J J

T T T T T

Buy Buy Buy Buy Buy

! 11/02/09 [ 11/27/09 i 11127/09 ~ 11/27i09 11/27109 J J J J

J J

F. 1NANCIAL DISCLOSURE REPORT Page 6 of 7

[ Nam~ of Person Reporting ] Moody,, James T.

Da,e of Repot[ 05/11/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINA.NCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting

Date of Report

0s!~ ~;2010

I Moody,, James T,

i certify that all information given above (including information pertaining to my spoose and minor or dependent children, if an),) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WtLFULI AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

CIVIL

FILING INSTRUCTIONS Mail signed origiaal and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E Washington, D.C. 20544

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