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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization EASTERN DISTRICT OF PA 5o. Report TyPe (chec~" appropriate ty~) [] Nomination, [] Initial Date [] Annual

Report Required by the Ethics

O ~.s.c. app. mt-llS)

3. Date or Report 08/12/2010 6. Reporting Period [] Final 01/01/2009 to ! 2/3 !/2009

i. Pe~son Reporting (last name, ~rst, middi~ initial) POLLAK, LOUIS H. 4. Title (A~icle 11I judges indicate activo or seniorstatus; .... magistrat~ judgas indicate full- or part-time) SEN1ORDISTKICTJUDGE

7. Chambers or Office Address UNITED STATES COURTHOUSE 601 MARKET STREET, SUITE 16613 PHILADELPHIA, PA 19106

5b. [] Amended Report g. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable lows and regulations. : Reviewing Officer Date

IMPORTANT NOTES: ~he instructions accompanying this form mast be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. t~vorang i,,~i.l~.nl ont~,; ~epp. 9-1~ oyC f!ling instruction..)

~] NONE (No reportable positions.) POSITION
1. Member of Council Emeritus 2, Member of Council

~qAME OF ORGANIZATION!ENTITY
American Law Institute (ALl) American Philosophical Society (APS)

7>

~ NONE ~o reportable agreemencs.)

PARTIES AND TE~S

~]~NA~CIAL DISCLOSURE REPORT "

N ....

fPersonReporting

Date of Report

Page 2 of 6

POLLAK, LOUIS H.

08/12/2Ol0

III. NON-INVESTMENT INCOME. (Re~,or~i,,g i,,di~id,~,,t aud spouse; see ~,p.

A. Fliers Non-Investment Income
---] NONE (No reportable non-investment income.)

DATE
1. 2009 2. 3. 4.

SOURCE AND TYPE

University of Pennsylvania Law School - teaching

INCOME
(yours, not spouses) $10,000.00

B. Spouses Non-Investment Income - If you were married during any portion of the reportlng year, complete this section
(Dollar amount ~ot required except for honoraria.)

~
1. 2.

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

4.

IV. REIMBURSEMENTS - ~an~porta~ou, ~od~ng, foo,~, eoterta~n,~en~

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) ~ NONE (No reportable reimbursements.) SOURCE 1. American Law Institute DATES 10/22/09 to 10/23/09 LOCATION New York, NY PURPOSE Activity of Professional Association Award Presentation Ceremony ITEMS PAID OR PROVIDED Travel, Lodging and food paid by the American Law Institute Lodging and food paid by the American Inns of Court

2.

American Inns of Court

10/17/09 to l 0/18/2000

Washington, DC

3. 4. 5.

.FIN~CI~Page 3 of 6 DISCLOSU~ ~PORT ~ POLLAK, LOUIS H.

08/12/2010

NONE ~o reportable g~s.)

~ DESCRIPTION

1.

3. 4. 5.

~-1

NONE (No reportable liabilities.)

CREDITOR
1.

DESCRIPTION

VALUE CODE

2.
3.

4.
5.

DISCLOSURE REPORT
Page 4 of 6

Name of Person Reporting

Date of Report

o~/~/~o~0

VII. IN~STMENTS and TRUSTS - ~o~, ~. ~o.~ a~a~ ,,o~ of s~.se ~ d~e.dent chil~en; see p~ ~4-60 offing t~wuctlons.)
NO~ ~o reportable income, assets, or transaction.) D~efiption of A~e~ (incl~g ~st as~s) PI~ "(X)~ afl~ each asset exempt ~om prior disclosure ~ Income du~g [ repo~ing p~i~ ~Amount (~) I (~) T~e (~.g., Code I div., ren~ (A-H) or int.)

of re~ing O) ~ O) ] (z) Value t Value T~e (e.g., buy, sell, Code 2 Me~od redempfi~) (J-P) Cod~ 3

(~) (3) ~ (~) Date Value [ Gain m~yy Code 2 Co~ 1 (J-P) ] (A-~

(5) ~d~ti~ of buyw/~ller (if private

I.

~-C~F Ann~i~

Dis~bution

2.
3. 4. 5. 6. 7. 8. 9. 10. 11. i2, 13. 14. 15. 16. 17.

Citizens Bank
National Penn Bank* Fidelity Brokerage Services WALNUT STREET Center Point MetLife RUSSELL FUNDS: (l)Selcct Value " " " (2) Select Growth (3) Small and Mid Cap Fund (4) Emerging Markets (5) International Development Markets (6) Money Market

A
A A A A A A A A A A A A A

Interest
Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

J
J J J J K J J J J J J J J J

T
T T T T T T T T T T T T T T Sold 01/21/09 04/20/09 07/17/09 10/20/09 J J J J ~A~ [A~ .[A) [A~

(put)
Sold (part) Sold (part) Sold (part)

Page S of 6

POLLAK, LOUIS H.

08/12/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,~ico,,~,.,ofRepo~

Addendum r, Russell Funds: I. In olttmn D(4), letters in parenthesis reflect losses.

FINA~NCIAL DISCLOSURE REPORT

Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting POLLAK, LOUIS H.

Date of Report

08112/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and omplete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I furtl~er certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544