,4o Jo

Rev. 1/2010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court Maine So. Repros Type Ichcck appropriate, type)

U~,ort R~W,i,-eaby t~,,. Ethic..s

in Gov~rnment Act o] 1976

15 tLs.c, app. kk" I01-111)

3. Date of Report 04~ 6. Reparling Period

I. Person Report ng (last name first, middlc iaitia[~ Singal, George Z. 4. Title (Article II1 judges indicale active or senior s~am~: magistrate judges indicate ffdl- or part-timel Judne~Active)

01i0112009 ~ Initial ~ A ...... I ~ Final to 12/31/2009

7. Chambers or Office Addrtss U,S. Dist6ct Court 156 Federal Street Po~Iand, Maine ~101

5b. ~ Amended Report 8. On the basis of the information contained in this Repo~ and modificatioa~ pertaining lhereto, il is, in my opinion, in tompliance with applicable laws and regulations. R~xie~*ingOffieer _ Date ..........

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the ~VOVE bov ~tbr ~ach port where tou have no reportable b~ormation. Sign oft lasrpag~:

I. POSITIONS. tu~t, om,~ individual only; seepp, q-I ~ o1"filing i ......

~ NONE (No reportablepositions.)
PQSITION
1. Board of Visitors

tionsO

NAME OF ORGANIZATION/ENTITY
University of Maine Law School, Portland, Maine

2. 3.

Chairman, Brody Award Board of Directors

Colby College, Waters ille, Maine Federal Judge~ Association

5.

11. AGREEMENTS. m.~--~,,. ~.~,.~..~,,~,.

NONE (No reportable agreements.) DATE
I.

,PA RT[ES AND TgRMS

Singal, George Z.

FINANCIAL DISCLOSURE REPORT Page 2 of I 0

.~ .... fPe .... Reporting

OatenfRepor!

Singal, George Z.

04/14/2010

III. NON-INVESTMENT INCOIVlE. t~e,o,,;-&.i,,~i,i,,ol~,,d.,~ ...... : .,~, pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income NONE (No reportable non-inve.*tment income.) DATE 1. 2. 3. 4. SOIJRC[~ AND TYPE IN~COME
.yours, not spooses}

B. Spouses Non-Investment Income - tyj,,,,, were married during any l,,,rti,,n olthe reporting j,ear, complete this section.
---] NONE (No reportable non-investment income.) DATE 1. 2009 2. 3. 4. SOURCE AND TYPE Social Worker, CHCS, Bangor, Maine

IV. REIMBURSEMENTS -,,..~ .... ,~o,,, Io,1~ ~.~ 4 ~,,,~, ..... ,~ ........ ,.
NONE (No r~Tortable reimbu~:~ements.) ~ I. 2. 3. 4. 5. Federal J~ ~ ges Assoc al on ~ 5/2/(19-5/4,09 -) L(-CATION Washington, D.C. PURPOSE n.ectmg ITEMS PAID OR PROVIDED lodging, meals and transportation

FINANCIAL DISCLOSURE REPORT l,x .... f P ...... Reporting Singal, Georl~eZ. Page 3 of 10

04q4/2010

V. GIFTS. ctn,,t~a,,~ th ...... sr ........ a dependent children: seepp. 2S-31

NONE (No reportable g~/~s.) SOURCE 1. 2. 3. 4. 5. DESCRIPTION VALUE

VI. LIABILITIES. a.,.t.a,~ a,o~. o/,p .......

]

d dependent childte,, see pp. 32-33 0f ~ling instructi,ms.)

[
i. 2. 3.
4.

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VAI.UE CODE

5.

FINANCIAL DISCLOSURE REPORT " Singal, George Z. Page 4 of l0 VII. 1 NVESTM ENTS and TRUSTS -- i .....
..... Description of Assct~ (i,~cluding t~st assets) Place "~X)" aticr each ~set exempt from prior disclosure [ ~ Income during reporting ~ri~

[Name
of Person Reporting

Date of Report

04/14!2010

~, wh,, t .......tions (lnclude~ those o]sp .......d depend .... hildrenz see pp. 34-6~ of filing instructions.)

NONE (No reportable income, assets, or transactions.) , Grt~ss value Type (e.~. buy, sell.

[Amount Code I (A-I[) J

Type (e g., V~lt,e div., rent, : Ct~c 2 or int.)

Va uc N.Ic~h~

mt~/d~yy C~l ~ I C~e 1

buycr.scllcr

I. 2.

Aragon Inc. Common Stock Cisco S)slems Common Stock Exxon Mobil Corp. Common Stock Intel Corp Common Stock A A A
A

None None DNidcnd Dividend Dividend

Dividend

K K K K K
J

T T T
T

5.
6.

American Funds Small Cap Fund

Franklin Small Cap Fund

7. S.

Templeton Foreign Fund U.S. Treasury Note General Electric Co. Common Stock

A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dis~idend lnteresl Intetcsl

K J J J K K K K K J K

T -f T T T T T l T T T

10. II. 12. 13. 14. 15. 16. 17.

ttershey Foods Corp. Common Stock Microsoft Corp. Common Stock Pepsico Common Stock Proctor and (].amble Co. Common Stock Vodofone ADR Common Stock Pfizer Inc. Common Stock RMA Tax Free Fund Maine S~ate Housing Bond

FINANCIAL DISCLOSURE REPORT Singal, George Z.

Page 5 of 10

Name of Person Reporting

D~tc of Report

04]1412010

NONE (No reportable income, assets, or transactions.) Description of Assets (including t~st assc s~ exempt from prior disclosure Income during rcpo~i:~g period [ C~e 1 (A-II) diw., rent. orin:.) i Gr~s value at end I of r~tting period Code 2 (J-P) Mcth~ ] Code3 ~ [Q-W) T
T

Transactions during reporting period

t[

buy. se redemption)

I mm,d&w Code 2 ;~ C(~c I {A-II) + [ (J-P)

buycr,~scller (if prigate

18.
19.

Auburn Maine Bond

Maine Health Bond

A
A

Inlercst
Interest

K
K

20. 21. 22. 23.

Maine ttealth Bond Euro Pacific Gtowlh Fund Paine Webber Tax Free Fund Vanguard Whole Market Fund Vanguard S & P Fund Dreyfus Premier Third Centure Fund Blue ltill Terrace Real Estate Partnership Woodland Manor Real Estate Partnership I)re.vfus S&P Fund WYE AIG
BP

A A A B A A A A A A

Interest Dividcud Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend None

J K J M J J J J K K J
J J

T T T T T T W W T T T
T "I-

24. 25. 26. 27. 28. 29. 30.

3 I.

Dividend

32.

EMC

None

33. 34.

XOM DNA

Dividend Nonc

K J

T T

FINANCIAL DISCLOSURE REPORT Page 6 of 10 VII. INVESTMENTS and TRUSTS .- i ..........

r+e, t ...... ,ions elm lud,~ r,o,e of+ .......d dwendent ,hilaren see vp. 34-60 o]fili,~ instructions.)

N ONE ~ reportable incom~, assets, or transactions.)

" A. (i~ludi~u mtst assets~ Place "(XY a~er each asset exempt from prior disclosure ~~ B. .... r~o~J~g ~r~od ~~ .... of reporting period Value Code 2 [J-p) Value MethM : C+~+e 3 Type (c g.. ~. buy+ se I ] redemption) / Date ] Value Gain mm/dd.yy] Cude 2 t C~le I (J-P) ] (A-H) Identiy" of ~ycr]seller (ifpriva+e transaction) D.

,
35. GMH

[Amount ] T)~e (e.g.. Cm+e I die., ten!, ] (A-ll) or int.)

None

36. 37
38. 39,

lid IBM
JDSU LU MSFT

A A

Dividend Dividend
None

K K
J

T T
T

Dividend

J J T T

40. 41

Dividend None

Sprint Nextel

42.

NT

None

43,
44. 45.

PG
WCOM Paine Webbor Refiremct~t Mo, cy Fund

Dividend
None Dividend

J
J J

T
T T

A B

46.

U.S. Trcasur} Note

Interest

47.
48. 49.

Bank America Note

Ilouschold Finance Note

B
B

Interest
lnteresl None

K
K

T
T

Franklin Small Cap Growth Fund

"F

50 51.

llarflbrd Mid Cap Fund General Mills Note

A A

Dividet~d Interest

J K

T T

I. Income Gain Codes:

A =Sl,Ot~) m los+

B =$1,001 - $2.~0+3

C +$2,501 - $5.~+0

D =$5.001 - I15,0(+0

E ~$15,001 - $50,rDo

tSee (+o[umr~s CI ~nd D31

.~ ,=$250, 301 - I500 )0~3

O =$500,00 - $ ,CK~O,003

PI ~11,00~).tl01 - $5,0+,J0,000

P2 =$5,0(~1,(~)1 - $25.0~),000

Name of Person Reporting

PageFINANCIAL7 of l0 DISCLOSURE REPORT VII. INVESTMENTS and TRUSTS - i,,.,,,,o. ~.z... , .......

s
,ion, (Inch, de., ,ho.,, o/.,pou.,e and dependent children: .,eepp. 34-60 o]~iling instructions.)

NONE (No reportable income, assets, or transactions.) A. Description of Assc~s B. Income du6ng r~aing wri~ ~Amotmt [ Type (e.g. C~e I div., rent, C. Gross value :.... ofrcpo~ing ~riod Vah~e C{~c 2 Value Meth~l[ buy, sd], !mnvdg/yT = C~{e 2 Code I buyer,"scller

Place attcr each asset exempt from prior disclost:re ........ _ _ [ ........ 72. 53. 54. 55. 56. 57. ! 58. i 59. ! 60. ! 61. 62. 63. Boeing Note Agere Common Stock AT anti T Common Stock Avaya Common Stock Bell South Common Stock Comcast Conmmn Stock Lucent Common Stock NCR Corp. Common Stock Qwcst Common Stock Vcrizon Common Stock Stanley Works Common Stock Abbington Tanker Double |lull Tanker l-Shares EWJ MMM Vanguard Tax Free Fund Home Depot Inc. Common Stock

A A A A A A A A A A A A A A A D A

Interest Dividend Dividend l)ividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Di,idcnd Dividend Dividend Dividend Dividend

K J J J J J J J J J J J J J J L J

T T T T T T T T T T T T T T T

64.

65. 66. !67. 68.

(See Columns CI and D31

N =$25t),001

FINANCIAL DISCLOSURE REPORT

! N ....
I

f P~rson reporting l

Date of Repor! 04114/2010

Page 8 of I0
VII. INVESTMENTS and TRUSTS - i ..........

SingM, George Z.

I d dependenI children; setpp. 34-60 of~ling in.~truclionx)

t ~.~, t .......ions (Includ~s those o].W ......

NONE (No reportable income, assets, or transactiorts.)

Description of Assets (including m~st assets) ~ ~ Income during reporting ~riod { (]ross value at end ] of reporting period Transactions during rcpo:tin~ peri~ i

: ~,3- i:~

~ ~ ?-d~
Code ~

m-

~ " ~3~ [ ~ ..........,~, .....

mnv~d~y~ C~e 2 I Code I

..... ~,,-~o~,~o~, ......

i~~

C~e 1 [ div renl

o~,.~ { ,-~.~~ ~ , ~

: Method (Q-WI

,~.~,o.,

bnv sell

I ~,-~, i~.,-,,~
~

buvcr/scller

~r~ .....

tmn~ction)

[See CoIumn.s 12"1 and 1)3)

N =1250,f~,1 - $500,01Ki

O =$500.YJI - $1,001.01.~9

PI -$1 ,~)o.001 - :$.<,(~0,0(,0

P2 =$5,0{ 0,0r, I - $25.0r~,001,

Page 9 of 10 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT

Page 1 0 of 1 0 IX. CERTIFICATION.

N ..... f P ..... R~por, ing

I Da,e of Repor,

sin~aJ. George z.

04.,J4/20i0

I certify that all informatinn given above (including information pertaining to my spouse and minor or dependent children, if any~ is accurate, Irue, and complete to the best of my knowledge and belief, and thai any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of giRs which have been reporled are in compliance xvith lhe provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, anti Judicial Conference regulalions.

Signalnre

NOTE: ANY INDIVIDUAL WHO KNOWINGI,Y AND WILFULLY FALSIFIES OR FALLS TO Fll,E Tills REPORT MAY BE St;B.IE(::T TO CIVIl, AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United Statcs Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544