Professional Documents
Culture Documents
Report Required by the Ethics in Government Act of 1978 (5 U.S.C app. .~" 101-111)
01/01/2010
Io 12/31/2010
[] Initial
5b. [] Amended Report 7. Chamber~ or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Dale
IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
2. 3.
4.
5.
II. AGREEMENTS. mepo,i,~ individuat on~y; s,, ~,~,. 14-16 of filing instructions.)
1-~ NONE (No reportable agreements.) DATE PARTIES AND TERMS
Stiehl, William D.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of fillng instruction~)
A. Filers Non-Investment Income ~] NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE
INCOME
(yours, not spouses)
B. Spouses Non-I nvestment I ncome - if you were married during any portion of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)
[]
1.2010 2. 3. 4.
t.
~]
NONE (No reportable reimbursements.) SOU RCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
2. 3.
4. 5.
V. GIFTS. ancl~d~ ,hose ,o spouse ond dependent children; see pp. 28-31 of filing instructlon~)
[] NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anel~es those of sp ...... d dependent children: see pp. 32-33 of filing instructiong)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INV ESTME NTS and TRU STS - i, come. valu,. ,~an~aio.~ ancl~d, those ,spouse a.d de~nd~n, children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at cnd of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) Date (3) Value (4) Gain Code I (A-H) (5) Identity of buyerlsller (if private transaction)
Regions Financial (Formerly Union Planters) Checking Accts Scott Credit Union Regions Financial (Formerly Union Planters) Common Stock American Express-- Common Stock Exxon Mobil --Common Stock Old Republic Natl -- Common Stock General Motors -- Common Stock BKCY ,,(y)" AT&T -- Common Stock Serv. Station, Belleville, IL Wall Street Trust MINT Ins. Disc #5 CEF Money Mkt Portfolio Van Kampen Govt Fund (IRA) Bell South-- Common Stock bp P.L.C. -- Common Stock General Motors-- Common Stock Conoco Phillips Petroleum- Common Stock Walt Disney Co. -- Common Stock
A A A A C C
M L J K M K
T T T T T T
Dividend None
K K J J K J J J K K
T W T T T T T T T T
Interest None
Interest None
A A B A
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Code~ (See Column C2)
A =S 1,000 or less F =$50,001 - $100,000 J =$15,000 or less N =S250,00| - $500.000 P3 =$25.000,001 - S50,000,(~0 Q ~Apprai~al U =Book Value
B =$1,001 - $2.500 G ~SlO0,00l - $1.000,000 K ~S 15,001 - $50,000 O =5500,001 - Sl.O0~,000 R =Cost {Real Eslate Only) V -~ther
C =$2,501 - 55,000 HI =SI,000.001 - $5.000,000 L =$50,001 - S 100,000 PI =Sl,O00.O01 - SS.000,0(K) P4 =More than SS0,0OO,000 S =Assessment W =E~timaled
D :SS,00l - $15,000 H2 =More than S5,000.0~O M =S 10~,001 - 5250.000 P2 =$5.00~,001 - S25,000.000 T =Cash Market
E =$ 15,001 - $50,000
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction&)
[] NONE (No reportable income, assets, or transactions.)
B. C. Income during Gross value at end reporting Ixriod of reporting period (I) (2) (I) (2) Value Amount Type (e.g., Value Placc "{X)" aficr cach assct Code 1 exempt from prior disclosure div., rent, Code 2 Method (A-H) or int.) (J-P) Code 3 (Q-W) 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Nubeen Ins. Fund-- Common Stock Merck & Co. - Common Stock Campbell Soup-- Common Stock Darden Restaurants- Common Stock 1st Trust Insurance Municipals #235 Morgan Stanley High Yield Fund Bank of America -- Common Stock Energizer Holding-- Common Stock Verizon Communication-- Common Stock Vodophone Group--Common Stock Trust National #244 Municipal Bond Qwest -- Common Stock U.S. Bancorp Eaton Vance Ins. Muni Dynergy, Ioc-- Common Stock Ford Motor-- Common Stock Intel Corporation-- Common Stock A A A B A A C B A A A A A A Interest Dividend Dividend Dividend Interest Dividend Dividend None Dividend Dividend Interest Dividend Dividend Interest None None Dividend J J K J K K T T T T T T K J J J J J L J J J T T T T T T T T T T Redeemed 12/15/10 J A Bond Maturity A. Description of Asscts (including trust assets) D. Transactions during reporting period (2) (3) (4) (I) Type (e.g., Date Value Gain buy, sell. rnrr~dd/yy Code 2 Code I redcraption) (J-P) (A-H) (5) Identity of buyer!seller (if private lransaction)
A =$1,000 or less
B =$1,001 - S2,500 G =S100,0~11 - $1,000,000 K =SI5,001 - $50,000 O =S500.0OI - S1,000,000 R =Cost (Real Estate Only) V =Other
C =S2,501 - $5,000 H I =S 1,000,001 - S5,000.000 L =S50,001 - SI00,000 PI =SI.000,0OI - S5,001.0(~ P4 =More than S50,000,000 S =Assessment W =Estimated
D =$5,001 - SI 5,000 H2 =More than $5,000,000 M =SI00,001 - $250,000 P2 =$5.000,001 - $25.000,000 T =Cash Marke~
B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rertl, (A-H) or int.)
D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
1st Trust Ins. Municipals#278 Ameriprise Enterporise Financial Pulaski Financial Alpine Global Ins. Muni. Inc: Trust #536 US Bank CheckingAcct Eaton Vance Ins. Muni
A A A A B A A A
Redeemed 12115/10 J
A Bond Maturity
I. Income Gain Codesi (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Me~hod Codes (See Column C2)
A =$1,000 or less F =$50,001 - SI00,000 J =S 15,000 or less N =$250,001 - $500.000 P3 =525,000,001 - S50,000,000 Q =Appraisal U =Book Value
B =$1,0OI - S2,500 G =$100,001 - $1,000,000 K =SI 5,001 - 550.000 O =$500,001 - S1,000,000 R =Cost (Real Estate Only) V =Other
C =S2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =S50,00 1 - S 100,000 PI =SI ,O00,00l - $5,0,00,000 P4 =More than S50,~O,000 S =A:,:,e~smem \V =Eslimaled
D :$5,001 - SI 5,000 H2 =More than $5.000,000 M =S 100,001 - S250.0o0 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =S 15,001 - $50,0(]O
Date of Report
06/07/2011
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any} is accurate, true, and complete to the best of my knosvledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq. 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544
AO I0 Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app..sq.~q I01-111)
I. Person Reporting (last name, first, middle initial) Stiehl, William D. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or parl-time)
[] ]ni,ial
8. On the basis of the informatiun contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPOR TANT NOTES: The instructions accompanying this form must be followe,t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~
NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. m,po~,g i.dlvls.ut only; see pp. 14-16 of filing instructions.)
~ NONE (No reportable agreements.) DATE
Stiehl, William D. A
2. 3.
4.
B. Spouses Non-Investment Income - If you were married during any portlon of the reportlng year, complete this section.
(Dollar amount not required except for honoraria.)
2.
3.
4.
~]
2. 3. 4. 5.
V. GIFTS. anel~d~ ,hose ,o s~, ...... d dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. anctudes those o:s~,onse und de~,endent children; see pp. 32-33 of filing instructions.) NONE (]go reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - inco,.e. ,alue. ,~ans~ctio~ a~clud,~ tho~e o/ ~,o~se ~ dc~,e~den1 children; see pp. 34-60 of filing instructions.)
[~]
NONE
(No reportable
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure
Regions Financial (Formerly Union Planters) Checking Accts Scott Credit Union Regions Financial (Formerly Union Planters) Common Stock American Express-- Common Stock Exxon Mobil --Common Stock Old Republic Natl -- Common Stock General Motors -- Common Stock BKCY ,(y)" AT&T -- Common Stock Serv. Station, Belleville, IL Wall Street Trust MINT Ins. Disc #5 CEF Money Mkt Portfolio VanKampen Govt Fund (IRA) Bell South-- Common Stock bp P.L.C. -- Common Stock General Mills-- Common Stock Conoco Phillips Petroleum - Common Stock Walt Disney Co. -- Common Stock
A A A A C C
M L J K M K
T T T T T T
Dividend None Interest None " Interest None A A B A Dividend Dividend Dividend Dividend
K K J J K J J J K K
T W T T T T T T T T
I. Income Gain Codes: (S Columns BI and D4) 2. Value Coda (S,.:c Columns CI and D3) 3. Value Mcthod Codes (S~c Cohlmn C2)
A =$1.000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250.001 - $50~.000 P3 =$25.000.001 - $50.00~.000 Q-Appraisal U -Book Value
B =$1,001 - $2.500 G =$100.001 - $1.0~0.000 K =$15.001 - $50.1)00 O =$500.001 - $1.000.000 R ~ost (Real Estate Only) V =Olhcr
C =$2.501 - $5.000 III $ 1.000.001 - $ 5.000.000 L =$50.0OI - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.0~0.000 S Asscssm~mt W Estimated
D =$5.001 - $15.000 112 :More than $5.009.00~ M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.~ T ~h Markc~
E =$15,001- $50.000
FINANCIAL DISCLOSURE REPORT Page 5 of 8 VI I. INVESTM ENTS and TRUSTS - inc ......
[]
lue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
Gross value at end of reporting period (0 Value Code 2 (J-P) (2) Value Method Code 3
(1) Type (e.g., buy, sell, redemption)
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
Nubeen Ins. Fund-- Common Stock Merck & Co. -- Common Stock Campbell Soup-- Common Stock Darden Restaurants -- Common Stock 1st Trust Insurance Municipals ~ Morgan Stanley High Yield Fund Bank of America-- Common Stock Energizer Holding-- Common Stock Verizon Communication-- Common Stock Vodophone Group-- Common Stock Trust National~ Municipal Bond Qwest-- Common Stock U.S. Bancorp Eaton Vance Ins. Muni Dynergy, Inc-- Common Stock Ford Motor-- Common Stock Intel Corporation-- Common Stock
B A A A A A A
K J J J J J L J J J
A A B A A C
J J K J K K
T T T T T T
Dividend
I. lncome Gain Codes: (See Columns BI and D4) 2. Value Codes ISce Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1.000 or less F =$50,001 - $100.000 J =$15.0~O or I,"s s N -$250.001 - $500,000 P3 =$25.000.0~ I - $50.000.000 Q -Appraisal U =Book Value
B =$1,001 - $2,500 G =$100.001 - $1,000,000 K =$15.001 - $50.0~ O -$500.001 - $1,0(~.009 R :Cost (Real Estate Only) V =O~her
C =$2,501 - $5,000 III =$1.000.0~1 - $5.000.000 L =$50.0~1 - $ 100.OO0 PI =$1,0GO.0~I * $5.000.000 P4 =More than $50.00~.000 S =Assessment W -Estimated
D $5.001 - $15,000 112 =More lhan $5.000.000 M =$ I P2 =$5.000,001 - $25.0~.000 T =Cash Markc~
=$15,091 - $50,000
V I I. INV EST ME NTS and T RU STS - income, value, transactions (Includes those of spouse and dependent children; see p[~ 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (1) (2) Amount Type (e.g., Code l div., rent, (A-H) or int.) Gross value at end ofrcponing period Transactions during reporting period
O)
Value Code 2 (J-P)
(2)
Value Method Code 3
l stTrustlns. Municipals Ameriprise Enterporise Financial Pulaski Financial Alpine Global Ins. Muni. Inc. Trust US Bank CheckingAcct Eaton Vance Ins. Muni
A A A A B A A A
Redeemed
12/15/10
A Bond Maturity
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes tScc Columns CI and D3) 3. Value Method Codes ~5c Coltlmn C2~
A =$1.000 or less F =$50,001 - $100,009 J ~$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.0~0.009 Q =Appraisal U 8ook Value
B =$1,001 - $2.500 G =$100,001 - $1.000.000 K =$15.001 - $50.000 O =$500.001 - SI,000.000 R =COSl (Rcal Estate Only) V =Other
C =$2.501 - $5,000 I I I =$ 1.000,001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =Mote than $50.000.0~0 S = Asscssm~mt W Es6matcd
D =$5.001 - $15,000 112 =More than $5,009.00~ M =$100,001 - $250.000 P2 =$5,000,001 - $25.000.000 T :=Cash Mark~
E =$15,001- $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 l One Columbus Circle, N.E. Washington, D.C. 20544