You are on page 1of 18

AO IO Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization Northern District California
5a. Report Type (check appropriate q,pe) ] Nomination, [] Initial Date [] Annual [] Final

Report Reqtdred by the Ethics in Government Act of 1978 (5 U.S.C. app..~;.~ I01-111)

I. Person Reporting (last name, first, middle initial) 5hyte, Ronald M. 4. Title (Article II! judge~ indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge - Senior

3. Date of Report 05/13/2011 6. Reporting Period 01/01/2010 to 12/31/2010

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

U.S. District Court 280 S. First Street San Jose, CA 95113

Reviewing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. m,~om.g i.aivia, at o,O; see pp. 9-13 of ~U.g instructions.) [] NONE (No reportable positions.)
POSITION
I. 2. 3. 4. 5. Member of Exec. Committee Member Member

NAME OF ORGANIZATION/ENTITY
Santa Clara Inn of Court Intellectual Property Board of Advisors - George Washington Law School Santa Clara Law School IP Advisory Board

II. AGREEMENTS. mema,,g i.aivia.al o.l~; ~ee ~,~,. 14-16 offillng instructions.) ~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

5hvte, Ronald M.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting 5hyle, Ronald 51.

Date of Report 05/13/2011

III. NON-INVESTMENT INCOME. ~Repor,in~ indi,idual andsp ....


A. Fliers Non-Investment Income
[~] NONE (No reportable non-investment income.) DATE

; seepp. 17-24 of filing instructions.)

SOURCE AND TYPE

INCOME
(yours, not spouses)

2.

3. 4.

B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)


DATE
1. 2010

SOURCE AND TYPE


Court Designated Child Advocates - wages

2. 3. 4.

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE


1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting 5hyde, Rona[d M.

Date of Report 05/13/201 !

V. GIFTS. (lncludes those to spouse and dependent children; $ee pp. 28-31of fillng instructions.) NONE (No reportable gifts.)
SOURCF
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ane~ndes those o/spo.se and dependent children; see pp. 32-33 of filing instructions.) NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting 5hyte, Ronald M.

Date of Repor~ 05/13/2011

VII. 1 NVESTMENTS and TRUSTS - inco,~e. ,,~l~e, ,~ans~ctio,~ ancludes tho~e oI ~pouse ~nd dependent children; see pp. 34-60 of f!llng instructions.)
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., [ Code I div., rent, [ (A-H) or int.) I C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (21 (3) (4) Date Value Gain mm!dd~,y Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Emeryville Redev Bond Sacramento Utility Bond California Water Bond due 2016 California Water Bond due 2018 Davis NY Venture Mut Fund Davis NY Venture Mut Fund Templeton Foreign Fund Prudential (Dryden) Cal Muni Fund Pax World Fund First Eagle Global Fund Bank of the West Acct Bank of the West Acct Condo, Ketchum, Blaine County, ID Condo, Los Gatos, Santa Clara County, CA Calamos Investment Trust Growth Fund Eaton Vance Health Science Fund yon Weise Properties, LLC

A A A A B

Interest Interest Interest Interest Dividend

J J J J M

T T T T T Sold (part) Sold (part) 07/13/10 10/12/10 04/15/10 J J L A A A

B B C C A A D

Dividend Dividend Dividend Dividend Interest Interest Rent None None

L K M M J K N N L L N

T T T T T T S S T T W

Sold (part)

Sold (part)

04/15/10 K

D E

Dividend Distribution

I. Income Gain Codes: (See Columns B I and D4 ) 2. Vah. Codes (See Columns CI and D31 3. Value Method Codes ISce Cohlmn C2|

A $1,000 or Icss F =$50.001 - $ 100,000 J =$15,000 or less N $250.0OI - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal LI =Book Value

B =$1,001 - $2.500 G = $ 100.001 - $ 1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R -~Sost iRcal Estate Only) V -Olhcr

C =$2.501 - $5.0~0 I I I =$ 1,000.001 - $5.000.000 L =$50.001 - $100.000 PI -$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D -$5.001 - $15.000 112 =More than $5.000.1~00 M =$i00.001 - $250.000 P2 =$5.000.001 - $25,000.000 T =C~h Market

E =$15.001- $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting 5hyte, Ronald 51.

Date of Report 05/13/201 I

VII. INVESTMENTS and TRUSTS - ~nco,~e, value, ~a~ctio~ a,ctudes those of ~vous~ ~nd devendent children: seepp. 34-60 of filing instructions.)

NONE

(No reportable income, assets, or transactions.)


A. B.
Income during

C.
Gross value at end Transactions during reporling period

Description of Assets

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period (t) (2) Amount Type (e.g., i Code 1 div., rent, I (A-H) or int.)

of reporting period (i) (2) Value Value Code 2 Method (J-P) Code 3

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd~ Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Artio Inter Fund (Julius Baer) Oppenheimer Dev Mrks Fd Chase (formerly Wash Mut Bank) Rosemead Ca 3.5 Redev Bond Ceres Ca Redev Bond SolanoCA 3.5% Bond Pomona CA Bond CMA Money Fund MLBank Deposit Sacramento San Bd Reassure Annuity Fremont CA Un High Sch Bond Alameda CorridorTran Bond San Jose Redev Agy Bond CD Captial One Bk CDAmerican ExpressBk Dreyfus Appreciation Fund

B A A B A B B A A B D B

Dividend Dividend Interest Interest Interest Interest Interest Dividend Interest Interest Interest Interest None

J K J

T T T

Sold (part)

112/31/10 L

Redeemed 10/01 / 10 L K K L J M L M K L L T T T T T T T T T T Redeemed 12/03/I 0 M M L T T

C D D B

Interest Interest Interest Dividend

I. Income Gain Codes: (See Columns B I and D4) 2. Value Cod~ (See Columns CI and D3) 3. Value Method Codes (See Cohann C2)

A =$1,000 or less F =$50.001 - $109.000 J =$15.000 or less N -$250.001 - $500.000 P3 =$25.000.001 - $50.0(~.000 Q =Appraisal U -Book Value

B =$1,001 - $2,500 G :$ 100.001 - $1,000.000 K =$15.001 - $50.0(X) O =$500,001 - $1.000.000 R ::Cost {Real Eslate Only) V =Other

C =$2,501 - $5,000 I I I =$ 1.000,001 - $5.000.000 L =$50.091 - $100.000 PI ~$1,000.001 - $5,000.~O9 P4 ~More than $50.00~.000 S =Assessment W =Estimated

D =$5.001 - $15,000 112 = More tha n $5.000.000 M =$100.001 - $250.0(]0 P2 =$5.000.001 - $25.000.000 T =C~sh Market

E =$15.091 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting 5hyte, Ronald M.

Date of Repor~ 05/13/2011

VII. INVESTMENTS and TRUSTS - ~,,co,,,e. v,~t,,e. ~-,,,~,,alo~ (lncludes those of spouse and dependent children: see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust ass~s) Income during reporting period Gross value at end of reporting period Transactions during reporting period

Place "(X)" after each asset exempt from prior disclosure

(I) Amount Code I (A-H)

(2) Type (e.g., div., rent, or int.)

(I) Value Code 2 (J-P)

(2) Value Method Code 3 (Q-W) T T T T T T T T T T T T T T T T

(I) Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Gain Date mm!dd.~y Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

FIA Card Services NA Pimco Short Term Fd. USAA Cornerstone Strat Fund BlackrockGlobal Alloc. Fund Currency Shares-Australian Dollars Currency Shares-Canadian ETF i Shares Barclays 1-3 year credit i Shares Barclays 1-3 Treas. Ivy Asset Strategy Fd MerckHard CurrencyFd. Pimco Commodity RRStrat. Sector SPDR Utilities SPDRGold Trust SPDRS P Divd ETF Vanguard MSCI Emerg Wisdomtree Inv. Inc. Currency Shares Swiss Fr. A A A C A B A A B A A A C A

None Dividend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend Dividend None

M M J M J J K K L K K K K K K J

Sold (par0

04/15/10

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

04/15/10 01/13/10 01/13/10 01/13/10 01/13/10 04/15/10 04/27/10 04/16/10 04/15/10 04/19/10 04/15/10 04/16/10 01/13/10 01/13/10

M J J K K L K K K J K K J J

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codc~ (See Columns CI and D3) 3. Value Method Codes (Sce Column C2)

A -$1.000 or less F =$50.001 - $100.000 J =$15.000 o less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O =$50<).001 - $1,000.00O R =Cost (Real Estate O~ly) V =Olhcr

C =$2.501 - $5,000 III =$1.000.091 - $5.0~0.000 L =$50.0(,1 - $100.000 PI -$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Asscssmtmt W =Estimated

D =$5.001 - SI 5.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.0~1 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 9 VII. INVESTMENTS and TRUSTS - income, value, tr ....
~

Name of Person Reporting 5hyte, Ronald M.

Date of Report 05/13/2011

tion~ (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)


A. Description atAssets (including trust assets) B. Income during reporting period (1) (2) C. Gross value a! end of reporting period (I) (2) Transactions during reporting period

Place "(X)" after each asset


exempt from prior disclosure

Amount
1 Code I I (A-H)

Type (e.g.,
div., rent, or int.)

Value
Code 2 (J-P)

Value
Method Code 3

O)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Gain Date mm!dd/yy Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

52.
53.

Currency Shares Swiss Fr.


ML IRA Acct Cash A

None
Interest L

Sold

04/15/10 J

1. Income Gain Codes: (See Columns BI and D4) 2. Value Cod~ (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A -$1.000 or less F =$50,001 . $100,009 J =$15.000 or less N $250,001-$500.000 P3 =$25.0OO.001 - $50.000,0~O Q =Appraisal U Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15.001 - $50,000 O=$500.001-$1.000.000 R =Cost (Real Estate Only) V =Olhcr

C =$2.501 - $5,000 |11 -$1.099.001 - $5.009.090 L =$50.001 - $100.00~ p I = $1.000.001 - $5.0OO.0OO P4 =More than $50.000.000 S =Assessment W =Estimated

D -$5.001 - $15.000 112 =More than $5.0~0,000 M $1OO.001 - $250,000 p2 = $5.0OO.0OI - $25.000.0OO T -Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting 5hyte, Ronald M.

Date of Report 05/13/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report)


Part VII, items 5 and 6: Item 5 shows the income received during the reporting period from the shares held in the NY Davis fund and the vlaue ofthe asset held at the end of the reporting period. Item 6just shows the value and gain realized from the second sales transaction of a portion ofthe NY Davis fund holding during the reporting period. Part VII, Item 13: Ketchum ID condos assessed value is 5414,000.
Part VII, Item 14: Los Gatos CA condos assessed value is $264,754.

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

Name of Person Reporting 5hyte, Ronald M.

Date of Report 05/13/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ Ronald M. 5hyte

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO IO Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization Norlhem District California
5a. Report Type (check appropriate type)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) 5hyte, Ronald M.


4. Title {Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/13/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Nomination, [] Initial

Date [] Annual [] Final

U.S. District Judge - Senior

5b. [] Amended Report


7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ,Mth applicable laws and regulations.

U.S. District Court 280 S. First Street San Jose, CA 95113

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P 0 S I T I 0 N S. Repornng individual only; see pp. 9-13 of filing instructions.)


[] NONE (No reportable positions.) POSITION
1. 2. 3. Member of Exec. Committee Member Member

NAME OF ORGANIZATION/ENTITY Santa Clara Inn of Court Intellectual Property Board of Advisors - George Washington Law School Santa Clara Law School IP Advisory Board

I1. AGREEMENTS. mepo,~ng indi~iduol only; seepp. 14-16 of filing instructlon~)


~] NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

5hvte, Ronald M. A

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting 5hyte, Ronald M.

Date of Report 05/13/201 I

I I I. NON-INVESTMENT INCOME. tRepo.i.g individual andspouse seepp. 17-24 of filing instructions.)


A, Filers Non-lnvestment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouses)

2.

3.

4.

B. Spouses Non-Investment Income - tf you were married during any portion of the reportlng Fear, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


Court Designated Child Advocates - wages

1. 2010 2. 3. 4.

IV. REIMBURSEMENTS - trunspor, oao., Iodglng,~ood, ente,,oi ....


(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~]

NONE (No reportable reimbursements.)

SOURCE

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

2. 3.
4.

5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting 5hyte, Ronald 51.

Date of Report 05/13/2011

V. G I FTS. a,,ct,,d~ ,ho~e to ~ponse ~nd deren,~ent children; ~ee pp. ~S-~ ; oy~ling instr,~ction~.~
[] NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ancludes those olspouse ond dependent children; see plx 32-33 of filing instructions.)
NONE (]go reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting 5byte, Ronald M.

Date of Report 05/13/2011

VI I. IN VESTMENTS and TRU STS - i,,,-o.,,e, ,,,,I,,,,, ,ra.sa.io,~ a.c~.des those o/~po~se ~.a d.pe.~e.t ~hi~.e.: s.e p~ 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period i (I) (2) ] Amount Type (e.g., ] Code 1 div., rent, or int.) i (A-H) I I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. Emeryville Redev Bond Sacramento Utility Bond California Water Bond due 2016 California Water Bond due 2018 Davis NY Venture Mut Fund Davis NY Venture Mut Fund Templeton Foreign Fund Prudential (Dryden) Cal Muni Fund Pax World Fund First Eagle GlobaI Fund Bank of the West Acct Bank of the West Acct Condo, Ketchum, Blaine County, ID Condo, Los Gatos, Santa Clara County, CA Calamos Investment Trust Growth Fund Eaton Vance Health Science Fund von Weise Properties, LLC D E B B C C A A D Dividend Dividend Dividend Dividend Interest Interest Rent None None Dividend Distribution L K M M J K N N L L N T T T T T T S S T T W Sold (pa~) 04/15/10 K
A A Interest Interest

C. Gross value at end of repining period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
J J T T

Transactions during reporting period


(I) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dd~"y Code 2 Code I (J-P) (A-H) (5) Identity of buyer!seller (if private transaction)

A A B

Interest Interest Dividend

J J M

T T T Sold (part) Sold (part) Sold (part) 07/13/10 10/12/10 04/15/10 J J L A A A

1. Income Gain Codes: (see Columns B I and D4) 2. Value COdes (see Columns CI and D3) 3. Value I.tcthod Codes (See Column C2)

A =$1,000 or less F =$50.001 - $ I 0O,000 J =$15.000 or b~"ss N =$250.0OI - $500.0(XI P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B-S1,001 - $2.500 G =$100.001 - $1,000.000 K =$15,001 - $50.000 O -$500,001 - $1.1300.000 R :=Cosl (Real Estalc Only) V =Olht~r

C =$2.501 - $5,000 I I I =$ 1.000,001 - $5.000.090 L -$50.0~1 - $1 ~0.000 PI ~$1.000,001 - $5.000,000 P4 =More than $50.000.000 S =Asscssn,-mt W =Eslimatcd

D $5.001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 -$5.0(30.001 - $25,000.0OO T =~a~h [vlarkct

E :$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporling 5h.vte, Ronald 51.

Date of Report 05/13/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Indudesthose ofspouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure B. Income during reporting period [ (!) (2) ! Amount Type (e.g., I Code I div., rent, or int.) i (A-It} ~ B A A B A B B A A B D B Dividend Dividend Interest Interest Interest Interest Interest Dividend Interest Interest Interest Interest None C D D B Interest Interest Interest Dividend M L T T K K L J M L M K L L T T T T T T T T T T Redeemed 12/03/10 M A C. Gross value at end of reporling period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T T T Redeemed 10/01/10 L A (I) Type (e.g., buy, sell, redemption) D. Transactions during reporling period (2) (3) (4) Date Value Gain mm/dd,3"y Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Artio Inter Fund (Julius Baer) Oppenheimer Dev Mrks Fd Chase (formerly Wash Mut Bank) Rosemead Ca 3.5 Redev Bond Ceres Ca Redev Bond Solano CA 3.5% Bond Pomona CA Bond CMA Money Fund ML Bank Deposit Sacramento San Bd Reassure Annuity Fremont CA Un High Sch Bond Alameda Corridor Tran Bond San Jose Redev Agy Bond CD Captial One Bk CD American ExpressBk Dreyfus Appreciation Fund

J K J

Sold (part)

12/31110:

I. Income Gain Codes: (See Columns B I and 1)4) 2. Value Codes ISee Columns CI and DJ) 3. Vatuc Melhod Codes (See Column C2)

A =$1.000 or less F =$50.001 - $ 100,000 J =$15.0~O or less N =$250.001 - $500.000 P3 -$25.000.001 - $50.000.000 Q Appraisal U Book Value

B =$1,001 - $2.500 G =$ 100.001 - $ 1.000.000 K $15.0OI - $50.000 O =$50~.001 - $1.000.000 R ~-"ost (Real Estalc Only) V -Other

C =$2.501 - $5.000 111 =$ 1.000.0~ I - $5.000.000 L =$50.001 - $100.00(} Pl =$1.000.0(11 - $5.000.000 P4 =More than $50.000.000 S -Asscssrik,~t W =Estimated

D =$5.001 - $15.000 112 =More ~han $5.000.(900 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T ~ash Markcl

E =$ i 5.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting 5hyte, Ronald M.

Date of Report 05/13/201 I

VI 1. INV ESTMENTS and T R U STS - inco~,,, ,alue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
M M J M J J K K L K K K K K K J T T T T T T T T T T T T T T T T

Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mrn/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Idenlity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

FIA Card ServicesNA Pimco ShortTerm Fd. USAA Cornerstone Strat Fund Blackrock Global Alloc. Fund Currency Shares-Australian Dollars Currency Shares-Canadian ETF i Shares Barclays 1-3 year credit i Shares Barclays 1-3 Treas. Ivy Asset Strategy Fd Merck Hard CurrencyFd. Pimco Commodity RR Strat. Sector SPDR Utilities SPDRGold Trust SPDRS P Divd ETF Vanguard MSCI Emerg Wisdomtree Inv. Inc. Currency Shares Swiss Ft. A A A C A B A A B A A A C A

None Dividend Dividend Dividend Interest Interest Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend Dividend None

Sold (pan)

04/15/10

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy

04/15/10 01/13/10 01/13/10 01/13/10 01/13/10 04/15/10 04/27/I0 04/16/10 04/15/10 04/19/10 04/15/10 04/16/10 01/13/10 01/13/10

M J J K K L K K K J K K J J

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Colutnns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50,001 . $100,000 J =$15.000 or less N S250.001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 . $1,000.000 K =$15,001 - $50,000 O =$500,001 . $1,000.000 R -Cost ( Real Estalc Only) V =Other

C $2.501 - $5,00~ III ~$1,000.001 -$5.000.000 L =$50.001 - $100.000 p I =$1.000.001 - $5,000.000 P4 =More than $50.000.000 S Assessment W -Eslimated

D =$5,001 - $15,000 112 =More than $5,000.000 M =$100.001 - $250.000 p2 -$5.000.001 - $25.000.000 T =C~h Market

E =$15.001 - 550.000

FINANCIAL DISCLOSURE REPORT Page 7 of 9


VII. IN VESTMENTS and TRU STS - inc ......
[]

Name of Person Reporting 5byte, Ronald M.

Date of Report 05/13/201 I

,,,o, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)


A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period i (1) [ Amount Code I (A-H) (2) Typ~ (e.g., div., rent, or in1.) C. Gross value at end of reportlng period (1) Value Code 2 (J-P) (2) Value Method Code 3 (I) Type (e.g., buy, sell, redemption) Transactions during rep~rting period (2) (3) (4) Date Value mrn~dd/yy Code 2 (J-P)

Gain Code I (A-H)

[
52. 53. Currency Shares Swiss Fr. MLIRAAcct Cash
A

(Q-W)
None Interest
T

(5) Identity of buyer/seller (if private transaction)

Sold

04/15/10 J

I. Income Gain Codes: (Scc Columns B I and 1}4) 2. Value Codc~ (See Columns CI and D3I 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15.000 or less N -$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U Book Value

B =$h001 - $2,500 G =$100.001 - $1,000,000 K =$15,001 - $50,000 0 =$500.001 - $1,000.000 R ~Sost (Real Estate Only) V = O~h,r

C =$2,501 - $5,000 It I =$1.000,001 . $5.000,000 L =$50.001 P4 =More than $50.0~1.00~ S =Assessment W =Estimated

D =$5,001 - $15.000 112 =More than $5.000.000 M =$10O.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Markc~

E =$15.1991 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting 5byte, Ronald 51.

Date of Report 05/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofrepor~)


Part VII, items 5 and 6: Item 5 shows the income received during the reporting period from the shares held in the NY Davis fund and the vlaue of the asset held at the end of the reporting period. Item 6just shows the value and gain realized from the second sales transaction of a portion of the NY Davis fund holding during the reporting period. Part Vll, Item 13: Ketchum ID condos assessed value is $414,000. Part VII, Item 14: Los Gatos CA condos assessed value is $264,754.

FINANCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION.

Name of Person Reporting 5hyte, Ronald M.

Date of Report 05/13/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the hest of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts ~vhich have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Ronald M. 5hyte


NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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