Professional Documents
Culture Documents
~,. 1/2o~o
,~o 10
[
[
(5 u.s.c, ~pp.
1. Person Reporting (last name, first, middle i~itial) Lynn, Barbara M. 4. Title (Article Itt judgcs indicate active or senior slatus; magistrate judges indicate full- or part-time) Active Federat Judge
[] Initial
5h. [--] Amended Report 7. Chambers or Office Address ] 100 Commerce St., Koom ] 572 Dallas, TX 75242 8. On the basis of the information contained in this Report and any modificatlens pertaining thereto, it L% in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking lhe NONE box for each part n,here you have no reportable informatio~ Sign on [ast page.
NAME OF ORGANIZATION/ENTITY
Executive Board, Southern Methodist University Dedman School of Law
2. 3.
International Womens Forum - Dallas Trust # 1 (Dallas, Texas)(lncome and Principal Beneficiary) Judicial Division of the American Bar Association
Liquidity Trust (Dallas, Texas)(Income and Principal Beneficiary) Family Trust (Dallas, Texas)(lncome and Prin~ipal Bene~ry)
II. AGREEMENTS. (Jeportittg individual only; see pp. 14-16 of f!ling instrtwtions.)
~ NONE (No reportable agreements.) DATE PARTIES AND TERMS
Lynn, Barbara M.
Date of Report
III. NON-INVESTMENT INCOME, :Reparn.g individual and spouse; seepp. 17-24 of filing Instructions.)
A. Filers Non-Investment Income
NONE (No reportable non-investment income.)
DATE
1. 2. 3~ 4.
INCOME
(yours, not spouses)
B. Spouses Noll-Illvestlllel|t Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required exceptJbr honoraria.) [~ NONE (iVo reportable non-investment income,)
AD__,.,.,.,.,.,.~,
1. 2009 2. 3. 4. Michael P. Lynn P.C.
IV. REIMBURSEMENTS ..... ,~, ..... io,, to~.~i,~ Soo~, ..... ,~i .... ~
(Includes t] se to spous~ and depemtem children, see pp 25-27of filing instructions.) ~ NONE (No reportable reimbursements.) SOURCE I. 2, 3. ABA ABA University of Texas Law School Foundation ABA Southeastern Bankruptcy Law lnstilute, Inc. University of Texas School of Law DATE._.~S January 8-11, 2009 February I0-15, 2009 March 5-7, 2009 L.OCATION Scottsdate, AZ Boston, MA Austin, TX PURPOSE Litigation Winter Meeting Midyear Meeting badicial Clerkship Workshop ABA Day Southeastern Bankruptcy Law Institute, Inc. Summit on Law & Leadership ITEMS PAID OR PROVIDED Transportation, meals, hotel Transportation, meals, hotel Transportation, meals, hotel
4. 5.
Washington, DC Atlanta, GA
6.
Austin, TX
Page 3 of !5
7. 8. ABA American Jewish Congress May 7-9, 2009 June 14-16, 2009
! J
I Lynn, Barbara M.
Charlotte, NC Washington, DC
ABA Program American Jewish Congress Speaker Judicial Division Planning .,Meeting Judicial Outreach Meeting
9.
ABA
Chicago, IL
10.
ABA
Chicago, IL
I I.
ABA
Chicago, IL
Litigation Fall Leadership Meeting ABA Section of Law & Labor CLE Program Guest Teacher
12.
ABA
Washington, DC
!3.
San Antonio, TX
Transportation
Date of Report
0511012~10
V. GIFTS. a, cl,des those ,o s,,o,se ~,a de~end~n, c~td, en~ s~ ~,~. 2S-n o~l~li~g ~s,,,,c~o~.,.)
NONE (No reportable g~s.) SOURCE
1. 2. 3.
DESCRIPTION
VALU~E
4.
5.
!.lo ~l~12"kD,.[l-~l I/~lPa~, (Includes those of spouse and dependent children; seepp. ~2-33 of filing instructions,)
DESCRIPTION
VALUE CODE
4.
5.
Page 5 of 1 5
VII. INVESTMENTS and TRUSTS - ~ .......
Lynn, Barbara M. ~
t,,, t ..... lions (lndad~ those of sp ......
05/10120!0
d dependent children; seepp. 34-60 of flling ~structlons.)
NONE ~0 reportable income, ~sets, or ~ansactions.) Des6ption ofAsse~ (including ~zt assets) Place "~)" after each ~set exempt ffona prior disclosure ] Income dung ~ing p~ Amount Code l (A-FO T~e (e.g., div., rent, orint.) Gross value at end cf r~o~ing period Value Co~ 2 (J-P) ......... 1. 2. "~. 4. 5. 6. 7. "8, 9. 10. 1 !. 12. 13. !4. 15. 16. "17. Schwab & Vanguard Account #1 (includes -Vanward Ext. Mkt Idx Adm -Vanward Prime Money Mkt -Vanward Prime Money M~ -Vangaard Prime Money Mkt -Vanward Int Te~ TE Adm -Vanward Int Te~ TE Adm -Vangu~d Int Te~ TE Adm -Vanward lnt Te~ TE Adm -Vanward lnt Te~ TE Adm -Vanward lnt Te~ TE Adm -Vanguard lnt Term TE Adm -Vanguard lnt Term TE Adm -Vanward LT TE Adm -Vanward 500 Idx Adm -Vanguard Tax Managed Cap Ap Adm -Vanguard Tk Int Index C F D D D Dividend Dividend Dividend Dividend Dividend N O O T T T Seld 9/24 M A O T Sold 9/24 O D , ~ ] A Dividend B Dividend M T Buy Sold Sold Redeemed Redeemed Buy Redeemed Sold Redeemed Buy 9/3 9/I4 9/24 1/26 4,~7 7/14 7/27 9124 10/26 11/30 M L L J J J J 0 J K A A ..... A A A A A Value Me~od Code 3 (Q-W) i
N =$250.001 - $500.000
O =$5~.001 - $1,000,000
PI =$1,0~.001 - $5.~0,000
P2 =$5,000,~1 - $25,000,~
Lynn, Barbara M.
VII. INVESTMENTS and TRUSTS - i ........ ~e, tr .... tions (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) A. Description of Assets (inciuding bust assets) Place "(X)" alter each asset exempt from prior disclosure I B. Income during I h reporting period, ~----~----" Amount Type (e.g., Code ! div., renl or in .) ,{ {A-H) I L C. Gross value at end of reporting period {t) (2} Value Value Code 2 Med]od (.I-P) Code 3 (Q-W) i D. Transactions during reporting period (1} {2) Type (e.g., Date Value buy, sell, rrma/dtYyy I Code 2 redemption) i { (J-P} ] Buy ! 19. 20. 21. 22. -Vanguard Tit Stk Ix Adan -Vanguard Tit Stk Ix Adm -Vang, uard Tax Exempt Money Mkt -Vanguard Tax Exempt Money Mkt A Dividend J T D Dividend PI T Buy Sold 9/14 11/30 L L A Buy l !130 L 9/24 PI
18.
N =$250.00t - $500,~0
O =$300,001 - $1,0OO.000
P1 ~$1,000,~l - $5,000,000
P2 =$5,000,001 - 125,000.000
Date of Report
Lynn, Barbara M.
05/10/2010
VII. INVESTMENTS and TRUSTS - i.~om .... ire, tr .... tions (Include~v those of s~o ..... d dependent children; see pp. 34-60 of filing instruction.,.)
NONE (No reportable income, assets, or transactions,) De4cription of Assets (including trust assets) Place "(x)" after each asset exempt from prior disclosure | ! ]ncome during reporting period Gross value at end of reporting period (i) - (2) Value Value Code 2 Method (J-P) Code 3 i (Q-W)
Transactions during reporting l~eriod (l) Type (e.g, buy, sell, redemption) (2) i (~) (4) Date Value Gain mm/dd/yy (]ode 2 ] (]ode ! (J-P) . (A-H) I i (5) Identity of buyer/seller (if private transaclion)
35. ! 36. 37. "~8. 39. : 40. 41. 42. 43. 44. 45. 46. 47. 48. ag. 50. i}l.
Schwab & Vanguard !RA Roltover #1 (includes 36--42) -Vanguard High-Yield C0rp Fund Adm -Vanguard lnt Inv Grade Adm -Vanguard elIt Bnd IvIkt ]dx Adm -Vanguard ST Inv Grade Adm -Vanguard Strategic Equity Fund -Vanguard Primecap Adm -Vanguard Windsor I] Fund Adm Schwab & Vanguard IRA #1 (includes 44-45) -Vanguard Windsor I! Fend Adm -Vanguard Teta~ Bd Mkt Idx Inv Trust #I (includes 47-51) -Van~aard Prime Money Mkt Fnnd -Vanguard Prime Money Mkt Fund -Vanguard Prime Money Mkt Fund -Vanguard Tlt Stk Ix Inv -Pioneer Nan~ral Resources B A A Dividend Dividend Dividend M K J W T Redeemed Sold Buy U15 ~/15 8/17 J J J A A Dividend L T Sold Buy 9/24 , 9/24 L L A C Dividend E D D C Dividend Dividend Dividend Dividend N O N T T T Sold Bt,y Buy Buy Sold Sold Sold 9/24 9/24 9/24 9/24 9/24 9/24 9/24 [ N N O N N O N A A A A
2. Value C~
] =$15,~ or less
K =$15,001 - $50,~0
L =S50.~1
Date of Report
Page 8 of 1 5
Lyn,~, nar~,,~a M. ]
05/!0/2010
NO~ ~o reportable income, assets, or ~ansactions.) A. Desc~ption of Asse~ (including trust as~ts) B. Income during re~ngp~od [ C. ~ Gro~ value at end ~ ~ ofrepoaingperiod ~ D. Transactions du~ng re~ing period
redemption)
(ifpri~ate
52. 53. 54. 55, 56, ~ 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
Trust #2 (includes 53-56) -Vanward Tit Intl Stk Ix A~ -Van~d Tlt Stk Ix Adm -Vanguard Tlt Stk Ix Adm -Pioneer Natural R~urces Vanward Trust ~3 (inclu6es 58-64) -Vanguard PNme M~ney M~ Fund -Vangu~d Prime Man~y Mkt Fund -Vanguard Pmme Money Mkt Fund -Vanward Prime Money Mkt Fund -Van~aard Ira. T~ ~x Inv -Vanguard ~t int Index -Vanward Tk Stk Ix Inv Vanguard Trust #4 (includes 66-72) -Vanguard Prime Money Mkt Fund -Vanward Prime Money MklFund -Vanguard Prime Money Mkt Fund Buy Redeemed Redeemed I/6 1/30 4/20 J J A B A A Dividend Dividend Dividend Dividend K k K t, T T T T Buy Redeemed Redeemed Buy 1/6 1/2! 4/15 6/3 J J J A ~ " D A ~ividend Dividend N J T W B Dividend M T Sold Buy 4]15 8]14 J A
C =$2,50t - $5,000
13 =$5,001 - $15,000
U =Book Vnlue
V =Other
W =Estimal~d
Date of Report
Lr~, Barbara M. I
05/10/2010
~,qI. INVESTMENTS and TRUSTS - i~co,,,. ~t,e. ~ ..... no,, (Includes those of sp ..... d dependent children; see pp. 34-60 of fil~ng instructions.)
NONE (No reportable income, assets, or transactions..) Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disc!osure
Income during reporting period Amount Code 1 (A-I-i) Type (e.g., div,. rent, or int.)
Gross Value at end ! of reporting period Value Code 2 (J-P) Value [ Type (e.g., Method ! buy, sell, Code 3 I redemption) (Q-W) , T T T T Buy
69. 70, 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81, 82. 83, 84. 85.
,Vangn.tard Prime Money Mkt Fund -Vanguard Int. Tax Ex lnv -Vanguard Intl Stk Idx -Vanguard Tit Stk Ix inv Schwab & Vanguard SEP IRA #1 (includes 74-75) -Vanguard Windsor II Fund lnv -Vanguard Ttl Bnd Mkt Idx Inv Schwab & Vanguard IRA Rollover #2 (includes 77-83) -VanguardPrimecap Adm -Vanguard Primecap Adm -Vanguard High-Yield Cerp Adm -Vanguard Int lnv Grade Adm -Vanguard Tit Bd Mkt Idx Adm -Vanguard ST Inv Grd Adun -Van~mrd Explorer Adm Schwab & Vanguard IRA #2 (includes 85-86) -Vanguard Windsor iI lnv
A B A B
K L K L
Buy Sold E C D B Dividend Dividend Dividend Dividend N O M T T T Sold Buy Buy Buy SoId
J N N N O M N A A A
Sold
Value Codes
J =$1J,000 or }ess
K =$15,0(ll - $50,000
L =$30,001 - $ 100~000
M ~$ 100,001 - $250,000
U =Book Value
V =Other
W =~stint~tet!
Page !0 of 15
Lynn, Barbara M.
05/10~010
VII. INVESTMENTS and TRUSTS - i .... e, value, tr ..... ttons (Includes those of spouse and dependent children; seepp. 34~60 of filing instrucUonaJ
NONE ~o reportable income, ~sets, or ~an~actions.) A, Descnplion of Assets (including ~st asse~) Place "~)" after each asset exempt from prior disclos~e B, Income during reporting period (!) (2) ..... Amount ] T~ (e.b, Code I ~ div., ~n~ ] (A-H) I orintO l~ C. Gross value at end of repoSing pedod ....... (1) (2) (1) T~ (e.g., Value Value Code 2 Method buy, sell, (J-P) Code 3 redemption) D. T~nsactions du~ng reporting period i (3)~ ~ l (2) Date Value [ Gain ] m~d&~ Code 2} Code 1 ~ (J-P) } (A-H) (5) ~ IdentiU of buyer/seller (if private
~ ~ [ ] ]
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.
-Van~dTlt Bnd Mkt [dx lnv Van~ar~ Trust ~I {includes 88-I!2) -GMAccep Ca~ -Gateway Fund Class A -~G Prime Rate TR -Vanguard Tax Ex ~
Dividend
Buy
9/24
A A A
J K J
T T T Buy ~ Buy Buy Buy Buy Buy Sold Buy Buy ~uy Euy Buy I/6 i/~ 3 2/24 3/9 3/23 4/I 4/6 4/17 5/22 6/! 6/22 6/30 J J J J J J J J J J L A
-Vanguard Tax Ex ~ -Van~ardTax Ex MM -Vanguard Tax Ex MM -Vangamrd Tax Ex MM -Vanward Tax Ex MM -V~n~tard Tax Ex MM -Vanguard Tax Ex MM -Vanguard Tax Ex ~
A =$ t,000 or tess
B =$1,001 - $2,500
C =$2,501 - $5,000
D =$5,001 - $15,000
E =$15,001 - $50.00~-
~
De~fiption of Assets
c.
Gross value at ~d (2)
.
~
O)
(4)
Identi~
Code 2 (J-P)
buy. sell. ~ Me~od ~ redemption) ~ Code(Q.~5 Buy Buy Buy Buy Buy Buy Buy Buy Buy
103, -Vanguard Tax Ex MM 104. -Vangmard Tax Ex MM 105. -Vanguard Tax Ex MM 105. -Vanguard Tax Ex MM 107. -Vanguard Tax Ex ~I
6/30 7/22 8/24 9/22 9~9 10/22 11/23 12/1 12/22 t2/24
J J J J J J J
i08~ -V~ard Tax Ex MM 109. -Vanguard Tax Ex MM 110. -Vanguard Tax Ex NLM 11 i. 112. -Vanguard Tax Ex MM -Vanguard Tax Ex MM K T
J J
Buy
-GM Accep Ca~ -Gateway Fund Class A -ING Prime Rate TI~
A A A
J K J
17. -Vanguard Tax Ex MM 18. -Vanguard Tax Ex IvlM 19. -Vanguard Tax Ex MM
(See Column ~)
U =B~k Value
V ~thcr
Date of Report
Lynn, Barbara M.
05/10/2010
VII. INVESTMENTS and TRUSTS - i .... ~, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income daring Gross value at end i reporting period ofi ret~orting.~. . period } Transactions during reporting period
i (A-H)
or int.)
(l-P)
Code 3
redemption)
(if private
Buy
3/9 3/23 J
121.
Buy Buy
122.
J J
124, 125,
129,
-Vanguard Tax Ex MM
! 131. -Vanguard Tax Ex MM 132. -Vanbmard Tax Ex MM 133. -Vanguard Tax Ex MM I 134. -Vanguard Tax Ex MM ] 135. -Vanguard Tax Ex MM
B--$1.001-~ $~,5(X3
C =$2,50! - $5,000
D =$5,00! - $15.~0
P4 =Mote than
N ....
fP ..... Reporting
Date of Report
Lynn, Barbara M.
05/10/2010
VII.INVESTMENTS and TRUSTS - i .... e, value, t ..... lions (Includes those Of Sl~O ..... d dependent children; seepp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including mast assets) [ I: i B. Income during reporting period C. Gross "~a~ue at end of reporting period Value Code 2 (J-P) Value NIethod Code3 (Q-W) Type (e.g., boy, sell, redemption) i ~ D. Tvansactinns during tepo~ting period
Date mm~d~L:yy !
138. -Vanguard 500 ldx Inv 139. -Vanguard Tax Managed Cap Appreciation Adm 140. -Vanguard Tit Int Index i 141. -Vanguard Ltd Term Tax Ex Adm 142. -Vangnard Ltd Term Tax Ex Adm 143. -Vanguard Ltd Term Tax Ex Adm
] 44. -Vanguard Ext Mkt Idx Adm
E E E
O P! O
E
C
Dividend
Dividend
P1
N
T
T
Sold
Dividend
Buy
9,"24
i46. Management Lid (includes I47i" A Dividend None A Dividend None A Dividend J O J J O T T "l T T
i 147. -Prime Money Market 148. 401 k-Fidelity 149. Lexington Corp. Properties Tntst 0REIT) 150. JP Morgan Chase 15i. Comerica
Page 15 of 15
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my ~pouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliauce with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY .6aND WILFULLY FALSIFIES, AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Ot~qce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544