Professional Documents
Culture Documents
1. Person Reporting (last name, first, middle initial) Rogers, Richard D. 4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full- or part-time) US Senior District Judge 2. Court or Organization US District Court, Topeka KS 5a. Report Type (check appropriate type) ] Nomination, Date
[] Annual [] Final
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
[] Initial
7. Chambers or Office Address 410 Federal Building 444 SE Quincy St. Topeka KS 66683
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compllanee with applieable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
Ro_clers, Richard D.
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
D NONE (No reportable non-investment income.)
DATE
1. 2010 2. 2010 3. 4.
INCOME
(yours, not spouses)
$2,877.00 $1,785.00
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~]
1. 2. 3. 4.
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SOURCE
DATES
LOCATION
PURPOSE
2. 3. 4. 5.
PageFINANCIAL3 of 8 DISCLOSURE REPORT I Rogers, Richard D. V. GIFTS. anciudes ,hose to spouse ~nd depe.dent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. DESCRIPTION
VALUE
VI. LIABILITIES. ancludes those olspouse and dependent children; see pp. 32-33 of filing instructions.)
~-~
VALUECODE
J J J J
1. 2. 3. 4. 5.
State Mutual Ins. Co.. Veterans Life Ins. Northwestern Mutual Life Ins. KS Farm Bureau Life Ins. Co.
VII. INVESTMENTS and TRUSTS - inco,,e, value, ~ans~ctlons anclude$ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[]
NONE
reportable (~Vo
Western Resources common stock Fidelity State Bank Nuveen Tax Exempt Oil Royalty-Oklahoma Bk of America savings Citigroup common stock Credit Union 1 Target common stock Southern Co. common stock Bk of America common stock AT&T common stock Cap.Fed. common stock Verizon common stock Proctor & Gamble common stock ONEOK common stock Johnson & Johnson common stock 3M Co. common stock
D A A A A A A A A A A A A A A A A
Dividend Interest Dividend Royalty Interest Dividend Int./Div. Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
M J K J J J J J K J J J J J J J J
E =$15,001 - $50,000 Z Qai~ ~odes ........................ ....... IN =$250,001 ~ $5001000 (See Columns CI and D3) P3 =$25;000~00i $50,000.000 3. Value Method Codes Q =Appraisal : (See Column C2) U =Book Value : K ~15,001 ~ $~6;~0: O =$500;001, $1 000;000 R -~ost (Real Estate Only) V =O~b.~r L--$50,001- $i00~000 M =$100,00i - $250,000 P2 =$5,000.00i - $25,000,000 P1 =$1;000;001 ~ $5;000;000 P4 ~M~ie ~han $50,000.000 T --Cash Market S =Assessment W ~Eslimated
VII. INVESTMENTS and TRUSTS - inco,ne, vatue, ~a,~action~ anctades those uy ~po~e nnd dependent chUdren; ~ee ~,~,. 34-60 of filing instructions.)
[]
NONE
(~o reportable
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29.
Barclays common stock British Petroleum common stock Royal Dutch Shell common stock Burlington Northern common stock Vanguard tax-exempt bond fund KS Farm Bureau Life Ins. interest on policies Westar Energy Ine Preferred Dupont General Electric Accenture stock Conoco Phillips stock Eli Lilly stock
A A A A D B A A A A A A A A A A A
Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Interest Dividend Dividend Dividend Dividend
J J J J M J J J J J J J J J J J J
30. FerrellGasLP 31. Progress Energy stock 32. Altria 33. 34. Caterpillar Exelon Corp.
1. Income Gain Codes: (See ColUmns BI and IM/ 2. Value Codes {See Columns CI and D3) 3. Value Method Codes (See Column C2/
A =$1.000 or less F =$50,001 - $100,000 .I =$I 5.0~0 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value
B -$1,001 - $2,500 :G=$1013.001 - $1.000.000 ~ ~-$15.001 - $50.~0 O =$500,001 - $1.000.000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5.000 HI ~$1.000.001 - $5.000.000 L =$50.001 - $100,0~0 PI ~$1.000.001 - $5.000.000 P4 =More that $50.000.000 S =Assessment W -Estimated
D =$5.001 - $15,000 H2 =More than $5.000.000 M =$100~001 - $250,000 P2 =$5.000.001 - $25.000,000 T =Cash Market
E =$15,001 - $50.000
VII. INVESTMENTS and TRU S TS - income, value, ~ansactions ancludes those oSspouse and dependent children; see pp. 34-60 of filing instructions.)
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35.
Marathon Oil
Dividend
Buy
10/!3/10 J
:: (see C61umnS B1 and D#) (See Colum~ CI and D3) 3. value Method C~ (See Column C2)
::
A ~$I~000 ~less F =$50,001 ~ $1 ~;0~ N =$250.~1 - $5~,000 P3 =$25,~0.~1 - $50.0~,000 Q =Appraisal U =B~k Value
B =$1,001- $2.500 G ~$100~001 ~$1,000~0 O =$500,001 - $1,~0~0 R =Cosl (Real ~Iate ~ly) V =Oth~
E =$15,001 - $50.000
; T ~C~h M~ket
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544