R~.

1/20~0

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[

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Dlstrtcl of Massachusetts
5e. Report Type (check appropriate type} [] Noannatmn, Date [] Annual [] Final

R.por, Req~dred by the Ethtcs

in Government ,4ct of 1978

(5 U.S.C. app. 101-111)

3, Date of Report 05/14/2010
6. Reporting Period 01/01/2009 to 12131/2009

I. Person Reportang (last name, first, m~ddle mltml) Wolf, Mark L.

4. Title (Article III judges mdtcate active or senior status, magistrate judges indicate fall- or paN-time) U.S District JudgeActive

[] lntt,al

5b. [] Amended Report % Chambers or Office Address 1 Courthouse Way Suite 51 10 Boston, MA 02210 8, On the basis of the iliformatlon contained in this Report and an} modifications pertaining =hereto, it ls~ in my opinion, In compliance with applicable law~ and regulations, Date

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete aH parts,
checking the NONE box for each part where yoa have no reportable informalion. Sign on last page.

I. POSITIONS. (Reporting indi~Mual only; see pp. 9-t3 of fihng insttucth, ns.)
[---] NONE (No reportable positions.) POSITION
I, 2 3, 4 Chairman Emeritus. D~rector Chair Trustee

NAME QF QRGANIZATION/ENTIT
Albert Schwe~tzer FellowshO John W,Iham Ward Fellowship ~ Personal Residence Trusl

II. AGREEMENTS. t~.~o.,i.~ ~.a,.~a,.~t o.t~; ~. ~p. u-~ o~ at~g instructions.)

~ NONE

(~o reporlab[e agreemenls.)

PARTIES AND TERMS

FINANCIAL DISCLOSURE REPORT Page 2 of 22

Name of P ....Reporting

woJf, Mark L.

I
I

Date of Report

05!14/2010

111. NON-INVESTMENT INCOME. fnepo,,i~g individuatandsp ....

A. Fliers Non-Investment Income
NONE (No reportable non-investment income.)

; see pp. 17-24 of filing instructions.)

DATE
I 2

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spotlse~s Nol~-] nvestmellt Income - If.yon were married durit~g any portian of the reporting year, complete this section. (Dollar amount riot requtred except for honoraria)

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1 2 3 4

IV. REIMBURSEMENTS ..... ~, ..... to,,, ioag~,,g, fooa, ~,,,,,~ ........

(Includes those to ~pouse and dependent children, see pp 2.5-27 of filing instruettons.)

[---]

NONE (No reportable reimbursements.) SOURCE DATES

3127-3/29

LOCATION
New York, NY

PURPOSE
droner of the federal .ludtctary prescntatton at symposium

ITEMS PAID OR PROVIDED

(Tmnsportatton, food, lodging)

1.

New York Patent Law Associatmn Hofstra U Law School

10/18-10/19

Garden Ctty, NY

(Transportation, food, lodging)

3
4. 5

FINANCIAL DISCLOSURE REPORT Page 3 of 22

Wo~f, Mark L.

05/14/2010

V. GIFTS. a,a~
NONE (No reportable g~s.) SOURCE
1.

DESCRIPTION

VALUE

3.
4. 5.

VI. LIABILITIES. a,e~dcs ,ho~ oyeZ, ......a depcnd~nt children: see pp. 32-33 of filing instrue,ions.)

~
1.

NONE (No reportable liabilities.)

CREDITOR

DES~R!PTION

VALUE CODE

2 3

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 22 VII. INVESTMENTS and TRUSTS - ~ .......

A Description of Asscls (mciudmg ~s~ assets) Place "(X)" a~er eaeh asset exempt f~m prior d~losure B. lncom~ during reposing p~od Amount , Code I

r~a.,~ of re.on aepo.~oe wolf, Mark L. t,, , ...... ~io~, ancl.d~ hos of sp ......
C Grogs value at end ~ of reposing per, or I ~e(e,g, buy. sell, redcmpt,on)

t [

D.t. oreeport 05/14/2010

d depende.t childre. ste pp. 34-60 of filing In,tr.ction~)

NONE ~o reportable income, assets, or transactions ) D Transacuons ducmg reposing period

T~e(e.g.,I Value Value div, rent, ~ Code 2 Method t.) (J-P) C~de3 j (A-H) .... .~ (Q-~ { C A A Dividend Inlerest lnlerest None A A lnterest Interest None None A B Divtdend Int./D~v. None None None None E A A Dtvidend Interest Interest M W K T K K K T T T

[ ~te ~ V~lue Gain ]mm!dd/vy Code 2 Code I ~ " [ (J-P) [(A-H) [

ldemi~of buyer/~ller (,fprivate ffansaction)

1. 2. [3 4. 5 6 7 ~,. . 9. 10 I1 12 13 14 15 16 17

Fideh~ USA (MM) Bank or America (Checking) Batik of Amcrtca (Savmgs) Atlantic Whitehall GF (IVlutual) AIM Llq Ass MM Fund (MM) AIM Liq Ass MM Fund (MM) Atlanttc Whitehall Eq Inc. Fund Atlantic Whitehall Mtdeap Growth (Mutual) McDonatds (Stock) Foxborough MA 5 25% I 1/15/09 EMC Corp MA (Stock) Atlantic Whttehall /vhdcap Growth (Mutual) Atlantic Whitehall Growth FUnd (Mutual) Neuberger Berrnan Genes~s Fund LII_.O, LLC (Ltm~ted Lmblhty Corp.) AIM Liq. Ass (MM) AIM L~q Ass (MM)

Sold Sold Sold Sold Sold

03/04/09 03/11/09 03/11/09 03/04/09 03/04/09 M M K

Sold Sold Sold Sold Sold

11/15/09 03/06/09 03/04/09 03/04109 03/04/09

K J J J K

Sold Sold

03/09/09 03/11/09

J J

(See Columns BI and D4)

F =$50.001 - $100,000

O =$100,001 - $1.000.000

HI =$1,000.001 - $~.000.000

H2 =More than

FINANCIAL DISCLOSURE REPORT Page 5 of 22

N.~e of Person ~epo.~.g Wolf, Mark L.

[ 05/14/2{)10 [

VII. INVESTMENTS and TRUSTS - i,, .........,, ......,io~, a~ i

NONE (No reportable income, assets, or transact~ot~.)
A DcscHpron of Assets
0ncludmg trot ~ssets)

B Income d~ing
reponlng period

C Gross value at ~d
of reporting pcn~

D Transactions du~ng repo~ing

Place "(X)" after each ~sct exempt from prior disclosure

Amount [ Type (e.g, Code I d~v, ren~ (A-H) or int )

Value Code 2 (J-P)

Value Method Code 3

T~e (c.g., buy, sell, redemption)

~ mm/d~ [ Code 2 (J-P)

Code I (A-H)

buyer/scller (if priva~

18 19. 20 21 22. 23. 24 25 26 27 28 29 30 31. 32 33

AIM Liq Ass (MM) Citizens Bank (Savings and Checktngs) Mass. Stat. Cons MBIASERD 5.5% (Bond Boston MA GO 5% 8/I/13 (Bond) Brookhne MA GO 5.125% (Bond) MAWr Poll ABTMT 5 15% 8/I/09 MBTA Sales Tax 5 25*/, 5/1/11 (Bond) MA Wtr Res. Auth 5 25% 8/1/I I (Bond) Norwell, MA FGIC 5% 11/15/15 Dodge & Cox lntl Stock Fund (Mutual) AIM Liq Ass. MM FUnd (MM) Dodge & Cox Intl stock Fund (Mutual) AIM L~q. Ass MM FUnd (MM) Atlantic Whitehall Eq. inc, (mutual) Managers Time Sq M~dcap Growth (Mutual) Atlantic Wh)tehall Eq. Inc (mutual)

A A B A A B A A A

latcrest Interest Interest Interest Interest Interest Interest Interest Interest None K W

Sold

03/11/09

Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold

3/12/09 3/12109 04/01109 8/I/09 3112/09 3/12/09 3/12/09 03/04/09

K K K K L L K

A A

B C A

Interest None

03/02/09 L 03/04/09 03/02/09 03/04/09 03/04/09 03/04/09: K L K K

Interest None None None

34

Managers Time Sq Midcap Growth (mutual)

None

Sold

03/04/09 : J

FINANCIAL DISCLOSURE REPORT

~me of Pe~on I~epo,~*n~

~a,e of~epe.

Page 6 of 22

wolf, Mark L.

I
D ...... Transactions during reporting period Type (e g, buy, ~11, redemption, V~lue Melhod Code 3 (Q-W) , Date I Value~ .Gain ~dff~ ~ I~ Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold Sold 03/04/09 03/04/09 03/04/09 03/04/09 03/06/09 03/06109 03/06/09 03/06/09 03/06/O9 03/04/09 03/06/09 03/06/09 03/06/09 ~ J J J J K J J J J J M J K (A-H)

05/14/2010

VII. INVESTMENTS and TRUSTS - ~nco~,. ~t,,. ~.~,~,io~ a~t,a., ~o,~ o~, ......
NONE (No reportable income, assets, or transactiom.) A. Deseriptton of Assets ,,ncludmgt~st .... ts) Place "(X)~ a~er each zsset ex~pt from prior d~sclosure C Gro~s value at end ~ repoa~ngperiod ~ ofr~o~,ngpermd ~ lAmoum ~ T~e (e.g., , Value [Code I ~ d~, ten; ! Code 2 (A-H) [ or int) (J-P) J[ None None None None None None None None None Nooe None None None A B Interest Dividend K L T T Buy Sold Ineom~unng

~ depeMent childrenl See pp. 34-60 of f!llng Instructions.)

lde~t~ty 0r ba)er/sctler (ifprlvat~ transact,on,

35. 36. 3% 38. 39 40 41 42. 1 43 44 45. 46. 47. 48. 49 50 51.

Lazard emerging Market Fund (rout) Ame~ Centu~ Intl D~sc Fund (rout) Lazard Emerg Markets tmutual) Amcr. Centu~ lntl Disc Fund Ishare Russell 1000 growth fund exchange lshare Russell 1000 Value FUnd (ETF) lshare Russell M~deap Growth Fund Lazard Emerging Markets Amer. Century Intl Disc (Mut) l~hare Russell MSCI EAFE reded fund (ETF) Ishare Russell 1000 Value (ETF) Ishare Russell 1000 Value ~ETF) Ishare Russell Midcap Growth (ETF) Ma, St. Sales Fax 5% 8/15/17 IRA #1 - CurrencyShares Japanese Yen Trust

03/12/09 12/16/09!

J J A

I Income Gain Codes

A =$1.0~0 or ttzs

B ~$1,001-- $2,500

C -$2,501 - $5,~0

D ~5,00~ - $15,~0

E =S[ 5,001

FINANCIAL DISCLOSURE REPORT Page 7 of 22

Same of Person Reporting Wolf, Mark L.

Date of Report

05/14/2010

VII. INVESTMENTS and TRUSTS - ~ .... e, ~atue. t ....... tlons (Inctudes those of spouse and depenaem chltaren: seep,. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.) A Descrtpuon of Asse~ (including t~st asse~) Place "(X)" after each ~set exempt f~m prior d~sclosur~ B Income dunng ] [repoSing period I Amount [ Type re.g, I ~od~ I [ d~v., r~=., (A-H) ! or mr) C. Gro~ value at end of reposing pcrtod Value ~o~ 2 (I-P) ~ Value , T~ ( g., I Method buy, sell. ~ Code 3 redemption) D Transactions du~ng ~porting period

Datc[ Value =~d~yy Code 2 O-P)

Ga=n [ Code I [ (A-H) , [

ldenttty of buyr/scfler (if private tmnsactmn)

52 53. 54 55. 56. 57 58. 59 60 61. 62. 63 64 65 66 67 68

- =Shar~s Barc]ays 20+ Year Trc~u~ Bond

Buy Sold

03/12/09~ ~ 06/02/09 03/I 2/09 06/02/09 03/12/09 06/02/09 03/12/09 10/02/09 03/12/09 06/02/09 10102109 1 ]/20/09 03/I 2/09 12/16/09 03112/09 12123109 03112109 J J J J J J J J J J J J J J A A A A A A

- tShares Barclays: TIPS Bond Fuud 5.298%

Buy Sold (part)

- ~Shares FTSE/Xinhua China 25 Index

Buy Sold (part)

- iShares iBoxx Investment Grade Corporate Bond Fund

Buy Sold (part)

- iShares GSCI Commodity Trust

Buy Buy (addl) Sold (part) Sold

- SPDR Barclays Capital International Treasu~3, Bond

Buy Sold

- SPDR Gold Tn~st

Buy Sold (part)

- Vanguard Bond Index Fund

Buy

Income Gain Codes (See (-olunm~ B I and ~) Value Codes (See C~Iumns CI and D3)

A -$1,000 or le~s F -$50,001 - $11~1,0~10 J =$15.000 or less N =$2~0,001 - $500,000 P3 =$25.000,001 - $50,000,000

B =$1,001 - $2,500 G =$1Pd),001 - $ L000,000 K =$15,~01 - $50,000 O =$500,,~1 - $1,000,000

C =$2,501 - $5,00D Ill =$1,000,OD] - $5,000,000 L ~$50,fl01 - $ IO0,t)~O PI =$1,000,00t - $5,000 O00 p4 =More than $50,000.00(}

D =$5,001 - $15,000 112 =More than $5,000,000 M =$lO0,001 - $250 ~30 P2 =$5,000,0~)1 - $25.000,000

E =$15,0,~1 - $50,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting I Wolf, Mark L.

Date oF Report

Page 8 of 22

o~/~4/20~0

VII. INVESTMENTS and TRUSTS ...... ,, ;~alu, t ..... tigris (Includes those of spo ..... d dependent chddren; see pp. 34-60 o/fihnK inswuc6on.~)
NONE (No reportable income, assets, or transactions.)
m~nsaet~ons d~rlng ~portlng period

Descrlptlon of A~ls (including lmst ~selg)

i i

l~om d~rlng ~pomng period

Gross value at end of~poomg period

Pla~e"~)" after each asset .... pt frompnord, selo .....

Amount ~ (A-H)

r~ (e g, or mr.)

, Value 0-P)

Value Code 3

T~e (e g, redemption)

, Date ~

! Value ~ Gain [ ~ (J-P) [ (A-H) ~

]dent~tyof (ffpn~a~e

69 70 71 72 73 74 75. 76. 77 78. 79 80 $I 82. 83. i 84 85

- Vanguard International Eqm~ Index

Buy

03/12,09

(part) - Vanguard REIT Index Buy

Sold

00 02/091 J
03/12/09 07/16/09 03/12/09 06/02/09 03/29i09 04/16/09 10/02/09 06/02/09 06/02/09 07/16/09 10/02/09 10/02/09 10/02/09 11/20/09 J 12/16/09 J J J J J J J J

Sold - Vanguard Total Stock Market Index Buy gold (part) - iShares MSCI Japan Index - tShares MSCI }long Kong Index Buy Buy Sold - Claymore!BNY Mellon BRIC Index - ~Shares Barclays 7-I0 Year Treasury Bond Fund - Vanguard Bond Index Fond - iShares JPMorgan USD Emerging Markets Bond Fund - tShares MSCI Germany Index - ~Shares Russell 2000 Index - DB Commodity Index - SPDR International Govt Ir~flation-Protected Bond Index Buy Buy Buy Buy Buy Buy Buy Buy

I Income GainCod~ (See Columns BI trod D4) 2 Value Co:lea (See Column~, CI and D J) 3 Vakt Mclhod Codes (See Column C2)

A =$1.000or less F =$50,001 - $100,()00 J =$15 000 or [s~ N =$250,001 - $500,000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U ~Book *value

B-S1,001 -$2,500 O =$1O0,00l - $ t,000.000 K =~ 15,001 - $50 0011 O =$50fl,0fll - $1,000,000 R =Co~t (Real Estate OnlyJ V ~OIh~-t

C =$2,501. $i,000 HI =$1,000.00~ - ~.5,000,000 L =$50,001 - $10fi,O00. PI =$1,000,001 - $5,000,000, p4 =More lh~n S =As~ess~em ~h =[-st~malec

D =$5,001 - $15,000 H2 =More th~n $5,00~3,000 M =$100,00! - $250,0~Y0 P2 =$5,000,00. - $25,006.000 T =Cash Markc~

E =$1_~.001 -$50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 22 VII. INVESTMENTS and TRUSTS ......

Name of Person Reporting

Date of Report

Wolf, r~k L.
e, valne, t ..... tton~ (Includes those of sp ......

o5/~4/z0~0
d depend .... hildren; .~eepp. 34-60 o/filing mstrnctlot,s.)

~--~ NONE (No reportable income, assets, or transactions.) Description of Assets (including trust asse~) Place "(X)" atler each as~t exempt from pfor d~selosum Income dunng reposing pe~od Amount == Type (e g.. Code I div,, rent, (A-H) ~ or rot) [ ...... __ Gross value at end1 of reporting period Value Code 2 (J-P) [ Value ~ Method Code 3 (Q-W) T~e (c g, buy, sell, ~dempt~on) ~ Buy Buy [ 12106/09 12/23/09 Tran~ctlons dunng re~rtlng period

[ Date ~ Value Gum ] I~d~ , Code 2 Code I! . (J-P) , (A-H) , J ~

Idont,ty of buyer/seller 0fpnvale t ..... tion)

86 87

- W~sdomTree Dreyfus Emerging Cu~ency Fund . NASDAQ I00 Index

88 89
9O 91. 92 93 94 - tShares Barclays 20+ Year Treasury Bond IRA #2 - CurrencyShares Japanese Yen Trust C Divtdend M T Buy Sold Buy 03/12/09 12/16/09 03/12/09 J 1 J A

95
96 97 98 99 I ~00 ! 101 ] 02 - tShares ~Boxx Investment Grade Corporate Bond Fund - ~Shares FTSE/Xmhua China 25 Index - iShares Barclays TIPS Bond Fund 5.298%

Sold
Buy Sold (part) Buy Sold (part) Buy Buy (addl) Sold (part)

06/02/09
03/I 2/09 06102/09 03/12/09 06/02/09 03/12/09 03/27/09 10/02/09 K J J J K J 3 B A A

Columns BI and D4)

F =$50.~1 - $1~,~0

G =$100,001 - $1,0~,000

HI =$1,~0,00t - $5,~,0~

H2 =Mo~ ~an $5.000,000

P3 ~$25,0~,001 - $50,000,000

P4 =More than $50.000,~

FINANCIAL DISCLOSURE REPORT

~a~e of p ..... Reporting

Date of Report

Page 1 0 of 22

Wolf, Mark L.

05/!4/2010

VII. INVESTMENTS and TRUSTS - ~ ..... , value, t ...... tiott, (Includes thaw of sp ..... d a~n~,,a,nt chilar~n; s,~pp. 34-60 of filing hts~uction~)
NONE (No reportable income, assets, or transactions.) Descnptloa of Asse~ 0neludmg t~st asse~) Place "(X)" a~er ~ch ~set exempt from prmr d~losure Income dunng repoaing per~od [Amount T~c (e g, ~ Code I d~v, renk [ (A-I~ . or at.) c. [ : Gr~ss value al end ~ ofrepo~mg period Value Code 2 O-P) : Value ~ Me~od ; Code 3 T~ (e g., buy, ~ell, ~demptlon) D, Transitions during re~omg period

Da~ Value ~mm/d~/yy : Code 2 (J-P) [

Gam Code I (A-H) ,i

Identity of buyer/seller (ffpnvate trans~etion)

t03. - iShares GSCI Commodity T~st 104 105 106. 107 108 109 110 11 I. 112 113. 114, - Vanguard lnternal~onal Equity Index 115. 116 117 Vanguard Total Stock Market Index 119 -Vanguard REII Index - Vanguard Bond Index Fund - SPDR Gold Trust - SPDR Barclays Capital International Treasury Bond

Buy Buy (addl) Sold

03/12/09 06/02/09 10/02/09 11/20/09 ;03/12109 12/I 6/09 03112/09: 06/03/09 12123109 03/12/09 07/16/09 03/12/09 06/02/09 03/12/09 07116109 03/12/09 06/02/09

J J J J J J J A A A

(part)
Sold Buy Sold Buy Buy (addl) Sold (part) Buy Buy (addl) Buy Sold (pan) Buy Sold Buy Sold (part)

J J J J J K J A A B

} Income ({azn Codc~

A =$ LO00 or less

B =$1,001 - $12,500

C ~$2,501 - $5,000

D ~$5,O01 - $15,000

E =$I 5,001 - $50.~O

FINANCIAL DISCLOSURE REPORT Page 1 1 of 22 VII. INVESTMENTS and TRUSTS - in .......

]

N .... f Per~o. Reporting

Date of Report

Wolf, ta~rk L. t,,., t ....... tio.,~ (Includes those of sp ......

C. Gross value at end oFrepoamg period d dependent children; see pp. 34-60 af filing

05n4/2010

[
.......

N ONE ~o reportable income, assets, or transactions.)

A. Description of Assets (including ~ru~t assets) ~ .. ~ B. Income during repo~ng period D Tr~ctlons during repo~mg ~rlod

exempt from prior dmelosure

iCde I ] (A-H)

dsv, rcnL Code 2 ~ orint.) ...... (J-P)

: Method : buy, sell. m~dd/~ Code 2 ~ Code I . Code3 ~d~mption)~,V~ ~ .... (J-p~ ~ -(AH) ~ ~ Sold Buy Buy Sold ; 12/06109 :03/29/09 04/16/09 10/02/09 06!02/09 i 06/02/09 10/02109 10/02/09 10/02/09 11/20/09 12116/09 12/06/09 12/23/09 J J J J J J J J J J J J J 13 A

buyer/seller

120 121. - iShares MSCI Japan Index ~ 122. - 1Shares MSCI Hung Kong Index 123 ]24 125 126 - Claymore/BNY Mellon BR.IC Index - iShares Barelays 7-10 Year Treasury Bond Fund - iShares JPMorgan USD Emerging Markets 13ond Fund

Buy Buy Buy Buy Buy Buy Buy Buy Buy

127. - ,Shares MSCI Germany Index !28 129 - iShares Russell 2000 Index - DB Commodity Index

130, - SPDR IntemaUonal Govt Inflalion-Protected Bond Index 131 132 133 ]34 !35 - WisdomTree Dreyhls Emerging Currency Fund - NASDAQ 100 Index

t36 BROKERAGE ACCOUNT #I

FINANCIAL DISCLOSURE REPORT

Page 1 2 of 22

NameofP .... Reporting

DateofReport

Wolf, Mark L.

I
D Transactions dunng reporting period , i Type (e g., buy. sell, I redemption) : Buy Buy (addl) Sold [ Date ! Value t Gain [mrrddd!yy Code 2 i Code I, ; (A-H)

05/14/2010

VII. INVESTMENTS and TRUSTS - l ....... i.~,, ...... ,io.. a.c~.des ,hose o/~, ...... ~ a~pe.a~., e~u.~.,. ,ee~,~ ~-~0 o/~t~ ~-.,..~,~o,,.V
NONE (No reportable income, assets, or transactions.) A. Descnpuon of Assets (inetudmg tn~:~t ossets) Place "(X)" after each a, set .... pt from prior d~scl ..... ~ B Income during reporting period Type (e g, di ..... t. i orlnt.) C Gross value at end of reporting period Value Value Code2, Method (J-P) ~ Code 3 (Q-W)

Amount Cdcl (A-H) I

I(JP)
J

Ident~ of buyer/sol,or (if private transaction)

137. CurrencyShares Japanese Yen Trust 38 39. 140 14 ]. 142 143. 144. tShares Barclays 20+ Year Treasury Bond 145. 146 147 148 149 150 151 152 153 iShares FTSE/Xinhua China 25 Index ~Shares iBoxx Investment Grade Corporate Bond Fund A A ~Shares Barclays TIPS Bond Fund 5.298% A A iShares Barclays 1-3 Year Treasury Bond Fund A

None

03/16/09 04/02/09 t 2/I 6/09 03/16/09 04/02/09 06102/09 1 J./]7/09 03/16/09 04/02/09 06/02/09 03/16/09 04/02/09 06/02/09 11/! 7/I)9 03/16/09 03/16/09 04/02/09

Dividend

Buy Buy (addl) Buy (addl) Buy (addl)

K J J J J J J J J J J J J J A

Diwdend

Buy Buy (addl) Sold

Dividend

Buy Buy (addl) Sold (part) Buy (addl)

Dividend Dtwdend

Buy Buy Buy (addl)

t Income Gmn Codes (See Columns BI and D4) (Se Cot uml~ C I nnd D3)

A =$1,1100 or less F -$50,~1 - $1~.~0 N =$ 250.001 - $ 5~,000 P3 =$25,0~,001 - ~50,000.~0

B=$I,00[ .$2,500 G =$100,001 - $1,0~),000 O =$500,001 - $1,000.000

(=$2,501 - $5,~ H t ~1.000,001 - $5,000,~ P 1 =$ I ,~0,~ O I - $ 5,000,000 P4 =Mo,e ~an $50,~,000

D=$S,00I -$15,~ H2 =Mo~ than P2 =$ 5 ,~0,001 - $ 25 ,~0,0~

E=$[5,001 -$50,~

FINANCIAL DISCLOSURE REPORT Page 1 3 of 22

~a~, of Person Reporting

Date of Repor~ ]

Wolf, Mark L. [

05/14/2010

VII. INVESTMENTS and TRUSTS - ~.eo.,, ,,t,,o t ....... tlons (Includes tho,e of sp ...... d dependent children; see pp. 34-60 of filing instructions.)
[] NONE (No reportable income, assets, or transactions.)
-- A~ Descripuon of A~eIz (including trust assets) Place "(X)" after each a,,sct exempl from prior disclosure -t i B. -- -- " C Income dunng Gross value at end reporting period of reposing period (1)(2) (1) I (2) Amount Type (e g, Value Value ! Code I div, rent, Code 2 Method , i (A-H) , or mt ) (I-P) Code 3 D. Transacuons dunng reporting period il) Type (e g, buy, sell, redemption) (2) (3) (4) Date ] Value Gain mm/dd/y3" I Code 2 [ Code I (A-H) , (J-P) (5) Identay of buyer/seller (if private

154. 155 SPDR Barclays Capital Internatmnal Treasury Bond 156 157. 158 159. 160. 161. Vanguard Bond Index Fund 162. 163 164. 165. Vanguard Total Stock Market Index 166 167 168 169. iShares MSCI Hong Kong Index 170. A Dtvtdend iShares MSCI Japan Index A Dividend J T A Diwdend J T A Dividend K T SPDR Gold Trust None J T None

Sold Buy Buy (addl) Sold Buy Buy (addl) Sold (part) Buy Buy (addl) Buy (addq) Buy (addl) Buy Buy (addl) Buy Buy (addl) Buy Sold

10/02/09 03/16/09 04/02/09 12/16/09! 03/16!09 04/02/09 12/09109 03/16/09 03/16/09 04/02/09 I I/17109 03116/09 04/02/09 03/26/09 04/02/09 04/16/09 10102/09

J J J J J J J J J J J J J J J

l J J

h~come Gain Code:~ (Set Cohlmns BI tm,l D.I) Value Uode~ (See Columns (1 and D3) Va)ue Method Codes
(See Column C2)

A =$1,000 or less
F =$50,001 - $100,0~0 J =$15.0~0 or less N =$250,001 P3 =$25,000,001 - $50,000,0~0 Q =Appraisal

B =$1.001 - $2.500 O =$100,0OI

K =$15,00 [ - $50,000

- $1,000,00~

C =$2.501 - $5.000 H I =$1.000.0OI - $5.1~9.000

L =$50,001 - $100,000

D -$5.001 - $15.000 H2 =Mo~ than $5.01~.000 M =$100.001 - $250,000 T =C.l~h Market

E =$13.001- $50,000

R =Cost(Real Esta!c OnlyJ

U =Book Value

V =Other

P4 =More tba~ $50,000,000 S =Assessment W =Estimated

FINANCIAL DISCLOSURE REPORT I Name of Person Reporting

] Date of

VII. INVESTMENTS and TRUSTS - ~.co,,~, ~.~, ...... ,io.~ a.c~.d.~ ~,o~ o~o~ ~ ~,,~,~ ~,~ ~ ~. ~4-~o o~
NONE (No reportable income, assets, or transactions) A Descnptmn of A~ets 0ncludmg t~st asse~s) Place "(X)" after each ~sel exempt from prior di~iosure B Income dunng , r~onmg period C. [ ~ Gr~ss value at end [ of reporting period D Tmn~cuons during reining period

0)
Amo~nl Code 1 (A- 1)

(2)

O)

12)
~ Value [ Method Code 3

(0
T~ (g.g, buy, sell, ~demphon)

(2) : 13) ~ (4)

Date Value l Gum m.ffd~yy [ Cud~ 2 [ Co~ I ~ (J-P) (A-H)

(5)
ldentl[y of (ffprivate

Type (,g.. Value d)v. rent, Code 2 or ml ) (J-P)

171. ~Sharcs 7-10 Year Tr:~u~ Bond Fund 172. 173. iShar~s GSCI Commodity Trust t 74. 175. 1Shares JPMorgan USD Emerging Markets Bond Fund 176 177 178 tShares MSCI Germany Index iShares Russell 2000 Index

Dividend

Buy Buy (addD

05/02/09 11/17/09 05]02/09 10/02/09 10/02/09 ~2/16/09 10/02109 10/02/09 ,10/28/09 11/17109 12/16/09 [ 12/06109 12/23/09 J J J J J J J K J J J J

None

Buy Sold

Dividend

Buy Buy (addl)

A A A

Dividend Dividend Divtdend

J J K

T T T

Buy Buy Buy Buy (addl)

179. iShares Barclays Short Treasury Bond Fund 180 18} SPDR Intemattonal Govt Inflation-Protected Bond Index

A A

D~vtdend Dtvidend None

J J J

T T T

Buy (addl) Buy Buy

182. W~sdomTree Dreyfus Emerging Currency Fund 183 184, 185. 186. 187. NASDAQ 100 lndes

(See Columns BI and D,:I)

F =$50,001 - $100,000

G =$100.001 - $I,000,000

Ill =$1,000.0OI - $5,~0,0~

H2 =Mom~an $S,0O0 000

FINANCIAL DISCLOSURE Page 15 of 22

N fP aepo REPORT.... .... ,n,

wolf, Mark L.

I Da,eo,Re,o,t l

I
t mm/d~

05/14/2010

VII. INVESTMENTS and TRUSTS - i ........

t~e,, ...... ,~s a~t~o~, o/~o~, ~ ~,~, a,~,..~ ~., ~ ~4-~o o/~,,~ ~,,,,.~.~.~

NONE (No reportable income, assets, or transactions.) Descnptton of As~ (including t~t ~sseks) Place "(X)" after each ~sset dlselosu~ [ ~ Income during ~orting period Gross value at end of repo~ng period Value Code 2 (J-P) Valne ~ Method ~ Code3 (Q-W)

exempt from prior

T~e (e.g , ~ div, ~ lAmuntcde I r~nK / (A-rl) ~ ....1)

buy, sell,

~dcmptton) ~

Code 2 Gode (J-P) ~ (A-H)

buyer{seller

(ffprivate transaeti0a)

188 18c~ 190 191. 192 193 194 195 196. 197 198 199 200 20 ~ 202 203 204

B~OKE~GE ACCO~T#2 McDonalds Corp A D~wdend K T

BROKERAGE ACCOUNT #3 CurrencyShares Japanese Yen Trust None Buy Sold IShares Barclays 20+ Year Treasury Bond A Dtvtdend Buy Sold tSharea Barclays TIPS Bond Fund 5 298% B Dividend K T Buy Sold (part) ~Shares F~FSE/Xmhua China 25 Index A Dividend K T Buy Buy (addl) Sold (part) ~Shares GSCI Commodity Trusl None J T Buy Buy (addl) Buy (addl) 03/12/09 12/16/09 03/12/09 06/02/09 03/12/09 06/02/09 03112/09 03/12/09 06/02/09 03/12/09 03/12/09 06/02/09 J 1 K J K J J J J J J K B A A

(3e Cohunn C2)

U =Bt~k Value

V ~h~r

W =Estimated

FINANCIAL DISCLOSURE REPORT

Page 1 6 of 22

Name of Person Reporting

Date of Report

05/14/2010

[ Wolf, Mark L.

NONE ~o reportable income, assets, or transaction.)

A. Description of A~ets (including t~st assets) Plzce "(X)" after eaCh asset exempt ~om ~nor dt~losure IncomBdunnge ..... --~ Gross v~lue al end of reposing period ~pomng ~nod [ D Tran~cttons dunng reposing period

i (~) (~)
. Amoun~ ~ Code I [~ (A-H)

(~)
Value Code 2 (J-P) [

(~)
Value Method

(~)

(~)

(3)
ldenuty 0f

T~e (e.g. d~v., ~enk or ml.)

I T)~e (e g, ] buy, ~ell, r~cmpt~on) Code(Q.~O3 I Sold (paa)

Date Value Gain ~ ~/d~yy Code 2 Co~ I ~ 10/02109 03/12,09 03/12/09 03/12/09 0MI 2:09 03/12/09 I 0/02/09 03/12/09 12116/09 03/12/09 12/23/09 03/12/09 071t3/09 03/12/09 06/02/09 03/12/09 03/12/09 J K K J K K J J K J J J C B B C K J J J (J-P) B

205 206. ~Shares iBoxx lnvestmentGrade Co,orate Bond Fund 207 208. 209. 210 211 212. 213 214 215 216. Vanguard Bond Index Fund 21"7. 218 219 220. Vanguard REIT Index 221 A D~vidend Vanguard International Equity Index A Dlwdend J T A D~vidend K T SPDR Gold Trust None K T SPDR Barclays Capitol International Tre~u~ Bond None B Diwdend K T

Buy Buy (addl) Buy Buy (addl) Buy (addl) Sold (part) Buy Sold Buy Sold (part) Buy Buy (addl) Buy Sold (part) Buy Buy (addl)

I Income Gain Codel. ~S~c Columns BI and D4)

A =$i.000orless I- =$50.001 - $100.000

B=$1.00I- $2,500 G =$100,001 - $1.000.000

C=$2,501 - $5,000 HI =$1,000.001 - $5,000,000

D =$5.001 - $15.000 H2 =More than $5.00~.000

E=$15.001-$50.000

FINANCIAL DISCLOSURE REPORT Page 17 of 22

VII. INVESTMENTS and TRUSTS - i ........
A Desctaptton of Assets (tneludmg trust asseLs) Place "(X)" after each asset exempt from prior d~sclosure [ i [_ B. Income du~lng reporting period

[ Name of Person Reparting

[ Wolf, Mark L.

Date of Report 0s,,4,2010

I
D. Transael~ons during reporting period

tions (Intrudes those of sp ...... d dependent children; seepp. 34-60 of fihng tnstractlons,) ~u,, t ......

--] NONE (No reportable income, assets, or transactions.)

C Gross valac at end of reporhng period

!- {i)

12)

{l~ --1 -(~ ....

Value Code 2 (J-P) I ] . ! Value Method Code 3 (Q-W)

(~)
Type (eg., buy, selL redemption)

[ (2~
[ Date mm/dd/yy

(3) (4)
Value t Gain 2 (JP) I {A-H) Code~l Code 1

{5)
Identity of buyer/seller 0fpnva~e transaction)

Amount Type (e.g., Cede I ] dw,rent, (A-H) [ or rot.)

222 223 224 225 226. 227 228. 229 230 231 232 233 23,1 235 236 237 238 ~Shares JPMorgan USD Emerging Markets Bond Fund A D~wdend K T tShares MSCI Japan Index Claymore/BNY Mellon BRIC Index ~Shares Barclays 7-10 Year Treasmy Bond iShares MSCI Hone Kong Index I A A A A Dividend D~vldend D~v~dend D~vldend J J K T T T Vanguard Total Stock Market Index B D~,~dend L T

Sold

07/13/09

Bu~ Buy (addl) Bu3, (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Sold (part) Sold (part) Buy Buy Buy Buy Sold Buy

03;12;09 03/] 2/09 03;12;09 03/12/09 03/12/09 03/12/09 03112/09 03;12/09 06/02;09 12/06109 03/26109 06/02/09 06/02/09 06/03109 10;02/09 10/02/09 J J .I J J J J J K J J K A C B J J

I. Income Gain Code~

A -$1.000 ot less

13 =$1,0Ol $2,~0~

C =$2,501 - $5,0~0

P3 =$2L0~,001 - $50,000.000 ~See Column C2~ U =B~k Value V ~h~

P4 =More thud W =Esnma~ed

FINANCIAL DISCLOSURE REPORT Page 18 of 22

Name of Person Reporting

Dante of Report

0~/~4r20~ 0 ] Wolf, Ma~k L. [

VII. INVESTMENTS and TRUSTS -~co.,., ~=~.,,r ..... tzons(Includgsthoseofsp ...... ddepcndentehildren;seepl~ 34-60offlllnglng~ructions,)
NONE (No reportable income, assets, or transactions.) A. Descnp~:ion of Asse~s (including trusl assets) Place "IX)" after each asset exempt from prior disclosure B, Income dunng reporting period C Gross value at end of reporting per,od D. Transachons dunng reporting period

(l) [ (2)
Amount [ Type [e g, Code I [ div, rent, (AH) [ .... t.)

O)
Value Code 2 (J-P)

(2)
Value Method Code3 (Q-W) T T T T T

(0
Type (e g, buy, sell, redempt,on)

: (2)
Datz ~tmm/ddiyy i [i 10/02/09 10/02/09 12/16/09 12116/09 12/23/09 Value Code 2 (J-P) Gain Code I (A-H) Identity of buyer;seller (filtrate transaction)

239. ~Shares MSCI Germany Index 240 ~Shares Russell 2000 Index

A A A A

Dividend Dividend Dividend Dividend None

.~ K J J J

Buy Buy Buy Buy Bu3,

J K J J J

241. SPDR International Govt Inflat,on-Protected Bond Index 242. WmdomTree Dreyf~ Emerging Currency Fund 243. NASDAQ 100 Index 244, 245. 246. 247. BROKER.AGE ACCOUNT #4 : 248. 249 250. 251. 252. 253 254. 255 iShares Barclays 20+ Year Treasury Bond iShares Barclays I-3 Year Treasury Bond CurrencyShares Japanese Yen Trust

Dividend None

T Buy Sold 03/!2/09 12]16/09 03/12/09 03/12109 06/17/09 10/23109 03/12/09 06/02/09 J J A

D~vidend

Buy Buy (addl) Sold (pan) Buy (addl)

D~wdend

Buy Sold

P3 ~$25.0~,00t - $50,0~.~0

P4 =More than $50.~0.000

FINANCIAL DISCLOSURE REPORT

Wolf,Name of Person Repor~Ing Mark L.

Dare of Repor~

Page 1 9 of 22

0s/~4~01 o

VII. I~ESTMENTS and TRUSTS - i ........ ~.~, ~ ..... ,i~.~ a.a.~.~ t~o~. of ~o..~ ..a ~.~.~ a, ua,~.; ~. p~ ~4-~o o/~ti.~ ~....~,~o.~)
NONE (No reportab& income, assets, or transactions.) A. Description of Assets (including trust assets) Place"(X)" a~r each osset exemp~ from prior d~selosure : [ B Income dunng r~onmg period ~-- (2) ]Amount T~e (e.g., Code I: div, ren~ , (A-H) ~ or int ) ~ C D Gross value at end T~nsaclions dunng repomng period ~ i of repo~mg penod I (l) (2) [ (I) ~ (2) ~ (3) (4) Value ~ Da~e [ Value Galn Value~ T~e (e g, Code 2 Method buy, sell, ,m~d~ ~ Code 2 Code I (J-P) Code 3 ~elnptlon) (J-P) (A-H)

(5) Idenhty 0f buyer/seller 0fpnvale

256. ~Shares Barclays TIPS Bond Fund 5.298%

Dividend

Buy

03/12/09

257 258. tShares FTSE/XmhuaChma 25 Index 259. 260. tShares iBoxx Investment Grade Coporate Bond Fund 26 ~.
262 263 264 265. 266 267 268. 269 270 271 272 iShares Barclays 7-10 Year Treasury Bond A Dtvidend J T ~SharesMSClJapan Index iShares MSCI Hong Kong Index A A Dividend Dividend J T Vanguard Bond Index Fund Vanguard Tot,q Stock Market Index A A Dividend Dividend J J I" T SPDR Gold Trust None J T SPDR Barclays Capital International Treasury Bond None

Sold (part) A D~v~dend J T Buy Sold (part) A Dividend Buy Sold

Buy Sold Buy Sold (part) Buy Buy Sold (pan) Buy Buy Sold Buy

06/02109 03/12/09 06/02/09 03/12/09 10/02/09

03112/09 12/16/09 03/12109 12/09/09 03112/09 03/12/09 06/02/09 03/26/09 04/16/09 10/02/09 ~ J 06/02/09 J J J J J J J J J J A A A A

1 Income Gain C~de:,

A =$1,0013 or less

B =$1,091 . $2,500

C =$2,50t - $5,fl90

D =$5,001 - $15,000

FINANCIAL DISCLOSURE REPORT Page 20 of 22

NameorPerson Reporaug

DateofReport

I
C Gross value at end o~rcporhng period (I) (2) Value Value Code 2 Method (J-P) Code 3 -- (I) Type (.g, buy, sell. I redempton) Buy Sold (2) i (3) (4) Date .: Value i Gain mm/dddyy Code 2 [ Code 1 (J-P) { (A-FD

I
D. Transactions dunng reporhog period (5) ldenuty of buyerlseller (ifpnvate

o wo,,

VII. INVESTMENTS and TRUSTS -~ .... ,. vat,e, t ....... ,lon, (lnctuaes #,os, of sp ......a aependent ehitaren; see pp. 34-60 ,f!ling instructions.)
NONE (No reportable income, assets, or transactions.) A Description of A ssets (Including trust assets) Place "(X)" after each ~set exempt from prior d~sclosure B Income d,mng ] 1L report,ng period (I) , (2) Amount Type (e g, . Code I i dw, rent, (A-H) : or ~nt)

273. tShares GSCI Commodtty Trust 27,.I I 275 276 277. ~Shares MSCI Germany Index 278 Russell 2000 Index A A A A iShares JPMorgan USD Emerging Markets Bond Fund A

None

06/02/09 : 10/02/09 10/02/09 12/16/09 10/02/09 10/02/09 12/16/09 12/16/09 12/23/09

J J J J J J J J J

D~wdend

Buy Buy (addl)

Dividend Dividend Dtvidend D,vidend None

J J J J J

T T T T T

Buy Buy Buy Buy Buy

279. SPDR International Govt Inflation-Protected Bond Index 280 28t 282. 283. 284 285 286 287 288. CHARLES SCHWAB MONEY MARKET ACCOUNT WtsdomTree Dreyfus Emerging Currency Fund NASDAQ 100 Index

Dtv,dend

(See Column s B I ,tad D4 ) 2 Vah.c Codes (S,.c Colunm:, CI and D3)

F -I50.1101 - $ 100,000 J -St 5.000 or le~,s N =$250,001 - $500,000 P3 =$25,000,001 - $50.000,000 U =B~ok Value

O =$100.O01 - $ i .000,000 K E$15.001 - $50,000 O =$500,001 - $t,000,000

H [ =$ 1.000.DO I - $5,000,000 L =$50,001 - $100.000 PI =$1.000,00t - $5,000.000 P4 =More Ih~n $50,000,000 W =Estimated

H2 =Marc than $5,0b-~.000 M =$100,001 - $250.000 P2 =$5.090.001 - $25,000,000

(Set Column C2)

V --Olhc,

FINANCIAL DISCLOSURE REPORT

Page 2 1 of 22

N~e of Person Reporting

Date of Report

WoU, Mark L.

05/14/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

At the beginmng of 2009 many of the assets owned by~ and me continued to be held and managed by Atlant=c Trust Pell Rudman ("ATPR"), an investment advisory firm, In March, 2009, many of those assets were sold in connect=on with a transit=on to another investment advisory firm, Windward lnvestment~ ("Windward"). ATPR and Windward provtded the information contained in this Report concerning assets that were in their custody for parts of 2009 That reformation zs, to the best of my knowledge, accurate and complete. In my Financial Disclosure Report for 2008, m Part VIL lines 31 and 32, two sales of Dodge & Cox Stock Fund were reported as "Sold (part)." The second entry should have stated "Sold" because all of the remainder of that Fund was sold on October 8, 2008. No Dodge & Cox Stock Fund was owned m 2009 and, therefore, it is not included m Part VII ofthis Report. ~ort, in Part VII beginning on hnes 49 and 91, pray=des information concerning two IRAs. Although not designated as such in my Reports for prior years, ~!!~] and I had IRAs managed by ATPR. Not recogmzing that there are different r~portmg requirements for Aggregate Ownersh=p Arrangements such as IRAs m he past I repotted more detads oncerning the assets in~IRAs than reqmred. The two IRAs included m thin Report are "rollover ]RAs" for federal tax purposes. The assets in them were acquired by Windward w~th the proceeds of the assets m our IRAs selected and managed by ATPR. The reformation coacermng the IRAs m this Report is pray=tied in the manner prescribed for Aggregate Ownership Arrangemems. Whde ~.~ and I invest ~n what Windward calls "Funds," through wh=ch =dent~cal investments are made sm~ultaneously for many investors, these are not mutnal funds, rather var ous index shares are bought and sold forT~r mdividnal accounts at var=ous runes Therefore, there are man.~ transactions desc=bed in th=s Report wh=ch would not be reqmred to be reported f,~, were nve~;ted in mu ua funds wh=ch engaged m smnlar transactions.

FINANCIALDISCLOSURE REPORT Page 22 of 22

IX. CERTIFICATION.

Name of Person Reporllng

Dale of Report 05/14/2010

[ Wolf, Mark L.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ,,~ith the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

, Signature_

NOTE: ,ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIl, AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 addItional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus C~rcle, N.E. Washington, D.C. 20544