Professional Documents
Culture Documents
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l, Person Reporting tIast name, first, middle inili~l} Shubb. William B. 4. Title (A~icle IIl iudges indicate active or senior s:atus: magistrate judges indicate full- ~)r part-tittle) Senior U.S. District Court Judge
[] Initial
5b. [] Amended Report 7. Chambers or Office Address 501 1 Street Suite 14-210 Sacramento, CA 95814 8. On the basis of the information contained in this Repozt and any modifications pertaining thereto, it is. In my opinion, in compliance with applicable laws and regulations. Revles,,ing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be folio,red. Complete all parts, checking the NONE box for each part where you have no reportable informatiog Sign on last page.
NAME OF ORGANIZATION/ENTITY
Universi .ty of the Pacific. McGeorge School of Law University of California, Davis, School of Law
2. Adjunct Professor
~.
Shubb, William B.
~ ....
Sh,bb, Wi iam g.
04114.2010
A. Filcrs Non-Investment Income NONE (No reportable non-imestment income.) DATE SOURCE AND TYPE IN(OME
()ours. not spouses)
3. 4.
B. Spouses Non-Investment Income - r[~,o. ~e,, married during any portion of the reportlng year, complete th;~ sectior~
tDollar amount not requ red orcept f~r honoraria. )
IV. REIMBURSEMENTS (Includes throe to .~7~ouse and d~pendent children, s,e pp. 25-27 O[~I~ling ir~tructions
DATES
LOCATION
PL~PQSE
N .....fPerson Reporting
Date of Report
S~,,bb, William B.
04.14.;2010
[~]
1. 2. 3.
.~.
5.
VI. LIAB1 LITIES. ,.c~.a.~ ,~,o~, oz~o ..... d dependent ,bird ....... pp. S2-33 of filing instructiott,.)
NONE (No reportable liabilities.) CREDITOR !. DESCRIPTIQN VALUE CODE
3. 4. 5.
n ..... fP .....Reporting
l)ateofRepor!
Shubb, William B.
04!14,2010
I.
BANK ACCOUNTS
~~
3.
A
A
Interest
Interest
K
J
T
T
4.
Interest
I0.
LIMITED PARTNERSHIPS
Dividend
,%,
J J
T "1
Date of Report [
Sh.bb, William B. [
04/14/2010
VII. INVESTMENTS an d TRUSTS - i. ....... t.e, t .......tiom a.~t~aes those of spouse ~na aep*.aent chaaren; ~e. lW. ~0 of flUng
NONE (No reportable income, c~sets, or transactions.)
A
Des~iption of Assets (including trust assc~s) Place "(X)" after each asset exempt from prior disc[o~re ]
~.
Income during tcpoaing p~iod ~2) ~ Amount Type (c.g, CMe I div., rent. [ (A-H) or int.)
6~ ......................
Gross value at end of reposing period (~) (~) Value Value C~e 2 : Meth~ (J-P) Code 3 (Q-W) ti~ Type (t.g., buy, sell. redemptionj
O.
Transacl ons du~ng rc~aing ~riod . (~) ~ ~3~ ~ (4) Date Value : Gain .mm"d~yY (_ode 2 Code I ~ ~ (J-P) (A-H~ ~ [ .........~ ldcnti~ of buycri~ller (if pdvatc transaction)
:,
Eagle Muni Cash Trust,tinily known ms Heritage Cash TrustMun Evergreen Strategic Muni Fund
Dividend Dividend
J J
Franklin CA High Yield Muni Seligman CA Hi YId Muni Van Kampon Hi Yld Muni
C C B
K L K
T T T
26. 27_
28.
Eagle Muni Cash Trust, fmrly known as lteritage Cash TrusMtmi Alliance Muni Income In~d CA
Franklin Income Fund Franklin Strategic Income Fund Highland Capital Floating Rate
A B
C C B
Dividend Dividend
Dividend I)t~idend Dividend
J K
L L K
T T
T T T
Sold (part)
05..26~09
29, 30.
3 I. 32.
33.
A A
A
Dividend Dividend
Dividend
J K
L
-I" T
T Buy 05/26/09 L
34.
Dividend
Buy
05/26"09
P4- More
Date of Report
04/14/2010
~
.
.....
~
36. 37. 38.
~~ .......
~?Income dcr~ng r~Toning ~rh~ (l) (2) Amount Type (cg., ~ Code I div.. renL (A-H) or (I} Value Code 2
c.
Gross value a~ end of reporting ~rit~ Va~ue Method (Q-W} T)pc ~e g., buy, sell.
ff .......
"]ransacdons during rc~in~ period
Des~iption of Assets (including ~st a~ct$) Place "(XI" afi~ each assc~ cxempt from prior disclosure
A A A
A
K K K
K
Z T 11T
Sold (part)
03/30..:09
Buy !addl)
03/30.09
Dividend
A A
Dividend Dividend
K K
"I" T
IRA --] Wachovia Bank Deposit Sweep Dividend Growth Fund Apache Corp. A A A Dividend Dividend Dividend 3 J K T "1" T
I. IncomcGatnCodes:
A -$1.000 or less
B=5;I.e01-$2,50{~
(7 $2.SfH-$s.l)llt}
D=$5.001-S15,000
E ~15.{301-$50.0(R}
p3 =g25.I]00,0(d . $50,000.~30
D.teofl~eport
Shubb. William B.
[ ~. ~ .....
~/14/2010
[ tion.~)
dons ilncIud~ those of s~use a~d dependent children: see ~p, 34~0 of filing i .....
[ [)~tc
Value
Gain
52. 53.
Sempra En~
Dividend
IRA/ROLLOVER of tIR-10 Wachovia Bank Sv, ccp Acct. A Dividend J T Sold Sold {par0 Franklin Income Fund C Dividend Dividend L L T T Buy (ztdd[) 03/24/09 09/29,09 09..2%09 L J J
Equally WeightedS&P 500 Dividend Growth Fund JPM International Value Ftmd
A A A
Dividend Dividend
M K
T T
Abbo! Labs AT&T Boeing Bristol Mcyers Catepillar Chevron Cisco Coca Cola
A B A A B 13 /X A
K K K K K K J K
Dale of Repol~
Shubb. William U.
04/14/2010
VII. INVESTMENTS and TRUSTS - i .......... l ......... .,io,, (Include~ those of Sp ...... d dependent children; see pp. 34-60 of j~llng instructions.)
NONE (No reportable income, assets, or transactions.) A. Description of Asseu (including ~s~ assct~) Place"(X)" after each asset exempt ~om prior d~slosure [ Income during ~ repo~ng ~riod lAmount ~ Type cg. ] Code 1 ~ div., renl. {A-tt) or int.) Gros~ ~alue at end of re~rting period Value Code 2 ~J-P) Value Methl~ Code 3 Typc (e g., boy. soil rcdcmpt~onl
Tran~clions during reporting peri~
69. [70. 71. 72. 73. 74. 75. 76. ~ 77. 78. 79. 80. 81. ~2. ~ 83. 84. 85.
Comcast Cunoco I~ Pent General Electro Hewlett Packed lntel IBM Johnson & Johnson .~ca~cl-Lucent Microso~ Prater & Ga~nble Scmpra Encr~ Tar~t Wal~ D~sncy Yum Bra~ds Zimmer Holdings BofA t.10% 4:01/10 A
A B A A A B B B A
K L K 1 T J K J K J [ [ [ [ ~ I
[ T
Buy (addl)
03i24/09 3
Dividend A A A A A A A
Buy (addl)
03/2409 J
T I
I
Buy 03;24/09 K
U = Bt,ok V~t!ue
V - I)t~er
W = ~tlmated
Date of Report
04/14/2010
VII. INVESTMENTS and TRU STS - i,,,. ....... i,o. tratt~actions (Includes those of sp ...... d dependent children; ,seepp. 34-60 o]fillng instructions,)
NONE (No reportable income, assets, or transactions.)
A Description of AsscIs (including t~st assets) Place "(X)" after each asset exempt from p~or disclosure B. Income during ft.porting period C. Gross value at end of re!x,rting period Transactions during reporting period
0) ! t:~
,Amous~t ! C(.,d I (A-H~ : T~pc (e.g., div,. rent, or int.)
o~
Value Code 2 ~J-PI
~ .....
t4)
(5)
ldeml bu.sei~seller (if priva:c transaction)
86.
Dividend
GE Capital St. Notes 2/18;33 (GED.) GE Capital PINES 6/28/32 (GEA) GECC 6.1.% PINES 11/15/32 (GEC) Georgia Power Sr. Note,,, I/1545 (GAH) Morgan Stanley 6.45% Pfd 4/I 5/67 (MSK) SATURNS GE 6% Pfd 3/15:;32 (DKC) Wachovia 6.375%,Pfd 6,1/67 Wells Fargo Capital 6.25A, 6q5/67 (F\~T)
t3 B 13 !t 13 B ~3 B
Date of Report
Shubb, William B.
04/14/2010
04/14/20t0 I DsteorReport
i certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U,S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WIlt KNOWINGIoY AND \VILFUIA~Y FALSIFIES OR FAILS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCIIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 I O11e Columbus Circle, N.E. Washington, D.C. 20544