/to w ~ev.

1/~010

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009 7.. Conrt or Organization Appeals, Tenth Circuit 5a. Report Type (check appropriate type) [] Nomination, [] Initial Date [] Annual [] Final

g~po,~in GoveRequiredrnment AbYcttheof IE

(5 t~.s.c, am,. 1ol-t1I) 3. Date of Report 04/02/2010 6. Reporting Period 01/01/2009 to 12/31/2009

1. Person Reporting (last name. first, mkidle initial) Anderson, Stephen H. 4. Title (Article llI judges indicate active or senior status; magistrate judges indicate full. er part-time) Circuit Judge(Senior)

7. Chambers or Office Address 125 South State Street 4201 W,F. Bennett Federal Bldg Salt Lake City, LIT 84138-1102

Sb. [] Amended Report 8. On the basis of the Information contained in this Report and any modRleations pertaining thereto, it is, In my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this forat must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~*oo.,~ i,.~,~,at ,,.ty; ,e, ~. ~.t~ oy ~,~z i~,~,~aio,,~.~

[~] NONE (No reportable positions.) POSITION NAME QF ORGANIZATION/ENTITY

NONE (No reportable agreements.) DATE pAR~S AND ~S

Anderson, Stephen H.

F~ANC~Lpage 2 of 8 DISCLOSU~ ~PORT

Ande~on, Stephen H.

~10~010

~. NON-INVES~ENT ~C OME. ~g,~oai,g i.ai,la..t ~d ,r .... ; ,e pp, 17"24 of filing instructions.) A. F~ers Non-Investment Income
NONE (No reportable non-investme~ income.)

SO~CE A~ TYPE
1.
2.

(yours, not spouses)

3.
4.

B. Spores Non -Inv~enl Income - tl~ou ,,r~ ma~d dur~g any poaion of th* r~aing year, omp!t~ tl~ sect~n.
(Dollar amoum ~t r~qMred ~cept for honoraria)

NONE (No reportable non-investment income.) ~OURCE AND ~PE

1. 2. 3,

4.

IV. REIMBURSEMENTS ..,~,,spo,~,o,~ todg~,,g, Sood, ,nter,a~, .... ,.

(Includes those to spouse and dependent children ? see pp. 25-27 of filbtg ias~r~tctions.)

NONE (No reportable reimbursements.) SOURCE

1. 2, 3.

DATES

LOCATION

pURPOSE

ITEMS PAID OR PROVIDED

4.
5.

Name of Person Reporting

Date of Report

FINANCIALpage 3 of 8 DISCLOSURE REPORT

Anderson, Stephen H.

04/02/2010

V. GIFTS. a~cl,,d~s ~o~o ~o ~,o,,~, ,,,,~,~ope,,,~,,~ c~u,~,,: see p~. 28-3~

NONE (No reportable gifts.) SOURCE
1. 2.
3. 4.

DESCRIPTION

VALUE

5.

VI. LIABILITIES. ffnclude* a .... of spouse and dependent children; see pp. 3~-.~3 of f cling inztructtotts.)
NONE (No reportable liabilities.) CREDITOR
1.
2.

DESCRIPTION

VALUE CODE

3. 4. 5.

Name of Person Reporting

Date of Report

FINANCIALpage 4 of 8 DISCLOSURE REPORT

Anderson, Stephen IL

04/02/2010

VII. INVESTMENTS and TRUSTS - ~com., ~.tt,., , ..... tio,~ (l~clude$ those of sp ....... d dependent ehildren; .~ee pp. 34-60 of fihng inxtructioe~.)
NONE (No reportable income, assets, or transactions.)
A. Description of A,sets (inludir, g trust assets) PIaee"(X)aflercachasset exempt from priordi*cLosure C. Gross value at end [__ reporting i~..ri_od_._. ~.. of reporting period IncomB-uringed AmountI TypeC.g., [ Code 1 I dJv., rent, or int) i (A-H) [ ~__].l [ Value Code 2 (I-P) ._Value Method Code 3 (Q-W) Type(*.g.. buy.*eli, redemption) D. Transactions during reporting period ld*ntityof buyer/seller (if private transaction)

IDat mm/dd/y)" Code2 I Code 1I (.LP) ]?-H) 1-

[ Vain I
Sold Matured Matured Matured Matured Matured 05/01109 03117109 02117109 05/05/09 06116/09 06/18/09 K L L L L L

1, 2, 3. 4. 5. 6. 7.

IRA #1, Pen;hing LLC-Custodian (Lines - U.S. Freightways Debenture; Mat. 4415110 - Zions Bancorp. Med. Term 5-yr Note - Natl Bank Arizona (CD) - Natl Bank Arizona (CD) - Nevada State Bank (CD) - G.E. Cap. Financial, Inc. Retail (CD) C B B B B B Interest Interest Interest Interest Interest Interest

8. 9.
10, 1 I, 12. 13. 14. 15. 16.

- Zions First Natl Bank, Salt Lake City, UT (CD) - Amegy Bank, N.A. (CD)

A A

Interest Interest

Matured Buy
Matured

06/23/09 03/23/09
06/22/09 03/30/09 06/29109 06/22/09 08/20/09 06/25109 09/25/09 06/29/09

L L
L L L L L M M L

- Vectra Bank of Colo. (CD)

Interest

Buy Matured

- Amegy Bank, N.A. (CD)

Interest

Buy Matured

- Zions First Natl Bank, Salt Lake City, UT

(CD)

Interest

Buy Matured

17. - Vectra Bank of Colo. (CD)

Interest

Buy

l. I t,*x.,v* Oai. Codes: (See Columns B I and IM) 2. Vah.~ Codes (See Columns CI a.d D3) 3. Valu/ Method Cadet (See Column C2)

A =$1.000 or I~ F =$50,001 - $ tO0.000 $ =$1S,000 or ]egx N ~;25D,001 - $500.000 P3 ~125,000,001 - $50,000.000 Q =Appraisal O =Bo~k Valua

B =$l,001 - $2,5130 G -~$100,0Ol - $1,000,0(X) K =$ tS,001 - $50,000 O =$500,001 - $1,000,000 R =Co~l (Real Estate Only) V ----Other

C =$2.5131 - $5,000 HI -.~;t,000.0OI - $5,000,0130 L =$50,001 - $100,000 Pl ~;l,000.001 - $5.000,000 PC =Mo~e than S =A~s*ssment W =E~timat~l

D --4;5,001 - $15,000 H2 =Mexe than $ 5.000,000 M --$ 100,00l - $250,000 P2 =$5,000.0D1 - $25,000,000 T =C~tth Market

E =$15.O0l - $50,000

FINANCIAL DISCLOSURE REPORT

Page ~ of 8

~a,.~ orPe=on R~port~ng

Ande~on, Stephen IL

] t~.t. or Re~ort
04~2010 ~

NONE (No repomable income, ~sets, or transactions.)

A, Dcs~iption of Assets (inclu~ag ~st ass~) Place(X)" after each ass~ exempt f~m prior disclosuro ~ B. I~o~ d~ring rcpo~ng ~riod C, Gross value at end of r~ing period V~lue VaLue Method Code 2 CJ-P) I Code3 ~~ ........... Ty~ (e.g., buy, sell, ~demption) D. Transactions during ~ing pc~od

Amount / Type (e.g., Code I / di ..... ~ (A-H) ] or inl,) .

I Date ] Value Gtln [ i~dayy [ c~, 2 coa~ t I ! ! (J.P)I (A-il) I 1~81~ 07110109 10/09/09 07/13/09 08/28/09! L M M L L

b~y,r~,.~
Cif private ~nsaction)

l~ntity of

18. 19. 20. 21. 22. - Amegy Bank. N.A. (CD) - Vectra Bard< of Colo. (CD) A A Interest Interest L T - Nevada State Bank (CD) A Interest

Matu~d Buy Matured Buy Buy

23.
24. 25, 26. 27. 28. 29. 30. 31. 32. 33. - MM Acct / Insured Dep. Acct. A Interest J T - Ally Bank. Midvale, UT (CD) - Ar~egy Bank. N.A. (CD) - Reserve Insd Dep AccffFDIC insured bank deposits IRA #2. Pershing l,LC-Custodian (Lines 31-33) - Zions First Natl Bank (CD) A Interest A A A Interest Interest Interest L L M T T T - Vectra Bank of Colo. (CD) - Zions Bancorp (5 yr note) A A Interest Interest M T

Matured
Buy Buy Sold Buy Buy

11/27109
I0/16/09 10/27/09 11/03/09 I 1/13/09 11/20/09

L
M M M L L

Buy Matured

02/03,/09 07/28109

J J

34. Zions Direct Brokerage Acct (Lines 35-39)

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting I

Date of Report

Page 6 of 8

Anderson, Stephen H.

I
A. B. Income during

VII. INVESTMENTS and TRUSTS - ~,,co~,., .a,,., ~,,,.c,io,,. ~,,ctu~es a, os. o/ ,.o.. ~a a...~.,,, children: s pp. ,34-60 af fillng b,,tructio,~.)
NONE (No reportable income, assets, or transactions.)
C. , Gross value at end Description of Assels D. Transactions during reporting period

(including trust assets) Place "(X)" after each asset

exemptfrompriordisclosure

reporting period
~mount [ Type (e.g.. Code I I div.,rent.

I--~- ~
Code2 Method

of reporting period

~ -[--~3~-~,-W7
Type (e.g..
buy, selt, redemption) mm/dd/yy ICode2 t Code 1 [

Identity of buyer/sellef

__(AH) _~

r in.) Interest

(J-P) L .... K

COde3(Q.W) T Buy Matured 09/25109 06116/09 06/29/09

,r~tns~ctionl(i| private L(J-") i (A|I) ] K K K

35. 36, 37.

- Nevada State Bank (CD)

- Vectra Bank of Colo. (CD)

Interest

Buy

38. ~9. - FDIC lnsd Acct.

40. Interest-bearing checking account/Wells Fargo Bank

Matured A
A A

12/28/09

Interest
Interest Interest None

L
J I J

T
T T W

4 I. Interest-bearing savings acct/Wells Fargo Bank 42. 43. 44. 45. 46. Coin collection (including silver)

FINANCIAL DISCLOSURE REPORT Page 7 of 8

~am, ore~rson Reporting Anderson, Stephen H.

Da~ or Re~rt 04/02/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicat~part of Repot)

NOTES:

FINANCIAL DISCLOSURE REPORT

Page 8 of 8 IX. CERTIFICATION.

Name of Ptrson Reporting Anderson, Stephen H.

Date of Report 04/02/2010

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was wRhheid because it met applicable statutory provisions permitting nun-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reporled art In compliance with the provisions of 5 U.S.C. app. 501 e~ seq, 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL AND CRLM1NAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544