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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. District Court - g. 1. " 5a. Report Type (check appropriate type) [] Nomination. [] Initia~ Date [] Annua} [] Final

Report Required by the Ethics

(5 u.s.c, app. ,~ 1ol-t:1)
3. Date of Report 05/20/2010 6. Reporting Period 01/01/2009 to 12/31/2009 in Government A ct of 1978

1. Person Reporting (Hast name. firsL middle initial) Lisi, Mary. M. 4, Title (Article Ill judges indicate active"or senior s~ams; magistrate judges indicate fall- or pard-time! Chief District Judge-Active

5b, [] Amended Report 7. Chambrs or Office Address U.S. District Court One Exchange Terrace Providence, R1 02903 8. On the basis of the information contained in this Report and any modifications portainlng thereto, It is, In my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date

IMPOR TANT NO TES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each par~ where you have no reportable information~ Sign on lastpage.

I. POSITIONS. c~,po,n,g individual only; Seel~p. 9-13 of flltng instructions.)

[--] NONE (.No reportable positions.) PQSITION
1. 2, 3. 4. Selection Committee Chair Member Member Member

NAME OF ORQANIZATION/ENTITY
Hassenfeld Family Foundation Rhode Island Public Service Fellowships Temple University School of Law Board of Visitors University of Rhode Island Presidents Council ABA - National Conference Federal Trial Court Judges Executive Committee

1I. AGREEMENTS. in,po,a,g

NONE ~o reportable agreements.) PARTIES

2.

Lisi, Mary M.

Name of Person FINANCIAL DISCLOSURE REPORT [ Li~l,~a~yM. Reporting

Page 2 of 6

Date of Repor~

05/20/2010

Ill. NON-INVE STMENT INCOME. ~epor,~ ~.ai~id..~.nd.po.se; see p~

A. Fliers Non-Investment Income NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

~COME
(yours, not spouses)

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this sectio~ (Dollar amount not required ~cept for honoraria.) 1~ NONE (No reportable non-investment income.) DATE 1. 2009 2. 3. 4. self-employed attorney SOI.,IRCE AND TYPE

IV. REIMBURSEMENTS -,,~port~,io., toaging,~ood. ~,..ot .... ~

(Includes those to ~Tou.~e and dependent children; see pp. 2.$-27 of fiting instructions.) ~ NONE (No reportable reimbursements.) ~ 1. 2. American Bar Association American Bar Association DATES LQQATION pURPOSE Mid-Year Meeting Judicial Discipline Consultation Mtg. ITEMS PAID OR PRQVI-DED Lodging, ground transportation, meals Aiffare, lodging, ground trasnportation, meals

February t2-14, 2009 Boston, MA June 22-26, 2009 Denver, CO

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 6

i r~ame Of Pel~o~l Reporting Li~, Mary M.

Date of Repo~

05/20/2010

V. GIFTS. a~a~ ~os~ to ~o.~,..u a,~.a~ chUrCh; ~e p~ 28-31 of fillng ~strucffon~) NONE ~% reportable g~s.) ~
t. 2~ 3, 4,

DESC~ON

VAL~

5.

VI. LIABILITIES. a,,ct~,~s a, o~ o~s~ ,,,,,~ ,~,,,,~o,,, ~hiUr~,,; s~e ~,~,. 32-33 oyyi~,,g ~,~,io~
NONE ~o reportable liabilities..) C~DITOR !. 2.
3. 4.

DESC~TION

5.

FINANCIAL DISCLOSURE REPORT

Page 4 of 6 VII. INVESTMENTS and TRUSTS - in .......
[~
B. Income during reporting period

r~am~ of Per,on:Reporting
Lisi, Mary M.

[
I

Date of Reporl

05120/2010

i.,, transactlons (Includes those of spou .... d dependent children; see pp, 34-60 of filing instructions.)
C. Gross value at end of reporting period

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including wast assets) Place "(X)" after each asset exempt from prior disclosure I D. Transactions during rep~rting period

/1)

i (2)

(1)
Value Code 2 (.l.p)

(2)
Value Me,hod Cede 3

(l)
Type (e.g., buy, sell, redemption)

] (2)
! Date imnudd/yy I

(3) ! (4)
Value Gain Code 2 [ Code 1 (J-P) . (A-H)

(5)
Identity of buyer/seller (ifprlwte

Amount Type (e.g.. Code I [ div., rent, (A-H) i or int.)

L.
1~ 2. Citizens Bank, Providence, PO NOW Account Citizens Bank - IRA (cash equivilent) Citizens Bank - IRA (cash equivilent) 3. 4. 5. 6. 7. 8. 9. 10. ll. 12. 13.
14.

(Q-W)
Interest Interest Interest Interest Dividend L J K L O T T T T T

tram~etian)

A A A B F

Bank RI - CD 40 I(K)RETIREMENT PLAN - Dreyfus Bond Market Index Fund -Federated Capital Appreciation Fund A - Janus Advisor Flexible Income Fund - MFS Total Return Fund A - MFS Global Equity Fund A

Continued on attached sheets

!5. 16. 7.

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W Z

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FINANCIAL DISCLOSURE REPORT

Page 5 of 6

i Na,~e of Person Reporting

Lisi, Mary M.

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DaCe of Report
05/20/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,#~c#,,pa.oyRepo,~

FINANCIAL DISCLOSURE REPORT

N .... f ~e~o,~ Repo.i,,g

Lisi, Mary M,

D.te of R~po.
05/20/2010

Page 6 of 6
IX. CERTIFICATION.

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Sig~

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULL FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544