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FLNANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Southern District of New York
5a. Report Type (cheek appropriate type) F-~ Nomination. ~ Initial Date [] Annual [] Final

Report aequired by theEthics

in Government Act of 1978

(~ u.s.c, app. if loi-LII)

3. Date of Report 06/29/21) I0
6. Reporting Period 0 ]/01/2009 to 12/31/2009

L Person Reporting (last name, first, middle initial) McK_ENNA, LAWP-LENCE M.

4. Title (.m~icle 1:1I judges indicate active or senior status; magisaa~e judges i~dicate fitll- or parx-time) DJsla-JctJudge(SenJor)

5b. [] ~Lroended Report 7. Chambers or Oftine Address 8. On the basis ofthe information contained in this Report and any modifieotions pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Revie~wing Officer Date

United States District Court

500 Pear] Street (1640) New York, N.Y. 10007

Ih.IPORTANT NOTES: The instructions accompanying this form must be follo~,ed~ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on lastpage.

NONE (No repormble positions.) POSITION NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Reporting indlvidual anly; see pp. 14-16 of flling instructiong)
NONE (No reportable a~eements.)

.~_~ :

C22

~ ::

~;,.

DA~

PARTIES A~ TE~S

~ 2. ~

2.

FI~N~NCIAL DISCLOSURE REPORT

.~ .... of Person Reporting

Date of Report

Page 2 of 1 0

M~KENNA, LAWRENCE M.

06/29/2010

III. NON-I~.~VESTMENT LNCOME. ~R.,oa~g individual andspouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
NONE ~o reportable non-invesonent income.)

DATE
1.
2.

SOL~.Cg A~ T~

~COM~
(yo~s, not spouses)

3.

4.

~. ~ 0~$~S Non-IlI~$~t ~fl~oI~ - If you ~ere ~ied during a~ potion of the teporti~ year, (Dollar ~mount not requirgd ~cept for

~ NONE (No reportable non-inves~nent incomeQ

DAT~
1. 2009 2. 3. 4.

SO~CE A~ T~E
Sellemployed ( a~er)~

IV. REIMBURSEMENTS - ~.~o,,=,io,,, t,,agi.s,/ooa, ,.1,~,.~

[!~ch;de.~" those to spouse attd dependent children; see pp. 25-27 ql~ling inst~ctio~.)

NONE (No reportable reimbursements.) SOI~

l. 2. 3. 4. 5.

LO~

P~OSE

~PA~ OR ,pROVIDED

FIiNANCIAL DISCLOSURE REPORT Page 3 of 1 0

R~po~a~ ~ .... ~ P LA~NCE M. ! M~A,.....

~ ~o~, 06/2912010

V. GIFTS. a~,, ~o,, ,o ~ ...... ~ ~,~,,, ,~,,,,; ,,~ ~. 2~ ~ ~ of ~ ~,~,~o~.~

NONE ~ reportable g~s.) ~
1. 2. 3. 4. 5.

DESC~TION

VI. LIABILITIES. a,,,,~,,de~- tho,., e:.w ....... ~ dependent childrem sce pp. 32-33 of filing instructiott~.)
NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

2. 3.
4,

5.

Name of Person Reporting FINANCIAL DISCLOSURE REPORT ! MeKENNA, LAWRENCE M. Page 4 of 10

~ NONE ~ re~o~able income, assets, or ~at~actions.)

l.

CITIBANK (Chec~ng)

No~

.."

~MIG~NT SAV~GS B~NK (Savings).

lmer~st

3.

b~S P.~ W~BBER ~T~ MONEY ~ (now DEPOSIT ACCT))

Interest

4. 5. 6. 7.

LORD ABBETT ~CO~ FLr~ CLASS LORD .~ BE~" GROWTH OPPORTUNITIES (~) ~TRIA (Co~on) ~M (Common) B IOSONICS (Co~on)

h~terest None

J J J ~ ~

T T T T T

A A

Dividend Dividend None

10. I. 12.

SONO~N (Co~on) MERCK (Common) (Stock Invest. Plan) C]SCO SYSTEMS (Common) A VAY A (Common) ,~SFROPOWER (Common) MONSANTO (Common) EASTMAN KODAK (Common) (Stock fnv Plan) A A

None Dividend None None None Dividend None None

J J ./ J J J J J

T T T T T T T T Sold 10/02,,09 : J A

13.
14. 15. 16.

17. H.J. HEFNZ (Common) (Stock Inv. Plan) [

(S~ Column C2)

U =Book Value.

V =Other

W =Ezt~mate~

FINASNCIAL DISCLOSURE REPORT

~m~

Page 5 of 10

~A, LA~NCE M.

06/29/201

VII. INVESTmeNTS ~d TRUSTS - ~ ........ t,,. t ...... tions anctuaes those of sp ...... d dependent chffdren; see pp. 34-60 of fillng inswucdons.)
NONE 0Vo reportable income, assets, or tra~aetions0" Descfipdon.ofAssets (ineludin g ~st zgsets) Place "~X)":afler each ~set pt ~om ~6or discl. .... Income d~g r~ning peri~ ~mo~t C0d~! ", .., Code 2 J [ Gross valueat ~d[ Tm~ctions d~ng reponingperiod

]18,
~19. 20. 2 l. 22. 23, ~24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

FEDEX (Common) (Stock Invest Plan) E~ON MOBIL (Common) HONDA MOTORS (Common) GOOGLE (Common) ,~CArEL-LU~NT (ADR) WILL~ BLA~ INTL GROWTH F~TD (.FUND) DAVIS NY VEN~ F~D (.FLED) DELAWARE INTI, VALUE EQIJIrY FUND (FUND) T. ROWE PRICE VALUE FUND (FUND) JANUS ADVISOR FORTY FUND (FL,"ND GAMCO GROWTH FLrND (FUND) DWS CORE PLUS rNCO/vlE FUND (FUND) PIMCO HIGH YIELD FUND (FUND,) AMERICAN CENTURY INTL (BOND) ROYCE TOTAL RETURN FUND (FUND) CITIBANK DEPOSIT PROGRAM SB MONEY FUNDS (2?ASH PORT.

A A A

Dividend ] Dividend Dividend None None

J J J K S l d J J J J J J J J J J

T T T T T T T T T T T T T T T T T Sold 09/17/09 J A

A A A A A A A A A A A A

Dividend Dividend Dividend Dividend Dividend None Dividend Dividend Dividend Dividend Interest Dividend

0rUbrD)

C =$2,501 - $5.000

D ~$5;001 z $15,000

E =$15,001 - 550.090

~3 =$25,~,~1,- $50;~)0,000
Q "-Appr~sal U =Book Value R :Cost (Real Estate Only) V =Other W =Estimat~

~ 3. Vah)e Mcth~ Codes ~ (See Column C2)

FIN~NCIAL DISCLOSURE REPORT Page 6 of t 0

N ....rP .....R.pnr~,,g McKENNA, LAWRENCE M.

.~,e oraepo,~ 06/29/2010

VII. INVEST~MENTS and TRUSTS - ~ ....... ~, t~ ..... ao,s a~c~.a~s ,~o~ oi~,ro~,~ ~da~~, ~,~; ~ p~. z4-~0
NONE (No reportable income, ~sets, or transactiot~.) A. Descdpti~ of As~ ~iuclud~g ~st assets) Plac~ "(X)" a~r each~set exempt from pfior~selo~e [ , B. Incom :dunng r~in~,pefiod c. Gross value at end ~ otre~mng pe~od , J VMu , Method Code3 ~ %~e (e:g,, buy; sell, [ redemption) D. Transactions d~ing repo~Mg per od

lain~t I Ty~ (e:g., Value J C0do 1 ~ dive, ren~ ~ C~e 2. [ (A-H) ~ ormt:) (J-P)

[ Date. Value ~ Gain m~dd(~ C~e 2 ~ Code I [ (J-P) , (A-~) ]

Idemi~ of buy~ise er (ifpfivae

35. [ 36. [ 37.

DUPONT 4.50 PFD FIRST ENERGY (Con~on) KRAFT (Common)

A A A

Dividend Dividend Dividend None

~ J J J J K J J K J J ] J K J K K

T T T T T T T T T T T T T T T T T Matured Matured 02/27/09 K 11/30/09 07/30i09 K 0~27i09 K Matured 08/07/09 K A ,I "

38." LSI LOGIC (Common) 39. ~ : 40. 4 I. 42. 43 44. MAR~TS~ING LOE~ER(FuND) E~RG~G 45. 46. 47. 48. 49. 50. 51. HARDING LOE~ER EMERGING MAR~TS (F~D) ~O~ ,~BE~~EVELOPING" GROWTH (FUND) LORD ABBETT AFFIL~TED (FUND) BANK OF BARODA (CD) FIRST REGIONAL BA~.CA (CD) CIT1GROUP 8.50% (PFD) NATIONAL cITY BANK {}H (CD) A A A A A A A DREYFUS PREM~R E~RG~G ~ETS (F~d) ~V:~TA BANK (CD) PIMCO TOT~ ~U~N FLeD (F~D) PHILIP MoRRIs (Common) ALLIANZ 8,375% (BOND) A A A A A A

Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest lrtterest

EXC~. Matured

(See ~blumn C2)

U =Book Value

V =Oth~

w =~timar~

Page 7 of 1 0
VII. INVESTMENTS and TRUSTS - i~ .......
A. Dese6ption ofAsse~ (iacIuding ~st asses) B.

McKENNA, LAWI~NCE. M.

06/29/2010

i.~ tt ....

titma" (Includes" ~ose of nff ...... d depend~nt children; se~ pp. 34~0 of filing in ..... lions.)

NONE ~ro reportable income, assets, or transacao~.)

" ...... ~ ......... ~ .............................. ............................ lncome during Gross value at end ~ repo~ng period ofre~ing pefod ~ . div., rear, C~de 2 Method bu~, sell; Tr~saetions d~Sng repo~ng period

exempt eom p6or disclosure

Imm~d~" Co~e 2 Code I

buyerisel er

52.

F~ST BANK PUERTO RICO (CD) CAPM~ BANK (CD) C~71"IOROUP, inC.

Interest

Buy K K T T T T Buy 02/25/09 07/30709

53. 54. 55. 56.

A A A

Interest ~ter~st Interest

EXG~. Buy

ALABAMA P~WER (BOND) ENTERGY TEXAS (BOND) STERL~G SAV. BK. (CD)

K K K

08718/09 08/18/09

A A

Interest Interest

Buy Buy

}57.
~58. 59. 60. 61, 62.

08718~09 08/18/09 08/~/09

NORTHSHO~~OMNTY. BK. (CD) ~l. ELEC. P0~ER (BOND) CITIGRO~, ~C. F/RST BANK PUERTO RICO (CD)

A A A A

Interest Interest Interest Interest

K. K

T T T T

Buy Buy Sold Redeemed

K K J J J J J J

08/06/09 08/20/09 1~02/09

K K

A A

_&M. EX~. FSB (CD) D~S PACE GOVT. FIXED ~C. (FUND) ...... UBS PACE INTER. FI~D ~C. (FUND) UBS PACE ST~VIEGIC FLXED ~rC. (Fl JND) ~]S PACE SMA[.t.~ED VALUE (FUND)

A A A A A A

Interest Interest Interest Interest None Interest

T T T T T T T

Buy Buy Buy Buy ~uy

, 63. 64.

09/21/09 09/21/09 09/21/09 I 09/21/09

65. 66.

67. UBS PACE MO~Y MARKET (.FUND) 68, UBS PAC~ HIGI~ YIelD (~ND)

Buy

09/21/09 09/21/09

Interest

Buy

FENANCIAL DISCLOSU~ REPORT

[ n~m~ o~le~o~ ~po.i.~

06/29/2010 I M~ENNA, LAW~NCE ~I. [

Page 8 of t 0 VH. ~WEST~NTS and TRUSTS - ~ .......

~, tramactions (Includes thoJe of sp ....... d dependent children; see pfl. 34-60 of filing instructions.)

~ NO~ (No reportable income, assets, or oa~ac(ioqs.)

~ ................Z~?--. ........................ ~. ........... ~ .......~. . ...... ......................~? ................................

Description of~ts (including ~st"assets) Income d~ng ~ G~ss v~ue at end reining period: i of~poaing -..~, .~ ...... ~ .... ~ ........~ ......... ,~Ouat T~e(~.g.. "n)I or, int.) Value (S-P) Transactions d~ng~po~g period < ~pe(e.g.. reg*mOti~) [ Date ~Vaue ~ Ga~ [ ] (J-P/ Idenawof Place"~".a~ereaeha~set Value

~ 69. 70. 71. 72. 73. 74. U~S PACE ~TL EQUI~ (b~D) UBS .PACE MUNi. F~D INC. flUiD) WESTERN ASSET MO~Y ~T WESTE~ AS~~ MONEY M~T GROWTH FUnD OF AME~CA (F~D) ~OWTH FU~D OF ~ERICA (FUND) A A A A A A None lnterest Interest Interest None None

! Code3

~ I J ! J J J

[ (Q-W) T T T T T T

~ Buy Buy Buy Sold Buy Sold 09/21109 09/21/09 02/10/09 07/21/09 02/10/09

~nsaction)

J J A

09~1,09 J

FINANCIAL DISCLOSURE REPORT

Page 9 of 10

Name of Person Reporting ~IcKENNA, LAWRENCE M.

Date of Repor~

[ V~..~DITIONAL ~FO~TION OR E~LANATIONS. a.ai~p~o~)

06/29/201o

The estate listed in I. 1 has no assets.

FIN~NCIAL DISCLOSURE REPORT Page 1 0 of 10 IX. CERTIFICATION.

~me of r,r~on Repor~ng ~ac~r~~A, LAWRENCE M.

[ D~te ~fR,po~ 06129/2010 !

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, ff any) is accurate, true, aod complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. appo 501 et. seq., 5 U.S.C, 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY" BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure zsdministrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544