You are on page 1of 277

" ao ~0 " ~/

FINANCIAL DISCLOSURE REPORT

.... ~,ey,ii~O~

Rq, ort 2~equi~ed by the ~thi~"


in Government Acl of 1978

FOR CALENDAR YEAR 2009

0 t~:s.c, app. ~:~ IOJ-~H)

2. Cou~ or Organization

1. Person Reposing ~ ~e, firsL ~d~e inifi~)


Ba~, Ma~a~ T.

3. ~te of Repo~

US Cou~ of Ap~aIs 3rdCircuit

4. Title (~ticle III judges indicate active or senior sta~s;


magistrate judg~ indicate ~11- or
U.S~ Circuit Judge

~ Initial

9/1/2010

5a. Re~ T~e (check appropriate t)~e)

~ ~ual

6. Reporting Period

Date

~ Nomination,
~ Final

01/01/2009
12/31/2009

5b. ~ ~dedR~o~
7. Chambers or Office Address

8. ~ the basis of the information eont~n~ in this Report and any


modifications pe~alning thereto, it i~ in my opinion, in compliance
with appliable laws and regula~ons,

USPO & Cou~hot~e Bldg


Newark, NJ 07101

Refie~g Officer

Date

I~ORTANT NOTES: The ~s~uctions accompanying this form must be foHowe Complete a~ parta,
checking the NONE box for each part where you have no reportable i~form~om Sign on l~t page.

I. POSITIONS. ~epon~
~ NONE (No reportable positions.)
PO__Q_~T!Q_N_

NAME OF Q..RGA~N/ENTITY

1. Co-Trustee

3, Co-Trustee
4. Co-Trustee
5. Co-Trustee
6. Co-Trustee
7. Co-Trus,ee

Trust #24
;~.;

9. Trustee

Tr~st #26

10Trustee

,. ~

11 Trustee

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)
NONE (No reportable agreements.)
.DATE
1.

:7 ~.._ .-:">

PARTIES AND TERMS

::"

;.:

2.
3,

N~.~ of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 3 of 277

Dale of Report
9/1/2010

Barry, Maryanne T.
]

III. NON-INVESTMENT INCOME. m,~or, i.g ~,ai~idua~.,a,~, ....

; see pp. 17-24 of filing ins~uc~ns.)

A. Fliers Non-Investment Income


NONE ~o reportable non-investmem income.)
SO~CE AND ~PE
(yours, not spouses)
1.
2.
3.
4.

B. Spouses Non-Investment Income - If you ~,ere married during any portion of the reporting year, complete this section,
(Daltar crmou~l not required ~cept for honoraria.)

[]

NONE (No reportable non-investment income.)

~[_OURCE AND TYPE


1,
2.
3.
4.

IV. REIMBURSEMENTS -,,o.spon~o., todgi.g,~oo~ ..,..a~.me..


(Includes those to spouse and d~:pendent children. see pp 25-27 offiling instm~ctio~.)

NONE (No reportable reimbursements.)

~
1.
2.
3,
4.
5.

P~PO8~

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT


Page 4 of 277

Name of Person Reporting

Ba~, ~a~a~e T.

Date of Report

9/1/20~o

V. GIFTS. (Includes those to sp .... nd dependent cl~itdren; see pt~ 28-31 of fding instructions.)
NONE (No reportable g~[ts.)
SOURCE

DESCRIPTION

VALUE

2_

3.
4.
5.

~]

NONE (No reportable liabilities.)


~

1.
2.

4.
5,

DESCRIPTION

VALUE CODE

N .... f Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 5 of 277

Date of Report
t

Barry, Maryanne T.

9/I/2010

VII. INVESTMENTS and TRUSTS-i,co,,,. ,.,~,,, ~, .... tions (Inclades those of spouse and dependent children; see pp. 34-rOoffdinginstruction&)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting period

Place "(X)" after each asset


exempt f~om prior disclosure
~

~,mount
Zode 1
(A-H)

(2) (|)
Type (e.g.,
div., rent,
or int.)

C.
Gross value at end of
reporting period
(2) ~ (l) 1(2)!(3) (4)
(5)
Value
Value [, Type (e.g.,
Code 2
buy, sell,
Method
, Code 3
redemption)
(I-P)
i (Q-W)

1.

Rental Property #2 Brooklyn, NY

Rent

),

Rental Property #l 6 Brooklyn, NY

Rent

3.

Rental Property # 17 Brooklyn, NY

Rent

4.

Rental Property #22 Brooklyn, NY

Rent

5.

Rental Property #l 1 Brooklyn, NY

Rent

6.

Rental Property #10 Brooklyn, NY

Rent

Int./Div.

PI

7.
! 8.

Trust #6 - List of Assets

D.
Transactions during ~eporting period

- CAPITAL INCOME BUILDER INC

[ Date
i Month Day

Value
Code 2
(J-P)
i

Buy

3/23

9.

Buy

3/30

I 0.

Sold
(part)

5/4

11.

Buy

6/22

Sold

8t4

13_

Buy

9/28

14.

Sold
(paa)

I1/4

12.

(part)

16.
17.

-TE MNY FUND OF AMERICA


Trust #7 - List o f assets:

None

PI

Gain
Code 1
(A-H) :
i
i

identity
buyer/seller
(ifprivate
transaction)

Name of Person Reporting

PageFINANCIAL6 of 277 DISCLOSURE REPORT

Date of Report

Barry, Maryanne T.

9/!/2010

VII. INVESTMENTS and TRUSTS -in~ ..... I,e, tr .... dons (Includes those of spouse and dependent children; see pp. 34-60 offcling instruction.~)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets

B.
Income during

(2)

0)
Place "(X)" after each asset
exempt from prior disclosure
t_.__._...__
18.

[Amount Type (e.g.,


~. Code ]
div., re~xt,
! (A-H) [ or int.)
[

C.
Gross value at end of

~l) ! ~2)
Value
Code 2
(J-P)

Value
I Method
Code 3
(Q-W)

D,
Transactions during reporting period

~1)
Type (e.g.,
buy, sell,
redemption)

(2)

~3) [ (4)

Date
Month Day

Value [ Gain
Code 2 I Code I
(J-P) ] (A-H)
i

Identity of
buyer/seller
(ifprivatz
transaction)

- Cash JPMorganChase

19.

Trust #15 - List of assets:

20.

- CASH - JPMORGAN TAX FR.EE MON


EY MAKK_ET

21.

- YPMORGAN MID ~.,AP VALUE FUND

22.

~".~PMORGAN TAX AWARE US EQUITY


FUND

23.

- J-PMORGAN INTREPID AMERICA FU


ND

24.

- JPMORGAN SMALL CAP CORE (FOR


MERLY EQUITY) FUND

Sold
(part)

8/21

25.

-.IPMORGAN INTREPID GROWTH FD

Sold

11/12

Sold

8/22

Sold

5/12

]nt./Div.

TURN FUND
27.

-JPMORGAN MUNICIPAL INCOME FUN


D

28.

-THIRD AVENUE VALUE FUND

29.

-MATTHEWS PACIFIC TIGER FUND

30.

-H1GHBRIDGE STATISTICAL MARKET


NEUTRAL FUND

31.

-DODGE & COX INTL STOCK

32.

-JPMORGAN ASIA EQUITY FUND

33.

-JPMORGAN INTREPID INTI. FUND

34.

-ISHARES RUSSELLIvlIDcAP GROWTH


INDEX

|. Income Crain CeAes:


(See Columns BI and 134)
2. "Valoz Codes
(See Colurans CI alld D3)
3. Value Method (.odes
(See Colunm (72)

A ~$1.000 or less
F -$50.001 - $100.000
J ~$ I S,000 or less
N =$250,04)1 - $500.D00
P3 ~$25,000,001 - $50,000,000
Q =Appraisal
U =Book Value

B =$1,001 - $~.~
G =$100.001 - $1,000,000
K =$1S,00l - $50.000
O =$500 00~ - $1.000,000
R ~Ct)st (Real Estate Only)
V =Other

C =$2.501 - $5,000
HI =$l,000.00l - $5,000.000
L =$50,00! - $ I O0,000
PI =$!,000,001 - $5,000,000
P4 =Mor~ th~ $50,000,00~
S =Assessment
W =Estimated

D ~$5,001 - $15,000
H2 =Mo~e than
M =$100~001 - $250~000
P2 =$5,000,001 - $25,0D0.090
T =Cash Markel

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

~ame ofPers0n Reportiug

Date of Rep0rt
[

Barry, MaryanneT.

Page 7 of 277

9/1/2010

NO~ ~o reportable income, ~sets, or ~ansactio~.)


A.
Description of ~se~
(i~luding trust ~se~)
Place "(X)" a~er each .... t
exempt from prior ~sclosure

" ....... ~ .....


Income during
r~ing pe6~

~mo~t[ T~(e.g.,
di~ rent
C~el [
[~

C.

D.
T~ns~tions dunng r~o~ing

Gross value at end of


repo~ng ~fl~
,
Value
C~e 2

! Value
] Meth~

Ty~(e.g.,
buy. sell,

Date [Value ~ Gain [


Mon~ [ Code 2 [ C,~e 1 ~
[

35.

-EATON VANCE SPL ~T

~6.

-FMI FDS ~C

37.

-JPMORGAN US gARGE C~ CO~ PL


US F~D

38.

-MANN~G & NAP~R F~D ~C

39.

-)PDR T~UST SERIES 1

Sold

5/12

40.

-~MORGAN HIGH YIELD BO~ F~D

Sold

8/19

41.

-THE OS~R~IS F~D

Buy

12/29

42.

-ARTIO INTL EQUITY II

Buy

8~2

43.

-JP MORGAN ~L C~NCY

Buy

8/22

@A~EN HIGH INCOME F~

Buy

5115

45.

-~ MORGAN ST~TEGIC INCOME

Buy

5/15

47.

- CASH - ~MORGAN T~ FR~E MON


EY MANET

Sold
(pa~)

8/21

i 48.

- JPMORGAN MID CAP VALUE

~ 49.

- ~MORGAN T~ AWA~ US ~Q~ ....


Fk~D

50.

- JPMORGAN ~TREP1D AMERICA FU

51.

- ~MORGAN SMALL C~ CORE

Identi~of
buyer/~ller

FINANCIAL DISCLOSURE REPORT

~me of Person Reporting

Date of Report

Page 8 of 277

Bar~y, Maryanne T.

9/112010

VII. INVESTMENTS an d TRUSTS - inco,~, vo~u., .a,~a~,~ (Includes those of spouse and dependent children; see pp. 34-60 of ~dlng i~uctions.)
NONE ~o reportable income, assets, or transactions.)
A.
Des~pfio~ of Asse~
(including trust asse~)

]
I

B.
Income during
repo~ngp~i~

C.
G~ va~e at end of
r~oaiug period

!
~

D.
Tmnsacli~s during re~ing ~fiod

Place "(X)"fromafterprior~hdisclosu~a~et
Amount ] T~e (e.g., / Value [ Value ~ T~e (e.g., Date Value Gain / Identi~ of
C~e 1 ~v.,
C~e 2 ~ Me~od
buy, sell,
Mon~
Code 2 Co~ I [
Day
(AH)L orint)] (J-P) ~:~
[ (J-P)
t~mption)
](A-~ ~
~ansaction)
~
, (ifpfvate
~
[
.
52.

-JPMORGAN [NT~P1D GWTH FD

Sold

11/12

Sold

8/22

Sold

5/12

53. -J~ MO~a~ r~ aW~ ~ ~T~


~ F~
: 54.

-~ MORGAN MI~]C~AL ~COME FU

~ 55.

-THI~ AVE~ VALt~ ~D

56.

-MAITHEWS PACIFIC TIGER FUND

57.

-HIGHBKIDGE STATISTICAL MARKET


NEUTRAL FUND

58.

-DODGE & COX INTL STOCK

59.

-JP MORGAN ASIA EQUITY FUND

60.

-JPMOR~AN INTREPID INTL FUND

6!.

-ISH.ARES RUSSELl. MIDCAP GROWTH


INDEX

62. -MA.NNING & NAPIER FUND


63.

-JPMORGAN US LARGE ~AP COR~"PL


US FUND

64.

-EATON VANCE SPL fNV

65.

-FMI FDS INC

66.

-SPDR TRUST SERIES 1

Sold

5/12

67.

-JPMORGAN HIGH YIELD BOND FUND

Sold

8/19

68.

-THE OSTERWEIS FUND

Buy

12/29

| . Lacome Gain Codt~;


(ge~ Colun*aas BI ~ml D4)
2. Value Codes
(See Colunms Cl ~d D3)
3. VallJe Method Codes

(See Column C2)

A N$1,000 or less
F =$50,001 - $1~0,000
J -$15,00~ or te~s
N =$250,001 - $500,0Q0
P3 =$25,000,001 - $50,~00,000
Q ,:Apptaisal
U ~Book Value

B =$1,001 - $2,500
G -$100,001 - $1,000,001)
K ~$15,001 - $50,000
0 =$500,091 - $1,000.000
R ~Co~ (Real Estate Only)
V :OO~cr

C =$2,501 - $5,!)00
HI =$1,0~0,0Ol - $5,000,(300
L =$50,0~1 - $i00.000
PI =$1,00~.001 - $5,000,000
P4 ~More ~h~m $50,0~0,000
S -Assessment
W =F~tima~ed

D =$5,001 - $15,000
H2 =More than
M ~$lOO.001 - $250.000
P2 =$5.0~O,001 - $25,0~0,000
T =Cash M~ket

E =$15,001 - $50,01)0

[Name
B~y, Maryanne T.

of Person RepoSing

FINAN CIAL DISCLOSURE REPORT


Page 9 of 277

9/1/2010

NONE ~o reportable income, assets, or ~ansactions.)


A.
Description of ~se~
(including ~st asse~)

B.
Incom~ dndng
r~o~ing ~

Place "(X)" a~r each asset

Amour [ T~ (e.g.,
Code 1 ~ div., renL
(A-H) ~, or int.)

exempt om prior ~sel~ure

~
Tmnsactioos d~ng r~o~ing

] Gross valu~ at ~nd of


re~ing period
i
Va~e
C~e 2
(J-P)

Value
[ Me~
C~e 3

T~e (e.g.,
buy, se~,
~emption)

Date
Value
Mon~ Code =
Day
~ (J-P)

69.

-ARTIO ~TL EQUITY II

Buy

8/22

70.

-~ MORG~ ~TL C~CY

Buy

8/22

71.

-PAYqDEN HIGH INCOME FD

Buy

5/15

72.

-JP MORGAN STRATEGIC INCOME

Buy

5/15

73.

~;~g~-~- ~Tmst #17 - List of assets:

74.

- Cash JPMorgan Tax Free Money Market

75.

- JPMorgan Tax Aware US Equity Fund

76.

- JPMORGAN MID CAP VALUE FUND

77.

-IPNIORGAN INTREPID AMERICA FU


ND

78.

- JPMORGAN SMALL CAP CORE (FOR


MERLY EQUITY) FIYND

79.

-JPMORGAN INTREPID GWTH FD

Sold

11/12

~0.

-JP MORGAN TAX AWARE REAL RErU


RN FUND

81.

-IP MORGAN MUNICIPAl, INCOME FU

82.

-THIRD AVENUE FUND INC

Sold

8/22

83.

-MATTHEWS PACIFICT1GER FUND

Int./Div.

P1

Ga~
l
(A-~

l [c e

Idenfi~ of
buyer/seller
(if private

[8~.--HIGHBRIDGE STATISTICAL MARKET


NEUTRAL FUND
....
85.

-DODGE & COX INTI, STOCK

1. Income Gain Codtm:


(See Co]urrms BI and D4)
2. Value Codes
(Se~ Colunms CI and D3)
3. Value M=thod Codes
(See Column C2)

A ~$I,000 or less
F =$50.001 - $100,000
J =$15,000 or less
N ~$250,0OI - $500,000
P3 =$25.000.001 - $50,0~20,000
Q ~Appraisal
U ~Book Value

B =$1,001 - $2.500
G =$100,001 - $1,009,000
K =$15,001 - $511,0~0
O =$500.001 - $1,0~),000
K -~ost (Re~l Estate Only)
V ~Ot,her

C-$2,50| - $5.000
HI =$1,000,001 - $5,000,000
L =$50.001 $100,000
Pl =$ i.O00.001 - $5,000,000
P4 =More than
S =Assessment
W =Estimated

D ~$5,001 - $15.00~
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25.000.000

E =$15~001 . $50.00~

"

T =Cazh Market
,.

FINANCIAL DISCLOSURE REPORT

Page 10 of 277

Nam of Person Reporting

Date of Report

9/m010

V II. INVESTMENTS and TRUSTS - in ...... ~.~. transactions (Includes tho,e 4 spouse and dependent children; see pp. 34-60 offding instruction.~)
[---]

NONE (No reportable income, assets, or transactions.)


A.
Description of Asseks
(including trust asseks)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
. reporting period
~.m.oun, t ] Type (e.g.,
Code t [ div., rent,
(A-H) I
or int.)

C.
Gross value at end of
reporting period
Value
Code 2
(J-P)

I
87.

-JPMORGi~;" INTREPID INTL FUND

88.

-ISHARE8 RUSSELL MIDCAP GROWTH


INDEX

89.

-EATON VANCE SPL INV

90.

Value
Method
Code 3
(Q-W)

D.
Transactions during reporting period
.
Type (e.g_,
buy, sell,
redemption)

!
j

Date
Month Day

Value
Code 2
(J-P)

-SPDR TRUST SERIES 1

Sold

5/12

92.

oJPMORGAN HIGH YIELD BOND FUND

Sold

8/19

93.

-JPMORGAN US LARGE CAP CORE

94.

-MANNING & NAPIER FUNDS

95.

-THE OSTERWEIS FUND

Buy

12/29

96.

-AR.TIO INTL EQUITY II

Buy

8/22

97.

-JP MORGAN INTL CURRENCY

Buy

8122

-PAYDEN HIGH INCOME FD

Bu~,

5/~

-JP MORGAN SIRA~EGIC INCOME

Buy

5/t5

Sold
(part)

!/30

Sold

2/27

99.
100.

Identity of
buyer/seller
(if private
txansacfion)

-FM1 FDS INC

91.

"~8.

Gain
Code I
(A-H)

Trust #1 - List of assets:

Dividend

I01. - NEW WORLDFUND


]102.

1. l~ome Gnln Cod~s:


(S*c Colmnra BI and D4)
2. Value Cod~s
(See Colunms CI and D3)
, 3. Value Method Codes
(See Cotulrm C2)
i

A =$1,000 or Ices
F---$50,0~1 - $100,000
J =$15,000 or less
N =$250,001 - $500.000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
U =Book Value

B =$1,00l - $2,500
G ~$100,001 - $ t,000,000
K =$15,001 - $50,00~
O =$500,001 - $1,0~0,000
R ~-.Mst (Real E~at Only)
V =Other

C =$2,50! - $5,000
HI *$1,000,00l - $5,000J)00
L =$50,001 - $100,000
P I =$1,000,001 - $5,000,000
P4 ~More fl~a~ $50,000,000
S =Assessment
W =Estimated

D =$5,001 - $15,000
H2 ~More than $5,000,0fi0
M =$100,OOi - $250,000
P2 =$5.000,001 - $25,000,000
T :=Cash Market

E =.$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 11 of 277

Name of Person Reporting

9/1/2010

Bahr, Maryanne T.
[

VII. INVESTMENTS and TRU ST S NONE ~o reportable income, assets, or ~ansactions.)


A.
Description of Assc~
(including ~st ass~)

B.
]noomc d~ng
mpo~ing

(A-~ ~

C,
r

G~OSS V~Ue at end of

Transactions during r~o~g period

r~emption)

Day

i03. -SM~CAP WO~D P~D ~C

Sold

2/27

104. -Bond Fund of~erica Inc

Buy

2/27

105.

Buy

3/26

106.

Sold

4/27

107.

Buy

4/27

108.

Buy

5126

109.

Buy

6/16

l l 0.

Buy

6/26

Ill.

Buy

! 7/27

Sold

8/5

or inC)

I 12.

O-P)

~ C~e3

(part)
113.

Buy

8/26

i 14.

Buy

9;28

115.

Buy

t0126

I 16.

Sold

! 1/6

(part)
117.

Buy

11/27

Buy

12/28

,
118.
119. American Funds Money Market Fund F2

~ (J-P) (A-~ ~

(ifpdwte

FINANCIAL DISCLOSURE REPORT


Page 12 of 277

Name of Person Reporting

Date of Report

9/1/2010

] Barry, Maryanne T.

VII. INVESTMENTS and TRU S TS - ~ ....... t.,, tr .... tion, (Includes those of sp ..... d dependent children; see pp. 34-60 of.fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.

~-

Description of Assem
(including tn~st assels)
Place "(X)" after each asset
exempt from prior diselos~xe

/
I

B.

C.

D.

Income during

Gross value at end of


reporting period

Transactions during reporting period

reporting period
Amount I
Code 1 I
(A-H) !

Type (e.g.,
div., rent,
or int.)

Value
Code 2
(J-P)

120.

Trust #2 - List of assets:

Value
Method
Code 3
i

Dividend

Type (e.g.,
buy, sell,
redemption)

(Q-W)

"

Sold

122.

1130

(pan)

Sold

2/27

123. - SMALL CAP W~)RLD FUND

Sold

2/27

124. Bond Fund of America ]nc

Buy

2,/27

Buy

3/26

Sold

4/27

127.

Buy

4/27

128.

Buy

6/26

129.

Sold

8/5

130.

Buy

7/27

131.

Buy

8/26

132.

Buy

9/28

133.

Sold
(part)

l I/6

134.

Buy

10/26

135.

Buy

11/27

t 36.

Buy

12/28

i 125,
126.

(part)

(part)

U -Book V~ue

V ~et

Code ]
(A-H)

121, - NEW WORLD ~UND

(S~ Colu~ ~)

Gain[

Value
Code 2
(J-P)

[i Date
[ Month / Day

Identity of
buyer!seller
(if private
transaction)

Date of Report

r~ ....f P ....Reporting

FINANCIAL DISCLOSURE REPORT


Page 13 of 277

9/1/2010

Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - Jn~o,,, .... I., transactions (Includes those of spouse and dependent children; seepp. 34-60 of fding insrrucaons.)
NONE (No reportable income, assets, or transactions.)
Description of AsseL~
(including tr~st assets)
Place "(X)" afmr eachasset
exempt from prior disclosure

Income during
reporting period

Amotmt Type (e.g.,


Code 1 [ d~v., rent,
(A-H) :
orint.)

Transactions during reporting period

Gross value at end of


reporting period
Value
Code 2
(J-P)

Vatue
Method
[ Cod3

Typ~ (e.g,
buy, sell,
redemption)

[Date Value[ Gain[


[Month - Code 2 Code l I
|Day
(A-H) [
[ (I-P)
i
i
j

Identityof
bnyedseJle!
(ifprivate
transaction)

137, American Funds Money Market Fund F2


138.

Trust #3 - List of assets:

Interest

P1

Interest

PI

Dividend

139. - Cash JPMorganChase


t40. CHASE JP MORGAN
41. -CAPITAL GUARDIAN:

142. ABB LTD (CHF)

Transferred
from line 2220)

3/4

143.

Sold

3/19

!44.

Transferred
i~om line 2468

6/1

145.

Buy

10/19

I46.

Sold

12/10

Transferred
ifrom line 2224

3/4

Sold

3/18

Transferred
from line 2319

3/4

150.

Sold

3/19

15I.

Transferred
from line 2875

6/1

152.

Transferred
from line 3902

6/1

153.

Sold
(part)

8t24

147. AEFNA INC

148.
I49. Heineken HoldingNV

I. Income Gain Cod~:


(See Colulaan$ B 1 and D4)
2. Value Code~:
(See Column~ CI and I33)
3. V~|ue Method Codes
(See Column C2-)

A =$1,000 ot less
F ,=$50,001 - $10~l,000
J =$15.009 or 1~
N =5250,001 . $500,000
P3 ~$25,000,00t - $50,000,0~00
Q =A!~praJsal
U =Book Value

Dividertd

B =$1,001 - $2,500
G =$ 100,001 - $ 1,000~000
K =$15,001 - $50,030
O =$500,001 - $1,000.O00
R =Co~t (Real Estate Only)
V "-~3thcr

C =$2,501 - $5,000
H 1 =51 ,O0B~001 - $5,000,000
L =$50,0~ 1 - $ I~),000
PI =51.0~dO.001 - $5,000,lKqO
P4 =More than $50,000,00~
S =Asse~ment
W =EsOmated

D =$5,001 - $15,0~t
H2 ~More ~haa $5,000,000
M ~$100,091 o $250,000
P2 =55,000.00I - $25,000,000
"1" =43eah Market

E =$15,001 - $50,00~

FINANCIAL DISCLOSURE REPORT

Page 14 of 277

Name of Person Reporting

Date of Repor t

9n/20t 0

1 s~r~y, ~aa~y~n.e T.

NONE ~o reportable income, assets, or ~ansactio~:)


A.
~cfipfion of~e~
(including ~st asse~)
rlace"~)"aaereaeha~et

B.
C.
Income during
Gross value at end of
repomng ~ri~ ~ng ~6od
J~o~tl T~e(e.g., ]

Value

Value

~154.

T~n~cfions d~ng r~on~g

T~e(e.g.,

Date V~ue I GMn }

Sold

8/27

Transfe~ed
from line 2442

314

~old

3/18

Trans~k~ed
kom line 3415

6!1

Tmnsfe~ed
~om line 2427

3/4

159.

~old

3/!8

160.

Transfe~
kom line 334J"

611

!61.

Transfe~
~om line 4386

611

162.

Sold

8117

163.

Sold
(pan)

~/24

"F~ansfe~ed
~om lin~ 2426

3/4

Sold

3/19

155. Unil~ver NV ~ SH~S

Dividend

156.

158. ~u~cor ~ner~ lnc

164. Sun Hung Kai Prop

Dividend

Dividend

165.

J
K

166.

Transferral
~from !ine 3342

6/t

167.

Tr~sfe~ed
(from line 4383

611

3/19

6/1

~68. Nestle SA

None

169.

Sold

170.

1. Income Gain Code~:


(See Columns BI a~d IM)
2. Value Co~les
(See Coiurrms CI and D3}
3. Value Method Codes
(See Column C21

Transfe~ed
3/4
(born line 2364

[ Transfe~ed
!~om line 3056"

A =$t,000 or l~n
F :~4550,001 - $100,000
J =$15,13OO or less
N =$250,001 - $500,000
P3 =$25,0~0,001 - $50,000,0~0~)
Q ~Appraisal
13 =Book Vatue

B oSI,001 - $2,500
O =$100,001 - $|,000,00~
K =$15,001 - $50,000
O =$500.001 - $1,000.000
R =Cax~ (Real F~te O~ly)
V -Ot~er

C =$7..501 - $5,000
H 1 --$1,000,00t - $5,000,000
L =$50,001 - $1003100
PI =$1,000,001 - $5,000,000
p~l =More 1~ $50,000,000
S =Assessment
W =Esti~natefi

Identibof

J
C

D =$5,001 - $15~000
H2 =More than $5,000,000
M =$10O,IKI1 - $250,000
P2 =$5,0~O,001 - 125,000,000
T =C~sb M~rket

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 15 of 277

Name of Person Repor~ng

DateofReport

Barry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - ~ome, ~,t,e, ~,ns*enons ana~ t,o~o oy,p ......
~]

NONE

~ dependent children; seep!~ $4-60 offding instr#ctions.)

(No reportable income, assets, or transactiot~.)


A,

B.

C,

Description of Assets
(including trust assets)

Income during
reporting period

Gross value at end of


reporting period

~-[--- (~)
Place "(X)" after each asset

Amountt[ Type (e.g.,


Code 1 [ die rent,
(A-H)
nt.)

(t)

(2)

D.
Transactions during reporting period

(l)

I (2)

(3)

Transferred
(from line 4086

171.

6/t

172.

Sold
(part)

9/7

173.

Buy

11/25

174.

Sold

11/24

Transferred
from line 2456

3/4

Sold

3/18

Transferred
from line 2320

3/4

178,

Sold

3/19

t79.

Transferred
from line 2886

6/1

~art)

175. Wat Mart De Mexico

None

176.
None

177. Holcim LTD

Sold

!~0.

7/14

Buy

10/19

Transferred
"from line 2281

3/4

(part)

181.
182

(4)

Value
Gain
Value
Value
Type (e.g.,
I Date
Method
buy, sell,
Month - Code 2 Code 1
Code 2
(J-p) ~ Code 3
redemption)
Day
(l-P) (A-H)

CRFI PLC

Dividend

183.

Buy

3/18

84.

Sold

3/20

85.

Sold
(part)

3/24

86.

Buy

5/1 ]

(part)

(part)

(~)
Identity of
buyer/sellea
(if private

FINANCIAL DISCLOSURE REPORT


Page 16 of 277

9/1/2010

VII. INVESTMENTS and TRUSTS - i .... e, value, transaetior~s t~rnclade$ those of sp ...... d dependent children; seeplx 34-60 O/~-di~g ir~tructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "~X)" afar each ass~
exemp, from prior disclosure

tncoB-uringned
I reporting period

C,
~
! Gross value at end of
I reporting period

---- [ Amount ] Type (e.g., / Value


Code 2
I Code 1 ]div., rent,
or int.)
(J-P)
[~ (A-H) I~

[~

D.
Transactions during reporting pedod

Value

Type (e.g.,
buy, sell,
I Me~hod
redemption)
i(Q~W)~ Code 3

Value! Gain
Date
Month- [ Code 2 Code 1
Day
(A-H)
I O-P)

188.

Sold
(pan)

5/18

189.

Transferred
from line 2734)

6/1

Transferred
from line 3759)

6/1

f Transferred
~from line 2392

3/4

190.
~191. Richemom Cie Fi

/
J

Dividend

192.

Sold

3/19

193.

Buy

9/3

Transferred
from line 2369

3/4

Transferred
from line 2397

3/4

! 97.

Sold
(part)

3/19

i98.

Transferred
from line 3206

6/1

10;t9

Transferred
from line 2260

3/4

20t.

Sold
(part)

3/19

202.

Sold

3/| 9

194. Novartis AG

None

196. Samsung Ele Gds

Dividend

199.

Buy

200. Bouygues

None

203.

Transferred
from line 2642

6/I

204.

Transferred
from line 3666

6/1

I. Income Gain Cod~:


(See Column.s BI and D~)
2. Value Cod~s
(See Columns CI and D3)
3 Value Method Codes
(See Column C2)

A =$1,000 or lta~
F -$50,001 - $100~000
J -$ I 5,0tX) or less
N =$250,001 - $500,000
P3 ~$25,009,001 - $50,0!10,000
Q =Appraisal
U -Book V~!ue

B =$1,001 o $2.500
G =$100,001 - $1,000.000
K ~$15,001 - $50,000
O =$509,00I - $1,000,000
R =Cost (Real Estate Only)
V =Other

C =$2,501 - $5,000
HI ~$1.OOO,00l - $5,000,000
L -~550,00I - $100,000
PI =$1,000,001 - $5,~o0,000
P4 =More ~an $50,000.000
S =Asscssmcm
W ~Esrimated

Identity of
buyer/sdl~r
i
tr0fpdvatetion)

D =$5,0~11 - $15.00t)
H2 =More tt~m
M =$100,001 . $250,000
P2 ~$5,000,001 - $25,000,000
2" =Cash Market

E ~$15,001 - $50,1300

FINANCIAL DISCLOSURE REPORT

NameofPerson Reporting

Page 17 of 277

~.rrr, Maryanne T.

DateofReport

9/112010
~

d dependent children; see ptx 34-60 of filing instructions.)

VII. INVESTMENTS and TRUSTS - ~.co,.e. ,ot,,. t,,,~,cno,~ a, aode~ tno,, of s~, ....
,~

NONE (No reportable income, assets, or


Description of Assets
(including mxst asset~)

transactions.)

Income during
reporting period
--i~--7 (2)

exempt fiom prior disclosure

div., ~ent,
(A-H) ! or int.)

:[ Gross value at end off


i reporling period
--~) "-~" (2) i (1) ["(2} i (3) (4}
Code 2 | Method I

(J-P) { Code3 I redemption)

205.
I

206.
207.

LAir Liquide

None

buy, sell,

208.

Transactions during reporting period


(5)
Month -

Day I (J-P) (A-I{) I

Sold

10/12

S~ld

10128

3/4

3/19

Transferred
(from tine 234~
Sold

209.

Transferred
(from line 298~

6/I

I.

210.

Transferred
from line 4015

6/1

Transgened
from line 2324

3/4

212.

Sold

3/19

213.

Transferred
f~om line 2898

6/1

214.

Transferred
(to line 3926)

6/1

215.

Buy

10/19

Transferred
f~om line 2350

3i4

3,19

21 I. ttSBC HIdgs

216. LI & Fund

Dividend

Dividend

217.

Sold

2 i 8.

Transferred
~om line 2989

6/1

219.

Buy

10120

Trans~%rred
from line 23~8

3/4

Sold

3/19

220. RECKITT BENCKISER


221.

Dividend

buyer/seller
(if private
transaction)

Code 2 [ Code I

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Date of Report

9/1/20!0

Page 18 of 277
VII. IN VESTMENTS and TRUSTS - i.eo,,,~, ~l.e, ~ ..... ao~ (Inch,des those of spouse a~ depe~ent children; see p~ 34-60 o[fding
NONE ~o repo~able income, ~sets, or ~ansactions,)
A.
~cfipti~ of A~e~
(including ~st asse~)
Place "(X)" after each asset
exempt from prior ~sclosure

B.
Ineom~ during
r~oaing p~
Amo~t
C~e 1
(A-~

T~e (e.g.,
div., rent,
or int.)

C.
~
Gr~s value at end of~
r~o~ng pefi~
Value
C~e 2
(J-P)

~ Value
[ Me~od
] C~e 3

D.
T~nsactions d~ng r~o~ng period

T~ge (e.g.
buy, sel!,
[ redemption)

Date
Valae
Gain [
Mon~ C~e 2 Code 1 /
Day
~ (J-P) [ (A-~ [

~rom line
223.

T~ansfe~ed
~om line 4189

6/1

224.

Buy

10/19

T~nsfe~ed
from line 2235

314

Sold
(pan)

3/18

225.

AME~CA MOVIL

Dividend

226.

from line 2509


228_

Transge~ed
~om line 3534"

6/1

229.

Sold
(pa~)

8/27

T~ansfe~ed
~om line 2425

3N

231 .

Sold

3/20

232.

Transferred
ffrnm line 3334

6/I

233.

Transferred
from line 4377

6tl

Transfen-ed
from line 230]

3/4

235.

Sold

3/19

236.

Transferred
from line 2804

6/t

237.

Transferred
from line 3828

6/1

230. STANDA~ CHARTE~D

234. ESSILOR INTL

23~. KONINKLIJK.E KPN NV

Dividend

None

Dividend

Transferred 3/4
from line 2347

Identi~ of
buyerlseaer
(ifp~vate

Name of Person Reporting

PageFINANCIAL19 of 277DISCLOSURE REPORT ] Barry, Maryanne T.

Date of Report

9/1/2010
[

NONE ~o reportable income, assets, or transac~ons.)


A
Dcscdption of Assc~
(including ~st asse~)
Place "(X)" after each asset
.... pt from prior disclosure

B.
]ncom~ d~
reining p~
Amour [ T~ (e.g.,
Code 1 / div., r~t,
(A-~ I~ orinL)

C.
Gross value at end of
re~ing period
Value
C~e 2
(J-P)

[ Value
[ Me~od
~ Code3

D.
Tra~actions d~ng r~ning pefi~

Type (e.g.~
buy, sell,
redemption)

Date
Value Gain
Mon~- [ Code 2 [ Code 1
Day [ 0-P) ~(A-~

239~

Sold

3/19

240.

Tr~sfened
flora line 2976

6/1

241.

Transfeffed
from line

6/]

Transfe~ed
~om line 2257

3/4

3/19

None

242. B~ PA~BAS

Sold

243.
244.

Transfea~
(from line 2627

6/1

245.

i Traasfeg~
~ffom line 3648"

6/1

246.

Sold
(paa)

8/26

247.

Sold
(pa~)

10/6

Transf~
~om line 2298~

3/4

249.

Sold

3/] 8

250.

Buy

10/16

Transferred
from line 2310

3/4

3/18

~,

248. EMERSON ELECTRIC

251. GENEIL,~.L ELECTRIC CO

Dividend

Dividend

252.

Sold

253.

Transferred
from line 2837

6/1

254.

Sold
(part)

8/24

255.

Buy

11/19

|, Income Gaia Code~:

(See Coluvtms CI a.d D3)

A =$1.000 0r less

N =$250.00] - $500.00~

B =$1.001 - $2.500

O =$500.001 - $1.000,000

C =$2.501 - $5,000

PI =$1.000.00i - $5.00rv,000

Idemi~ of
buyerlsell~

D =$5.001 - $15.000

P2 =$5.000.00! - $25.000,000

E ~$15,001 - $50,000

[
I

PageFINANCIAL20 of 277DISCLOSURE REPORT ]

9/1/2m0

VII. INVESTMENTS and TRU S TS - i .... ~.e, transactions (Includes those of sp ...... d dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A
Description of Assets
(including trust assc~)

~
I
[

B.
Income during
repo~ing period

(l~ " (~)


Place "(X)" after each asset
from
disclosure

Amount
Code 1

Type (e.g.,
div., rent,

C.
Gross value at end of
reporting period

~33--~
Value
Code 2

[ Value
[ Method

D.
Transactions during reporting period

(1)

[ O;-

Type (e.g.,
buy, sell,

I Date
Month -

Value Gain
Code 2 Code l

256,

Buy

11/19

257.

Buy

11120

Transferred
from line 2327

3/4

Transferred
from line 2908)

6/I

Transferred
from line 3934

6/1

Transferred
from line 2378

3/4

263.

Sold
(pan)

3/18

264.

Sold

3/18

265.

Transferred
from line 3117

6/1

266.

Transferred
from line 4150

6/1

Transferred
from line 2239

3/4

268.

Sold

3/I 8

269.

Transferred
from line 2540

270.

Buy

10/16

271.

Sold

10/30

Sold

10130

)58.

ILLINOIS TOOL WORKS

Dividend

[ 261.
262. PEPSICO

267. AT&T

272.

Dividend

Dividend

(par,)

611

Idm~tity of
buyerlseller

FINANCIAL DISCLOSURE REPORT


Page 21 ,of 277

Date of Report

Name Of Person Reporting

9/I12010

Barn,, Maryanne T.

VII. INVESTMENTS and TRUSTS -inco~. ~tue. t,u~,cno~ a, ci~cs ~hos, olspo~, ,~a a,~a~, ~,~;
NO~ ~o repo~able income, assets, or ~ansactio~.)
Desc~ption of Asse~
(including trust a~ets)

exempt from pilot disclosure

In.me during
r~i~ ~d~

C~e 1
(A-~

~o~ value at end of


re~aing period
Value

div., renB
or int.,

I Value

Dividend

I
buy. sell,

(J-P,
~ ~;~Z

273. SCHLU~ERG~ LTD

T~an~ctions d~ng ~o~ing peri~

Iredempfn)
Tr~sfe~ed
f~om line

~ ~ (3-., .A-~
314

274.

Sold
(pa~}

3~18

Z75.

Sold

3/18

276.

T~a~sfe~ed
~{~am line 3239~

6/1

27~.

~ T~nsfe~ed
~om line ~275)

6/1

278.

Buy

10119

Buy

10~9

Transfe~d
~om line 2418

3/4

281.

So16

3118

282.

Translated
~om line 330I

611

283.

Sold
(pa~)

10/28

284.

Sold
(pan)

10128

285.

Sold
(pan)

10/29

286.

Sold

10/29

279.
280~ SOUTH~ST AIrlINES

287, ~1~ PACIFIC. CO~

Dividend

Dividend

Tr~sfe~ed
from lin~

3/4

Sold
(part)

3/18

289.

Sold

3/] 8

3. Value Method Codes


(See Colunm C2)

A -$1,000 or le..s s
F ---$50,001 - $100,000
J =$15,000 or less
N ~$250,001 - $50fl,DO0
F3 =$25,000,001 - $50,0~,000
Q =Appraisal
U ~Book Value

B =$1,00! - $2,500
G =$100,0OI - $1,00~,000
K =$15,0~)1 - $50,000
O =$500,001 - $1,00fl,000
R =Cost (Real Estale Only)
V -.=Other

C -$2.501 - $5,000
HI =$1,000,001 - $5,000,01)0
L =$50,001 - $100,000
p ! =$I,000.001 - $5,000,000
P4 =Mc, re than
S =Assessn~ent
W =Estimated

288.

1..Lacome Gale Cod~:


(See Colunm~ BI and gut)
2. Value Codes
(See Coh~rnns C.1 and I33)

buyer/seller
(if pilvate

~ Mon~- J C~e 2 JCode 1

D =$5.001 - $ [ 5.009
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5.000,001 - $25,000,000
T =C~h Market

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 22 of 277

Date of Relmrl

Ba~,, Maryanne T.

9/i~010

NO~ ~o reportable income, ~sets, or ~ansactio~.)


De~fipfion of Asse~
(incl~ing ~st asse~)

Pla~"(X)"~ereach~set
exert from .or discl~ure

In.me d~ng
re~ing period

a ..... tI Type(e.g.,
C~e ~[I div__[ r~t

G~ss v~e at end of


r~o~ing ~fiod

Transactions d~ng r~o~ing

Val~

Value

Ty~(e.g.,

C~e 2

bteth~

buy, sell.

290.

Sold

Date IValue I Gain [


Mon~- I Code 2 ~e 1 I

6/15

"f~nsfe~ed
from line ~6

6/1

Transfe~ed
~om line 2228~

3/4

(oaa)

ld~i~of
buyerlseller

~om line 3422

292.
293. AIR PRODUCTS &CHEMICALS

Dividend

294.

Sold
Transfe~ed

3118

6/~

Transfe~ed
~om line 3507

6/l

Transfeged
~om line 2306

3/4

Sold

3118

Tr~sfe~ed

6]1

Buy

10/16

~om lioe 2483


296.
297. FLUOR CO~

Dividend

298.

300.

(pan)

(part)
303,

Sold

(paa)
304.

305. MICROSOFf CORP

306.

Dividend

11/4

Sold

1115

Tr~sfe~ed
~om line 2361

3/4

Sold

3/I 8

Date

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

B~r~y, Maryanne T.

Page 23 of 277

9/112010

~ ~pendent chU~en; see p~ 34-60 of fang ins~uctlo~.)

VII. INVESTMENTS an d TRUSTS - i.co~,, ~.~,,, ~r..s.aio.~ a=et~,s tho,e o~,~ .....
NONE ~o reportable income, assets, or ~ansactions)

A.
~scription of Assets
(including trust ~se~)
Pla~"(X)"a~er~cha.et

D.
Transactions during reposing

[
C.
Gross vMue at end of
[ Income
~ reposing period ~ re~aing pefi~
]Amo~t
[Code 1

T~(e.g., [Value
div ..... t, ] C~e 2
~(J-P)

I Vatue
] M~thod
[ Code3

I T~e(e.g.,
I buy,,=ll,
[ r~emption)

Da,e[ Value Gain !


Mon~- [ C~e 2 Code I
] Day

307.

T~nsfe~
~om line 3015

6/1

~08.

T~nsf~ed
~om line 4063~

6/1

Tmnsfe~ed
from line 2395

3/4

310.

Sold

3119

311.

Transferred
from line 3180

6/1

312.

Transferred
from line 4218

6/1

Transferred
(from line 24~7

3/4

Transferred
from line 3438

6/1

Transferred
"from line 2243)

3/4

Sold

3i18

Transferred
from line 2247

3J4

309. ROYAL DUTCH SHELL

3~3. UNITED TECHNOLOGIES

Dividend

Dividend

315.
316. BAKER HUGHES

None

317.
318. BERKSHIKE HATHAWAY

None

319.

Sold

3/18

320.

Buy

9/3

Transferred
,from line 2280

3/4

3/18

6/1

321. COSTCO WHOLESALE

Dividend

322.

Sold

323.

I. Income Gain Codgs:


(See Colun-ms B I ~nd D4)
2. "Valoe Codgs
(See Columns CI nnd D3)
3. Value Melhod Codc~
(S~: Colutra~ C2)

Transferred
from line 2729

A ~$1,000 or less
" F =-$50,001 - $100.000
1 =$15,000 or less
N -$250,001 - $500,000
P3 ~$25,000,001 - $50.600,000
Q =Appraisal
U =Book V~lue

B =$1,001 - $2,500
G =$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,001 - $1,000.000
R =:Cost (Real Estate Ordy)
V =Other

C =$2,501 - $5,000
1-11 =$1.000,00| - $5,000.000
L =$50,001 - $100,000
PI =$1,000,001 - $5,000,000
P4 =More ~an $50,000,000
S =Assessment
W ~Estlmated

D
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,00.0,001 - $25,000,000
T =Cash Market

Idenfi~of

FINANCIAL DISCLOSURE REPORT


Page 24 of 277

9/1/2010

NO.WE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exerupt from prior disclosure

B.
Incorue duriug
reporting period
(/~ (2)I(l)I (2)-1
Amount [ Type (e.g.,
Code ! ] div., renl,
(A-H) !
or int.)

C.
Gross value at end of
reporting period
Value
Code 2
(J-P)

i Value
Method
Code3

! 324.
325. LOWES COS

Transactions during reporting period


(1)
Type (e.g.,
boy, sell,
i redemption)

Buy
B

Dividend

[ 326.

Transferred
from line 2352
Sold

(2) (3) (4)


Date
Value
Month - Code 2
Day i (J-P)

10/16

3/4

3/18

327.

Transferred
from line 3002

6/1

328.

Transferred
"from line 403

6/1

Transferred
from line 2446

3/4

3/18

Transferred
from line 3432

6/1

Transferred
"from line 2302

3/4

3/18

314

329. UNITED PARCEL SERVICE INC

Dividend

330.

Sold

33 I.
332, EXXON MOBIL COR~

None

333,
334. FEDEX CO1LP

Sold
A

Dividend

Transferred
from line 2305

Gain
Code 1
(A-H)

B
"

335.

Sold

3/18

336.

Buy

9/3

337.

Buy

10/16

Transferred
from line 2232

3/4

339.

Sold
(pa~)

3/18

340.

Sold

3/18

338. ALLERGAN INC

Dividend

(5)
Identity of
buyeffseller
(ifpxSvate

FINANCIAL DISCLOSURE REPORT


Page 25 of 277

1 Name of Person Reporting

VII. INVESTMENTS and TRUST S - ,, ......

~,,, t~ ..... "tiGriS ancludes those o[sp .....d de~ndent children; see p~ 34-60 of ~dlng ~s~uctio~)

Date of Report

9/./Z010

[ B~r~, Ma,Va~,,e T.

NONE ~o reportab& income, assets, or ~ansactions.)


D~cfiption of Asse~
(includiog t~st asse~)

Income dufng
~ re~ing ~

[ Gross va~e at end ef


re~aing p~od
T}~e (e.g.,

Date

r~emption)

Day

[ (J-P)

341.

Transfe~ed
~om line 2497

6/1

342.

Tramfe~ed
~om line 3524

6/1

Buy

10/16

T~nsfe~ed
born line 2389

3/4

Sold

3/19

346.

T~nsfe~ed
~om line 3159

6/I

347.

T~nsfe~ed
~om line 4t98

6/1

Place "(X)" a~ .....h ~set

Value

~m2u~t [ T~ (e.g..
] t~",!

orint.)

(J-P)

Value
~ C~e3

None

] 345.

ldenfiff of

(A-H)

(ifpfvam

348.

Buy

7/1

349.

Buy

11/25

350.

Sold
(part)

11/24

35 ].

Sold
(part)

11124

Transferred
from line 2399

3!4

353.

Sold

3/19

354.

Buy

10/19

355.

Buy

10/19

356.

Sold

11/20

357.

Sold
(part)

12/8

352. SAP AG

i
i

Gain

[~

~343.
344. KIO T~TO

Value

I. [nrome Crah~ Codu~:


(S~e Columns B) and IV)
2. Value Codes
(S~-~t: Columns CI nnd D3)
3. Value Method Codes
(See Colurr~ C2)

None

A =$1,000 or les~
F ---$50,001 - $100,000
J =$15,000 or less
N =$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q ~Appralsal
[J =Bc~k Value

B ~S1,00! . $2,500
G --$I00,0~1 - $1,00O,000
K =$15,001 - ~50,0g(I
O =$500,~01 - $1,[kqO,00g
R --Cost (P.~ Estate Only)
V =Gtber

C =$2,501 - $5,1306
HI =$1,00t1,001 - $5,0g0,0tX)
L =$50,001 - $109,00~
P1 =$1,000,00~ - $5,1)00.000
P4 =More than $50~0~0,0W0
G =Assessment
W =Estimated

D =$5,801 - $15,000
H2 =More tba~ $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,00D,0~
T =~.2 ~h Market

E =$! 5,001 - $50.000

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 26 of 277

Date of Report

9/1/201o

I Barry, Maryanne T,

VII. INVESTMENTS and TRUSTS - ino~,e, ~aiu,, t~octio~ an~tud~ thos, o/sp ..... ,~ dependent children; see pp. 34-60 of flling instructions.)
[] NONE (No reportable income, assets, or transactions.)

358.

A.
Description of Assets
(including trust assets)

B.
Income during
reporting period

Place "(X)" after each asset


exempt from prior disclosure

~.motmt I Type (e.g.,


Code 1 I div., rent,
(A-H) [ or int.)

KINDER MORGAN MANAGEMENT LL


C

C,
Grosa value at end of
reporting period
Value
Code 2
(J-P)

{ Value
Method
Code 3
i (Q-~0

Date [ Value ,. Gain I


Month - : Code 2 Code 1 I
Day i (,Lp)
(A-H) [
/
3/4

359.

Sold

3/20

360.

Transferred
from line 2962

6/1

361.

Sold
(part)

8/14

362.

Sold
(part)

9/1 l

363.

Sold
(part)

9/14

364.

Sold

9/15

Dividend

/ Transferred
3/4
t(fi-om line 2278

366.

Type (e.g.,
buy, sell,
redemption)

Transferred
from line 2343

365. COMCASTCOR.P

None

D.
Transactions during reporting period

Sold

J
3/18

367.

Transferred
(from line 2722

6/1

368.

Transferred
(from line 37~-7

6!1

369.

Sold
(part)

8/7

370.

Sold
(part)

8/10

37 l.

Sold
(part)

8/12

372.

Buy

11/3

373. CANON
374.

Dividend

Transferred
from line 227]
Sold

3/4
3/19

J .....

Identity of
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 27 of 277

Barry, Maryanne T.

Date of Report
9/1,r20] 0

VI I. INVESTMENTS and TRU STS - i,~o,~, vane. ~ .... tin., (Includes those of spo .... d dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting period
(1)
(2)
Amotmt Type (e.g.,
div., rent,
i Code 1
(A-I~ !
orint.)
!
i

C.
Gross value at end of
reporting period
(l) i (~.)
Value . Value
Code 2
Method
I Code3
(J-P)
(Q-W)

D.
Transactions during reporting period
(i,~
Type (e.g.,
buy, sell
redemption)

(?.)
Date
Month Day

375.

Transferred
from line 2692

6/1

376.

Transferred
(fiom line 371 ~

6/!

Transferred
from line 234~

3/4

Place "(x)" after each asset


exempt from prior disclosu~

377.

KRAFT FOODS

Dividend

(3) (4)
Value
Gain
Code 2 Code t
(J-P) i (A-H)
i

378,

Sold

3/18

379.

Transferred
from line 2981

6/I

380.

Transferred
frown line 4010

6/I

381.

Sold
(part)

] 1/18

Transferred
from line 2322

3/4

383,

Sold

3/19

384.

Transferred
(from line 2890"

6/1

!385.
~

Transferred
(from line 3916"

6/1

Transferred
from line 2249

3/4

Sold

3/19

382.

HONG KONG/CHINA GAS

386. BHP 131LL1TON LTD

Dividend

Dividend

387.

!388,

Transferred
from line 2588

6/1

389.

Transferred
from line 3612

6/1

390.

Sold
(part)

8/24

391.

Buy

11/23

1. Income Gain Code~:


(See Colurca~ BI nnd D4)
2. Value Codes
(See Columl~$ CI and D3)
3. Value Method C~d~
(See Column C2)

A =$1,000 or le~
F =$50,001 - $IflO.000
J =$15,000 or ~ess
N =$250,001 - $500,000
P3 =$25,000,00I - $50,030,000
Q ~Appmi.~al
U ~B0ok Value

B =$1,001 - $2,500
G =$100,001 . $1,000,000
K =$t5,001 - $50,0~0
O =$500,~q1 - $1,000,000
R =Cost (Real Estate Ordy)
V --~n.her

C =$2,501 - $5,000
H I ~$~,000,00t - $5,000,000
L =$50,001 - $100,000
PI =$I,000,001 - $5.000,000
P4 =More tha~ $50,009,00~
S =Assessment
W =Estimated

13

D =$5.001 - $15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5.~,00t - $25,000,000
T-~C=h Market

Identity of
buyer/seller
(ifpnvate
transaction)

E =$15,001 - $50,000

N .....fPer,on Repo~g
Barry, Maryanne T.

FINANCIAL DISCLOSURE REPORT


Page 28 of 277

Dat~ of a,pert
9/!/2010

VII. INVESTMENTS and TRUSTS - i.co.~, w~... ~ ..... ,~o,~ a.c~.. ,ho.. o s~o~. ..a d~.., ~nita~..;
NONE (No reportable income, assets, or wansactio~.)
A.
D~cfipfi~ of Assets
(including ~st ~e~)

B.
l~come dufng
repoaing p~od

(~)
Place "(X)" ~er each asset
~empt from prior disclosure

~o~t
: C~e 1
~ (A-~

(2)
T~e (e.g.,
div., rent,
or int.)

C.
Gross value at end of
repoffing period

0)

(Z)

Value
~e 2
(J-P)

Value
Method
C~e 3
(~

D.
T~s~fio~ dnrng r~aing

0)
T~ (e.g.,
buy, ~tl,
r~emption)

:. (2)

(3)

(4)

(5)

[ Date
Value
~ Mon~ - : ~e 2
~y ~ (J-P)
]
~

G~in
CMe I
(A-~

Identi~ of
buyer/se~er
(if private
~nsaction)

392.

Sold
(paa)

11~24

393.

Sold

11/24

] 394. O~ICOM GROUP

Dividend

Transferred
3/4
~om line 237~

395.
396.

Sold
DAVITA

None

397.

J
3/18

T~nsfe~ed
~om line 2284

3/4

Sold

3/18

398.

T~nsfe~ed
~om line 2746

6/1

399.

T~nsfe~ed
~om line 3764

6/1

400.

Buy

10/16

Transfe~ed
~om l~e 2436

3/4

Sold

3/18

3/4

3/19

401. TIME WA~ER INC

None

402.
403. FA~C CO

Dividend

404.

Transfe~ed
~om line 2304
Sold

405.

Transfe~ed
~om line 2813

6/1

406.

Transfe~ed
~om line 3836

6/I

T~nsfe~ed
~om line 2275

3/4

Sold
(pan)

3/18

407. CISCO SYSTEMS ~C


408.

None

FINANCIAL DISCLOSURE REPORT

M .... fP ..... Reporting

Date of Report

Page 29 of 277

Baro, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - ~n~ome. w~e, tr .... ,~io,~ a~au~e~ ,,o~e oy,~o~ ~na ~e~,~a,., ~i~a~.; ~, ~. ~4-~o
NONE (No reportable income, assets, or transactions.)
A.

B.

C.

Description of Assets
(including trust ~ssets)

Income daring
reporting period

Gross value at end of


reporting period

Place "(X)" after each asset


exempt from prior disclosure

(l)

(2)

Amount
Code 1
(A-H)

Type (e.g.,
div., rent,
or int.)

D.

Transactions during reporting period

(t)

(Z)

(l)

(2)

(3)

Value
Code 2
(J-P)

Value
Method
Code 3
(Q-W)

Type (e.g.,
buy, sell,
redemption)

Date
Month Day

Value
Code 2
(J-P)

409.

Sold

3/18

410.

Transferred
from line 2710

6/1

41 I.

Transferred
from line 3734

6/1

Transferred
from line 2227

3/4

4t2.

AGILENT TECH

None

413.

Sold

3/18

414.

Transferred
from line 2482

6/1

415.

Transferred
from line 3505"

6/1

Transferred
from line 2222

3/4

Sold

3/19

Transferred
from line 2276

3/4

4t9.

Sold

3/19

420.

Buy

9/3

421.

Buy

9/4

3/4

Sold

3/9

Transferred
from line 2435

3/4

Sold
(part)

3/19

.1

416. ACCOR

None

417.
418. -COCA-COLA AMATIL LTD

422.

None

-SINGAPORE TELECOMM

None

Transferred
from line 2415

423.
424. -TESCO PLC

Dividend

425.

Gain
Code 1
(A-H)

identity of
buyer/seller
(if private
transaction)

I. lmmme Gain Codes:


(See Colurrms Bi and D4)
2 Value Codes
(Sex: Colurm~s CI and D3)

A =$1,000 or less
F =$50,001 - $100~000
| =$15.000 or k:ss
N -$250,001 - $500.000

B =$1,001 - $2,500
G =$100.001 - $1,000,000
K =$15,001 - $50,000
O =$500,001 - $1,000,000

C =$2,501 - $5,000
HI =$1.01)0,00! . $5,000,000
L ~$50,001 - $1130,000
PI =$l,000,001 - $5,000.000

D =$5,00! - $15,000
H2 =More than $5,000,000
M =$ i00,00l - $250,000
P2 =$5,000,001 - $25.000,000

3. Value Method Cod~


(See Colurcm C2)

Q ~Appraigal
U ~Book Value

R =Cost (Real Estate Only)


V =Other

$ =Ag.~ess ment
W =Estimated

T ~C~h Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 30 of 277

Name of Person Reporting

Date of Report
9/I/2010

[ Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS -/,,~o,,~ ~o~.~, ,r .... ,/o,~ a.a.,~, ,~o.~ o~, ..... ,~,~.~.~., ~u,~.;
NONE ~o reportable income, assets, or ~ansactio~J
A.
D~cfip~ion of Assam
(inc~ding trust assem)
Place"t~"a~re~hasset
~empt ~om prior di~lo~re

]
"

B.
}ncome during
reporting ~d~
0) [ (2)
Amo~t[ T~e(e.g.,
C~e I ] div,, reng
(A-~ ~ or int.)

C.
Gro~ value at end of
r~oning period
0)
(~)
Value
Value
Cod~ 2 [ Me~od
O-P)
C~e 3
(Q-W)

426.

Sold

D.
T~nsacfions dung ~o~g
O)
T~c(e.g.,
buy, se~,
r~pOon)

3/19

(2)
Date

(3) ~4)
Value ~ Gain

Day
] Mon~ - ~ (l-P)
J

427.

T~ns~e~ed
~om line 3375

6/1

428.

Buy

I0/19

429.

Buy

] 1/]2

430. -WOOLWORTHS LTD

Dividend

431,

Sold

432.

Transferral
3/4
~om line 2462
3/]9
J
A
Transferred
from line 3482

433.

Buy

10/t9

6]1

Sold
(part)

12/9

435.

Sold
(part)

]2110

436.

Sold
(part)
12//1

12/10

438. -SUZUKI MOTOR


! 439.

Sold
A

Dividend

T
Sold

Transferred
.from line 2428
3119

434.

437.

(A-~

D
3/4

440.

Transferred
from line 335~3

6/1

441,

Transferred
from line 4391

6/I

44!

Sold
(part)

8/3

(5)
identi~,~f
(if private
~saction)

FINANCIAL DISCLOSURE REPORT


Page 31 of 277

Name of P ..... Reporting

[ Date of Report

9/I/2010
[ Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS NONE ~o reportable income, assets, or ~a~actions~)


A.
Description of AsseB
(including trust as~B)

Place "(X)" ~e~ e~ch as~t


exempt from pri~r ~sclo~

B.
-- ..........
~7 ............. ~ ..................................................
D.
~ .............
Income dunng
~oss v~ue at end of
T~acfions d~ng r~o~g pefod
re~ing peri~
~po~g
,mo~t
2~ ]
:A-H)

T~B (e.g.,
div., ren4
or int.)

Value
Code 2
(J-P)

......................

Value
Me~od
Code3
(Q-W)

~3.
~4. -LO~

None

T~ (.g.,
buy, sell,
redemption)

Date
Mon~ Day

Sold
(paa)

8/26

3/4

T~ns fe=ed
(~om line 2351
Sold

3/19

Value Gain
Code 2 [ Code 1
(J-P), (A-H)

446.

Transferred
from line 2999

611

447.

Transferred
from line 4025

6/1

448,

Sold
(part)

12/7

3/4

449. -POTASH CORP SK C$

Dividend

450.

T
Sold

Transferred
from line 2385
3/18

451.

Transferred
from line 3132

6/1

452.

Transferred
6/1
fiom line 4166
11/24 L

453.

Buy

454.

Sold
(part)

455. -NATIONAL INSTRUMENTS CORP

Dividend

Transferred
(from line 2363

11/23

3/4

456,

Sold

3/18

457.

Buy

9/3

Transferred
from line 2404

3/4

458.
459.

-SEPRACOR [NC

None
Sold

3/18

ldenfi~ of
~yerlseller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT

Name of P ..... Reporting

Page 32 of 277

Bar~y, Maryanne T,

Date of Report

9/112010
]

VI I. INVESTMENTS and TRUSTS - i,co,.~, ~.,, t ...... ,io,,~ (Includes those of sp ..... d dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Deseription of Asse~
(including tmsl assets)

B.
Income during
reporting period

(1) [
Place "(X)" after each asset
exempt from prior disclosure

C.
Gross value at end of
reporting pcriod

D.
Transactions during rep~ft~.g period

(2)

(~)

:Amount[

(2)

(I)

Type (e.g.,

Value

Value

(~)

Type (e.g.,

Date

Code I
(A-H)

div., rent,
or int.)

Code 2
(~-P)

Method
Code 3
(Q-W)

buy, sell,
redemption)

460.

: 462. -EAST WEST BANCORP LNC

Sold

None

Transferred

3/4

Gain
Code l
(A-H)

.[

Transferred
from line 3260~

461.

Value[

Month - I Code 2
Day
[ (J-P)

8/28

6/I
K

K
B

J
from line 2290

463.

464.

Sold

-ALLIANZ SE

465.

None

Sold

3/19

3/4

Transferred
from line 2500

6/I

Transferred
(from line 2246)

3/4

466.
467. -BAkqER AG BEARER

Transferred
from line 2233

None

468.

T
Sold

3/19

469.

Transferred
~om line 2583)

6/1

470.

Transferred /
from 1 ne 3607~

6/1

Transferred
from line 225ff

3/4

472,

Sold

3/19

473.

Transferred
from line 2624

6./1

474.

Transferred
from line 3655

6/1

475.

Sold
(pan)

8/27

Transferred
(from line 2453)

3/4

471. -BMW AG

476. -VEOLIA ENVIRONMENT

None

None

Identity of
bu]ter/seller
(~fpri~ale
~ran,~action)

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 33 of 277

9/1/2010

Barry, Maryanne T.

VII. INVESTMENTS an d TRUSTS - i,,o .... i,,, tr .... tions (Includes those oyspo~se and dependent children; see pp. 34-60 of f!ling instructions.)
[]

NONE (No reportable income, assets, or transactior~.)


Description of Assets
(includ ng trust assets)

Income during
i reporting period
,

Gross value at end of ,


)~eporting period

(1) ) (2)
(1) 1 (2)
iAmount Type (e.g,
Value l Value
Code ] [ di ......t,
Method
i Code 2
(A-H) : or int.)
(J-p)
Code3

Place "(X)" after each asset


.... pt fiom prior disel .....

477.

Transactions during reporting period


(~)
Type (e.g.,
buy, sell,
redemption)

Sold

(part)
Sotd

478.

(2)
Datei Value Gain
Identity of
i Mo,".fla- ! Code 2 ! Code I !" buyer/seller
Day
(J-P) i (A-H) !
(if private

3/19

3/19

479.

Transferred
from line 3454

6/1

480.

Transferred
from line 4497

6/1

481.

Sold
(pa~)

9/4

Transferred
from line 2403

3/4

Transferred
(from line 3256

6/1

485.

Transferred
(from line 4294)

6/I

486.

Sold
(part)

8/3

487.

Sold
(parQ

9/3

Transferred
from 1me 2441

3/4

Transferred
from line 3406~

6/I

Transferred
from tine 4447

6/1

Sold

8/12

482. -SCOTTISH AND SOUTHERN ENERGY

483.

3/19

1 484.

Sold

Dividend

......

488.

Sold

489. -TREND MICRO


490.

9/4

None
Sold

3il 9

J
L

A
T

491.
492.

493.

(part)

i. lncorae Gain Code:


(See Columns HI and D4)
2. Value Codes
(Sec Columns CI and D3)
3. Value Method (:odes
(See Column C2)

A =$1,000 or Ices
F ~50,0Ol - 5100,000
J -$15,000 or less
N =5250,001 - $500,000
P3 ~$25.000.001 - $50,000,~0
Q =Appraisal
U ~Book. Value

B =51,001 - 52~00
G =$100,001 - $1,000,000
K ~$I5,001 - $50,000
O =$500,001 - $i,0~0,000
R. =Cost (Real Estate Only)
V =Other

C =$2,301 - $5,009
HI ~51,000o001 - 55,000,000
L ~$50.001 - $100,000
PI ~$1,000,00~ - $5,000,000
P4 ~Mute than $50,009,000
S ::Assessment
W =Estimated

D =$5,001 - $15,000
H2 =More than
M ~$100,001 - 5250,000
P2 ~$5,000,001 - $25,000,000
T ~Cash Market

E =$15,001 - 550.000

FINANCIAL DISCLOSURE REPORT

N .... fPerson Reporting

Page 34 of 277

Barry, Maryanne T.

Date of Report

9/1/2010
[

VII. INVESTMENTS and TRUSTS-i.~o.., value, transaetions anclades those of spo ..... d depende~t children; see pp. 34-aO of flling instructian~)
---]

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including Irust assets)

B.
Income during
reporting period

C.
Gross va}ue at end of
reporting period

~ ~2)

[Amoxmt I Type (e.g.

Place "(X)" after each asset


exempt from prior disclosure

i Code 1 !

aiv., rear,
or int.)

! (A-H) i

0)

Value
Code 2
(J-P)

~2)

D_
Transactions during reporting period

0)

[ (2)

o)

Value
Type (e,g., [ Dale [ Value
Method
buy, sell,
Mouth- [ Code 2
Code 3
redemption)
Day | (J-P)

(Q-W) ............................ ............


~

494.

Buy

11/20

495.

Buy

11/24

496.

Buy

11/25

497.

Buy

11/26

Buy

] 1/27

499.

Buy

] 1/30

500.

Buy

12.1

Transferred
from line 2358

3/4

Sold

3/18

Buy

9/3

Transferred
fiom line 2282

3/4

506.

Transferred
from line 2735)

6/1

507.

Transffbrted
from line 3760

6/1

Transferred
from line 2289

3/4

Transferred
from line 2365

3/4

498.

501. -MCDONALDS COP-P

Dividend

502.
503.

504. -DANAHER COILP

505.

Sold

3/18

508. -DELTA PETROLEUM

Sold

!510. NEWCREST MINING NPV

3. VMu Method Codes


(See Colurrm (72)

A =51,000 or less
F ~$50,001 - $100,000
J =515,000 or less
N -5250,001 - $500,000
P3 =$25,0~0,001 . $50,000,000
Q -Appzaisal
U =Book Va]ue

Gain
Code 1
(A-H)

(5)
Identity of
buyer/seller

(ifp,~vate
transaction)

None

509.

I, Income Gait3 Codes:


~See Columns BI ~nd D4)
2. Value Co<Its
(See Co]umn~ C] and D3)

Dividend

(4)

3/18

Dividend

B =51,001 - 52,500
G ~$100,001 - $1,000,000
K =5t5,001 - $50,0~0
O =5500,001 - 51.000,000
R ----Cost (Real Estzte Only)
V =Other

C =52,501 - 55,000
H~ ~51,000,0OI - $5,000.000
L =550,00l - $100,000
PI =51.0OO,0Ol - $5.000.0~0
P4 =More than
S =A~ses~ment
W =Estimated

D =$5,001 - $15,000
H2 -More than 55.000,060
M =5100,001 - 5250,000
t~2 =$5.000,001 - $25.000.000
T =47.~h Marker

E =515,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 35 of 277

DateofReporl

9/1/2010
[

VII. INVESTMENTS and TRUSTS - ~ ...... ~ue, tr ..... tions (Includes tho.~ of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust asselz)

B.
Income during
t reporting period

(1)
Place "(X)" after each asset
exempt from prior disclosure

C.
Gross value at end of i
reporting period

(2)

(l)

Amount Type (e.g.,


divrent,
lCdel
(A-H) [] orint.)

Value
COde2
(J-P)

......................................................J
511.

Sold

3/I 9

[ (2)
Value
Methd
Code3
[ (Q-W)

Transactions during reporting pedod

(l)

(2) i (3) (4)

Type (e.g.,
buy, sell,
i redemption)

Date
[ MonthDay ] Code
i (J-P)2 ii Code
(A-H)I

t_

]_ ............... [.

512.

Transferred
from line 30601

6/1

5] 3.

Transferred
from line 4090"

6/1

Sold

9/3

Sold
(part)

10/6

Transferred
from line 2244

3/4

Sold
(part)

3/18

519.

Transferred
from line 2577

6/1

520.

Transferred
from line 36021

6/1

521.

Sold

8/11

3/4

Sold

Transferred
from line 2440"
3/19

Buy

Trans,erred
6/I
from line 3403
10/19
K

514.

(parr)
515.
516. BARRICK GOLD CORP

Dividend

517.
518.

Sold

3/18

(part)
522. TOTAl. SA
523.

Dividend

524.
525.
526.

Sold

12/18

(part)
527.

Sold

t2/18

(5)
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT

N~e of P ..... Reporting

Page 3 6 of 277

Date of Report

Bar~r, Maryanne T.

9/I/2010
I

VII. INVESTMENTS and TRUSTS - income. ~al.e, transactio.$ (Includes those of spouse and dependent children; see pp. 34-60 of rUing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including tmst assets)

B.
Income during
reporting period

Place "(X)" after each asset


exempt from prior disclosure

C.
Gross value at end of
reporting period

(l)

(2)

(1)

Amount
Code 1

Type (e.g.,
div., rent,
or int.)

Value
Code 2
(.I-P)

(A-H)

(2)

D.
Transactions during reporting period

(1)
Value
Method
Code 3

Type (e.g.,
buy, sell,
redemption)

(2) [(3)

(4)

Date ! Value
Month - Code 2
Day
(J-P)

Gain
Code I
(A-H)

(Q-W)
528. NOKIA OYJ

None

529.

Sold

3/19

(5)
Identity of
buyer/seller
(if private

transaction)
Transferred
fiom line 2366

3/4

Transferred
from line 3070

6/1

6/1

8/19

Sold
(pan)

8/19

Sold

8/19

530.

531.
/ Transferred

(from line 4106)


532.

Sold

(part)
533.
534.

(part)
535.

Sold
(part)

8/20

536.

Sold
(part)

8/21

537.

Sold
(part)

8/21

538.

Sold
(part)

8/24

539.

Sold
(pan)

8/25

540.

Sold

8/26

(pan)
54 I.

Sold

542. NYS TWY SECONF GEN 5% 411/19


543, SOFTBANK CORP

10/29

Interest

Transferred
(to line 4538)

3/30

None

Transferred
from line 2417

3/4

Sold

3/19

544.

(part)

1. l~ome Gain Cod~:


(See Columns BI ~rld D4)
2. Value Codes
(See Columns CI and D3)
3. Value Melhod Co~es
I (See Column C2)

A =$1,000 or tess
F ~$50,001 - $10~,0O0
J ~$I 5,000 or less
N =$250,001 - $500,000
P3 =$25,00~,001 - $50,0~),000
Q =Appraisal
U =Book Value

B =$1,001 - $2,500
G -$100,0~1 - $1,000,000
K =$ I5,001 - $50,0~0
O =$500,001 - $1,1~0,000
R =Cost (Real E~tate Only)
V =Other

C =$2,501 - $5,000
HI =$1,00~,001 - $5,000,000
L =$50,001 - $ 100,000
PI =$t,000,001 - $5,000,000
P4 ~More than $50,000,000
S =Assessment
W =E~timated

D =$5,001 -$15,000
H2 =More th~
M =$10~,001 - $250,000
P2 =$5,000,001 $25,000,000
T-Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

Page 37 of 277

9/]/20!0
[ Barry, Maryanne T.

VII. INVESTMENTS an d TRUSTS -i~ ...... t~, tr .... ctions (Includes those of spouse and dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting period

0)
Place "(X)" after each asset
:xempt from prior disclosure

C.
G-ross value at end of
reporting period

(~)

(2)

0)

(2)

Value
Code 2
(J-P)

Value
Method
Code 3
(Q-W)

Type (e.g.,
buy, sell,
redemption)

Date
Month Day

Value
Code 2
(.l.p)

(2)

Amount
Code 1
(A-H)

Type (e.g.,
div., rent,
or int.)

D.
Transactions during reporting period

545.

Sold

3/19

(3)

(4)

(5)

Gain
Code 1
(A-H)

Identity of
buyer/seller
(if private
transaction)

546.

Transferred
(from line 3289)

6/1

547.

Transferred
(from line 4357)

6/1

Sold
(part)

11/30

Sold

12/8

Transferred
from line 2438

3/4

548.
549.

(p~t)
550. The W~lt Disney

None

55 I.

Sold

3/18

552.

Transferred
from line 338~3

6/t

553.

Transferred
from line 4420~

6/1

Transferred

3/4

Transferred
(from line 3011

6/1

Transferred

6/]

3/30

3/30

554. MEDrRONIC INC

Dividend

555.

Sold

1556.
557.

from line 2359


3/] 8
J

(from line 4050


558. ~qY U.r~pire UDC 5% I/I/13
559. N E)01LM AUTH SVC 4.375% 4/1/11

D
D

Interest
Interest

T
M

Transferred 3/30
(to line 4543)
T

Transferred

(to line 4542)


560. ~/YS qt,VY AMBAC 5% 4/1/09

Interest

Transferred

(to line 4553)


Matured
4/1

561.

(See ColurranBI and IM)


2. Value Cod~.~
(See Coluna~CI and D3

F =$50,001 - $100,O~KI
J =$15,000 or less
N =$250,0~1 - $500,1KI0

O =$100,091 . $1,000,000
K =$15,001. $50,000
O =$500,001 - $1.00~,000

HI =$1,000,001 - $5,000,0~0
L =$50,0~1 - $100,000
P1 =51,000,0OI - $5,000,000

H2 =More than $5,000,000


M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,00~

3. Value Me~h~Codes
(See Colurr~C2)

Q ~Appraisal
U =Book Value

R =C~t (Real E.~ate Only)


V =Other

S =Assessment
W =Estimated

T =C~h Market

FINANCIAL DISCLOSURE REPORT

,~ .... fPerson Reporting

Date of Report

Page 3 8 of 277

B.r~, Ma~n~e T.

9/1/2010

VII. INVESTMENTS and TRUSTS -~ .... ,, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of Jdiag instructio.s.)
---]

NONE

(No reportable

income, assets, or transactions.)

Deseriptioa~ of Asse~
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

Income during
reporting period
(--~--]
(2)
Area/me[ Type (e.g.,
Code I ~ div., rent,
(A-H)
or int.)
!i

i 562. NYS TWY AMBAC 5% 411/19

i Crross value at end of


reporting period
(1),(2)
Vatue
Value
Code 2 i Nlethod
(J-P)
Code 3
, ( Q A~3

Transactions during r~porting period


(I)
Type (e.g.,
buy. sell.
redemption)

(2)
Date
Month Day

[ (3) (4)I
Value i Gain[
Code 2 i Code 1
i

(J-P)

Interest

Transfened
(to line 4552)

3/30

5~3. NYC tILTHJHOSP CaRP 4.05% 2/15/11

Interest

Transferred
(to line 4556)

3/30

564. NYS DORM AUTH 4.5% 7/I/09

Interest

Transferred
(to line 4548)

3/30

Sold

7/t

565.

i (A-H) !

i66. NYs DORM 5.25% 1 Ill 5123

Interest

Sold

1/27

567. SUFFOLK CO NY MBI 4/6 6/15/11

Interest

Sold

3/23

568.. NY ST ENVIRON FAC CL 5.25% 6/15/12

Interest

Transferred
(to line 4551)

3/30

569. NYC GO 5% 8/1/15

Interest

Transferred
from line 2216

3/4

570.

Sold
(part)

3/27

57t.

Transferred
(to line 4536)

3/30

572. NY CITY "rFA A 5.5% 11/1126

Interest

Transferred
(to line 4541)

3/30

573. NY SALES TAX RECEIV 5% 10/15121

Interesl

Transferred
from line 4546

3/30

574. NEW YORK. CITY GO M 5% 4/1/13

Interest

Sold
(part)

3/23

Transferred
(to line 4537)

3/30

Transferred
(to line 4550)

3/30

Sold

3/23

Buy

1/23

575.
576. NY sr DORM AUTH ST 5% 7/1/15

Interest

577. NY ST TWY AU FSA 5% 4/1/15

Interest

578. NY CITY MUNI WTR AUTH 09EE 5.0% 6 D


/15/18

2. Value C~es

J ~$15,0~ or I~s

Interest

K ~$15,001 - $50,~

L -$50,~ I - $ I ~,0~

M =$1 ~,~ I - $~ 0,~0

(5)
Identity of
buyer/seller
(ifpri,~ate
trat.tsaction)

FINANCIAL DISCLOSURE
Page 39 of 277

REPORT ....

~~" ~"=~"

NONE ~o reportable income, ~sets, or ~ansactions.)


A.
De~nption of Asse~
(including ~st asse~)
Place "(X)" after each asset
exemptfrompfiordisclos~e

~
[

B.
Income during
re~aing pefi~
(2)
~ 0)
~o~t : T~ (e.g.,
: Code I
div.,ren~,
(A-~
or inl.)
~
i

~
C.
~ss v~ue at e~ of
reposing period
(2)
0)
0)
Value [ Vflue :: T~e (e.g.,
C~e2
Me~ ~ buy, se~,
(J-P)
Code 3 ~ r~emption)

D.

(2)
Date
Mon~Day

~3) (4)
Value Gain
C~e2 ~ Code 1
(J-P) ~ (A-H) ]

Transfe~ed
(to line 4540)

3[30

Buy

1/28

T~nsfe~ed
(to line 4532)

3/30

Trailered

3/4

Tmnsfe~ed
(~om line 2333

3/4

Sold

3/19

Transfe~ed
fiom line 2242

3/4

;86.

Sold

3/19

587.

Transferred
from line 2561

6/t

588.

Transferred
from line 3585

6/1

589.

Sold

10/29

590.

Buy

12/9

3/4

3/18

579,
580.

~ WTR & S~ ~V SER A SF 4.8% 10


/]/2024

Intere~

581.

~g2. ~ ST HSG PIT ~V 5% 9/15/2025

583. ~G GROUP NV CVA

Interest

None

584.
585. B~ S~STEMS PLC

591. TARGET COR.P

Di~dend

Dividend

Transferred
(from line 2431
Sold

592.
593.

Transferred
(from line 3358

6/1

594.

| Transferred
~(from line 4399

6./1

2/17

595.

PUERTO RICO COMM 5% 12/1/2013

1. Income Gair~ Cod~:

A =$1,000 or Ins

(Sex Columns B1 and D4)


2. Value C ode.~
(S~: Colu~ CI and DS)

F -$50.0~1 - $100,000
J ~$ I 5,000 or less
N =$250,001 - $500.000
P3 ~$25,000.001 - $50,000,0~
Q ~Appra[~al
U ~ Book Value

3 Value Method Codes


(See Colul~,n C2)

Interest

B =$1,001 - $2,500
G =$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,001 - $1,099,000
R =Cost (Real Estate Only)
V =Othe~

Sold

C =$2,501 - $5,000
HI =$I,000,001 - $5.000,000
L =$50,001 - $100,000
PI =$1,000,001 - $5,000,000
P4 =More thnn $50,000,000
S =A~essment
W :Estimatexl

D =$5,001 - $15.D00
H2 =Mor~ than $5,000,000
M =$100,00] - $250,000
P2 =$5.000,001 - $25,000,000
T =Cash Market

(5)
Id~fi~ of
buyer/seller
(ffpfivate
t~sactioa)

E =$15,001 - $50,(~00

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT ~,M~~n~T.


Page 40 of 277

VII. INVESTMENTS and TRUSTS - i~o~,e, value, ~ ....

9/1:2010

cao,~ (Includes those oyspouse a.a deN~dent children; ~ee pp. ~4-60 of fding ~s~uctions.)

NO~E ~o reportable income, ~sets, or transactiom.)


Descdpti~ of Assek~

lncom ~fing

(including trust a~ets)

repo~ing pefi~

Place "(X)" after each a~et


ex~ptfiomptiotdiselosur

Transactions dmng r~ing ~fi~

Gro~ value at end of i

repo~ing period

Gain
T~e (e.g.,
Amour I T~e (e.g.,
Value
Value
C~e 1 I ~v_, rent,
buy, sell,
- Code 2VMue
Code i
C~e 2
Me~od
~Mon~
~Date
(A-~ orinL)
(J-P) ] ode3 [ redemption) Day (J-P) (A-~
(ifpfivam

Transfe~
~ffom line 2400

3/4

3/18

Transferred
"from line 2267)

3/4

599.

Sold
(part)

3/I8

600.

Sold

3/18

601.

Transferred
from line 2683

6/I

602.

Transferred
from line 3706

6/1

603.

Buy

12/7

3/4

3/I 8

Transferred
from line 3401

6/1

Transferred
from line 2241

3/4

608.

Sold
(part)

3/19

609.

Sold

3/!9

Transferred
from line 2326

3/4

Sold

3/18

3/4

None

596. SA~ LEE CO~

Sold

597.
598,

CAMECO CORP C$

604. TORONTO-DOMINION BANK

Dividend

Dividend

Sold

605,
606.
607. AXA

610. ICICI BANK LTD

None

None

611.
612. AMAZON.COM

.................
l. lneom Gain Code~: .....................A -$1,000 or less
(Se= C, oturraxs B} and D4)
F ~-$50,001 - $100,000
J =$ | 5.000 or less
2 v alue Codes
N =$250,001 - $500,000
(Sc~ Coiunaas CI a~d D3)
P3 -$25,000,0~)I - $50,000,000
Q =AppraJsat
3. Value Method Codes
(See Column (?2)
U =Book Value

Transferred
~from line 2439

None

B =$1,00l . $2,500
G =$|00,00t - $t,1~00,000
K =$15,00! - $50#00
O =$500,0~)1 - $1,000,000
R =Cost (Real .E.smte Only)
V =Other

Transferred
from line 2234

C =$2,501 - $5,000
HI =$1,000,001 - $5,000,000
L =$50,00 ! - $ 100.000
P} =$1.000,001 - $5,000,000
P4 =More than $50,0f10,000
S =Assessment
W =Estimated

D ~$5,001 - $15,000
H2 ~Mme th~n $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,0C~
T =Cash Market

IdenfiW of
buyerlsefi~

~me of Person Reporting


Barry, Mary~nne T.

FINANCIAL DISCLOSURE REPORT


Page 41 of 277

Date of Report

~/1/2010

VII. INVESTMENTS and TRUSTS - i.~me, ,,o~.~ ,~ ..... ,io., ancludes those of spouse and depend~nt children; see pt~. 34-60 of flling instructions.)
[]

NONE ~0 reportable income, assets, or transactions.)


A.
Description of Assets
( nclnding trust assets)
Place "(X)" after each asset
exempl from prior disclosure

B.
Income during
reporting period
(l)
(2)
Amount Type (e.g.,
Code 1
div., rent,
(A-H)
or int.)
l

C.
r0ross value at end of
reporting period
(2)
(l)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)

D.
Transactioos during reposing period

Type (e.g.,
buy, sell,
redemption)

Sold

613.

Value
Code 2
(5-P)

Gain
Code 1
(A-H)

3/18

:~ Date
i Month ! Day
i

614.

Transferred
(from line 2508

6/1

6t5.

Transferred
(from line 3533

6/1

616.

Sold

11/23

617.

Buy

11/24

3/4

618. CEP~NER CORP

None

Transferred
~from line 2274

619.

Sold
(part)

3/18

620,

Sold

3/18

621.

Transferred
from line 2701

6/1

622~

Transferred
from line 3725

6/I

623.

Sold
(part)

9/3

624.

Sold
(pa~)

1 ]/3

625.

Sold

I l/23

626.

Buy

11/24

Transferred
(from line 2316)

3/4

Sold

3/18

3/4

627_ HANESBRANDS INC

None

628.
629.

SABMILLER PLC

None

Transferred
(from line 2396

Identity of
buyer/seller
(if private
transaction)

Name of Person Reporting

FINANCIALpage 42 of 277DISCLOSURE REPORT

] Date of Report

9/1/2010

Ba~, Maryanne T.
I

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
C.
i Gross ,,,aloe at end of
Income during
reporting period
i repotting period
(2)
O) :: (2)
O)
Value
Value
Amount ! Type (e.g.,
Code I
Code 2 : Method
div., rent,
i (A-H)]
i Code 3
(J-p)
or int.)
(Q-W)
::
[

Transactions during reporting period


~t)
Type (e.g.,
buy, sell,
redemption)

(2) I (3) ~ (4)


Date
V,due Gain
Month - Code 2 Code 1
Day
(,I-P) i (A-H) [
!

630.

Sold

3/t9

~31.

Sold

3/19

Transferred
from line 2429

3/4

3/19

632. SWlKE PACIFIC LTD

(pan)

Dividend

Sold

633.

634.

Transferred
from line 3353

6/I

635.

Transferred
from line 4394~

6/1

Transferred
from line 2338

3/4

637.

Sold

3/18

638.

Buy

9/3

639.

Buy

9/3

640.

Sold

9/24

636. JOHiqSON CONTROLS LTD

Dividend

641. MET TRANS AUTH NY 5% 11/1512015

Interest

Transferred
(to line 4534)

3/30

642. NY ST DORM AUTH 5% 3/15/2018

htterest

Transferred
fiom line 2217

3/4

Sold
(part)

3/27

3/30

3/4

3/18

643.
644.
645. COCA-COLA CO
646.

Transferred
(to I ne 4547"~
B

Dividend

Transferred
from line 2277
Sold

(s)
Identity of
buyer/~elter
(if private
transaction)

FINANCIAL DISCLOSURE REPORT ] Barry,

Name Of Person Reporting


Maryanne T.

9/1/2010

Page 43 of 277
VII. INVESTMENTS and TRUSTS - i~o,~, ~,
NONE ~o reportable income, assets, or wansactions,)
]ncome during

Descfipti~ of Asse~
(including ~st ~e~)
Pla~ "(X)" a~er e~h ~et
exempt from prior ~scl~re

T~n~fions d~ng reposing period

~ ~oss value at eud of

(1) [
(1)~
(2~--(1):
(2),
Amour[
Value
T~e (e,g.,
, Value
C~e 1
Code 2
Method
bay, se~.
div., rent,
]T~e
(e.g.,
(A-~
(J-P)
C~e 3
r~emption)
or int.)

(~(3)(4)
Date [ Value
Month - ~ Code 2
Day I (J-P)

~7.

Tmnsfe~ed
from line 2720)

6!1

~8.

T~nsf~
~om line 3745

6/1

~649.

Buy

10~16

Transferred
from line 2443

3/4

3/19

650. UNILEVER PLC

Dividend

65 I.

Sold

.
Gain
Code [
(A-}~

652.

Transfened
from line 3418

6/1

653.

Transferred
from line 4464

6/1

.1

654.

Buy

10/19

655.

Buy

10/16

Transferred
from line 2251

3/4

657.

Sold
(part)

3/19

658.

Sold

3/19

~59.

Buy

4/23

660.

gold
(part)

5/!

~61.

gold
(part)

5/20

662.

Transferred
"from line 2599)

6/1

Transfelred
"from line 3644)

6/1

656. Billabong lntl LTD

! 663.

P3 ~$25.000,001 $50,000,000

Dividend

P4 =MO~ ~han $50,00~,800

(5)
Identi~ of
buyerlse~r
(if private

,~me of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 44 of 277
VII. INVESTMENTS and TRUSTS - i ....

Date of Report

Barry, ~,Oo~ ~"


e, valoe, transactions (Inclodes those of sp .....

nd dependent children; seepp. 34-60 of fding instructinns.)

NONE (No reportable income, assets, or transactions.)


A.
Description of Assels
(including trust assets)

B.
Income during
reporting period
Amount
Code 1
(A-H)

Place "(X)" after each asset


exempt from prior disclosure

Type (e.g.,
div., rent,
or int.)

C.
[
Gross value at end of!
reporting period

D.
Transactions during reporting period

Value
Code 2
(J-P)

Date ] Value
Month - ] Code 2
Day ~ (J-P)

Value
Method
[ Code 3
k(Q-W)

Type (e.g.,
buy, sell,
I
i redemption)

Buy

10/23

665.

Sold

11/5

(pan)
Omega Pharma SA

None

Transferred
from line 2373

3/4

667.

Sold

3/] 9

668.

Transferred
from line 3102

6/1

Sold

lull

Sold
(part)

11/12

Transferred
f~om line 2283

3/4

672.

Sold

3/19

673.

Transferred
from line 2743

6/1

674.

Sold
(part)

11/19

675.

Sold

11/20

669.

(pan)

670.

i 671.

! (A-H)

[ 66~,.

666.

Gain
Code I

Dassault Systemes SA

Dividend

"676. Hankyu Hanshin Holdings lnc

None

677
678~ American Medical Sys I IIdgs

None

679.
680. SAP ~G Span ADR

None

Transferred

Transferred
from line 2317

3/4

Sold

3/I 9

Transferred
from line 2236

3/4

Sold

3/18

6/1
from line 3214

(Sec Co~s CI md D3)

N ~$250.~1 - $500,000

O ~$~,~1 - $1,~,000

P1 =$I,~,001 - $5,~0,~0

~ =$5,0~,~1 - $25.0~,0~

Identity of
buyer/seller
(if private
transaction)

Name of Person Reporting


FINANCIAL DISCLOSURE REPORT I Barry, Maryanne
To
Page 45 of 277

Date of Report

9/1/2010
1

VII. INVESTMENTS and T RUSTS - ino~,e, ~t~e, ~, .... ao,s (Includes those of sp .... nd dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" aft ..... hasset

B.
Income during
reporting period
Amount[ Type(e.g.,

C.
Gross va~ue at end of
reporting period
Valae

! VaLue

D.
Transactions daaring reporting period

Type(e.g.,

Date

[Value [Gain

ldentityof

transaction)
6811
682.

Siemens AG Namen

None

683.

Trans~"erred
from line 4249j

6/1

Transferred
from line 2414)

3/4

Sold

3/I 9

684.

Transferred
~from line 3286

6/1

685.

Transferred
tfrom line 4328)

6/1

Transferred
(to line 4531)

3/30

[ Transferred
~from line 2457

3/4

: 686.

Arizon A Health Fats 2/1/2042

687. Walgreen Co

Interest

None

[688.
689. New York NYC Transitional 5% 11il/2017

Interest

1690.
691. Progressive Corp Ohio

None

Sold

3/18

Sold
(part)

3/23

Sold

3127

3/4

Transferred
from line 2386

692.

Sold
(part)

3/t 8

693.

Sold

3/18

694.

Transferred
from line 3137

6/]

K"

695.

Transferred
from line 4174

6/1

Sold
(part)

3/23

Sold

3/23

696.

ST Lawrence NY Clarkson 4.25 7/1/2021

Interest

697. NY ST Dorm Auth Mental 5/0 8/15/2014

Interest

Name of Person Reporting

FINANCIAL
REPORT[ I, Barry, MaDanne T.
Page 46 of DISCLOSURE
277

HONE

~o reportable

Description ofAsse~
(i~luding trust a~~)
Place "(X~" after e~ asset
exempt ~om prior disclo~re

698. R~he Holding AG

[ Date of Report

9/1/2010

income, assets, or ~ansactions.)


Income during
[ ~oss value at end of [
reposing period
repoaing ~riod
(1) .... (2) ~~1~
(2)(l)
Value
Value
T~ (.g.,
~o~t ] T~ (e.g.,
Code ~
~v., reaq
C~e 2 ~ Memod [ buy, sell,

~
~

699.

Sold

3/19

~00.

Sold

3/19

701.

Tra~fe~ed
~om line 3166)

6/1

762.

Transferred
from line 4205

6/1

Transfe~ed
~om line 2314

3/4

704.

Sold
(pan)

3/18

705.

Sold

3/18

706.

T~nsfe~ed
from line 2856

6/I

707.

Sold
(pan)

8/11

T~nsfe~ed
from line 2375

3/4

709.

Sold

3/18

710.

Sold

3/18

7i 1.

Sold
(pa~)

6/17

712.

Sold

6/18

713.

Transfe~ed
~om line 311~

6/1

7~4~

T~nsfe~ed
from line

6/1

708, Paychex Inc

I. hcorne Gain Codes:


(See Colunms BI and D4)
2. Va|u Codes
(See Columns C I and D3)
3. Value Method Codes
(See Column C2)

A =$1,000 or less
F =$50,001 - $100,000
J ~$15,000 or less
N ~$250.001 . $500,000
P3 ~$25,000,001 - $50,000,0~0
Q ~Appraisal
U =Book Value

Dividend

B =$1,0Ol - $2,500
G =$100,001 - $1,000,000
K ~$35,001 . $50,0(~
O =$500,001 - $1,000,(100
g =Cosl (Real F.state Only)
V =O~er

~f3)(4)
nine Gain
Code 2 Code 1

314

None

(2)
Date
] Mon~-

Tr~sfe~ed
from line 2394)

703. Google Inc

DNfidend

Tmnsacfio~ d~ing rgporfing

C =$2,501 - $5,000
HI =$1,000,001 - $5,000,000
L =$50,00| - $I00,000
Pl =$ !,000,O01 - $5,000,000
p4 =More than $50,~,000
S -Agse~srrxnt
W =Estimated

D ~$5,001 - $I5,000
H2 =Mo~e fl~a~ $5,000,000
M =$100,00~ - $250,000
P2 ~$5,000,001 - $25,000,000
T ~C~sh Market

(5)
I

Identi~ of
buyegso~er

E 5515,001 - $5,0,000

~N .... fP ..... Reporting


Barry, Marianne T.

FINANCIAL DISCLOSURE REPORT


Page 47 of 277

eo ~tue, ~a,sac~o~, a~s t~o~ o~ ..... ~ ~, ~,~ ~ ~. ~-~o o~p~,g ~.~

VII. INVESTMENTS and TRUSTS - i ....


~

[ Date of Report

NONE ~o reportable income, assets, or transactiot~.)

............... ~ .................. ~
Description of ~se~
(including tmsl ~ts)

,
[

Place "(~" a~er each asset


exempt from pfor disclosure

~.
Income during

~oss value at end of

reporting period [

~ ....

~"~/ ~-- ~
l Amom~t! T~ (e.g.,
Code 1
div., re~

Value
Code 2

or int.~.

I~ (A-~

T~aetions during r~o~ng

repo~i~ ~fiod
[~
( Value
~ Me~od

(J-P)
/~ (~C~e 3

~ 16.

(1) ] (2) (3) --~4~ ....


T~e (e.g.,
Date
Value
buy, sell,
Mon~ - ~ C~e 2
r~emption)
Day
(J-P)
,

Sold

1112

Sold
(paa)

11/2

T~nsfe~ed
~om line 2292"

314

719.

Sold

3/18

720.

Sold

3/18

~a~)

717.
718. Ebay Inc

None

721.

Tmnsfe~

611

~om line 276T


722.

T~nsfe=ed
~om line 3791

6/1

Transfe~d
~om line 2258

3/4

724.

Sold

3,18

725.

Sold

3/I8

726.

Buy

] I/2

727.

Buy

11/19

3/18

723. Boeing Co

728. Conocophillips

None

Dividend

Transfe~ed

3/4

J
~om line 2279

729.

730. B~ter lntl Inc


731.

Sold

Dividend

Trailered
from line 2245

3/4

Sold

3/18

Gain
Code 1 ]
(A-H)

(5)
Identi~ of
buyer/se~
U~tion)(if private

[~ .......

[ Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Date of Report
]

Page 48 of 277

911/2010

Barry, Maryanne T.
]

VII. INVESTMENTS and TRUSTS -i ....

e, value, tr .... tlons (Includes tho~e of spouse and dependent children; see pp. 34-60 of jfding instruaions~)

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including

B.
Income during

[ O)
Place "(X)" after each asset
cxempt from prior disclosure

(2) -

I Amoum [ Type (e.g.,


[ Code 1 [ div., rent,
[ (A-H) ~
or int.)

C.
Gross value at end of

(l)
Value
Code 2
(JP)

Transactions during reporting period

(~.)

O)

Value
Method

Type (e.g.,
buy, sell,
redempfon)

! Code 3
~..(Q-W)

" (2) I
Date
Value
MonthCode 2
Day
[ (J-P)
i

732.

Tmns f~rred
from line 2582)

6/t

733.

Buy

10/I6

3/4

3/! 8

734, Genpact LTD

None

Transferred
"fiom tJne 2311
Sold

735.
736.

Transferred
from line 2839

6/1

737.

Buy

10130

.738.

Buy

1]/2

739.

Buy

11/3

740.

Buy

11/4

741.

Buy

1115

742.

Buy

1 I/6

743.

Buy

11/10

Transferred
from line 2337

3/4

Sold

3/18

Transferred
from line 223 I

3/4

747.

Sold

3/18

748.

Transferred
from line 2491

6/I

744. Jabil Circuit ln

None

745.
746. Allegheny Tech

Dividend

Gain
Code t
(A-H)

Identity of
buyer/seller
(if private
transaction)

9/1/2ol o

FINANCIALpage 49 of 277DISCLOSURE REPORT [

a.,, transaction~ (Includes those of spouse and dependent children; seepp. 34-60 off!ling instructior~)

VII. INVESTMENTS and TRUSTS - i. .....


[~]

NONE (No reportable income, assets, or transactions,)

] ........ r~_

A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

Incom~ during
reporting period

c.

D.

Gross value at end ofI


,
, reporting period

[Amount Type (e.g., [Value


! Code 1 di ......t, [Code 2
~ (A-H) !
or int.)
(J-P)
i
i
i

] Value
] Method
[ Code 3
i (Q-W)

Transactions during reporting period

Type (e.g.,
buy, sell,
, redemption)
]

Date [ Value ] Gain


Month- [ Code 2 ~. Code 1
! Day
i Q-P) [ (A-H)
i
!
I
!

749.

Transferred
from line 3513

6/1

750.

Buy

9/24

751.

Buy

9/24

752.

Buy

10121

753.

Buy

10/29

754.

Buy

10129

755.

Buy

10/29

~756.

Buy

10/30

757.

Buy

10/30

758.

Buy

1t12

Sold

3123

Transferred
from line 2379

3/4

761.

Sold
(part)

3/19

762.

Sold

3/19

Transferred

6/1

759. NY ST DormMT 8inai4%7/1/201I

Interest

760. Pernod Kicard SA

Dividend

763.

from line 3120

764.

Transferred
from line 4153

6/1

765.

Sold
(part)

12/I

1, lacome Gain Codes:


(See Cohamns BI vmd D4)
2. Value Co~kzs
(See Columns 121 and D3)
3. Value Metho~ Codes
(See Column C2)

Identity. of
buyer/seller
(if private
tzaesaction)

A =$1.00~ or |css
F =$50,001 - $100.000
) =$ I 5,OIW) or less
N ~$250.001 - $500.000
P3 =$25,000,001 - $50,000,00~
Q "=Appraisal
I.I ~B~ok Value

B ~$1.001 - $2,500
13 =$i0(I,OOI - $ |,000,0b"~
K ~$15,001 - $50,00~
0 =$500.0~1 - $1,000.000
R ~Cost (Re~l :Estate Only)
V =Other

C ~12,501 - $5.000
HI =$1,O0~,001 - $5,00t),000
L =$50,O01 - $t00,000
P1 ~$1,000,001 - $5,D00,(~)0
[4 =More than $50,000,009
S =Assessment
W =Estimate~

D =$5,001 - $15,000
H2 =More than $5.000,000
M =$160.001 - $250.000
P2 =$5.000,001 - $25,000,000
T =C~sh M~rke~

E =$15,001 - $50,000

NONE

Barry, MaryanneT.

Page 50 of 277

Date of Report

.~,e of Person Reporting

FINANCIAL DISCLOSURE REPORT

9/1/2010

[
reportable

A.
~cription of Asse~

Place "(~" after each agset


exempt from prior disclosure

income, assets, or transaction.)


a.
In~mo d~fing

I Amount [ T~e (e.g.,


[ Code 1 ] div., rent,
orint.)
](h-~ ~

c.
Gross value al end of

]
]

D.
Transactions d~ng r~oning p~dod

Value
C~e 2
(3-P)

~ Type (e.g.,
buy, sell,
~empdon)

Date Value
Mon$ - ~ 2
Day
(J-P)

[ Value
~ Me~od
] Code 3

T~nsfe~ed
from line 2315

3/4

767.

Sold
(pan)

3/19

768.

Sold

3/19

Transfe~ed
~om line 2307

3/4

Sold

3/19

Buy

9/3

Sold

10/26

T~nsfe~ed
from line 2384

3/4

Sold

3/18

Tmnsfeged
I?om line 2248

3/4

Sold

3/I 8

3/4

3/I 9

3/4

None

766. Gro~pe Danone

769. Fujifilm Holding Co~

"Dividend

: 770.

771.
772.
None

7~3. POLYCOM ~C
774.
775. BEST BUY INC

None

776.
777. PETROPLUS ttOLDING AG

None

Tmnsfe~ed
(from line 2380

"778.

Sold

77~. PEuGEoT SA

None

Tmnsfe~ed
~om line 2381

780.

Sold

3/19

781.

Buy

9/3

3/4

782. JP MORGAN C~SE & CO

Dividend

~ Transferred
~om line 2339

Gain
Co~ 1
(A-~

ldcnti~ of
buyer/sfi~
(if p~ate

FINANCIAL DISCLOSURE REPORT

N~n,e ofPe,~o~ Re~n,~ng

D~te ofa~port

NONE ~o reportable income~ assets, or transactio~.)


A.
Description of Asse~
(including ~st ~se~)
Place "t~" a~r each asset
exempt ~om prior di~losure

B.
Income dunng
repoaing period
-(~" ~
(2)(I)---,
~mo*mt [ T~ (e.g..
Code 1 [ div.. ren~
(A-~[ or int.)

C.
Gross value at end of
~ing period
(2)
VMue [ Value
C~e 2
Method
(J-P)
Code 3

D.
Tm~fions d~ r~oning ~fi~
(1)
T~e (e.g.,
buy, ~B,
r~emption)

Date
Value Gain
Mon~ - C~e 2 C~e l
! Day
~ (J-P) ~ (A-~
(2)(3)(4)~

783.

Sold

3/18

784.

Sold

3./18

785~

Transfeffed
flora line 2953

6/1

"786.

Transfe~ed
~om line 3982

6/1

787.

Buy

10/16

Transf~d
~om line 2367

3/4

789.

Sold

3/18

790.

T~nsfe~ed
~om line 3080

6J I

791.

Transfe~ed
from line 4116

6/1

792.

Sold
(paa)

10/20

793.

Sold

10/21

794.

Sold
(paa)

10/22

795.

Sold

] 0/22

796.

Sold
(paa)

10/26

797.

Sold
(pa~)

10/27

798.

Sold

10/28

Transfe~ed
(~om line 2360

3/4

(pan)

788. NO~STROM ~C

Dividend

(pa~)

(paa)

(pa~)
799. MICROCHIP TECHNOLOGY INC

Columns BI and [14)

F ~$50,001 - $100,000

Dividend

G =St00,001 - $1,1~0,000

H~ =$1,000,00l - $5,~0,~0

t~ =Morn t~ $5,0~,0~

(5)
Identity of
buyer/se~er
(ifpfiv~e

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Dote of Report

Bar~, Mar,a.ne T.

9/I/2010

Page 52 of 277

VII. INVESTMENTS and TRUSTS -i .... e, value, tr .... tions (Includes those of sp ...... d dependent children; see pp. J4-60 of Jiling instruction.g)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

]
I
]

B.
Income during
reporting period

(e.g.,T
Am~o~tf (2)Type
(I) (2)
I Code 1 I div., rent,
(A~H) ,
orint.)
~
[

C.
Gross value at end of
repoiling period

Value(4)
(1)Value
T(2) t (3)
Code 2
(J-P)

D,
Transactions during reporting period

Method
Code3

Type
(5) (e.g.,
buy, sell,
redemption)

| Date
| Month i Day

, (Q-W) i

Value Gain
Code 2 Codc I

_. " tr~ansac~t!on)~

800.

Sold

801.

Sold

3/18

802.

Transferred
from line 3012

6/1

803.

Transferred
from line 4060"

6/1

Transferred
front line 2272"

3/4

805.

Sold

3/18

806.

Buy

9/3

Transferred
from line 2454

3/4

808.

Sold

3/1S

809.

Transferred
from line 3464"

6/1

810.

Buy

10/16

Transferred
from line 2313

3/4

812.

Sold
(p~)

3/18

813.

Sold

3/18

814.

Transferred
from line 2852

6/1

,~ 815.

Transferred
from line 3885"

6/I

816.

Sold
(part)

9/3

804. CARNIVAL CORP

None

807. VULCAN MATERIALS CO

811. GOLDMAN SACHS GROUP INC

3. "Val~ Me,hod Codes


(See Co|uttm C2I

3/18

(pa~t)

I hacome Oalo CixJ~.


(See Coltmlns BI and D4)
2. Value Codes
(See Col./Ires CI and D3)

Identity of
buyer/seller

A =$1,C00 or less
f ~$50,001 - $100,000
J u$15,000 o; less
N -$250,001 - $500,000
P3 -$25,000,001 - $50,00~,000
Q -Appraisal
U ~B(~ok Value

Diuidend

Dividend

B =$1,001 - $2,500
G =$100,091 - $1.000,000
K =$15~001 - $50,000
O =$500,001 - $1,000,000
R ~ost (Real E.cca te On!y)
V =Other

C =$2.501 - $5.000
HI =St,0~O,00l - $5.000.000
L =$50,001 - $100.000
P 1 :$1.000.001 - $S,00O,000
P4 =M~ theoa $50.000,000
S =Assessment
W =Estimalcd

"~

D =$5,001 - $15,000
H2 =More than $5.000.000
M =$100,001 - $250,000
P2 ~$5,000,001 - $25,000,000
T ~:C~h Markel

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT

r~me ~f Per~o. a~po,~.g

Page 53 of 277

Ba~,y, r~anne T.

Date o~

9/1/~0~0

VII. INVESTMENTS and TRUSTS -i ....... Mue, ~ansac~ons (lnclndes those oyxp ..... d depen~n, children; seepp. 34-60 of filing ins~uc~ns.)
NO~ ~o reportable income, ~sets, or transactions,)
A.
D~cfi~ion of Asse~
(including trust ~se~)
Place "(X)" after ~ch as~t

exempt from pno~ disclosure

B.
Income during
rcpoaing pd~
(!)
(2)
Amour ] T~e (e.g.,

[ C~ ~ [ air., r~t,
or ~nt.)

C.
Gross value at end of
mpo~g
(1) { (2)
Value
Value
Code 2 ~ Mem~
(J-P)
C~e 3

Transactions d~ng ~po~g


(l)
T~ (e.g.,

buy, ~11,

(2)
Da~e

(3) I (4) [
Value Gain

Month - Code 2 ] Code ;

r~empfio~)

Day

Transferred
(to line 4545)

3/30

Sold

3/23

, Transferred
~from line 2402j

3/4

Sold

3/19

Transferred
fiom line 2405

3/4

Sold

3/t 8

(JP)

r! (A-~

(5)
Ideati~ of

buy~/seEer
(if private

. (A-~~
817. NYC TFA B 5.0% 8/1/2021

Interes~

818. NY MTA TRIB 5% 11/15/16

Interest

aN

819. NY TOBACCO SETTLE 08b 5% 6/1/2012

Interest

820. ~CHNEIDER ELECTRIC SA


821.
822.

SHOPPERS DRUG MART CORP

Dividend

823.
i 824.

Transferred
"from line 3265

6/1

825.

Transferred
from line 4320

6/1

826.

Sold
(part)

8/11

~27.

Sold

9/2

828.

Sold

9/2

Transferred
from line 2328"

3/4

(part)

829. IMPERIAL TOBACCO PLC

Dividend

830.

T
Sold

3/19

831.

Transferred
from line 2914

6/I

832.

Transferred
from line 3939

6/l

Transferred
from line 2300

3/4

833.

None

ERICSSON (LM) B

I Income Gai~ Cod~:


(See Cotumns B I and D4)
2. Value Cod~
(See Colurm~s C1 and D3)
3. Value Metl-ggl Cc~les
(See Colunm C2)

A ~$1.000 or Ires
F =$50,00l - $10~.000
J ~$15.0~0 ol less
N =$250,001 - $.500.000
P3 =25.000,001 - $50,000,000
Q ~App~aisal
U =Book VMuc

B =$1,001 - $2,500
G =$100,001 - $I,000.000
K =$15,001 - $50,000
O ~$500,001 - $1,000,090
R =Cost (Rc~ Estate On!y)
V --Other

C =$2,50! - $5,000
HI =$t,O00.001 - $5,000,000
L =$50,001 - $100,00~
p[ -$1,000,001 - ~5,000,00~
[4 =More ~ha~
S-Assessment
W =Estimated

D =$5,001 - $15.000
H2 =More than $5,000,000
M =$100,0~| - $250.000
P2 =$5.000.00~ - $25,000.000
T =Cash M~rket

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 54 of 277

r~,~e ot~e,~on Rep~,~in~


9/1/2010

Baby, Maryanne T.

NONE (No reportable income, assets, or ~ansactions.)


Desc~pti~ of Asse~
(including tms~ asse~)

Income during
repining pcri~
~]~ (2)
~mo~t[ Type(e.g.,
C~ 1 [ &v., r~q
(A-~ ~
or ira.)

Place "(X)" ~er each asset


exert from prior ~sclo~re

T~nsacti~s during r~o~ing p~

Gross value at end of ~


reposing pcfiod
0) ~~)
Value
Value
Code 2
Me~od
(~-P)
] Co~3

(1)
T~e(~.g.,
buy, sell.
, redemption)

~__
834~
~
835. ABBO~ LABO~TO~S

None

837. AMER]CAN TOUR CO~

None

Sold

Transfe~ed
~om line 222 I

838.

(2) ] (3) ~
Date
Value [ Gain ~
Mon~ - Code 2 ~ Codv I [
Day
,! (J-P) ~-~ :~
319

3/4

3/4
K
~omTmnstE~edline 2237
Sold

3/18

K
"

~839

Transt~ed
~om line 2517

6/I

840.

Trailered
from line 3542)

6/1

841.

Sold
(p~)

913

842. ~ILIP MO~S I~L

Dividend

Tr~sfe~ed
3~4
from line 2382

ga3.

Sold

844.

~
84~.

~ 846.

ENERGIZER HOLD~GS INC

None

~ 847,

849. NY ST IIRB DEV C~RP 5% 3/15/33


850. NY LGAC 5% 4/1/2013

6/1

Tmnsfe~ed
flora line 4161)

6/1

Transfeged
~om line 2299)

3!4

3/18

6/1

Transferred
from line 2783
E
E

lnterest
Interest

T
M

3/18

Transfe~e~
from line 3127

Sold

848.

(5)
ldemi~of
buyedsdl~
(if private

Transferred 3/30
(to line 4555)

3/23

Sold
(part)

Name of Person Reporting

FINANCIALpage 55 of 277DISCLOSURE REPORTB~ry, Maryanne T.

Date of Report

9/1/2010
I

VII. INVESTMENTS and TRUSTS - in ..... ,rue, transactions (Includes those of spouse and ~penaent ehttdren; s~epp. 34-~0 of faing instructions.)
[] NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

exempt from prior disclosure

B_
]
lncome during
|
| reporting period

(A-H)

div. rent,
or int)

[ Code 2 [ Method
~ Code 3
~i (JP)

1 851.
852. OHIO CLEVELAND 5.125% 1/1/2028

lnterest

853.
854. NJ EDA PKINCETON UNIV 4.75% 7/1/23

Interest

D.
Transactions during reporting period

C.
Gross value at end of
[ reporting period

855.

, buy, sell,
i redemption)

Month- ] Code 2 Code 1


Day
(J-P) | (A-H) !

Transferred
(to line 4544)

3~30

Sold
(P~)

3123

Transferred
(to line 4557)

3/30

Sold
(part)

3/23

Transferred
(to line 4539)

3/30

856.

GA HIED FIN 6.0% 6/15/2028

Interest

Transferred
(to line 4533)

3/30

857.

MO ST HWY 5% 5/1/2024

Interes~

Transferred
([o line 4535)

3/30

858. SAN ANTONIO 5% 2/1/18

Interesl

Transferred
(to line 4558)

3/30

1 859. WI ST CLEAN WTR 5.125% 6/1/2026


:~

Interest

Transferred
(to line 4559)

3/30

i 860.
]

Interest

Transferred
(from line 2219

3/4

None

Transferred
(from line 2238

3/4

3/I 8

6/1

10/2

IL STAT~ TOLL HWY B 5.5% 111/2033

861. APPLE INC


I
862.

Sold

863.

Transf(rred
(from line 2529

864.
865_
866.
867.

BG GROUP PLC

Buy
A

Dividend

Transferred
l(from litte 2263
Sold
Transferred
from line 2650

3/4
3/19
611

J
L

buyer/seller
(if private

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 56 of 277

Date of Report

9/~/2010

[ Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS -i .... e, value, tr .... thins (Includes those of spouse and dependent children; see pp. 34-60 of faing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assels
(including trust assets)
Place "(X)" afar each asset
exempt from prior disclosure

B.
income during
reporting period
-(5)
(2)
Amount Type (e.g.,
Code I i div., rent,
(A-H)
or int.)
..............

868.

C.
Gross value at end of
reporting period
~ ~ )~~----(~-)
Value ] Value
Code 2 [ Method
(J-P)
t Code 3
: (Q-W)

D.
Transactions during reporting period
(1)
Type (e.g.,
buy, sell,
redemption)

Transferred
(fiom line 3676

"- (2) (3) (4j


Date
Value
Gain
Month - [ Code 2 Code 1
Day i (J-P) . (A-H) ,
,
[
[
i
6/]

10/19

[ Transferred
~from iine 2255

3/4

871.

Sold
(part)

3/18

872.

Transferred
~.from line 2612

6/1

873.

Transferred
from line 3627

6/t

874.

Sold
(part)

10/30

Sold

11/2

876.

Sold
(part)

t 1!2

877.

Sold
(part)

l l/3

878.

Sold

l 1/4

879.

Sold
(part)

11/5

880.

Sold

I ]/6

3/4

3/19

869.
870. BIOGEN IDEC INC

Buy
None

875.

(part)

(pan)
I

881. BP PI.C
~882.

None

Transferred
(from line 2261
Sold

883.

Transferred
(from line 2655

6/I

884.

Transferred
fiom line 3670

6/1

(5)
Identity of
buyer/seller
(ffprivate
transaction)

Name of Person Repe~ting

FINANCIAL DISCLOSURE REPORT


Page 57 of 277

Barry, Maryanne T.

Date of Report

~,,,~0,0

VII. INVESTMENTS and TRUSTS - income, vo~,,, ~ .... tio.s (Includes those of sp ..... d dependent children; see pp, 34-60 o/fding instructians.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income dunng
reporting period
(l)
(2)
Amount Type (e.g.,
Code 1
div., rent,
(A-H)
or int.)

C.
Gross value a.. end of
reporting period.
(I)
(2)
(I)
Value
Value
Type (e.g.,
Code 2
Method
buy, sell,
(J-P)
Code 3
redemption)
(Q-W) ......

D.
Transactions during reporting period
(2)
Date
Mon~ Day

(3)
Value
Code 2
(J-P)

i (A-H) [
[~ ....... [

Sold

7/2

Transferred
from line 2265

3/4

887.

Sold

3/18

888.

Transferred
from line 2658

6/I

889.

Transferred
from line 3682

6/1

890.

Sold
(part)

12/18

Transferred
from line 2270"

3/4

892.

Sold

3/18

893.

Transferred
from line 2688

6/1

89zL

Transferred
from line 3711

6/1

Transferred
from line 2273

3/4

896.

Sold

3/18

897.

Transferred
from line 2696

6/1

898.

Transferred
from line 3720"

6/!

899.

Buy

10/16

Transferred
fiom line 228T

314

Sold

3/19

Place "(X)" after each asset


exempt from prior disclosure

...............
885.
886.

BROADCOM CORP

891. CANADIAN NATURAL RESOURCES


LTD C$

None

895. CELGENE CORP

900. DBS GROUP HOLDINGS LTD


90 I.

Dividend

None

Dividend

(4) [
Gain [
Code 1 I

(5)
ldentit3 of
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT

Page 58 of 277

9/l/Z010

VII. INVESTMENTS and TRUSTS -i .... ,, ~,~ ,~.osaa~o.~ a.~.~.~ those Disco ..... ~ d.r.~, ~a...; ~ ~,. ~4-~o o!,~a~g ~.=,~o..
NONE (No reportable income, assets, or transactions.)

~,.

8.

Description of Assets
(iacluding trust assets)
Place "(3~)" after ea~h asset
exempt from prior disclosure

:
~

c.

Income during
Gross value at end of
reporting period
~ reporting period
(2) ....
(1)~(2~
-- (~)-- I,
Amoant I Type (e.g.,
Value ! Value
Code 1 [ div., rent,
Code 2 ] Method
(A-H) ] or int.)
(J-P)
! Code 3
i
(Q-W)
i

~02.

D.

l
I
i
]
]

Transactions during reporting period


(1)
Type (e.g.,
buy, sell,
redemption)

(2) [(3)
(4)
(5)
Gain I
Identity of
Date[ Value
Month - Code 2 Code I~
buyer/se~er
Day
(J-P)
(A-H) l!
transaction)(ifprivate

Buy
ECOLAB INC

Dividend

9/3

Transferred
3/4
from line 2293

K
J ........

904.

Sold

3/18

905,

Transferred
from line 2770

6/1

~06.

Transferred
from line 3794"

6/1

Transferred
from line 2296

3/4

;~08.

Sold

3/18

90%

Transferred
from line 2774

6/1

910.

Transferred
ffrom line 3798

6/1

911.

Sold

7/31

Transferred
from line 2297

3/4

Sold

3/19

Transferred
from line 2312

3/4

Sold

3/19

Transferred
f~om line 23181

3/4

917.

Sold

3/I 8

918.

Buy

9/3

~07. EDISON INTER.NATIONAL

912. ELECTRICITE DE FRANCE

Dividend

None

91"3.
914. GIVAUDAN

None

915.
~16. HEWLEIq-PACKARD

I. income Gain Codes($ee Colunms [ql and D4)


2. Value Codes
(See Colunms C1 ~nd D3)
3. Value Method Codes
(See Column C2)

A =SI,000 or less
F =$50,001 - $109,009
J =$15,000 or |ss
N -$250,001 - $50~,000
P3 =$25,00~,601 - $50,009,000
Q -Appraisal
U =Book Value

Dividend

B =$1,0~1 - $2,500
G =$10~,0~1 - $1,1300,000
K =$t5,001 - $50,000
O =$500,0~1 - $1,000,000
R =Cos! (Real Estate O~[y)
V =O~her

C =$2,501 - $5,000
HI =St,000,001 - $5,000,0~0
L =$50,0~1 - $100,000
PI =$1.000,001 - $5,000,000
P4 =More th~
S =Assessalent
W =Estitn~ted

D =$5,091 - $15,O00
H2 =More lhan
M =$100,001 - $250,000
P2 =$5,000,00| - $25,000,000
T =Cash Market

E =St 5,091 - $50,000

FINANCIAL DISCLOSURE REPORT

~ame of P .... Reporting

D~te of Report

Ba~., r~ra.ne T.

9/1/201o

Page 59 of 277
V II. INVESTMENTS and TRUSTS - ;~come, vat.e,

NONE ~o reportable income, assets, or ~ansactions,)


Description of Asse~
(including t~st assc~)
Place "(~" a~r each asset
e~empt from prior disclosure

lnco during
. repo~ng period

Gross val at e

T~ns~tions during r~o~g pefi~

Amount[ Ty~(e.g., ] Value [ Val~ l T~e(e.~,


Code 1 ] div., rent,
Co~ 2
Me~ I buy, ~11,

tdentiUof
buyer!seller

"

919. HUDSON CITY BANCO~ ~C

None

Transfe~ed
~om fine 2325

314

Sold

3/18

3/4

920.
921.

[ Date [Value [ Gala


Mon~ - C~e 2 ~ Code I

INMET MINING CORP

None

Transferred
from line 2332

922.

Sold

3/18

923.

Transferred
from line 292 I"

6/1

924.

Transferred
from line 3949

6/1

925.

Sold

10/23"! J
(part)

926.

Sold
(part)

10/27

927.

Sold

10/28

928.

Sold
(part)

10/29

929.

Sold
(part)

10/30

930.

Sold

11/2

.~

Transferred
from line 2335"

3/4

Sold

3/18

931. YNTERNATIONAL BUSINESS MACHINE


S COR..P

Dividend

932.
933.

Transferred
from line 2931

6/1

934.

Transferred
from line 3960

6/1

935.

Buy

I l/2

Income Gain Cwde~:

A =$1,000 or I~s

B =$1,~1 - $2,5~

C =$2,~1 - $5,~

D =$5,00~ - $15,0~

E =$15,~1 - $50,~0 /

[ Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 60 of 277

Date 0f Report
9/1/2010

Barry, lVlaryanne T.

a,,, tr ..... tions (]Includes those of sp .....

VII. INVESTMENTS and TRUSTS - i,, ......


[~

d dependen, children; s,e pp. 34-60 of ]d~ng ~nstruct~ons.)

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(inch~ing trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
C,
[
Income during
Gross value at end of
, reportin~ ~eriod . reporting period~
(l) I (2)
(1)
(2)
(l)
Amount I Type (e.g.,
Value
Code I ! div., rent,
Code 2
(A-H) ! or int.)
(JP)

(2) (3) (4)


(5)
Value
Type (e.g.,
buy, sell,
~ Method
redemptiolx)
I Code3

~36.

D.
Transactions during reporting period

Date
Value
! Month - Code 2
i Day
I (J-P)

Gain
Ctnod_~
,,,..,

Sold

11/23

Sold
(part)

11/23

Transferred
from line 2336

314

939.

Sold

3/18

940.

Transferred
from line 2934

6/1

941.

Transferred
from line 3963"

6/1

942.

Buy

11/19

943.

Buy

11/20

Transferred
from Iine 2341

3/4

Transferred
(from line 2973

611

Transferred
from line 3990

6/I

(part)

~37.

IRoN MOUNTAIN INC

93g.

i944. KEYENCE CORP

None

Dividend

.
947.

948. Kll~IBERL~--CI.ARK CORP

Dividend

Transferred
(from line 2345

949.

314

Sold

3/18

Transferred
(from line 2354

3/4

951.

Sold

3/I 8

952.

Buy

9/3

950. MARATHONO1L CORP COM

l. income Gain Codes:


(,See Columns Ill and D4)
2. Value Codes
(See Colurems CI and D3)
3. Value Method Codes
(See Colxmu) C2)

A =$1,000 or less
F =$50,001 r $100,0~)
J "$15,000 or less
N =$250,001 - 1;500.000
P3 =$25,000,001 - $50,000,0~0
Q *Appraisal
U =Book Value

Dividend

B =$1,001 - $2,500
(~ =$100,001 - $1,000,000
K =$15,001 - $50.00~
O =$500,001 - $1.000,000
R =Co~t (R~I Estate Only)
V =Other

C =$2,501 - $5,000
HI =$1,000,0Ot - $5,000,000
L ~$50,001 - $100,000
P 1 =$1,000,001 - $5,000,000
P4 =More than $50.000,000
S =Assessment
W =Estimmed

Identity of
buyer/seller
(if private

D =$5,001 - $15,000
H2 =More than
M =$100,0(~1 - $250,000
P2 =$5,000.001 - $25,000,000
T =C~sh M~ket

E =$15,001

N .... fPerson Reporth3g

FINANCIAL DISCLOSURE REPORT


Page 61 of 277

[ DateofReport

B~n-y, Mm"yanne T.

911/2010

NONE ~ro repo~able income, assets, or tr~sactions.)


A.
~scfipti~ of,~se~
(including ~st asse~)

B~
Income during
reposing ~fiod

Place "(Xy ~e~ each as~t


exempl from pilot d~c]os~e

~ounl [ T~ (.g.,
C~e l
~v., ~nt,
(A-~
or int.)

M~IM ~G~TED PRODS INC


~953.
~

[954.

"

C.
Gross value ~ c~ of
l repofllng p~
Value
~ C~e 2
(J-P)

Dividend

Value
Me~
C~e 3

T~ (.g.,
buy, sell,
r~emption)

Tr~sfeffed
~om line 2357

3/4

Sold

3/18

Tr~sfe~ed
~om line 3028~

6/1

Tmnsfe~ed
~om line 2362]

3/4

Tmnsfe~ed
f~om line 3~2

6/I

~55.
956. MUENCHENER RUECK NAMEN ~K
~57.

None
Sold

3/t9

Date
] Moa~ Day
}

Valu~ Ga~ ~
C~e 2 [ C~e I ~
(J-P) (A-~

Divided

960.

T~nsfe~ed
3/4
~om line 2371~
Sold
3/18

961.

T~nsfeff~
~om line 3095

6/1

962.

T~nsfe~ed
~om line 4097

6/1

963.

Buy

10/30

964.

Buy

11/2

965.

Buy

t 1/3

966. ~COR CORP

Dividend

~67.

T
Sold

Trmsf~xed
3/4
~om line 2372)
3/18
J
A

968.

Transfe~ed
(~om line 3100

6/1

969.

Tr~sfe~ed
from line 4133

6/)

1. Income Oah~ Codes:


(See Columns B] and D4)
2. Vabae ("..odes
(See Colurorss CI and D3)
3. Value Method Codes
(See
C2)

A =$1,000 or less
F ~$50,001 - $100,000
J =$15,000 o~ less
N =$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
U =Book Value

Idenfi~, of
buyedse~e

958.
959. N~TENDO CO LTD ADR ~SPOH "

D.
T~sacfions d~ng r~g

B =$1,001 - $2,500
G =$100,001 . $1,(~00,000
K =$15,001 - $50,000
O =$500,001 - $1,000,O00
R =Cos (Real "E.~ate Only)
V =Other

C =$2,501 - $5,0~0
HI =$1,000,001 - $5,000,000
L =$50,001 - $100,000
P] =$1.000,001 - $5,000,000
P4 =More than
S =Assessmenl
W =E~mated

D =$5,00| - $15,000
H2 =More than $5.000,000
M =$100,001 - $250,000
P2 =$5,000,00I - $25,000,000
T =Cash Market

E ~$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 62 of 277

Date of Report

] Barry, Maryanne T.
[

VII. INVESTMENTS and TRUSTS - ~,,~,~,, ~,~, 1,~,,~o,~ a~a~a~ those of spo .... d dependent children; seepp. 34-60 of f!ling in~truction~)
NONE (No reportable income, assets, or transactions.}
Description of Assets
(including trust assets)

Income during
reporting peri~l

i Gross value at end of


reporting period
I

I (~) i (2)
Place "(X)" after each asset
exempt from prior disclosure

O)

Type (e.g.,

Amount
Code I

Value
Code 2

div., rent,
or int)

i (A-H)

(J-P)

(2)
Value
Method
I
Code 3
I

Transactions during reporting period

O)

(2)

Type (e.g.,
buy, sell,
redemption)

Date

(Q-W)

970.

. Month ay

Value
Code 2

Gain
Code I

(J-P)

(A-H)
~

~D

Buy

10/29

Transferred
from line 2387

3/4

973.

Transferred
from line 3145

6/1

974.

Transferred
from line 4I 82

611

97 I. QUALCOMM INC
972.

A
~

Sold

Dividend

Identity of
buyer/seller
(if private
transaction)

3/18

(part)
976.

Buy

1t/18

977.

Buy

11/18 ! K "]

978.

Buy

)I/19

Transferred

314

979. SHANGRI-LA ASIA

None

,,

980.

981. SHIRE PLC

I A

Dividend

~83.

984.
985,

986. ~MC CORP

~ A

1. ~ncom Gain Coda:

A =$1,000 o~" less

from line 2406"

Sold

3/19

Transferred
~rom line 24121

3/4

Transferred
from line 32791

6/i

Transferred
from line 4316

6/1

Buy
Dividend

B =$ 1,001 - $2,500

TransfErred
(from line 24161

C =$2,501 - $5,000

J,

I,

10/19 ! K
3/4 i J

D =$5,~ 1 - $15,0~

E ~15,~ l - $50,~

r~e of re.on ~eporang

FINANCIAL DISCLOSURE REPORT


Page 63 of 277

Barry, Maryanne T.

9/1/2010

NONE (No reportable income, assets, or transactions.)


A.
Deserip~,ion of Assets
(including trust assets)
Place "(X")" after each asset
exempt from prior disclosure
!

B.
Income during
~ ~porting period
(1) t (2)
Aroouz~t Type (e.g.,
Code 1
div., rent,
orint.)
i (A-H)

C.
Gross value at end of
reporting period
(l) ] (2)
Value
Value
Code 2 ! Method
i
[ (J-P)
i Code3

~ 987.

D.
Transactions during reporting period
(1)
T~]:,e (e.g.,
bay, sell,
redemption)

Sold

988.

Transferred
from line 3307

989.

Buy

990. SMITHS GROUP PLC

None

Transferred
tfrom line 2424
Sold

991.
9921 SYNTHESINC
......

None

T
lfrmTransfenedline 2430
[ Sold

993.

(2) (3) (4)


Date
Value Gain
Month - , Code 2 ;, Code 1
Day
(.Lp) i (A-H) I

3/19

6/1

10/19

3/4

3/19

3/4

3/19

994.

Transferred
from line 3356

6/1

995.

Transferred
from line 4397

6/1

996. TELNIEX ~NTERNACIONAL SAn DE CV

None

Dividend

Transferred 3/4
Iffom line 2432)

997_
998. TELSTRA CORP

(S)
Identity of
buyer/seller
(if private

Sold

3/18

Transferred

3/4

i(from line 2434


999.

Sold

3/19

1000.

Transferred
from line 3370)

6/1

Transferred I
(from line 2449)

3/4

Sold

3/19

TransI~rred
from line 2450)

3/4

1001. UNITED UTILITIES GP, OUP PLC

None

1002.
1003. URBAN OUTFITTERS INC

L Income Gain Codes:


(Se~ Colun~ls BI a~d PA)
2. Val-~e Codes
(See Columns C I :uld [)3)
3. V~luc Method Codes
(See Colurr~n (.2)

A =$1.000 or less
F =$50,001 - $100,000
J =$15,000 or bess
N =$250,001 - $50~,000
P3 =$25,000,001 - $50.000.000
Q =App~ir, al
U *Book Value

None

B =$1,001 - $2,500
G =$10~,001 - $1,000,000
K =$15.001 - $50,000
O =$500,001 - $1,000,000
R -~o~t (Real Estate Only)
V =Othe~

C =$2,501 ~ $5,000
HI =$1,000,901 - $5,000,000
L =$50,~01 - $100,009
P [ =$1,OIKI,001 - $5,000.000
P4 =More th~n $50,0~),000
S =Asse.~t
W ~Estimated

D =$5.001 . $15,000
H2 ~More tha~ $5.000.000
M =$1~O.001 - $250.001)
P2 =$5,000,001 * $25,000,000
T -~Cash Marke!

E =$15,00I - [50.000

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Pag~ 64 of 277

Date of Repor~

9/1/2olo

[ Barry, Maryanne T.
I

NONE ~o reportable income, assets, or transactions.)


A.
Description of Asse~
(including t~s~ ~ets)

B.
]ncom~ du~ng
re~ing p~

Place "(X)" a~er e~h as~t


exempt from prior disclosure

(2)
T~ (e.g,,
div., r~n~
or int.)

C.
~o~ value at end of
reposing period
(~)
Value
Cofle 2
(J-P)

(2)
Value
Meth~
C~e 3

1004.

D.
T~ans~c~ions d~ng r~o~ing period
O)
T~e (g.g.,
buy. sell,
~emption)

Sold

(2)
Date
V~ue [ G~n
Mon~ - [ ~e 2 Code 1
DayI (J-P)
(A-~

3/18

Id~ti~ of
buyer/s~r
(~pfivate

~om line 3442


1006~
~ 007. VALLOUR~C SA

Dividend

Buy

10/] 6

rransfe~ea

3/4

~om l~ne 2452


100K

Sold

1009.

Transfened
~om lin~

l 010.

3/19

61I

Buy

7/7

Sold
(pa~)

7/] 7

10 ] 2.

Sold
(pa~)

8/6

I 013.

Sold
(pan)

8/6

~ 014.

Sold
(pa~)

8/7

I 015_

Sold

8/7

] 0 t 6.

Sold

8/7

Buy

4/8

6/1

1017. WA ST GO SER E 5.0% 211126


1018. AUTOLIV INC

B
None

Interest

T~nsfe~ed

M
6/1

K
from line 2535

1019.
1020.

1. Income Gain Cod~:


(See Colunuls B I and D4)
2. Value Cod~
(See Coiumn~. CI ~,~d 03)
r 3. Value M~hod Codes
[. _ (gee Column C2)

Transfe~ed
~om line 3566
Sold

A -$1,000 or Ics~
F =$50,001 - $100.000
J "$15.000 or le~s
N -$250,001 - $500.000
P3 -$25,000.001 - $$0,000,000
Q ~Apprai~a}
U -Book Value

10/30

B =$1,001 - $2,500
G =$100.001 . $I,000,000
K =$15,00| O
R ..~o~| (Real Pd~alc On}y)
V

C -$2,501 - S5,000
H 1 =$! ,000.OOt - $5,000,000

D =$5,001 - $15,000
1t2 =More lhan $5.000,000

P4 -More lhan $50,000,000


$ =AsS~sm~n~

T =C~h Market

E =$15,t~OI - $50,~00

~ ....fe .... Re~o,~


B~r~, M~rr~nne a~.

FINANCIAL DISCLOSURE REPORT


Page 65 of 277

9/V20~0

VII. IN~STMENTS and TRUSTS - i .... ,, ~ae, ~ .... ~ ~nclnd~ ~ose of s~e and dep~dent chit&~; seepp. 34-60 of f~ing ~trucaon~)
NONE ~0 reportable income, assets, or wansactions.)
Description of ~seu
(including tm~ assets)
Place "~)" a~er each m~set
exert flora prior disclosure

Income d~ng
reposing pefi~
(2)
O)
~ount
T~e (e.g.,
C~e 1
div., ren~

Gross v~ue at end of


reP0~ing
(1)
(2) [

Tra~actions d~ng r~o~g ~fiod

w,~

(1)
va~u~ [ ~(~-g,,

Code 2

Me~od

buy, sell,
~demption)

] 022.

~ (3)~
Da,e(2)
] Value
I Gain(4)
~
Mon~ - I C~e 2 I Code I [

Sold

11/3

Tr~sfeff~
~om line 2576

6/]

Tra~feffed
~om line 2670

6/1

Transfe~ed
~om line 3694

6/]

Sold

11/9

T~nsfe~ed
~om line 2738

6/1

Tmnsfe~ed
~om line 3767

6/1

Tmnsfe~ed
~om line 2818

6/1

1033.

Buy

~0/16

1034.

Buy

! 1/4

]023. B~K OF EAST ASIA

Dividend

1024. CADBURY PLC

Dividend

1025.

] 027.
] 028. DANONE

None

1029.

(pa~)
D

(pan)

1032. FIRST SOLAR INC

None

1035. MERCK & CO ~C

Dividend

1036.
.

, Transfe~ed 6/t
from line 3033
~ Tr~sfe~ed
! ~om line 4055

t037.

(S~ Columns Cl ~ D3)

N =$250,001 - $500,~

O =$5~,~1 - $1,~,0~

Buy

PI =$1,~,001 - $5,~0,~0

K
6/1

10/]6

P2 =$5,~,~I - $25,0~,0~

(~)
ldenti~of
buyer/seller

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 66 of 277

Date of Report

9/1/2010

I Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS -t.co,,,., ~,a~,, ~ ..... ao,~ Onctuaesthos. ofs~, ..... a a~pe.dent ehUdre.;s~evp. 34-60 ofm.g
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting period
(1) I (~)
Amount[ Type (e.g.,
Code 1
dlv., renl,
(A-H)
or int.)
~

C.
Gross value at end of
repoaing period
(l)
(2)
Value
Value
Code 2
Method
Code 3
(J-P)
(Q-W)

D,
Transactions daring reporting period
(~)
Type (e.g.,
buy, sell,
redemption)

(2)
Date
Month Da

Transferred
from line 4066

6/1

1040

Buy

10/16

1041.

Buy

11/30

Transferred
from line 4173

6/1

Buy

10/16

Place "(X)" after each asset


exempt from prior disclosure

1038.

1039. MONSANTO CO NEW COM

Buy
A

11/20

Dividend

Dividend

I043.
A

Dividend

Transferred
from line 3173

6/I

Dividend

Transferred
(from line 32471

6/I

KI

104&

Transferred
from line 4285

6/1

1047.

Buy

9/t8

1048.

,Buy

9/21

1049.

Buy

9/22

l 050.

Buy

10/6

1051.

Buy

10/28

1052.

Buy

10/29

Buy

10/29

Buy

9/3

i 1044. ROGERS COMMUNICATION


1045. SCHWAB CHARLES NEW

1053.

1054. AUSTRALIA AND NEW ZEALAND B


ANKING GP LTD

1. locome Gain Codes:


(See Colarrms Bt and 04)
2. Value Codes
(See Colunms CI and D3)
3. Val~ Method Codes
(See Column C2)

A =51,000 or less
F =$50,001 - $100,000
J =$15,000 or ]s~
N =5250.001 - $500.000
P3 =525.000.001 - 550,000,000
Q =Appraisal
U =B~ok Value

Dividend

(5)
Identity of
buyer/seller
(if private
transaction)

1042. PROCTER & GAMBLE CO

(3) (4)
Value Gain
Code 2 Code !
(J-P) (A-H)
,

B =51,001 - $2.500
G =5100,00| - 5!,~00,000
K ~$15,001 - $50,00~
O =5500,001 - $1,000,000
R =Cost (Real Eshate 0~ly)
V ~Other

C =$2,501 - $5,0~0
H I =$ 1,000,001 - 55,000,~00
L -~50,001 - 51~O,000
Pl =$1.000,001 - 55,000,000
p4 =More th~n $50.000,000
S =A.c.sessr~ent
W ~Estimnted

D =$5,001 - $15,000
1"12 =Moxe than $5,000.000
M =5100,001 - $250,000
P2 =55.000,001 - $25,000,000
~f =Cash Market

E =515,001 - 550,000

FINANCIAL DISCLOSURE REPORT

NAme of Person Reporting

Page 67 of 277

Barry, Mary~nne T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - ~eo~. ~l~ ,,o,sa~no~ a~,.l~d,s tho,~ o~, ~,a ~,~,~, children; see pp. ~4-60 of fd~g ins~uc~ons.)
NO~ ~o reportable income, assets, or ~a~ac~ons.)
A.

B.

C.

Desc~pfi~ of ~sse~
(including trust ~se~)

Income dung
repoaing ~

Gross vahe at end of


~po~ing ~od

Place "(X)" after each ass~l


exempt ~om prior disclosure

~ount
T~e (e.g.,
C~e 1
~v., r~mt,
(A-~ [
or ~l.)

(1) [ (2)

(I)

D.

Transactions d~ng reposing

(2)

(1)

Value
Code 2
(J-P)

Value
Me~
CMe 3

T~ (e.g.,
buy, sell,
~emption)

[ (2)
]

(3)

1055. NATIONAL AUST~LIA B~K L~

Dividend

Buy

9/3

1056. WESTPAC BANK~G CO~

Dividend

Buy

9/3

None

Buy

9/3

Buy

10/19

t 057. SONOVA HOLD~G AG


1058.
1059. SWISSCOM AG ~G

None

Buy

9/3

1060. NOVO NO~ISK

None

Buy

9/3

1061. L~E AG

None

Buy

9/3

] 062, METRO AG

None

Buy

9/3

[ 1063. GDF SUEZ

Dividend

Buy

9/3

10~. ~DITEX

Dividend

Bny

9/3

None

Buy

9/3

106~. JERO~IMO MART,S SGPS


1066, LVMH MOET HE~SSY LOUIS ~JIT~
ON SA

Dividend

Buy

9/3

1067. VINCI SA

Dividend

Buy

9/3

Buy

9/3

Buy

9/3

1070.

Buy

12~

1071.

Buy

12/8

1068. VI~NDI ~IVERSAL SA


!069. M~TA M~UFACTUg~G CO LTD

I. Income C.z.jn Cods:


(See Colurnt~s BI and D4)
2. Value Codes
(See Coluro~s CI ,Lad D3)
3. Value Melhod C0~s
[ (SeeColumJ~ C2,

A =$1,000 or Ins
F ~$50,001 . $100,0~0
J -$15,000 or le..~
N =$250,00| - $500,000
P3 =$25,000,001 - $50,~,000
Q =A~isal
U ~Book Value

Dividend

13 ~1,001 - $2,500
G ~51~0,001 . 51,000,000
K -$1~,001 - $50,000
O =$500,001 - $1,090.009
P~ =Co~t (Re~l Estate Ol~ly)
V =Other

C =$2,50I - $5,000
HI =$1,O00,001 - $5,000,000
L =$50,001 - 5100,000
PI =$1,000,001 - $5,000,000
P4 =More ~ $50,000,000
S =Assessment
W =Eslimated

(4)

Value
O~n
Date
Mon~ - C~e 2 Code ] t
Day
~ (J-P) ~ (A-~ ~

D =$5,001 o 515,00~)
H2 =More than 55.000,000
M =$ 00.00 - 5250 000
P2 =$5.000.001 - $25.000,000
T =Cas~ Market

(5)
Idenfi~ of
buyer!se~
(if private

E =$15,001 - ~50,009

,
j

I r~.e of Person Reporting


B~rry, Maryanne T.

FINANCIAL DISCLOSURE REPORT


Page 68 of 277

Dale of Report

9/1/2010

VII. INVESTMENTS and TRUSTS NONE ~o reportable income, assets, or ~ansactions.)


A
Desc~ption of Asse~
(including trust asse~)
Place "(X)" ager ~eh asset
exempt ~om prior di~losure

B.
Income d~ng
,
~ repoging pefi~

A~I ~ T~o (e.g.,


C~e I ~ ~v., r~t,
(A-m
or int.)

1072. TOKYO ELECT~ON LTD

C.
[ Gr~s value at end of
~ rep~ng period
Value
Code 2
t (J-P)

Value
Meth~
, Code3

D.
Transactions d~ng r~o~ing period

Ty~ (e.g.,
buy, sell,
redemption)

None

Date
Value I Gain
Mon~ - C~e 2 C~e I
Day
~ (J-P)
(A-~

Buy

9/3

Sold

9/14

Buy

91!7

1075.

Buy

9/18

1076..

Buy

11/24

1073.
1074. TERUMO COtLP

Dividend

1077. ~ANDVtK AB

None

Buy

9/3

1078. ALLSTATE CORP

None

Buy

9/3

1079.

Buy

12/18

1080.

Buy

12/21

.J

1081.

Buy

12/22

! 082. AMERICAN wATER WORKS

Dividend

Buy

9,3

1083. CHEVRON cORP

Dividend

Buy

9/3

Buy

10/12

1084.
085. HDFC BANK LTD

None

Buy

9/3

086. JUNIPER NETWORKS INC

None

Buy

913

Dividend

Buy

9/3

Dividend

Buy

9/3

087. NORFOLK SOUTHERN CORP


1088. SASr~ SPON ADR

(~e Colu~s C I ~d D3)

N-$250,001 - $500,~

O =$5~,~1 - $1,~,~

P1 =$1,0~,001 -

ldenfi~ of
~yer/seller
(if private

FINANCIAL DISCLOSURE REPORT


Page 69 of 277

Same of Parson Reporting

D~te of Report

B~, M~ya~n~ T.

9/1/2010

VI I. INVESTMENTS and TR U STS - ~co~.., .a~u., ~socao.$ a.~.a,, ,~o~ o~ ..... ~ ~,.~ ~hi~,,; ~, ~ ~-~0
NONE ~o reportable income, assets, or ~ansactions.)
A.
Descfpfion of Asse~
(including ~st ~se~)
Pla~ "(X)" a~r each asset
exempt from pfi~ ~selosure

B
Income during
~oaing ~fi~

c.
Gro~q value at end of
r~o~ing period

(0

(~)

0)

(2)

0)

Amount
~e 1

T~ (e.g.,
div., rent,

Value
C~e 2

Value
M~

T~e (e.g.,
buy, ~11,

~
t089. TYCO ELECTRONICS LTD

(2)

(3)

Buy

9/3

None

Buy

9/3

Buy

1 t/4

Buy

11/5

1092.
A

Dividend

Buy

9/3

Buy

9/3

Bay

10i27

Sold
(part)

11/20

Buy

10/30

1098.

Buy

11/5

1099.

Bay

11/16

Buy

11/5

110].

Sold
(part)

1 I/5

1t02,

Sold
(part)

11/19

1094. WAL-MART STORES I-NC


1095. QANTAS AIRWAYS LTD

None

1096.
1097. SES FDR CL A (PARIS)

None

Dividend

1103. DIAGEO PLC

None

Buy

10/30

1104. ANGLO AMERICAN PLC

None

Buy

11/!3

Buy

i 1113

1105.

(5)
Idenfi~ of
buyer/sefl~
Uansaction)

Dividend

1091.

1100. BANCO SANTANDER SA

(4)

Date
V~ue Gain
I Mon~- I Code 2 I Code 1

(Q-~

1090. ~ED HEATH GRO~ ~C

1093. VISA ~C CL

D.
T~nsactions during r~o~ng

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 70 of 277

Date of Report

9/1/2010

1 Barry, Maryanne T.

NONE ~o reportable income, assets, or ~ansactio~.)


~scdption of Asse~
0nc]uding trust ~se~)
Place "(X)" a~er e~ch assel
exempt from prior ~sclos~e

Income during
r~o~ng ~
T~e (e.g.,
div., rent,

I Amo~t
(2) 1
]~Code

G~s value at end of ~


~o~ing pen~
(1)
(2)
Valse
V~ue
Code 2 ] M~thod
(Q-~

[
1 I06.

T~nsac~ons d~ng r~o~ng


(1)
T~ (e.g.,
buy, sell,
~

(2)-~~
Date
Value Gain ]
Month- ~ Code 2 ~ C~e I ~

~a~ction)

~
Buy

11116

Buy

l 1/23

Buy

] 1/24

Buy

1018

1110.

Buy

10/9

1111.

Buy

10/14

1112.

Buy

10/15

1113.

Buy

10/27

l i 14.

Buy

11/I9

] 107. NATIONAL G~D

None

1108~
I ~ 09. T~GYI HOLD~G CO~

None

! IllS. VOLVO AB B

None

Buy

10/19

None

Buy

11/13

i1117.

Buy

12/2

1118.

Buy

12/3

1116. HENNES & MAURITZ AB

1119. ADOBE SYSTEMS INC

None

Buy

10115

Dividend

Transferred
from line 2950

6/I

1121.

Transferred
from line 3980

6/1

1122.

Buy

10/29

1120. JOHNSON & JOHNSON

P3 =$25,~.001 - $50,~,~

P~ =Mo~ ~n $50,~,0~

(5)
ldentiW of
buy~/sel~r

n .... fP ..... Reporting

FINANCIAL DISCLOSURE REPORT


Page 7 1 of 277

Bar,-y, Maryanne T.

9/I/2010

l~e, t~ ..... tip._, a.ct.a.s t~o,.

VII. INVESTMENTS and TRUSTS -i ........


~

Date of Report

NONE ~o reportable income, ~sets, or ~ansactions.)


A.
Description of Asse~
(including t~st asse~)
Place "~)" after ~ch a~et
exempt from prior disclos~e

]
~
~

B.
Income du6ng
re~mng ~

[ Amount
~ Code I
(A-~

I 123. GE~L MILLS

C.
~ Gross value at end of
reining period

D.
T~ctions d~ng r~o~g pedod

T~e (e.g.,
div,, renk
or int.)

V~ue
C~e 2
U-P)

Value
Me~od
Code 3

T$~e (e.g.,
buy, sell,
r~lempfion)

Date
Mon~ Day

None

Buy

11/16

. Buy

11/16

1124.

VNue
C~e 2 ] Code I I
(J-P)
(A-~

I t 25. T~SOCEAN LTD

None

Buy

11/16

1 ] 26. STAYER ED ~C

None

Buy

12/] 8

Sold

1/1

Sold

1/1

137. -AB B LTD

Buy

2./25

138.

Buy

5/4

1139.

Buy

8/18

l t27. -SSGA
~D US GOV MONEY MANET F

Interest

1128. Renal Proper% #14, Norfolk,VA

Rent

1129. Rental Property #15, Norfolk,VA

Rent

Dividend

130. AMERICAN FUNDS IRA - LIST OF ASSE


TS

Identity of
buyer/~ller
(if private

] 31. -EIJROPACIF1C GROWTt!


]32. -THE GROWTH FIND OF AMERICA
133. -SMALLCAP WORLD
134. -CAPITAl, INCOME BUILDER
135, -SSGA US GOV MONEY MARKET F
136 ~!~,,l~
~ Trtkst # 19 - List
" of Assets:

I. income Gain (.odes:


(Set C.~lunms Bl m~d D4)
2. Value C~des
(See Columns CI and D3)
3 Value Melhod Codes
(See Colanm C2)

HI

A =$1,000 at l~s
F ~$50,001 - $100.000
J -$15,0~O o~ |~s
N =$250,001 - $5D0,000
P3 ~$25,000,001 - $50,000,000
Q =Appraisal
U .,Book V~due

Int./Div.

P3

B =$1,001 - $2,500
G ~$100,001 - $1,000,000
K ~$15,001 - $50,000
O =$500.0~31 - $1,000,000
R =~ (Real Fstzte Ordy)
V =(3~her

C =$2,501 - $5.000
HI =$1,000,001 - S5,000.00g
L =$50,001 - $109,000
Pl =$1,000,001 - $5,000,000
P4 ~More than $50,0tl0,000
S =A~s~s~ment
W =EstimateA

D =$5,00t - $15,000
H2 ~More Ih~
M =$100.001 . $250,000
P2 --$5,000,001 - $25,000,000
T ~Cash Markc~

E =$15.0tll - $50.000

I[ ~y, M~w~.~ ~.

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 72 of 277

Date of Report

9iliZmo

VII. INVESTMENTS and TRUSTS - i .... ,, ~alu~ tr ..... ~iottr (Includes those of sp .... nd dei~nd~nt children; see pp. 34-60 of fding instruction&)
--]

NONE (No reportable income, assets, or transactions.)


B. "
Income during

A.
Description of Assets
(including trust assets)

repo~ng period

(1)
Place "(X)" after each asset
!
I

exempt from prior disclosure

(2)

Amount Type (e.g.,


Code 1. div., rent,
(AFI)i

or mt.)

C.
Gross value at end of
reporting period

D.
Transactions during reporting period

(~)

(2)

(0

Value

Value

Type (e.g.,
buy, sell,
redemption)

Code 2
(J-P)

1140.

Method
Code3
, (Q-W)

(2)
Date
Month Day

(3)

(4)

Value [ Gain
i Code 2/ |i Code t [
I (J-P) [ (A-I-I) ~
L[

Sold

12/10

141. -ALLIANZ SE

Sold
(parQ

3/19

142_

Sold
(part)

3/19

143.

Buy

5/28

1144. -SONOVA

Buy

8/2 t

1145.

Buy

8/24

1 t 46.

Buy

8/24

1147.

Buy

8124

1148.

Buy

8128

1t49.

Buy

~28

50.

Buy

9/2

1151_ AUTOLIV INC

Buy

3124

1152.

Buy

3/25

1153.

Buy

3/25

Ii54.

Buy

4/30

1155.

Sold

10/30

11/2

(part)
1156.

I. income Gain Code~:


(See Columns BI a~d D4)
2. Value Codes
(S~e Coluloos CI and D3)
3. Value Method Cod~s
(See ohu~m C2)

Sold

(pan)

A =$!.000 or less
F =$50,001 - $100,000
J =$15,0~ or less
N ~$250,001 - $500~000
P3 =$25,000.001 - $50,000,0~0
Q ~Appraisal
U =Book Value

B =$1,001 - $2,500
G =$100,001 - $ I ,O00,000
K ~$15~00| - $50,000
O -$500,001 - $1,000,000
R =Cost (Real Estate Only)
V --Olher

C =S2,501 - $5,000
HI ~$ 1,000,001 - $5,000,000
L =$50,001 - $100,000
Pl =$1,000,001 - $5,000,000
P4 =More than $50,0~O,000
S =Assessm~n~
W

D =$5,001 - $15,000
I-t2 =More than $5,000,000
M =$t0O,0Ol - $250.000
P2 =$5,000.001 - $25,000,000
"f ~Ca~h Market

(5)
Idenlity of
buyerlsdler
(if private
transaction)

FINANCIAL DISCLOSURE REPORT


Page 73 of 277

~ N ....f Person Reporting

Date of Report

Barry, Maryanne T.

911/2010

VII. INVEST ME NT S an d TRU S TS - ~ ...... rue, tr ..... lions (Includes those of spouse and dependent children; see pp. 34-60 off cling instructions.)
NONE (No reportable income, assets, or transactions.)
A.

B.

Desoription of Assets
(includin~ trust assets)

Income during

Place "{X)" after each assel


exempt from prior disclosure

. reporting period
(2)
(1) {
Amotmt : Type (e.g.,
i Code 1 i div., rent,

C.

D,

[ C.rross value at end of


reporting period
i
(l)
Value
Code 2

{2)
Value
! Method

Transactions during reporting period


I
]
[

(l)
Type {e.g.,
buy, sell,

(2)
]

(3) I (4)

Date [ Value , Gain


Month ! Code 2 i Code.l ,

1157.

Sold

11/3

1158. BIOGEN 1DEC INC

Buy

219

Buy

",118

1161.

Buy

4/20

1 ] 62.

Buy

4/30

1163.

Buy

8/10

Sold

10/30

1165.

Sold
(part)

l 112

!I66.

Sold
(part)

1112

Sold

] ]/2

] 1/3

i 1159.

(5)
Identity of
buyer/seller

,
1160.

Buy

2/26

1164.

(part)

1 ! 67.

(pan)
1 I68.

Sold

(Pro)
t 169.

Sold
(part)

] 1/3

1170.

Sold

1114

11/5

Sold

l 1/6

Buy

3/17

{part)
1171.

Sold

{part)
["1172,

"

] ] 73. ROGERS COMMUNICATION

l.ncome ~3ain Cod~:

A =$),000or le~

B=$t,00I -$2,500

C=$2,501 - $5,0~

D=$5,~1 -$15,0~

E=$15,~1 -~50.~0

FINANCIAL DISCLOSURE REPORT


Page 74 of 277

f Person Reporting

9/1/2010

i Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS -,.co~.~ ~a.e, ,, ..... ao,~ anetudes those of sp.nse and dependent ehita~en; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets
Income during
Gross value at end of
(including trust assets) reporting period
reporting period
Place "(X)" after each asset
exempt from prior disclosure

i
[

Amount ! Type (e.g.,


Code 1 i d~v., rent,
(A-H) ! or int.)
[

Value
Code 2
(J-P)

I Value t Type (.e.g.,


buy, sel!,
i Method
Code3
redemption)
(Q-W)

Tmnsactiol~s during reporting period

Date
Value
Month - Code 2
Day ] (I-P)
~
i

Gain
Code I
(A-H) i
i

1174.

Buy

3/18

1175.

"Buy

3/19

1 !76.

Buy

3/19

1177.

Buy

3/24

1178.

Buy

3/25

i 179.

Buy

3/25

1180.

Buy

4/30

t 181.

Sold
(part)

9/2

1182.

Sold
(part)

9/3

1 t 83. MURATA MANUFACTURING

Buy

3/18

It84.

Buy

3/19

1185.

Buy

5/I

1186.

Buy

6/25

1187.

Buy

7/16

1188.

Buy

12/7

1189.

Buy

12/8

1190. NOVARTIS AG NAMEN

Buy

I/5

I. Income Gain CoO~:


(See Columns Bl ~ D4)
2. Value Cod~s
(See CO!OhmS CI and D3)
3. Value Method Codes
(See Column C2)

A =$1,000 or I~ss
1:=~50,001 - $100,0O0
J =$15,t100 o~ less
N =$250,0(11 - $500,000
P3 =$25,000,001 - $50,1)~0,000
Q =Appraisal
U =Book Value

B =$1,00) - $2,560
G =$100,00! . $1,0O~,t.00
K =$} 5,001 - $50.000
O =$500,001 - $1,0~),000
K =Cos (P.ea] E.~ate Only)
V -~)ther

C =$2,501 - $5,000
HI -$1,000,00! - $5,000,000
L =$50,0~1 - $100,000
P! =~1,000,001 - $5,000,000
P4 =More than
$ =Assessment
W =EsI{mated

]dentiS of
buyer/seller
(if private
tran~ction)

D =$5,001 - $15.000
H~ =Mo~e than
M =$100,001 P2 =$5.000,001 - $25.00(),00~
T -~S a~h Market

E =$15.001 - $50,00~

Na~e of ~er~o. ~e~u~.~


Ba~,, Maryanne T.

FINA!NCIAL DISCLOSURE REPORT


Page 75 of 277

D,te of Report
9/1/2010

VII. INVESTMENTS and TRUSTS - inco.,e, v~t~, ~ ...... ,~o,~ O~et~ t~o~ o~ ...... ~ ~ ~.~
HONE ~o reportable income, ~sets, or ~ansactiom.)
A.
Description of Asse~
(including t~st ~se~)
[

Pla="~)"aflereachasset
~empt from prior ~sc]osure

:
~
[

B.
I~ome during
reposing pefi~

0~ ]
~
~o~t

(~)

Type(e.g.
CMe 1~ div., rent,
[(A-~
orint ]

C.
Gross vflue at end of
~poning

~ (1) ~
~ Value
Code 2
(J-P)

(2)

Value
Me~
i
C~e3

Transitions d~ng r~o~ing period

(0
Type(e.g.,
buy, sell,
redemption)

(2)[
O) [ (4) [
l Date
~Value [ Gain
~ Mon~ ~ Day

~ 1191.

Buy

5/4

[ 1192.

Sold

5/22

Buy

2/19

1194.

Buy

4/30

1195.

Sold
(pa~t)

12/18

1196. DBS GROUP HOLDINGS

Buy

1/6

1197.

Buy

1/7

] 198.

Sold

6/3

I 199. EDISON IN+ERNATIONAL

Buy

1/15

1200.

Buy

1/16

1201.

Buy

1/20

1202.

Buy

4/30

1203.

Sold
(part)

7/31

1204.

Sold

11/10

1205. FII~ST SOLAR INC

Buy

2/26

1206.

Buy

4t30

1207.

Sold
(part)

5/26

93. BROADCOM CORP

(part)

(S~ Colu~ C2)

U =Book Vatue

V ~d~er

W ~imzted

(5)
I~nfityof

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Repor~

Page 76 of 277

Barry, Maryanne T.

9/1/2010

VII. INVESTMENTS an d TRUSTS -- ~o~,, v~,. ~,..,io~ (Inelu~ ,ho~e of s~ ....


~

d dependent children; see pp. 34-60 of fd~g ~uction~)

NONE ~o reportable income, assets, or ~a~actions.)


A.
D~cfip6~ of A~e~
(including Imst assets)

B.
Income during
reposing p~

Place
a~er each asset
exempt from prior ~sclosu~

O) ~ (2)
~o~t I T~e (e.g.,
Code 1 I div., rent,
[(AH)1 orint.)

C.
I
~oss value at end of :
reposing ~nod
O)
Value
Code 2
(J-P)

(2)
Value
Method
C~e3

D.
Transactions during ~o~ing period

O)
T~e (e.g.,
hay, se~,
[ ~demption,

(2)
Date
Value,] Gain ~
] Moa~ - ~ Code 2 ] C~e }
Day ] (3-, ~(A-~ [

1208.

Bay

7~8

[ 1209.

Buy

1114

1210. -J~ER

Buy

7/28

1211. -G~ENTECH INC

Sold
(pa~)

1/6

1212.

Sold
(part)

2/13

1213.

Sold
(pa~)

2/13

1214.

Sold
(pa~)

~13

1215.

Sold

~13

1216.

Sold
(pan)

2/13

1217.

Sold
(pan)

~t7

~ 1218.

Sold
(part)

2~17

Sold

2/18

Sold

1/19

~a~)

I219.
1220.-~CHEMONT AG

(pan)

1221.

Sold
(pa~)

1/19

~ 1222.
~

Sold
(pan)

1/19

1223.

Buy

8/4

1224.

Buy

8/4

Columns CI

ldenfi~ of
buyer/seller
(if private

FINANCIAL DISCLOSURE REPORT

Name of Persort Reporting

Date of Report
I

Barry, Maryanne T.

Page 77 of 277

9/1/2010

NONE ~o reportable income, assets, or ~ansactions.)

~.
Description of Asse~
(including ~st ~ets)
Place "~" a~er each asset

~.
Income dudng
repo~ng pefod
(1) [ (2)
~o~t ~ T~e (e.g.,
Code 1 ~v., rent,
(A-~
or ink)

c.

Traa~etions during repoaing period

~ ~ value at end of~


:~ reponing period
[
(

(I) (2)
Value

~ Me@od
C~e 3

(1)
T~e (e.g.,
buy, ~lI,

(2)
Date

(3) (4)
V~l~e ~ Qain
Code 2 Code I
(J-P)
(A-~

r~e~tion)

Mon~Day

Buy

8/14

Buy

8/17

1227, ~FC

Buy

3/6

1228. ~YENCE CO~

Buy

i/6

1229.

Buy

1/8

1230.

Buy

1/9

1231.

Buy

1/14

1232.

Buy

1/15

1 ~33.

Buy

5/1

1234.

Buy

5/29

~ 235,

Buy

6/3

~ 236.

Buy

71~ 6

1237. INMET M~G CO~

Buy

2/23

1238_

Buy

4/30

Sold

10/23

10/27

10/28

exempt from prior disclosure

Code 2
(J-P)

Value

1225. -SWISSCOM AG ~G

1226.

1239,

(pa~)
1240.

Sold

~aa)
1241,

Sold

(paa)

Ide~tiW of
buyer!seller

FINANCIAL DISCLOSURE REPORT

Name of P ....Reporting

Page 7 8 of 277

Bar~y, Mao, aane T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - ino ..... ine, transactions (Includes those of sp ..... d dependent children; see pp. 34-60 of ffding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assels
(including trust assets)

B.
Income during
reporting period

Place "(X)" after each asset


exempt tom prior disclosure

] Amount ] Type (e.g.,


t
Code 1 I div., rent,

(1)

(2)

.......
] 1242.

C.
Gross value at end of
reporting period

O) [ (~)
Value
Code 2

Value
Method

D.
Transactions during reporting period

~1)

: (21 ,~ (~

~: Type (e.g.,
buy, sell,

~i (Q-W)

Date
Value
Month - I Code 2

(~)
Gain
Code 1

transaction)

i
Sold

(part)

10/29

i
I
I I243.

Sold
{part)

10/29

1244.

Sold
(part)

10130

! 245.

Sold

11/2

1246. MAXIM INTEGRATED PRODS INC

Buy

1/9.22

1247.

Buy

1/22

1248.

Buy

1/23

t249.

Buy

1/23

1250.

Buy

1/26

1251.

Buy

1/27

1252.

Buy

1/28

1253.

Buy

4/30

1254. TOKYO ELECTRON

Buy

3/17

I255.

Buy

5/1

1256.

Sold

9/2

Sold

913

Sold
(part)

9/4

(part)
1257.

(part)
1258.

Income Gala Cod~:

A =$1,~0 or less

B =$1.001 - $2.500

C =$2,501 - $5,000

Ideotity of
buyedseller

FINANCIAL DISCLOSURE REPORT


Page 79 of 277

Barry., Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS NONE ~o repo~abte income, assets, or ~a~actions.)


Dcsc~pfi~ of Asse~
(including ~st a~)
Place "~)" a~r each a~et
~mpt from pfor disclosure

repo~ng peri~
~o~l
:. Code 1
[ (A-~
[

T~e (e.g.,
~v.. rent
or ~m.)

Gross value at end of


r~o~ing
Value
C~e 2
(J-P)

I Value
Me~od
I
[ Code 3
~ (~g,)

Tmn~fions d~ng r~o~ng pen~

T~e (e.g.,
buy, sdl,
rede~tion)

Dam
~ Mon~ Day

Value
Code 2
(t-P)

G~n
Code 1
(A-~)

1259.

Sold

9/9

]260. - LI & F~G

Buy

9/9

] i26i~

Buy

9/~0

~ 1262.

Buy

9/11

1263,

Buy

9;11

1264.

Buy

9/16

1265.

Buy

10119

1266.

Buy

10/20

1267. - SAP

Buy

4/30

Sold

11/20

Sold

12/8

Sold
(part)

1/6

1271.

Buy

5/4

1272.- COCACOLA AMATIL

Buy

4/27

1~7~.

~uy

4/28

1274,

Buy

5/1

1275.

Buy

611

1268.

(p~)

1269.

(p~)
1270. - HONG KONG & CHINA GAS

2. Value C~es

J =$15,~ or le~

K =$15,00t - $50,~

L =$50.~1 - $1~,0~

M =$1 ~,~1 - $250,~0

]denfiW of
buyer/seHer
(if private
~saction)

FINANCIAL DISCLOSURE REPORT


Page 80 of 277

Name of Person Reporting

Ba~y, MaRanne T,

Date of Report

9/1/2010
I

VII. INVESTMENTS and TRUSTS -~co.e, ,au,, ~ ..... no~ (lnclude$ those of sp .... d dependent children; see pp. 34-60 of fdlng ins~uctio.s.)
NONE ~o reportable income, assets, or ~ansactions.)
A,

B.

C.

Description of Asse~
(it~luding trust ~se~)

Income during
re~ai~ period

Gross v~ue at end of


re~ing

0)
Place "(X)" after each asset
~empt from prior disclosure

~o~t
Code 1
(A-~

(2)
T~e (e.g.,
div., r~t,
or int.)

D.
T~sactiom during r~o~ing

0)

(~)

0)

Value
Code 2

Value
Method
Code3

T~ (e.g.,
buy, se~,

(J-P)

r~emption)

(2)
Date
Mon~ Day

(3)

(~) ~

(5)

Va~e
Code 2
(J-P)

Gain [:
Code 1
(A-~

ldenti~ of
buyer.,se~er
(if private

(Q-~

~ction)

1276.

Buy

6/2

1277.

Buy

10/6

I278.

Sold
(part)

10/27

1279. - EMERSON ELEC

t3uy

4130

t 280.

Buy

6/24

1281. -GENERAL ELECTRIC CO

Buy

4!30

Sold

6/]

Sold

611

Sold
(part)

8124

1285. SIEMENS

Buy

Zt20

1286.

Buy

3/16

I287.

Buy

5/4

1288. - ILLINOIS TOOL WORKS

Buy

4/30

1289.

Buy

5/27

i290. - IBM

Buy

3/31

1291.

Buy

11/24

1292.

Sold
(part)

11/23

1282_

(part)
1283.

(part)
1284.

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 81 of 277

9/I/2010

Barry, Maryanne T.
I

VII. INVESTMENTS an d TRU STS - i ....


~-~

e, value, tr .....tion~ anelude$ those oysp ......

d dependent children; see pp. 34-60 o/.tding instructions.)

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assel~)

B.
Income during
reporting period

<l) (2)

C.
Gross value at end of
reporting period

(1) II

D.
Transactions during reporting period

(2)

(1)

(2)

Value
Method
Code 3
(Q-W)

Type (e.g.,
buy, sell,
redemption)

Date
Month Day

Value
Code 2
(J-P)

Gain
Code I
(A-H)

Sold

11/23

Buy

3/16

11295.

Buy

5/4

1296.

Buy

5/29

Sold

9/7

Buy

11/25

Sold

11124

Sold

11/24

1301. -PEPSICO INC

Buy

1/13

1302.

Buy

4/30

1303.

Sold
(part)

6/1

1304. -NOVO

Buy

6/3

1305.

Buy

6/4

1306.

Buy

6/8

1307.

Buy

8/10

1308. - SCHLUMBERGER

Buy

4/30

1309.

Buy

10/19

Place "(X)" after each asset


exempt from prior disclosure

:Amount I Type (e.g.,


Code 1
div., rent,
(A-H)
or int.)

Value
Code 2
(J-P)

i
1293.

(pan)
1294. - NESTLE SA

1297.

(3)

(part)
1298.
1299.

(part)

1300.

(part)

1. Income Gain Cod~:


(See Columns BI and D4)
2. Value Codes
(See Colur~ms CI and D3)
3 Value Method Codes
(See Column C2)

A ~$1,000 or less
F =$50,001 - $100,000
J -$15,000 or less
N =$250,001 - $500,000
P3 --$25,000,001 - $50,000,000
Q =Appraisal
U =Book Value

B =$1,001 - $2,500
G ~$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,001 - $ I,~00,000
R =Cost (Real Estate Only)
V =Other

C =$2,501 - $5,000
HI ~$1,000,001 - $5,000,000
L =$50)001 - $100,000
P1 =$1,000,001 - $5,000,000
P4 =More ~an $50,000,000
S =Assessment
W =Estimated

(4)

(5)

D =$5,001 - $15,000
t-12 =More than $5,0~O,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =~Ca~h Market

identity of
buyer/seller
(if private
transaction)

E =$15,001 - $50,0~0

FINANCIAL DISCLOSURE REPORT

name of Person Reporting

Page 82 of 277

Date of Report

Barry, Maryanne T.

9/!/2010

VII. INVESTMENTS and TRUSTS -~co~ va~ue~transaca~ns(~ncl~d~s~h~s~ofsp~u~eanddependenthildren;se~pp.34-6~~ffaingi~$truc~~~s.)


NONE (No reportable income, assets, or transactions.)
~

A.

B.

Description of Assets
(including trust asset.~)

Income during
reporting period

(l)

D.
Transactions during reporang period

(2)

(l)

(2)

(3)

(4)

Value
Method

Type (e.g.,
buy, sell,

Value
Code 2

Gain
Code I

redemption)

Date
Month Day

1310.

Buy

10/29

1311.

Buy

11/24

1312.

Sold

!I/23

Sold

11/23

Buy

4//30

Sold

10/28

Sold
(part)

10/28

Sold

10/29

1318.

Sold

10/29

.~

1319. - TIME WARNER

Buy

4/30

1320.

Sold
(part)

3/30

Sold

4/9

Sold

4/9

Sold

5/19

Sold

5/19

Place "(X)" afrer each asset


exempt from prior disclosure

Amoom
Code 1
(A-H)

(2)

C.
Gross value at end of
reposing period

Type (e.g.,
div., rent,
or int.)

, (l)

Value
Code 2
(.l-p)

1313.

Code 3
i (Q-W)

(pan)
t314. - SOUTHWEST AIRLINES
1315.

(part)
1316.
1317.

(p~)

1321.

(J-P)

I (A-H)
I

;i
i

Identity of
buyer/seller
(if private
t ..... tion)

(part)
1322.
1323.

(part)
1324.

(p~)
1325.

Sold

5/19

1326. - Lrb/ION PACIFIC

Buy

4/30

I Irtcome Oain Codm:


(S~e Colon-ms B 1 and D4)
2. Vatu Codes
(See Co|umn~ CI and D3)
3. Val~ Method Co~e.s
(See Colun~n C2)

A .-$1,000 or leas
F =150,001 - $ I 0O,000
1551 ~,000 or I1~
N =$250,001 - $500,0~0
P3 =$25,000,001 - $50,000,000
Q -Al~taisal
U -Book Value

B =$1,OOl - $2,500
G =$ 100,001 - $ 1,000,009
K =$15,001 - $50,000
O =$500,001 - $1,000,00~1
g =Cost (Real Estate Only)
V =Other

C =$2,50t - $5,000
H l =$1,000,001 - $5,000,000
L =$50,001 - $100,000
PI =$i,~0,001 - $5.000,0<)0
P4 =More than
S =Assessment
W =Estimmcd

D =$5,001 . $15,000
H2 =More than
M ~$I00,001 - $250.000
P2 =$5,0~3.001 - $25,000,000
T =C~h M~rket

E =$15,001 - $50,0~0

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 83 of 277

B~m, M~y~..e T.

Date of Report

9/1/2010

VII. INVESTMENTS an d TRUSTS - ~co,,,, ,,t~e, ~. ..... no,~ ancludes those of spouse and dependent children; see pp. 34-60 of fding instruaions.)
---]

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)

exempt from ~rior disclosure

]
[

Income during
reponing period

Code 1 ! div., rent.


! (A-H) i
otin~..)

D.
Transactions during reporting period

,~ Gross value at end of


reporting period

i
[

/Code 2

buy, soil,
i redemption)

/ (JP)

i Method
I Code3

Month Day I (J-P)

1327.

Sold

6/15

1328, - HSBC HLDGS

Buy

1/29

.l

1329.

Buy

3/25

1330.

Buy

4/8

1331.

Buy

5/1

1332.

Buy

5~9

1333.

Buy

6/17

1334,

Buy

6/17

1335.

Buy

6/18

1336.

Buy

11/25

1337.

Sold
(part~

11/24

1338.

Sold
(part)

11/24

1339. UNITED UTILITIES

Buy

1/8

1340.

Buy

118

!341.

Buy

5/1

342.

Sold

6/16

343.

Sold
(part)

623

I. Income Gain Cod~:


(Se~ Cobarnns BI and D4)
2. Value Codes
(Sc Colurtms CI and D3)

(p,~rt)

A ~$1,000 or less
F*$50.001 - $100,000
J -$15.000 or less
N -$250,001 - $500,000
P3 ~$25,000,001 - $50.000.000

B =$1,001 - $2,500
tl =$100,0~Jl - $1.0(YO,000
K ~$15,00l - $50.0110
O =$500.001 - $ I,~,000

C =$2,501 - $5.000
HI =$1,090,001 - $5.000,000
L --$50,001 - $100,000
P 1 =$1.000.00I - $5,000,000
P4 =Mo~ than $50,91~0,000

Code I
{A-I~ j

buyer/seLler
(ifprivate

D =$5,001 - $l$,000
H2 =Move than $5,000,000
M =$100.001 - $250.000
P2 =$5,0Lvd.001 - $25,000,0~

E ~$15,00t - $50,000

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 84 of 277

Date of Report
I

9/1/2010

] Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - i.eo.,~, v.~u., t~ ..... ao.s (Includes those of spouse and d,pondent ehild, en; ~ee pp. 34-60 of filing instructions)
NONE (No reportable income, assets, or transactions.)
De.~plion of Assets
(including trust assets)

Income during
reporting period

(1)
Place "(X)" after each asset
exempt from prior disclosure

Amount

Gross value at end of


reporting period

(2)

~Codel

Type (e.g.,
div., rent,

,! (A-H)

orint,)

Transactions during reporting

(l) [ (2)
"i

Value
Code 2

(J-P)

Value
Method

i Code3

(1)|
~
[

Type (e.g.,
buy, sell,

redemption)

(5)

(2) i ~3) ~
,

Da~
Month -

I Day

Gain ]

Identity of

Code2 CodeI I
I (J-P) ](A-H)I]

buyer/seller
(ifprivate

tran~tmn)

Value

1344.

Sold

7/29

1345.-CADBURY

Buy

515

1346.

Buy

5/6

1347.

Buy

5/13

1348.

Buy

5/14

1349.

Buy

5/] 4

1350.

Buy

5/14

:i 1351.

Buy

5/21

i 1352.

Buy

5/26

1353.

Buy

5/27

1354.

Buy

5/28

1355.

Buy

5/29

1356.

Buy

5/29

1357.

Buy

8/12

1358.

Sold
(paa)

I116

1359.

Sold

11/9

Buy

4/30

1360. - AIR PRODUCTS & CHEMS

Income Gain Codes:


(See ColtttEaas B I and D4)
Valut~ Codes
(See Columns Cl and D3)
Value Method Code~
(See Column C2)

A =$1.000 or less
F =$ 50,001 - $100,000
J =$15,000 or less
N =$250,001 - $500,000
P3 =$25.000,001 - $50,01X9,000
Q =Appraisal
U =Blink Value

B ~$I,001 - $2,500
13 =$100,001 - $ 1,000,00O
K =$15,001 - $50,000
0 -$500,001 - $1,000,000
R --Cost (Real Estate Only)
V =Other

C =$2,501 - $5.00~
HI =$1,000,001 - $5,[kqo,000
L --~50,(~) l - $ 100,000
PI =$1,000,001 - $5,000.000
P4 =More than $50,~,000
S =As~e~rncm
W =Estimated

D =$5,001 - $15.000
H2 =Mote than $5,000,000
M ~$100,~)1 - $250,000
P2 =$5.00<1,00~ - $25.000.t]00
T ~C~h Market

E =$15.1)01 . $50.000

FINANCIAL DISCLOSURE REPORT


Page 85 of 277

~,~o~e ..... aep~,~i.g


9/1/2010

Baby, Maryanne T.

~I. INVESTMENTS an d ~USTS - ~o~., ~,,. ~,~ a~~ ,ho,. o1~.,, ~.~ demndent children; see p~ 34~ offding ins~u~o.g)
NONE ~o reportable income assets, or ~ansactions.)
A.
Description of A~e~
(including t~t ~)

Pla~e "(X)" a~r e~h asset


exempl ~rom prior disclosure

B.
Income during
reposing pefi~
(I) ~ (2)
T~ (e.g.,
~ ~o~
.. ~de I
div., r~m,
: (A~
or int.)
~

D.

C.

T~6ons
[

re~ingvalue
~ri~at end of
Gross

I (I)Value
(2)
~ Code 2
" (~-P)

Value
~ Me~hod
Code 3
(Q-~

(I) ] (2) ~ (3) (4) ~


Type (e.g.,
~ Date [ Value
~uy, seK
~ Mon~ - ~ ~de 2
~dempfion)
Day
" (I-~
]

Gain
Code ]
(A-~
[

1361. - BHP BILLITON

Buy

4/20

1362.

Buy

5/1

Sold

8/24

] 364. -QA2qTAS

Buy

4/23

1365.

Buy

4/29

1366.

Buy

619

1367.

Buy

~10

1368.

Buy

6/11

1369.

Sold
(par~)

I 1/20

1370. - CAMPBELL SOUP

Sold

I113

1371. - KIn TINTO

Buy

3/11

1372.

Buy

5/1

1373.

Buy

7/1

1374.

Buy

8/25

1375.

Buy

11/25

1376.

Sold

i 1/24

1377.

Sold

11/24

1363.

(See Columns C1 ~md D3)

(p~)

(p~t)

N =$250.001 - $500,000

O :$500,001 - $1,00O.00~

PI =$1,000,001 - $5,000,0~0

P2 =$5,009,001 - $25,000,000

{5)
ldenfi~y o~
buyer/sd~er
(if private
~ction)

FINANCIAL DISCLOSURE REPORT


Page 86 of 277

Name of Person Reporting

~a~y, Maryanne T.

Date o f Report

9/I/2010

VII. INVESTMENTS and TRUSTS - ~ ....... tu,, ~r ..... tions anct,aes ,hose o[~p ...... a a*pe.a*nl chita, e,,; s,et,~,. 34-60 of fai,~g
NONE (No reportable income, assets, or transactions.)
Description of Asscts
(including trust assets)

Income during
reporting period
(l)
(2)
Amount Type (e.g.,
Code 1
div., rent,
(A-H)
or int.)

Gross value at end of


reporting period
(1)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)

Transactions during reporting period


(l)
Type (e.g.,
bay, sell,
redemption)

(2)
Date
Month Day

(3)
Value
Code 2
(J-P)

1378. - ROYAL DUTCH

Buy

3/t 9

1379.

Buy

4/20

1380.

Buy

4/30

1381.

Buy

5/27

1382.

Buy

8/17

1383.

Buy

~ 1/24

1384.

Sold
(part)

11/23

1385.

Sold
(part)

11/23

1386. - TESCO

Buy

5/29

1387.

Buy

6/5

1388.

Buy

11/12

1389. -ANGLO AMERICAN PLC

Buy

11/13

I390.

Buy

11/13

1391.

Buy

11/16

1392. -NATIONAL GRID PLC

Buy

11/23

1393.

Buy

11/24

1394. - UNITED TECHNOLOGIES

Sold
(part)

2/26

Place "(X)" after each asset


exempt from prior disclosure

(4)
Gain
Code 1
(A-H)

1, income Gain COdc;

A ~$1,000 or less

B =$1,001 -$2,500

C =$2,501 - $5,000

D =$5,00I -$15,000

(See Columns B1 and D4)


2. Value Codes
(See Columns CI and D3)

F-~$50,001 - $100,000
J =$ I 5,0~00~ leSS

G =$100,001 - $1,000,000
K =$15,001 - $50,000

H2 =More thin
M =$100,00t - $250.000

N =$250.001 - $500,000
P3 =$25,000,001 - $50,000,000
Q ~Appraisal

O =$500,001 - $1.000,000

Ht =$1,000,00I - $5,000,000
L =$50,00! - $ 100,000
P I =$1,00O,001 - $5,000,000
P4 =More tha~ $50,000,000
S =Assessment
W ~Eslimale~l

3 Value Method Codes


(See Column C2)

U =Book V~lue

R =Cosl (R~al I~tate Only)


V -~3ther

P2 =$5,000,001 - $25,000,000

T =Cash Market

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15,001 - $50,000

PageFINANCIAL87 of 277DISCLOSURE REPORT [

9/1/2010
~io.~ (Includes th ....f spo ....d dependent children; see pp. 34-60 of fding instructions.)

VII. INVESTMENTS and TRUSTS - i, co.,e..~l,e, tr ....


~]

NONE

reportable income, assets, or transactions.)


A.

B.

Description of Assets
(including trust assets)

Income during
repoaing period

(1) (2)
Place "(X)" after each asset
exempt from prior disclosure

[Amount Type (e.g.,


I Code
(A-H)I i

c.

div., rent,
or int.)

D.

i Gross value at end of


reporting period

Transagtions during reporting period

(0

(2)

(l)

Value
Code 2

Value
Method
Code 3

Type (e.g.,
buy, s~ll,
redemption)

(J-P)

(Q-W)

(2)

(3)

(4)

(5)

Date
Month [ Day

Value
Code 2
(.f-P)

Gain
Code I
(A-H)

ldenti~ of
buyer/seller
(if private

transaction)

1395.

Sold

2/26

1396.

Sold
(part)

2/27

Sold

3/3

Sold

3/~

Sold

5/13

1400.

Sold
(part)

5114

1401.

Sold
(part)

5/15

1402.

Sold

5/18

Sold

1/19

1404.

Sold
(part)

1/20

.!

1405.

Buy

5/4

1406.

Buy

11/25

1407,

Sold
(part)

11/24

1408.

Sold
(part)

11/24

1409. -D1AGEO

Buy

10/30

1410. - ACCOR

Sold
(part)

3/1 !

14t 1,

Sold

3/13

1397.
1398.
1399.- BAKER HUGHES

1403. - LAIR LtQUIDE BEARER

(p~t)

(part)

(part)
(part)

(part)

(part)

FINANCIAL DISCLOSURE REPORT


Page 88 of 277

DateofReport

Name of Person Reporting

~ ~ ~u~,~;

VII. INVESTMENTS an d TRUSTS - ~.co,~, ~o~u~, t,a.~ac~o,~ a.~ ~o~ oY ~ ......

NONE

reportable

9/1/2010

B~r~y, Maryannt T.

income, assets, or ~ansactio~.)

A.
~scription of Asse~
(including ~st ass~s)

B.
lacome d~ng
r~i~ p~od

O) i (2)

P]ace "~)" after each asset


exempt from prior disclosure

Amo~t ~ T~e (e.g.~


Code l ~ div., renk
(A-~
or int.)

D.
Transactions d~ng r~o~ing ~fi~

C.
~
~ss va~ at ~d of ]
r~ag

~Value
C~e 2
(J-P)

(2) ~

Value
Me~od
Co~ 3

(0

T~ (e.g.,
buy, se~,
~ redemption)

(2) [ O) ~ O)
Dam ~ Value ~ Gain
Mon~ - Code 2 C~e I
Day
0-P)
(A-~

~
Sold

1412.

(~)
Idenfi~ of
buyr/~ller
(if private
t~saetion

3/13

(pa~)
1413.

Sold
(pa~)

3/16

i414.

Sold
(pa~)

3/]9

[ ~ 15.

S old

4/3

[416. - HEINEKEN

So!d
(part)

8/24

1417,

Sold
(part)

8/27

1418.

Sold

8127

1419.

Sold

8~7

1420. - WELLS FARGO & CO

Sold
(part)

1/30

1421.

Sold
(part)

1/30

1422.

Sold

2/2

1423. - BERKSHIRE HATHAWAY

Buy

3/4

1424. - SANOFI-AVENTIS

Sold

2/19

1425. - COSTCO

Buy

4/30

1426. - LOWES COMPANIES INC

Sold
(part)

2/9

1427.

Buy

4/30

1428.

Sold
(pan)

6/26

I. Income Gain Codes:


(See Coh)trm$ B] and I)4)
2. Value Codes
(Se~ Colurtms CI and D3)
3. Vah~e Method C~d~s
(See Column C2)

(p~rt)

A -$1,000 o less
F -$50,001 - $100,000
J ~$15,000 or less
N =$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q -Appraisal
0 =Book Value

B =$1,001 - $2,500
(3 ~$100,001 - $1,O00,OOD
K ~$15,00t - $50,000
O =$500,001 - $1,0(R),O~)
R =Cost (Real Estate Only)
V ~Other

C =$2,501 - $5,000
tll =$1.000,001 - $5,000,0OO
L =$50.O01 - $ 100,000
Pl =$1.000,001 - $5,001),000
P4 =More if.an $50,000,000
S =Assessment
W =Eslimated

D *$5,001 - $t5,000
H2 =More than $5.000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =Cash Market

E =$15,001

Date of Report

Name of Person Reporting

FINANCIALpage 89 of 277DISCLOSURE REPORT [ Barry, Maryanne T.

9/1/2010
I

VII. INVESTMENT S and TRUSTS - i~o~,,, ~t~,, ~ .... ,io,~ (Includes ,ho~e of s~e and depender chiMren; ,, pp. 34-60 Of fdi~g i~uctio~.)
NONE ~o reportable income, ~set~, or transactions.)
A.

~scdption offsets
(including trust ~se~)

B.
Income ~fing
re~ing p~

o) t (2)
Place "~)" after each asset
exempt ~om prior disclosure

r Amour :t T~c (e.#,


C~e 1 ~ die., r~t,
-~
or ~t.)

[(A

C.
Gross value at end of .
reposing period
]

D.
Transactions d~ng ~o~ng period

Cv) [ (2)
Value
Code 2
(VP)

~ Value
M~h~
~d 3
(Q-W)

(o
T~e (e.g.,
buy, sell,
r~mption)

(~) [ (~) ~ (4) ~


Date~ Value ~ Gain[
Mon~ C~e I
Day [ C~e
(J-P)2 ][ (A-H)
[
~

1429.

Sold
(pa~)

6/26

!430.

Buy

8!11

Buy

8/]3

432.

Buy

8/14

1433.

Buy

8/17

1434.

Buy

8/18

1435.

Buy

8!24

1436.

Buy

8131

1437, -UNITEDHEALTH GROUP

Buy

9/3

1438.

Buy

11/3

1439.

Buy

1 I/4

I440.

Buy

1 I/5

1441.

Buy

11/3

1442. -SASOL SPON ADR

Buy

8/14

1443.

Buy

8/14

i444.

Buy

8!17

1445. - O/vINICOM GROLIP

Sold
(part)

2/t2

] 1431. -AME~CAN WATER WO~S

1. Income Gain COde~:


(See Columns Ol and D4)
2. Value Codes
(So* Colurt:ms CI and D3)

A ~$1,000 ot I~s
F -$50,001 - $100,000
J -$15.000 or less

3. Value Method Ccrles


(See Colutrm C2)

Q =Appraisal
O =Bt~k Value

p3N =$250,001=$25,000,0Oi- $500,000. $50,000,000

B -$1,001 - $2,500
G =$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,O01 - $1,000.000

C ~$2,501 - $5,000
HI =$1,000.001 - $5.000,D00
L =$50,001 - $10O,00~

D =$5,001 -$15,000
1-12 =More than $5,000,000
M =$100,0OI - $250,0OO
P2 =$5.000.001 - $25.000.0~3~
P1p4 =More=$ l,O00.O01than $50,000,000- $5,000,000

R =Cost (Real Estate Only)


V ~Other

S =Assessment
W =Estimated

T =Cash Market

cs)
Identib, of
buycr/sdler
(ifpfvate
~nsaction)

E =$15,001 - $50,000

Name of Person Reporting

Date of Report

PageFINANCIAL90 of 277DISCLOSURE REPORT [ Barry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - i~o~,,, ~.,, ~ ..... no,~ (Includes those +f sp ...... d depe~d~.~ children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
!

B.
Income during
reporting period
i
(1) i
(2)
Amotmt
Type (e.g.,
Code I
div., rent,
(A-FI) ] orint,)
]
I

C.
Crros~ value at end of
reporting period
(I)
Value
Code 2
(J-P)

(2)
Value
Method
Code3
(Q-W)

D.
Transactions during reporting period
(1)
Type (e.g.,
buy, sell,
redemption)

(2) 1(3) (4)!


Date[ Value ~ Gaint
Month - Code 2 [ Code 1
Day
! (J-P) ~t (A-H) i
!

1446.

Sold
(part)

5/15

1447.

Sold

5/18

1448. - AGILENT TECH

Buy

4/30

!449. - EXXON MOBIL

Sold

6/15

450.H. FEDEX

Buy

4/3

t451.

Buy

6/3

1452.

Buy

6/4

]453.

Buy

6~

1454.

Buy

6/5

1455.

Buy

6117

1456. - SINGAPORE TELECOMM

Sold

3/6

1457. - K_P,~FT FOODS

Sold
(part)

4/17

1458.

Sold
(part)

l 1/18

1459.

Sold
(part)

11/19

1460. - SIA!qCOR ENERGY

Buy

4130

1461.

Sold
(part)

8/17

1462.

Sold
(pan)

8t24

(part)

(5)
Identity of
buyerlsel!er
(ifprivate
transaction)

FINANCIAL DISCLOSURE REPORT


Page 91 of 277

NONE

9/1/2010

~o reportable income, ~sets, or ~ansactio~,)

D~cfipti~ of Asse~
(including ~st asse~)
PI~ "(~" after each a~et

~empt~ompriordisclosure

Tra~afions

Income during
~eponing pffi~

[[ ~oss
valueperiod
at ~ ofI~
repo~ing

~ 0)

~ 0)

Amour

(~)
T~e (e.g.,

/<A-ml ~ri"t)

Value

[ (2)

0)

(~)

~ Value

T~ (~.g.,

Date

,~mptio=)

D~y [O-P)

0-~) , Coa*3

~ Vatue Gain~

1463. -~NP PARIBAS

Sold
(pan)

Z/10

1464.

Buy

4/20

465.

Buy

6/17

1466.

Sold
(paa)

7/3

1467.

Sold
(paa)

8/26

Sold

10/6

Sold
(paa)

10/6

1470. - SC~EIDER ELECTRIC

Buy

5/29

1471~

Sold
(paa)

6/5

1472.

Sold
(pa~)

6/5

1473.

Said

6110

1474. - COMCAST

Sold

8/7

1468.

~a.)

1469.

(part)

1475.

Sold
(part)

8/10

1476.

Sold
(part)

8/12

1477.

Buy

11/3

1478.

Sold
(part)

10/2

Sold

2/16

1479. - INDITEX

~See Colu~ ~2)

(pa~)

U =B~k Val~

V =~er

ldenti~ of

Date of Repert

Name of Person Reporting


[

FINANCIALpage 92 of 277DISCLOSURE REPORT ] Barry, Maryanne T.

9/1/2010

I
VII. INVESTMENTS and TRUSTS - ~ ......
[~

NONE

the, transactions (lndndes those of spouse and dependent children; see pp. 34-60 of fiting instrucaon~)

reportable income, assets, or transactions.)

A.
Description of Assets
(inc}uding trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
1 reporting period
, Amount t Type (e.g.,
Code I [ div., rent,
(A-H)
or int,)

[
i

C.
Gross value at end of

Transactions during reporting period

reporting I~eriod
Value
Code 2
(J-P)

Value
Method
Code3

Type (e.g..
buy, sell,
redemption)

Date
Mouth Day

Value i Gain
Code 2 i Code I
(!-P) (A-H)

Identity of
buyer/seller
(if private

transaction)

(Q-W) ............. ..............

1480.

Sold
(part)

2/I 6

1481.

Sold
(part)

2/16

1482.

Sold

21t7

1483.

Buy

8/18

1484, -VINCI

Buy

8118

1485, -VIVENDI UNIVERSAL SA

Buy

8/26

1486, - HOLCIM LTD

Buy

5/4

t487.

Sold
(part)

6/3

1488.

Sold
(part)

7/14

1489.

Sold
(part)

7/14

1490 - BMW AG

Buy

3/t6

1491.

Buy

5/29

1492.

Sold
(part)

8/27

1494. - WOOLWORTHS

Sold
(part)

l/l 9

1495.

Sold
(part)

1/19

1496.

Buy

5/1

1493. - CA NON

o.o._
t

Nameof P .... Reporting

FINANCIAL DISCLOSURE REPORT

Page 93 of 277

DateofReport

VII. INVESTMENTS and TRU STS - it~ome, value, tr .... ctions (Includes those of spouse and dependent chitdren; see plx 34-60 of f!ling instructions,)
NONE (No reportable income, assets, or transactions.}
Description of Assets
(including trust assets)

Income during
reporting peiiod

(2)

0)
Place "(X)" after each asset
exempt from prior disclosure

Amount ! Type (e.g.,


Code l i div., rent,
(A-H)
or int.)

Gross value at end of


reporting period

0)~i (2)
Value
Code 2
(J-P)

Value
Method
Code3

Transactions during reporting period

0)

(2)

Type (e.g.,
buy, sel~,
redemption)

Date
MonthDay

(3)
Value
Code 2
(J-P)

(4)

(5)

Gain
Code I
(A-H)

Identity of
buyer/seller
(ifprivate

(Q-W)

transaction)

1497.

Sold

! 2/9

1498.

Sold
(part)

12/10

1499.

Sold

12/11

1500.

Sold

12/11

1501. -WAL MART DE MEXICO

Sold
(part)

t/28

1502.

Sold
(part)

2/3

1503.

Sold
(part)

2/6

Sold

~12

Sold
(part)

2/] 2

Sold

2/I3

] 507.

Sold
(pan)

2/19

t508.

Sold
(part)

2/24

1509.

Sold
(part)

2/25

1510. -WAL-MART STORES INC

Buy

5/20

1511. SHIRE PLC

Buy

2/2

i 1512.

Buy

2/2

1513.

Buy

2/3

1504.
t 505.
! 1506,

(part)

(part)

(paa)

(par0

FINANCIAL DISCLOSURE REPORT

I ~,~,e of~e~,~ Re~,o,ti,~

9/1/20t

a~, Ma~anne T.

Page 94 of 277

VII. IN~STMENTS and TRU STS - i~o~, ~,, ~.~alo., a.a~a~ tho,, o/~ .... ~.a dependent children; see pp. 34-60 of fdlng ~strucdong)
HONE ~o reportable income, assets, or transactions.)
Descfipti~ of Ass~
(including trust assets)

exempt from prior disclosure

Income during
[ re~aing ~fioa

~s value at end of
~poaing period

I C~e 1

C~e 2
(J-P~.

[r (A-~
~

~v., ten,
or ~L)

Me~od
CMe 3
(Q-~

buy, ~11,
redemption)
~

. Mon~ - ~ C~e 2
l
Day
~ (J-P). ,i:~
(A-~) ~
,
~

1514.

Buy

2/3

1515_

Buy

2/4

1516.

Buy

2/16

! 1517.

Buy

2/17

1518.

Buy

2/18

1519.

Buy

2/19

1520.

Buy

3/5

1521.

Buy

4/20

1522.

Buy

5/1

i523.

Buy

6/4

!524~-TEL~TRA CORP

Buy

2/26

i525.

Buy

5/1

1526. - UNILEVER NV NY SHRS

Buy

4/30

Sold

5/5

t528.

Sold
(part)

5/6

I529. - ALLERGAN

Buy

4/30

Sold

2/10

1527.-LrNILEVER PLC

(par0

1530. - SUZUKI MOTOR

1. Income Gain Codes:


(See C.oturnns BI and D4)
2. Vahle Co~tes
(Se~. Columns CI and D3)
3. Vzlue Method Codes
(See Column C2)

(part)

A =$1,000 or less
F ~,$50,00] - $100,000
J ~$15,000 or less
N ~$250.001 - $500.000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
I.l ~Beok Value

rl ~$1,001 - $2.500
G =$100,001 - $1,000,000
K =$15,0(11 - $50,000
O =$500.00t - $1,000.000
R -Co,st (Real Estate O~ly)
V =Oiler

C =$2.501 - $5,000
HI =$1,000,00l - $5,000,000
L =$50.001 -$100,000
Pl ~$1.000.001 - $5.000,000
P4 =More ~z~ $50,009,000
S =A.c~essrnent
W =EsfimaIed

D =55,00t - $l 5.000
.82 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5.000.001 - $25,000,000
"r ~<2ash Market

buyer/se~
(if private
~an~ction)

E -~$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 95 of 277

NONE ~ reportable income

aSSeL$,

Place "iX)" ~er each asset


exempt ~om prior ~sclosu~

9/In010

~ansactio~.)
B.
Income during
~ning pefi~

A.
~e~ti~ of Asse~
(including t~st ~sets)

Date of Report

Amo~t Type (e.g.,


C~e -l Idiv., ren~

C.
Gross value at end of
re~ing period
~
l
l

Value
C~e~

VMae
Me~od

D.
Transactions d~ng ~o~ng

T~ (e.g.,
buy, sell,

Da~ , Value Gain


Mon~- ~ Code 2 I Code 1

1531.

Sold

2/10

1533. ~ FLUOR CO~

Buy

4/30

1534.

Sold

10/29

10/30

(part)
1535.

Sold

(part)

1536.

I"

Sold

11/2

(part)
1537.

Sold

11/2

Sold

11/3

(part)

1538.

(part)
1539.

Sold
(pan)

11/4

1540,

Sold
(part)

11/5

Sold

11/6

1541.

(part)
1542. - PO~ASH CORP

Buy

4/30

1543. - LOR~AL

Buy

5/4

Sold
(part)

12/7

1544.

1545. - SUFFOLK NY 4% 6t15111

1546.-NYS DORM 5.25%11/15/26


1~7.- N~,~ ENVIRON 5,25% 6/15/12

""

.......

(Sc~ Cot.urnns CI and D31

N -$250,001 * $500,000

O =$5(30,001 - $1,0~30,000

PI =$! ,00~,001 ~ $5,000~000

P2 =$5,000,001 - $25,000,000

Identity of
buyer/~er

IName

Date of Report

of Person Reporting
FINANCIAL DISCLOSURE REPORT ] B,~-y, M.rr~n.eT.
Page 96 of 277

9/I/2010

,ior~ a,,~,,de, ,ho~e o/ ~,o ..... ~ ~, ~#~; ~ ~. ~-~0 o/m~g ~o~.~

VII. INVESTMENTS and TRUSTS - i, co=,, ,~t,,. , .....


NONE ~o reportable income, assets, or ~ansaetio~.)

A.

B.
Income during

Descfipti~ of Asse~
(including trust assets)
Place "(~" after each a~et
exempt tkom prior disclos~e

C,
~o~ v~e at ~d of

D.
Tmn~ction~ during r~o~ng ~dod

reporting ~.~ __~poning


A~t
C~e ]
(A-~
,

div., rent,
ox int.)

Code 2
(J-P)

Me~od
C~e 3

buy, sell.
re~mp6on)

Month - Code 2
Day [ (J-P)

Co~
(A-~

buyer/seller
(if private

1549, - NY ST DORM 5,25% 3/15/] 6


1550. - NY ST ENVIR 4.25% 11/15119
1551.-~Y S~ES T~ 5% 10/15/21
i 1552. - NYC GO 5% 611/ 7
~ 1553. -NYC HDC MFH K 2.05% 5/1/13

Buy

12/1 l

Buy

4/30

1554. ~ JPMORGAN C~SE


1555. - C~t

Buy

5/1

1556,

Buy

5/11

] 557.

Sold
(part)

5/27

1558. - DAVITA

Buy

4/30

1559. -CISCO

Buy

4/30

1561. - SAMSI.YNG

Buy

5/I

1562. - SEPRACOK

Sold

614

1563. - AMERICA MOVII..

Buy

4/30

1564.

Sold

8/26

1560. - NATIONAL INST

I. ]no.me Gain Code.s:


(See Colunms BI and I)4)
2. Value Codc~
(See C~harrms Cl and D3)
i 3. Value Method Codes
(See Colunm C2)
i

(pan)

A =$ ~ ,000 or tess
F =$50,001 - $1130.000
J -$15,000 or less
N -$250.001 - $500,~O0
P3 =$25.000,001 - $50,000,000
Q ~A~prat~al
U =Book V~due

B =$1,00l - $2,500
G =$100,0~1 - $1,000,000
K =$15.001 - $50.000
O =$500.00J - $1,000,000
R =Co..~ (Real Estate Only)
V ~Other--

C =$2,501 - $5,000
HI =$] .000.00t - $5,000,000
L =$50,0OI - $100,O00
PI =$1,000,001 - $5,~00.000
P4 =Mo~e than $50,000,000
S =A~eSsment
W =Estimated

D =$5.001 - $15,000
H2 =More than ~5.000,000
M =$100,001 - $250,000
P2 =$5,000,00! - $25.000,000
T =C~h Marke~

E =$15,~Ot - $50,090

FINANCIAL DISCLOSURE REPORT


Page 97 of 277

Name of Person Reporting

Date of Report

9/~/2010

Ba.-y, Maryanne T.

I
VII. INVESTMENTS and TRUSTS - inco,,~, ~.t.e, t~.n,oet~,n~ and.de, rho,, o!sp ..... d dependent children; seepp. 34-60 of f dine instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including t~st assets)
Place "(X)" after each asset

!
i

B.
Income during
reporting period

Amounl Type (e.g.,


(A-H) !

or int.)
;

1565.

C.
Gross value at end of
reporting period
Value
(J-P)

D.
Transactions during reporting period

Value
Code 3
(Q-W)

Type (e.g.,

redemption)
,

Date
Day

! Value
(J-P)
[ (~-1

Sold

8/27

1566. - BOUYGUES

Sold
(part)

2/16

I567.

Buy

5/4

1568.

Sold
(part)

6/8

15691

Sold
(part)

6/10

1570.

Sold
(part)

6/15

1571.

Sold
(part)

6/16

1572.

Sold

10/8

1573.

Sold
(part)

10/9

1574.

Sold
(part)

10/12

i 1575.

(part)

] Gain |
] (A-H)
I

(part)

Sold

10/28

(part)
1576. - FAN~JC

Sold
(part)

1/13

1577.

Sold
(part)

1/14

1578.

Sold
(parO

1/14

1579.

Sold
(part)

~4

1580.

Sold
(part)

3/5

1581.

Buy

5/29

Idep, tity of
(ifprivate
transaction)

Name of Person Reporfirtg

FINANCIALpage 98 of 277DISCLOSURE REPORT [ Barry, Maryanne

Date of Report

9/1/2010

T.

}
VII. INVESTMENTS and TRUSTS - ~.co.~, ~ot.,, ~.~a.io.. a.a~a., ,ha. o.~o ..... a ~pendent children; see p~ 34-60 of faing ins~uctions.)
NONE ~0 reportable income, assets, or ~ansactions.)
D~c~p~on of Assets
(including ~st a~e~)
Place "(X)" a~r each asset
exempt ~om prior ~selosure

Income during
~ re~a~ng perod
I~mo~t
[Code 1
~ (A-~

T~e (e.g.,
div., reu~
or int)

Transitions during r~ing p~dod

Gross va~ue at end of


reposing period
Value I Value
Code 2 [ Meth~
(J-P~ [ Code 3
~
~ (Q-~

T~ (e.g.,
buy, ~!1,
redemption)

Date
Mon~ Day

Value
Code 2
(J-P)
,

Gain
C~e
(A-~
~
L

1582.

Buy

8/18

1583. - AT&T ~C

Buy

4/30

1584.

Sold

10/30

I585.

Sold

I0!30

1586. - MICROSOFT

Sold

3/3 !

Sold

8/3

1588.

Sold
(part)

9/3

1589.

Sold

9/4

]590. - UNITED PARCEL SERVICE

Buy

4/30

1591. - EAST WEST BANCORP

Sold

3/2

1592.

Sold
(part)

3/3

1593.

Sold
(part)

3/3

1594.

Sold
(parO

3/4

1595.

Sold

3/10

1596_ -BANCO SANTANDER

Buy

10/8

1597.

Buy

11/5

1598.

Sold
(part)

11/19

(p~)

1587. - SCOTTISH & STHN ENERGY

2. Va~ue C~

J =$15,0~ or I~

(part)

K =$15,00~ - $50,~0

L =$50,~1 - $1~.~

M =$1~,~1 - $250,000

Id~fi~ of
t~saction)

FINANCIAL DISCLOSURE REPORT


Page 99 of 277

Date of Report

N .... f Pe .... Reporting


[

~rw, Maryanne T.

911/2010

VII. INVESTMENTS and TRUSTS -i.eo~,~, v,a.., t~ ..... rio., (S.~a~, t~o~ of ~o,~ ..a a,m.ae., ~ua..~; ~e.~,,. ~-60 of ~n~
NO~ ~o reportable income, assets, or ~ansactions.)
A.
Descripti~ of~e~
(including trust ~sets)

B.
In,me during
repoaing p~i~

~ (z)
])lace "~)" ~ler each asset
exempt ~om prior disclosure

C.
Gross v~ue at end of
reposing

0)

~mo~t [ Type (e.g.,


C~e 1
~ div., renk
(A-r~
or int.)
~

Value
~de 2
(J-P)

(z)
Value
Method
C~e3

D.
T~tions d~ng r~ng

O)
T~e (e.g.,
buy, ~11,
redemption)

(z)

(3) " (~)

Value
Ga~
Da~
Month - Code 2 Code 1 {
Day
~ (J-P) I(A-~ ~

Buy

10/8

Buy

5/4

Sold
(part)

2/10

Buy

5/4

1603. - SUN HUNG KAI

Buy

5/40

1604.

Buy

10/6

1605. -TIIqGY1 HOLDING CORP

Buy

10/8

1606.

Buy

10/9

i607.

Buy

10/12

t608.

Buy

10/13

1609.

Buy

I 0ll 4

1610.

Buy

10/15

1611.

Buy

10/23

!612.

Buy

10127

1613.

Buy

10/29

1614.

Buy

11119

1615.

Buy

11/20

1599.

600. - KON1NKLIJKE KPN (FORMERLY KPN


"i"60 t. - E$SILOR
602.

I. Income Gain f.kxl~s:

A -$1.000 or less

B =$1,00l - $2,50~

C =$2,501 - $5,(100

D =$5,001 - $15.000

(~)
Identity of
buyerl~er
(ffphvate

E =$15.~1 - $50.~

FIN AN ClAL I)ISCLOSURE REPORT /N*m t~m~ R~rthi ~~~-~ ....

NO~ ~o reportable income, assets, or ~ansactions.)


A.
Description of Asse~
(including trust as~)

B.
Income du~ng
r~o~ing ~d~

C.
Gross vahe at end of
reposing period

"~ (2)(1)
exempl from p~or disclosure

Code t [
(A-~ [

div,, r~t,
0r int.)

D.
Transitions d~ng r~o~ng

C~e 2
(J-P)

(2)

(I)

Method
C~e 3

buy, sell,
redemption)

(Q-~

.(2)

Mon~ - C~e
~ ~(3)[
Day
J-P)- (A-~ [

~..~_.[

1~16.-B~NK OF EAST AS~

Buy

5/7

1617.

Buy

5/8

1618.

Buy

5/19

I619.-BA~ OF CH~A LTD

Buy

5/22

1620.- STANDA~ C~TE~D

Buy

5/1

1621_

Buy

5/15

1622.

Sold
(pa~)

5/22

Sold

2/18

1623.-~MITH & NEPHEW

(5)

(4)--~~

(paa)

! 624.

Sold

2/20

1625. - CAN.~IAN NATU~L ~S

Sold

2/17

1626.

Buy

4/30

1627.

Buy

11/24

1628.

Sold

I l/23

1629.

Sold

11/23

(pan)

(part)
(part)

1630. - VEOLIA

i631.

Buy

6/9

Sold

7/3

Sold

9/4

(part)

1632.

(p~t)

Column C23

I I=~k Va/~

V =~h~

W =Estimated

buyer/seller
(if Wivate

transaction)

FINANCIAL DISCLOSURE REPORT


Page 101 of 277

~e of Person Reporting

Date of Report

Barry, Maryanne T.

9/1/20t0

VII. INVESTMENTS an d TRUSTS NONE ~o reportable income, assets, or ~an~actions.)

~.

exempt ~om prior ~sclosure


:
[

c.

s.

Description of A~e~
(including ~st ~se~)

Income d~ng
~poging ped~

Gross value at end of ~


r~oning ped~

] ~de 1 ~
~ (~~~

Code 2
(J-P)

div., rent
or int.)
~

: Me~od
~ C~e 3
(Q-W)
~

D.

Tta~acfions d~ng r~o~ng period

T~e (e.g.,
~ buy, se~,
[ redemption)
]

Date
Mon~ - ~e 2
Day
~ (I-P)
~i

t633. - CAMECO

Buy

1/28

1634.

Buy

4/27

t635.

Buy

4/28

I636.

Buy

4/29

1637.

Buy

4/30

638,

Buy

5/4

1639.

Buy

5/1

1640.

Buy

5/4

..

164 I.

1 42.

Buy

1 ~7

lden6~ of
buyer/se]~
(ifpfiv~
~saction)

co w

/13

1643.

Buy

5/27

i6,14.

Buy

11/30

1645.

Sold
(part)

10/28

1646.

Sold

10/29

1647. -STRAYER ED INC

Buy

12/4

164~.

Buy

12/7

1649.

Buy

12/8

2. Value C~s

Code I
(A-~

(part)

J =$15,0~ ~ I~s

K ~$15,~1 $50,000

L ~$50,~1 - $100,~

M =$100,~1 - $250,~

FINANCIAL DISCLOSURE REPORT


Page 102 of 277

Name of Person Reporting

Date of Report

[ ~ry, ~y~ r.

VII. INVESTMENTS and TRUSTS -i=o~., ~a~., ~ .... ao~ (Includes those of sp ...... d ~penaem children; seep~ 34-60 ,~fffding
NONE ~0 reportable income, assets, or ~ansactiom.)
A.
D~c~pfion of A~els
(including trust assets)
Place "(X)" ~ each asset
exempt f~om ~or disclosure

B.
Income during
~ repo~ing ~fiM

C.
~
Gm~ v~u at ~d of~;
repo~ng period

Amo~nt
C~e 1
(A-~

Value
Code 2

T~ {e.g.,
~v., rent,
or int.)

(J-P)

Value
Method
Code 3

T~n~efions cluing r~o~ing

Ty~ (e.g.,
buy, sell,
redemption)

Gain
Date ~ Valu~
Mon~ - Code 2 Code 1]
Day ~ (J-F) ~ (A-~!

1650.

Buy

1~18

1651. - DANAHER

Buy

4/30

1652. - I~INGFISHER

Sold

116

t653. - TR.END MICRO

Sold
(part)

8/12

!654.

Buy

11/20

t655.

Buy

11/24

1656.

Buy

11125

1657.

Buy

tt/26

1658,

Buy

]l/27

t659.

Buy

l 1!30

1660.

Buy

12/1

! 66 I. - COCA-COLA

Buy

4/30

1662.

Buy

7/29

1663. - MCDONALDS

Sold
(part)

2/12

1~64.

Sold
(part)

6117

1665. -NEWCREST MINING NPV

Buy

5/I

1666.

Sold
(part)

9/3

1. !ncorne Gain Codes:

A ~$1,000 or less

B =$1,001 - $2,SffJ

C =$2,501 - $5,000

D =$5,001 - $15,~20

2. Value iTodeS

J ~-~ 15,000 o less

K =$15,00l - $50,000

L =$50,001 - $100,000

M =$t00,001 - $250,000

U =Book Value

V =Other

W = -Estimaled

(See Column C2)

buyer/seller
(if private

E =$15,001 - $50,1~O /

Date of Report

Name of Person Reporting

PageFINANCIAL103 of 277DISCLOSURE REPORT [ e~ry, M~y~..~ ~r.

9/1/2ol o
I

VII. INVESTMENTS and TRUSTS - i ...... ~,~, transactions (Includes ,hose of spouse and dependent children; seepp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Descriplion of Asse~s
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.

--

C.
----F
Income during
repo~ng period

Amount
Code 1
! (A-H) {
"
[

D.
Gross value at end of [
reporting period

Type (e.g.,
div., rent,
or int.)

Value

Value

Code 2
(J-P)

Method
Code 3
(Q-W)

Transactions during reporting period

Type (e.g.,
buy, sell,
redemption)

Date [ Value
Month - Code 2
Day
(jr_p)

Sold
(part)

10/6

Buy

4/30

1669.

Sold
(par~)

8/I 1

1670. -ADIDAS AG

Sold
(part)

2/16

1671.

Sold

2/17

1672, -TOTAL SA

Sold

3/20

Sold
(part)

3/20

1674,

Buy

5/4

1675.

Sold
(part)

12/t8

1676.

Sold

12/18

i677. -NOKIA OYJ

Buy

5/4

1678.

Buy

5!3

1679.

Buy

5/13

1680.

Buy

5/14

] 681.

Buy

5/28

Sold
(part)

8/!9

1667.

1668. -BARKlCK GOLD CORP

(part)

1i673,
[

,.,l

1682.
!683.
,

Buy

6/3

Gain
Code 1
(A-H)

Identity of
buyer/seller
(ffprivate
transaction)

IMaryanne

Date of Report

Name of Person Reporting

PageFINANCIAL104 of 277DISCLOSURE REPORT [ Barry,

9/1/2010

T.

NONE (No reportable income, assets, or transactions.)


B.

A.
D~criptima of Asse~
(including trust assets)

Income during
reporting period

Place "(X)" after each asset


exempt from prior disclosure

(2)
,kmount(l) Type (e.g.,
Code I
div., rent,
(A-l-I) or irlt.) (J-P)

i 684.

C.
G-ro~s value at end of
reporting period
(1)
Value
Code 2

D.
Transactions during reporting period

(2)
(1)
Value
Type (e.g.,
Date I Value
(2)--~[I
I 2
Method
buy, sell,
Month
- (4)
Code
] !Q-~-~Cde 3 redemption) t Day

Sold

8,19

Sold

8/19

(part)

1685.

Identity(5) of
Gain
buyer/seller
Code 1
i" (J-P) (A-H)
transaction)(ifprivate

(part)

1686.

Sold

8119

(part)
Sold

8/20

1688.

Sold
(part)

8/21

1689.

Sold
(part)

8/24

1690.

Sold

8//25

~ 1691.

Sold
(part)

8/26

1692.

Sold
(part)

10/29

| i6931--

Sold

10/29

1694. -METRO AG

Buy

5/19

i 695. -SOFTBANK CORP

Buy

5/1

696.

Buy

8;! 8

697.

Buy

11/25

1698.

Sold
(part)

11/24

1699.

Sold

1 t/24

11/30

! ~87.

(part)

(part)

(part)
1700.

Sold

(part)

FINANCIAL DISCLOSURE REPORT

Page 105 of 277

Name of P ..... Reporting

Date of Report

9/1/2o10

~rr~, Marya.ne T.

VII. INVESTMENTS and TRUSTS - i.co.,., ~.~... ~.s.cao,~ and.des thos, of spouse and dependent children; see pp. 34-60 of filing i~uetiOn~)
NO~ ~o reportab& income, assets, or ~ansactions.)
Description of ~se~
(including ~st asse~)

Income ~6ng
repomng pefi~

(I) I
Place "(X)" after each asset
exempt from prior di~losure

Tmns~o~ d~ng r~g

~ ~oss value at end of


[
r~aing ~riod

(2)

(1) / (2)
V~ue
C~e 2
(J-P)

Amo~t [

~ (e.g.,
C~e__ ~1 ~ div., renk
(A-H) [
or int.)

Value
Me~od
C~e 3
[

(1)

[(2) ! (3)

buy, ~11,
~emption)

() I

Mon~- . C~e 2
Day
(J-P)

(Q-~

C~ l
(A-~

Sold

12/8

1702. -TERUMO

Buy

9/17

1703.

Buy

9118

1704.

Buy

1 ]/20

1705,

Buy

11/24

Buy

8/4

1707.

Buy

8/5

.1"

1708. -VOLVO

Buy

8/18

1709.

Buy

8/19

1710.

Buy

1112

1711. -}IENNES & MAURHZ

Buy

11/2

1712.

Buy

12/2

1713.

Buy

12/2

1714,

Buy

12/3

1715. -THE WALT DISNEY CO

Buy

1/15

1716.

Buy

2/26

buyer/se~er
(ifp6vate

~ns~tion)

1701.

706. -SAlqDVIK AB

(5)

FINANCIAL DISCLOSURE REPORT


Page 106 of 277

Nam~ of Person Reporting

9/1/2010

Barry, Maryanne Z.

VII. INVESTMENTS and TRU STS - i.no~ v,t,,, t .....


[~

Date of Report

tio,~ (Includes those of spo .... d dependent chitdr~; see ptx 34-60 of.Fding instructions.)

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt fi.om prior disclosure

[
i
]

B.
Income during
reporting period

i Amount
. Code 1
(A-H)

Type (e.g.,
div., rent,
or int.)

D.
Transactions during reporting peric~d

C.
Gross value at end of
reporting period
Value
Code 2
(J-P)

Value
Method
i Cnde 3
(Q-W)

Type (,e.g.,
buy, sell,
redemption)

Month - ! Code 2 I Code 1 t


Day
(J-P) (A-H) I

1718.

Buy

5/22

1719.-INTEL CORP

Sold

1/22

1720. -MEDTRONIC INC

Buy

3/12

1721.

Buy

3/12

I~2.

Buy

3/13

1723.

Buy

4/20

1724.

Buy

4/30

1725.-TYCO ELECTRONICS

Buy

5/26

! 726.

Buy

5/27

1727.

Buy

7/15

1728.

Buy

7/15

I7~9~..

Buy,

7/15

1730.

Buy

7/16

173 I. -L1 POWER AUTH NY (LIPA) NATL RE


5.0%

Buy

6/2

1732.- tNG GROUP NV CVA

Sold
(pan.)

3/19

Sold

3/19

Sold

4/6

.1

1733.

(part)

1734.

1. Income Gain Codes:


(Bee Colunms BI and 124)
2. Vahle Codes
(S= Columns Cl and [13)
3. Value Method Codes
(See Column C2)

A -$1,000 or Ics~
F -550,001 - $100,000
J =515,000 or less
N =$250,001 - $500,000
P3 -$25,000,001 - $50,0~0,000
Q =Appraisal
U -Book Value

B =$1,001 - $2,500
O =5100,001 - $1,000,000
K =515,001 - $50,000
O =$500,001 - $1,000,000
R =Cosl (Real ~t~ Only)
V ~Othcr

C =$2,501 - 55,000
II t =51,000,001. $5,000,fJO0
L =$50,001 - $100,000
PI =$1,000,001 - $5,000,000
P4 =More than $50,000,000
S =As.~essmcnt
W =Kstimate<l

D =55,001 - $15,000
H2 =Mode than $5,000,000
M =$11~3.001 - $250,000
P2 =$5,000,001 - $25,000,000
T ~=Casb Market

buyedscL!er
(if private
transaction)

E =$15,001 - $50,000

Name ofPerso. Reporting

FINANCIAL DISCLOSURE REPORT

Barry, Maryanne T.

Page 107 of 277

DateofReport

9/!/2010

[
VII. INVESTMENTS and TRUSTS - i ......... ~,,, , ....... ,~,~ a,d.de~ ,ho~, of ~ ..... ~ a,p~,~,~ ~.~e~;
NONE (No reportable income, assets, or ~ansactions.)
Description of ~sc~s
(including ~[ asse~)

ln~mc during
~.._ ~epo~ng ~

(~)
Place "(X)" after each a~et
exempt ~om prior ~sclosure

Amour
~ Cod (A-~I

[ Gro~ value at end of


~o~ing period
~

T~cfio~ du~ng r~o~ing

(2)

]- 0)

~2)

0)

(2)

T~ (e.g.,
div., ren~

~ Value
Code 2
~ (J-P)

Value
Method
Code 3

T~e (.g.,
buy, ~;

Date
Mo~ Day

or int.)

~ r~emption)

Sold

1~35.- BAE SYSTEMS PLC

3/17

V~ue
Code 2
(l-P)

GMo
C~ l
(A-~ ~

(~)
1736.

Sold

3117

~)

1737.

Sold
(pa~)

3/18

1738.

Sold

3/18

3/19

3/20

(pan)
1739.

Sold

(pan)

i
1740.

Sold
(pa~)

174 ].

Buy

5/1

1742.

Buy

12/9

1743.

Sold

10129

}7~.

Sold

10/29

(part)
(pan)

1745. - TARGET CORP

Sold
(part)

2/9

i 746. - DELL INC

Sold

I/9

1747. - PUERTO RICO COMWLTII 5% 12/1/201


3

Sold

2/17

1748. - SARA LEE CORI

Buy

4/30

1749.

Sold
(pan)

5/20

1750.

Sold
(pan)

5/21

1751.

Sold
(part)

5/22

(See Columns BI and D4)


2. Value Codes
(Se~ Cohmms CI ~d D3)

F *,$50,001 - $100,000
J ~$15,0~0 or less
N =$250,001 - $500.1)00

G =$100.001 - $1,000,000
K ~$15,001 - $50,000
O ~$500,001 - $1.000,000

111 ~$1,000,001 - $5.000,000


L =$50.001 - $ 100.000
PI ~$1.000,001 - $5,000,000

H2 =More than $5,000,000


M =$ 100.001 - $250.~00
P2 =$5,000,001 - $25,000,000

Idenfi~ of
b~yer/seHer
(if private

Date of Report

,Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 108 of 277

9/1/2010

Berry, Maryanne T.
I

NONE (No reportable income, assets, or transactions.)


A.
Description of Asse~.s
(including trust assets)

B.

c.

Income during
reporting period

Gross value at end of


reporting period

(1)
Place "(X)" after each asset
exempl from prior disc!osure

(2)

Amounti Type (e.g.,


Code 1 i div., rent,
(A-H) i
orint.)
[

1752.

(1) i (2)
Value
Code 2
(J-P)

i] Value
! Method
] Code3
[ (Q-W)

D.
T,ansactions during reporting period

il

(1)
Type (e.g.,
buy, sell,
redempliun)

(2)

(3) [ (4)

Date
Month Day

Value Gain
Code 2[ Code l
(J-P) (A-H)
i

Sold

5/26

Sold

5/27

1754.

Sold

5/28

1755.

Sold
(part)

5/28

1756.

Sold
(part)

5/29

1757.

Sold

5/29

1758.

Sold

6/1

1753.

(part)
(part)
(part)

(part)
(part)

1759.

Sold

6/2

(par~)
1760.

Sold

6/3

Sold

6/4

(part)
1761.

(part)
1762.

Sold

6/8

(part)
1763.

Sold

6/10

Sold

6/11

Sold
(part)

6/12

Sold

6/17

1767.

Sold
(part)

6/18

1768.

Sold
(part)

6/19

] 764.

(paa)
(part)

1765.
1766.

@art)

Identity of
buyer/selle~
(ifprivat
transaction)

FINANCIAL DISCLOSURE REPORT


Page 109 of 277

Name of Person Reporting

B~y, Maryanne T.

Date of Report

VII. INVESTMENTS and TRUSTS - ~,eo,.,, ~.~.,, ,, ..... ao,~ anctua~ r~os, of s~o.se ana a,penaenr c~itare.; seem. 34-6o of faing

9/1/201o
instrucrio~tt)

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

1769.

Income during
reporting period
[Amount
Code 3.
(A-H)

Type (e.g.,
div., rent,

Gros,s value at end of


repomng period
Value
(7ode 2

Value
[ Method
Code 3
(Q-W)

Transactions during reporting pedod

[
~

[
[

Type (e.g.,
buy, sell,
redemption)

Date ! Value
Month - I Code 2
Day
(J-P)

Gain
Code 1
(A-H)

Sold

6/22

1770.

Sold
(part)

6/23

:1771.

Sold
(part)

6/24

1772.

Sold
(part)

6/24

1773.

Sold

6/25

1774. -TORONTO-DOMINION BANK

Buy

4[30

1775. -AXA

Sold

2/20

1776.

Sold
(part)

3/3

1777.

Sold
(part)

3/3

1778.

Sold
(part)

3/3

1779.

Sold

3/4

3/4

(p~)

(part)
1780.

Sold

(part)
1781.

Sold
(part)

3/5

.1

1782.

Sold

3/] 0

1783.

Sold

3/I I

1784.-ICICI BANK LTD

Sold
(part)

3/6

1785.

Sold
(part)

3/6

(part)

Identity of
buyer/se!ler
(if private
transaction)

N .... f Person Repo.ing

PageFINANCIAL1 10 of 277DISCLOSURE REPORT

VII. INVESTMENTS and TRUSTS - i ....

Barry, Maryanne T.

Date of Report

9/1/2010

,, va.,, t, ..... ,ions ana~d~ t,ose o~r ~, .... ,a depe.d,n, c*i~dr~n; see ~ ~4-~0 oy~#i.g i.s~c,io,~)

NONE (No reportable income, assets, or transactions.)


A.
Description of AsseU,
(including trust assets)
Place "(X)" after each asset
exempt f~om prior disclosure

B.
Income during "
repotXing period
(1) (2)
Amount Type (e.g.,
Code 1
div., rent,
(A-H)
or int.)

C.
Gross value at end of
reporting period
(1)
(2)
Value
Value
Method
Code 2
Code 3
(J-P)
(Q-W)

D.
Transactions during reporting period
(1)
Type (e.g.,
buy, sell,
redemption)

(2)
Date
Month Day

1786.

Sold

3/9

1787. -AIVIAZON.COM

Buy

4/30

1788. -CERNER CORP

Buy

3/18

] 789.

Sold
(part)

2/9

1790.

Buy

4/30

1791~

Buy

11/24

1792.

Sold
(part)

11/3

1793.

Sold
(part)

I 1/23

1794.

Sold
(part)

I 1/23

1795. -HANESBRANDS INC

Buy

4/30

1796. -ROCHE HOLDING AG

Sold
(part)

2/10

1797.

Sold
(part)

2/16

1798.

Buy

5/4

1799.

Buy

5/4

1800. -SABMILLER PLC

Sold
(part)

3/5

1801.

Sold
(part)

3/6

1802.

Sold
(part)

3/10

t. Income Gain Cod~s:


(See Columns B I ~nd D4)
2. Value Codes
(See Columns CI and D3)
3. Value }xdethod Codes
(See Column C2)

A -$ I,eO0 or Ices
F =$50,001 - $100,000
J =$ t5,000 or leSS
N -$250,001 - $501),000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
U =Book Value

B ~$1,001 - $2,500
G =$100,001 . $1,000,000
K =$15,001 - $50,000
O =$500,001 - $ I ,{}90,00~
R =Cost (Real Estate Only)
V =Olher

(3) (4)
Value
Gain
Code 2 Code I
(J-P)
(A-H)

C -$2,501 - $5,000
HI =$1,000,001 - $5,000,0~)0
L =$50,091 - $100,000
P 1 =$1,000,001 - $5,000,0~0
P4 =More fiaan $50,0~0,000
S =Assessment
W =Estimated

(5)
Identity of
buyer/seller
(if private
transaction)

D =$5,001 - $15,000
H2 =More than $5,000,00~
M =$100,0~1 - $250,000
I)2 =$5,000,001 - $25,000.000
T =Cash Marke~

E =$15,091 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 1 11 of 277

of Person Reporting
Bar~y, Name
Maryanne
T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those o/spo ..... d dependent children; seepp. 34-60 of rUing instructions.)
NONE (No reportable income, assets, or transactions.)
A.

B.

C.

D.

Description of Assets
(including trust assets)

Income during
reporting period

Gross value at end of


reporting period

Transactions during reporting period

(l)
Plaoe "(X)" after each asset
exempt from prior disclosure

Amount
Code 1
(A-H)

(2)
Type (e.g.,
div., rent,
or int.)

(l)

(2)

(1)

(2)

Value
Code 2
(J-P)

Value
Method
Code 3
(Q-W)

Type (e.g.,
buy, sell,
redemption)

Date
Month Day

Value
Code 2
(J-P)

Sold
(part)

3/I 1

Sold

3/12

3/16

1803.
1804.

(3)

(4)

(5)

Gain
Code 1
(A-H)

Identity of
buyer/seller
(if private
transaction)

(part)
1805.

Sold

(part)
1806.

Sold

3/17

1807.

Sold
(part)

3/18

1808.

Sold
(part)

3/19

1809~

Sold
(part)

3/20

Sold

3/23

Sold

3/23

1812.

Sold
(part)

3/23

1813.

Sold
(part)

3/24

1814.

Sold
(part)

3/24

!815.

Sold
(part)

3/27

1816.

Sold
(part)

3/3]

1817.

Sold

5/27

1810.

(part)
1811.

(part)

(part)
1818.

Sold

6/1

1819.

Sold

6/3

(part)
(part)

1. Income Gain Codesr


(See Columns B I and D4)
2. Value Codes
(See Columns C] ant! D3)

A =$1,000 or le~s
F ~$50,001 - $100,000
J ~$15,0~0 or less
N -$250,001 - $500,000
P3 =$25,000,001 - $50,000,000

B =$1.001 - $2,500
G =$10~,001 - $1,000,00~
K =$15,001 - $50,000
O =$500,001 - $1,000,000

C =$2,501 - $5,000
H I =$1,000,001 - $5,000,000
L =$50,001 - $100,000
P 1 =$1,000,001 - $5,000,000
P4 =Moie than $50,000,000

~_

tJ =Book Value

V =Other

W =Estimated

(See Column C2)

D =$5,001 - $15,000
H2 =Mor~ than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 112 of 277

r~ ....f~" .... Repo~n~


Barry, Maryanne T.

D,. of Report
9/1/2010

VII. INVESTMENTS and TRUSTS-i .... ~, ~t~*~n~a~a~~~~u~~.~a~"~)


NONE ~o reportable income, assets, or ~ansactions,)
A.
Description of Asse~
(including ~st asse~)
Place "~)" aRer each asset .
~empt ~om prior disclosure

B.
Income during
~ing period
:; ~o~t [ T~ (e.g.,
Code l div., x~L
] (A-~ ] orint.)

C.
Gross value at end of
~ing period
V~ue
Code 2
(J-P)

Value
, Me~od
~ C~e3

D.
T~nsa~ions d~ag reposing period

T~e (e.g.
buy, sell,
redemption)

Date
[ Moa~ Day

Value [ Gain
Code 2 ~ C~e 1
(J-P) (A-~ [

1820.

Sold

6/3

1821. -JONSON CONSOLS ~C

Buy

4~0

822.

Sold
(part)

9/24

823.

Sold

9/24

1824. -AFLAC INC

Sold
(part)

1/22

1825.

Sold

]/22

1827. - DELTA PETROLEUM

Sold
(part)

1/8

1828.

Sold
(part)

316

1829.

Sold
(part)

3/10

1830.

Sold
(part)

3/10

1831.

Sold
(part)

31! 0

1832.

Sold
(part)

3111

1833.

Sold
(part)

3/11

I834.

Sold

3/12

1835. - BILLABONG INTL LTD

Buy

1/7

1836.

Buy

3/6

~an)

Identi~ of
bayer/~Rer
(ifpfivale

1826. -NY ST DOR.M 5% 3/15118

l, Income Oain Cod~:


(See Columns BI a~d D4)
2. Value Codes
(S~:e Columns CI and D3)
3 Value Meth~J Codc~
(See Colutnn C2)

A =$1.1,~0 or less
F =$50.001 - $10~.G0t)
J *$15,000 or less
N -$250.001 - $500.000
13 -$25.000.0{11 - $50.090.000
Q -Appraisal
U =Book Value

B =SI,0~l - $2,500
G =$100,001 - $1,G00,090
K =$15,1)~1 - $50,000
O =$500,001 - $I,000,0~)
R =Cost (Rcal Estate Only)
V ~Othet

C =$2,501 - $5.009
HI*=$],000,0I)I - $5,000,000
L =$50,001 - $100,O00
PI ~$~l,000.001 - $5,000,000
P4 ~Mofe than $50,0~3~,000
S =Assessment
W =Estimated

D =$5,001 - $15,000
H2 =More than $5,00~,000
M =$100,001 . $250,0{)9
P2 =$5,000,001 . $25,000,090
T =C~sh M~rkct

E =$15,001 - $50~000

Da~e of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT " Barry, Maryanne T.

9/1/20!0

Page 113 of 277

N ONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(inchuling trust assets)

Place "(X)" after each asset


exempt from prior disclosure

B.

C.
~
Income during
reporting period

(2)
O)
Amount Type (e.g.,
Code 1 t div., re1~t,
(A-H)
or int.)

D.
TransaCtions during reporting period
/

reporting
period
Gross value
ai end of
(2)
(1)
Value
Value
Code 2
Method
(J-P)
Code 3

[
I
]
[

O)
Type (e.g.,
buy, sell,
redemption)

(2) (3) ] (a) [


Date
Value [ Gain
Mouth - Code 2 Code I]
Day
(J-P) ~ (A-H)

1837.

Buy

3/9

1838.

Buy

3/11

839.

Buy

3/12

1840.

Buy

4/23

1841.

Sold
(part)

5/1

1842.

Buy

t0/23

1843.

Sold
(part)

11/5

Sold

10/5

Sold

10/6

1844. - OMEGA PHARMA SA

(part)

1845.

Cpart)

1846.

Sold

lull

1847.

Sold
(pan)

ll/tl

1848.

Sold
(part)

lt/ll

1849.

Sold
(parr)

11/12

1850. - DASSAULT SYSTEMES SA

Buy

5/4

1851.

Sold
(part)

11/19

1852.

Sold

11/20

1853,

Sold

11/20

(p~rt)

l, Income Galtt Codes:

A -$1.000 or less

(See Columns B} and D4)


2. Value Codes
(See Columns CI and D3)

F -$50,001 - $100.000
.I =$15,000 or less
N -$250,001 - $500,000
P3 =$25.000,001 - $50,000,000
Q =Appraisal
U =Book Valtt~

3. Value Method Codes


(See Column C2)

(5)
Idet~tity of
buyer!seller
(if private

B =$1,001 - $2,500
G =$100,001 $1,000,000
K ~$15,001 - $50,000
O =$500,001 - $1.090,000
R =-Cos[ (gea] ~-tate O~fly)
V =Other

C =$2,501 - $5,0~0
HI =$1,000,001 - $5,000,000
b =$50,001 - $100,000
P I =$1,000,001 - $5;000,000
P4=Mff~e than $50,000,000
S =Assessment
W =E.s|imatex!.

D -55,001 - $15,000
82 =Morn than $5,000,000
M =$I00,001 - $250,000
1~2 =$5,000,901 T =Cash Market

E -$15.0Oi - $ 50,000

Date of Report

of Person Reporting
FINANCIAL DISCLOSURE REPORT Barry, Name
Maryanne T.

9/1/2010

Page 114 of 277


]

VII. INVESTMENTS and TRUSTS. i~o.~. ~.,. ,,..,..ao., a~c~a~, those Of spouse and dependent children; see pp. 34-60 of Jding instructions.)
~ NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting period

(1)
Place "CA)" after each asset
exempt from prior disclosure

Amount
Code 1
(A-H)

C.

D.
Transactions during reporting period

Gross value at end of


reporting period

(1)

(2)

(2)
Type (e.g.,

Value

Value

div., rent,
or int.)

Code 2
(J-P)

Method
Code 3
(Q-W)

(1)
Type (e.g.,
buy, sell,
redemption)

(2)

(3)

(4)

Value

Date
Month Day

Code 2
(J-P)

Gain
Code 1
(A-H)

1854. - HANKYU HANSHIN HOLDING INC

Sold

3/16

1855.

Sold

3/17

i 1856.

Sold

3/18

857.

Sold
(part)

6/5

Sold

6/8

(pa~0
(part)

1858.

buyer/seller
(if private
transaction)

(part)

1859.

Sold

6/12

1860. -KINDER MORGAN MANAGEMENT L


LC

Sold
(part)

2/13

.1

1861.

Buy

4/30

1862.

Sold
(part)

5/15

Sold

8/14

Sold
(part)

9/10

1865.

Sold

9/11

1866.

Sold

9/14

1867.

Sold

9/14

1868.

Sold

9/15

Sold

10/2

Sold
(part)

1015

1863.

(par0

i 1864.

(pa~)
(pan)
(part)

1869. -AMERICAN MEDICAL SYS HLDGS

(part)

1870,

1. Income Gain COd~:

A =$1.000 or less

(See Columns BI and D4)


2. Value Codes
(See Columns CI and I)3)

F --$50,001 - $100,000
J --$15,000 or less
N =$250,001 - $500,000
P3 =$25.000.001 - $50,000,000
Q -Appraisal
O =Book Value

3. Value Method Codes


(See Colurrm C2)

(5)
Identity of

B -$1,001 - $2.500
G =$100,001 - $1,000.000
K =$15,001 - $50.000
O =$500,001 - $1,1200,000
g =Cost (Real Estate Only)
V ~Other

C =$2,501 - $5,000
HI =$!,000,001 - $5,000,000
L =$50,001 - $100,000
P I ~$1.000,001 - $5,000,000
P4 =More than $50,000,000
S =Assessment
W=Esfimaled

D ~$5,001 - $15,000
1-12 =More than $5,000,000
M =$100,001 - $250.000
P2=$5.000,001 - $25.000,000
T -C~ah Market

E --$15.001 - $ 50,000

FINANCIAL DISCLOSURE REPORT

Date of Report

Name of Person Reporthtg

9/112010

Page 1 15 of 277

---]

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust ~ssets)
Place "(X)" aider each asset
exempl from prior disclosure

B.
Ine.~me during
reporting period

C.
Gross value at end of
reporting period
(2)
(l)
(2)
i
(1)
Value
Value
Amount Type (e.g.,
Code 1
Method
div., rent, [ Code 2
(A-H)
Code 3
or int.)
(J-P)
(Q-W)

D.
Transactions during reporting period
(l)
Type (e.g.,
buy, sell,
redemption)

[ (2) (3)
j Date
~ Month : Day

(4)
Value i Gain
Code 2 i Code 1 i
(j_p) I. (A-H) !i

1871.

Sotd

10/6

1872.

Sold
(part)

10/7

1873. -WALGREEN CO

Sold

8/24

1875. -GOOGLE INC

Sold
(part)

8/11

1876.

Buy

11/24

1877.

Sold
(part)

! 1/23

187K -PAYCHEX

Buy

4/30

1879.

Sold
(part)

6/17

1880.

gold
(part)

6/] 8

188!,

Buy

12/18

1882.

Sold
(part)

11/2

1883.

Sold
(part)

11/2

1884.-EBAY INC

Buy

1/5

1885.

Buy

4/30

1886.-BOEING CO

Sold

3/4

1887.

Sold
(part)

6123

(part)

874. -PROGRESSIVE CORP OHIO

3. V~Iue Meth~ Co~s

Q ~Apptaisa[

R =~t (Real ~lale Only)

S =A~esm~m

T ~h Markel

(5)
Identity of
buyer!seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT


Page l 16 of 277

N~e of Person Reporting

Date of Report

Ba,~y, iaryanne T.

911/2010

VII. INVESTMENTS and TRUSTS -i.eo.~, ,,~.,, ~..,ocao., a.a.a,$ ,~o,, o~ ,~ ..... ~ depender eh ~Id,,n; ~, pp. 34-60 of f~ing
NONE ~o reportable income, assets, or ~ansacaons.)
A.
Description of A~e~
(including ~st ~m)
Place "(X)" after each asset
exempt from prior disclosure

ln~B-ufingmed
reposing p~
(2)
0)
~o~t ] T~e (e.g,
[ C~e I ] ~v., r~t,
(A-~
or int.)
~

C.
Gross value at end of
~poaing period
(2)
0)
Value
Value
Code 2
Method
(~-P)
Code 3
(Q.~

D.
T~ns~fions d~g repofl~g
0)
T~e (e.g.,
buy, see
r~emption)

~ (2) [ (3) ~ (4)


:: Date] Value
G~n
Code 2 Code 1
Day
(J-P)
(A-~
] Month~

1888.

Sold

6/23

1889.

Buy

11/2

!890.

Buy

11/19

1891.-CONOCOPHILLIPS

Sold

4/20

1892. -BAXTER INTL

Buy

4/30

1893. -GENPACT LTD

Buy

4/30

1894.

Buy

11/2

1895.

Buy

11/3

1896.

Buy

IlN

1897.

Buy

I1/5

! 898.

Buy

11 [6

1899.

Buy

11/9

1900.

Buy

ll!10

1901. -GENERAL MtLLS INC

Buy

11/16

1902.

Buy

11/16

1903.

Buy

11/18

1904.

Buy

11/19

i. !ncort~e Gain Codt~;


(See Col~mals BI and D4)
2. Value Cod!~s
(Se~ Columns Ct and [)3)
3. Value M :thod Ct~dcs
(See Colmm~ (.2)

A ~$1,000 o! less
F =$~0,001 - $100,000
J =$15,000 or less
N =$250,001 $500,000
P3 =525,000,001 - $50,fl00,000
Q , Appraisal
U =Book Value

B ~$1,001 - $2,500
O =5100,001 - 51,0~0,000
K =$15,001 - $50,000
O ~551K1,001 - $1,0130,000
R =,2o*~ (Real E.~aat Only)
V =Other

C =52,501 - $5,000
HI =$1,000,001 - $5,000~000
L =$50.0~ 1 - $100,0~0
PI =$1,009,001 - $5.000.000
P4 =More ~a~ 550,000,000
S =A.~cssment
W -E~timated

(5)
Iden~ of
buyer/seller
(ffprivate
~sactlon)

D =$5,001 - $15,000
H2 =Morn than $5,009,000
M =$1OO,001 - $250,1200
P2 =$5.000,001 - $25,009,000
T -Cash M~ket

E =$15.001 - $50,000

Date of Report

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

" ~a~y, M~y~n~ T.

Page 1 t7 of 277

VII. INVESTMENTS and TRUSTS - i.~os,. ~ot~. t~,~io~, a.~, ,ho~. q ~o~, ~d ~r,.~.~ children; see pit 34-619 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
B.
Income during
reporting period

A.
Description of Assets
(including trust assets)
Place "(X)" al~er each asset
exempt from prior disclosure

C.
Gross value ~t end of
reporting period

~i) (2)
Amount I Type (e.g.,

(I) (2)
Value

Code 1 ] div., rent,

Code 2

Value
Method

D.
Transactions during reporting period

[
(1)
Type (e.g.,
buy, sell,

(2) [ (3) (4) ~


Date
Value
Code 2
Month -

redemption)

Day

1905.

Buy

11/19

1906.

Buy

11/19

1907.

Buy

11120

1908.

Buy

! 1/23

1909. -TR.ANSOCEAN LTD

Buy

[ 1116

] 910. -JAB1L CIRCUIT INC

Sold
(part)

3/6

1911.

Sold
(part)

319

] 912.

Sold
(part)

3/10

]913.

gold
(part)

3/11

1914.

Sold

3/12

gold

1/20

(J-P)

_~ .~i int.)

(part)

?~915.

Sold

3/12

1916, -PINNACLE WEST CAPITAL CORP


1917.

, Code3(Q.W)

(J-P)

(part)
Sold

1/21

1918. -EMERGING MARKETS GROWTtl FU


ND INC

Buy

12/14

19!9. -ALI..EGHEN TECHNOLOGIES INC

Buy

1/5

920.

Buy

1/6

1921.

Buy

I/7

Code I [

(5)
identity of
buyerlseller

(A-H)

~xansactio~)(ifprivate

Gain i

Date of Report

Name of Person Reporting

FINANCIALpage 1 18 of 277DISCLOSURE REPORT I Barry, blaryanne T.

9/1/2010

,1
cno.s (lncluaes those of sp ...... d dependent children; see pp. 34-60 of filing instructions.)

VII. INVESTMENTS and TRUSTS - i.co.,,, ~,,. n ....


[---]

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(inc]uding trust a~ets)
Place "(X)" after each asset
exempt from prior disclosure

B,
Income during
reporting period
(1) i (2)
Amount ] Type (e.g.,
Code 1
div., rent,
(A-H)
or int.)

C~
Gross value at end of
reporting period
(I)
(2)
Valoe
Value
Method
Code 2
Code 3
(J-p)
[
(Q-W)
]

D.
Transactions during reporting period
(I)
Type (e.g.,
buy, sell,
~ redemption)
I

(2) (3) (4)


Date
Value Gain
Month - Code 2 : Code l
Day
! (J-P) (A-H)
:

1922.

Buy

1/8

1923,

Buy

1/9

i 192~,

Buy

4/30

1925.

Buy

5/27

1926.

Buy

9/24

1927.

Buy

9/24

1928.

Buy

I0.~1

1929.

Buy

!0/29

1930.

Buy

10/29

1931,

Buy

10/29

J ..........

932.

Buy

10/30

Buy

10130

1934.

Buy

11/2

1935. - ABBOTT LABORATORIES

Sold

2/9

t936.

Buy

4/30

937.

Sold
(part)

5/15

1938.

Sold
(part)

5/15

1933,

(~art)

(5)
Identity of
buyer/seller
(if private
transaction)

n~ of P .....

FINANCIAL DISCLOSURE REPORT

Date of Report

Reporting

9/112010

Barry, Maryanne r.

Page 1 19 of 277

VII. INVESTMENTS and TRUSTS - i ........ ~,,, transa~ons a,,ctuaes a, ose of sp ..... d dependent cttildren; seepp. 34-60 of fai~g ins~uctiong)
NONE ~o reportab& income, assets, or Oansactions.)
A.
D~cfip~on of A~e~
(including ~st ase~)
Pla~ ~(~" a~er each a~e~
exempt ~om prio~ disclosure

D.

B.

C.

In.me during
re~aing pefi~

G~ value at end of
~poning

~ ~ T~ (~.g.,
Code 1
~v., r~nt.
(A-H)

or int.)

Val~e

Value

Code 2
(J-P)

Method
C~e 3

Transactions during r~oning

T~e (eg.,
b~y. sell,
redemption)

Date
Value ~ ~ain
Mon~ - C~e 2 [ Code 1
Day
~: (J-P) ~ (A-~

1939.

Sold

5/18

1940.

Sold

5/18

1941. -WESTPAC

Sold

1/8

942. -PERNOD RICARD SA

Buy

5/4

943.

Sold
(part)

5~6

944.

Buy

10/29

1945. -SES FDR CL A (PARIS)

Buy

10/30

1946.

Buy

1 I/3

1947.

Buy

11/5

1948.

Buy

11/16

I949.

Buy

11/19

1950. -GROUPE DANONE

Sold
(part)

2/] 6

] 951.

Buy

5/4

1952.

Sold
(part)

7/17

1953.

Sold

7/31

1954.

Buy

l 1/9

!955. -S~qRE PACIFIC LTD CL A

Identity

buyer/seller
(if private

"

Date of Report

fPerson Reporting

N ....

FINANCIAL DISCLOSURE REPORT

Page 120 of 277

Barry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TR U STS - inco~,e, votue, ,,.saeao,~ a.cl~des those o~" ~p ...... a dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, o~ transactions.)
B.
Income during
reporting period

A.
Description of AsseLs
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

D.
Transactions during reporting perked

C.
Gross value at end of
reporting period

(1)
(2)
(1)
(2)
(1)
Value
Amount ] Type (e.g.,
Code I [ div., rent,
Code 2
(A-H)
or int.)
(J-P)

(2) (3)
Value
Method
Code 3
(Q-W)

(4)
(5)
Type (e.g.,
buy, sell,
redemption)

Date
Month Day

Value I Gain
Code 2 [ Code 1
(J-P)
(A-H)

1956.-FUJ-IFILM HOLDNG CORP

Buy

5/1

1957.

Sold

10/26

Sold

5/22

1959.

Sold
(part)

5/26

1960. -BLEST BUY INC

Sold
(part)

5/27

1962. -PETROPLUS HOLDINGS AG

Buy

5/4

1963.

Sold
(part)

9/21

1964.

Sold
(part)

9/21

1965.

Sold
(part)

11/17

1966.

Sold
(part)

11/18

1967.

Sold

11/18

1968. -BAYER AG BEARER

Buy

5/4

1970.-NORDSTROM INC

Buy

4/30

1971.

Sold
(part)

10/20

!972.

Sold
(part)

10/21

1958. -POLYCOM INC

Oart)

ldentiE~ of
buyer/seller
(if private
transaction)

1961.-SPECTRA ENERGY CORP

1969. -PEUGEOT SA

I. Income Gain Code.s:


(See Colamn$ B 1 and D4)
2. Value Cod~s
(See Columns Cl nod D3)
3. Value Method Codes
(See Colunm (22)

A ~$1,000 or less
F =$50,001 - $100,000
] =$15,000 or less
N ~$250,001 - $500,000
P3 ~$25,000,001 - $50,0~0,000
Q ~Appraisal
U =Book Value

B =$1,001 - $2,500
O ~$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,001 - $1,000,000
R =Cost (Real Estate Only)
V =Other

C =$2,501 - $5,000
HI =$1,000,001 - $5,000,000
L =$50,001-- $100,000
PI ~$1,000,001 - $5,000,0~0
P4 =More than $50,000,000
S =Assessmenl
W =Estimated

D =$5,001 - $15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T~Cash Market

E ~$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

N ....

Page 12 1 of 277

n~r~, Mn~yanne T.

DatofReport

fPersou Reporting

9/1/2010

VII. INVESTMENTS and T RU S TS - ~,,o~,, ~o~.e, ~ ..... no., anctua~ ~ose of s~use a~ dependent chit~en; see p~ 34-60 Offding
NONE ~o reportable income, assets, or ~a~actio~.)
A.
D~pfi~ of A~e~
0nclu~ng ~st ~se~)

B.
Income ~fi~g
repoaiag ~ri~

Place "(X)" a~r each asset


exempt from prior ~sclosure

~mo~t ] T~ (e.g.,
Code i
~v., rent,
(A-~
o~ int.)

Transactions d~g repo~ng period

~oss value at end of


repoaing
Value
C~e 2
(J-P)

[ Value
~ Method
Code 3

T?~e (e.g.,
buy, se~,
federation)

Date
Value Gmn
Mon~ - ~ Code 2 C~e 1
Day ~ O-P) ~ (A-H)

]973.

Sold

10/21

1974.

Sold
(paa)

10/22

1975.

Sold
(paa)

] 0/22

] 975~

Sold
(pa~)

10/23

1977.

Sold
~)

10/25

!978.

Sold
(pa~)

10/27

1979.

Sold

10~8

1980.

Sold
(pa~)

10/28

1981. -MIC~OCHIP TECHNOLOGY ~C

Buy

4/30

1983. -CARNIVAL CORP

Sold
(part)

2/9

1984.

Buy

4~30

1985, -ERIE CO IDA FSA 5% 5/I/12

Sold
(part)

7/27

1986. -VUI .CAN MATERIALS CO

Buy

4/30

1987.

Buy

8/10

1988. -GOLDMAN SACHS GR.OUP

Buy

4130

1989.

Sold

9/3

1982. -MTA NY 5% 11/15/23

(See ~lu~ C2)

U =B~k Value

V ~er

W =Hs~mat~

ldenti~ of
buyer/seller
(ifpfvate

FINANCIAL DISCLOSURE REPORT


Page 122 of 277

]
[

Date of Report

Name of Person Reporting

9/1/2010

B.m,, M~y~..~ x.

VII. INV ESTMENTS and TRU STS - i~co.,., ~l.e, t,..so~ao,~ (Includes those of spo .... d dependent children; see pp. 34-60 *filling instractlons.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Asset.s
(including trust assets)

Place "(X)" aller each asset


exempt from prior disclosure

B.
Income during
reporting period
Amount I Type (e.g.,
I Code 1 [ div., rent,
(A-H) [
or int.)

Gross value at end of


reporting period

C.
|

D.
Transactions during reporting period

Value
Code 2

Type (e.g.,
buy, sell,
]. [ redemption)

Da~-] Value
Month
Code 2
Day
! (J-P)

(J-P)

I Value
t Method
Code 3
t

Gain
Code I [
(A-H)

1990.

Buy

11/24

1991.

Sold

11/10

1992.

Sold
(part)

11/23

1993.

Sold
(purl)

11/23

1994, -NY CITY TFA 5.0% 8/1/2021

Sold
(parQ

7/27

1995. -SHOPPERS DRUG MART CORP

Sold
(part)

8/I ]

1996,

Sold

9it

] 997.

Sold
(part)

9/2

1998.

Sold

9/2

Sold

2/10

2000.

Buy

4/20

2001.

Buy

4/20

2003. -RECKITr BENCK ISER GROUP PLC

Buy

5/1

~004.

r~uy

5/29

",005.-Joc COP, P

Sold

9/2

20176. -ERICSSON

Sold
(part)

4/3

1999. -IMPERIAL TOBACCO PLC

(part)

(pan)

(part)

(part)

Identity. of
buyer/sel.ler
(ffprivale

Name of Person Reporting

Date of Report

PageFINANCIAL123 of 277DISCLOSURE REPORT [ Barry, Maryanne T.

9/!/2010
[

V I I. I NV E S T M E N T S a n d T R U S T S - i. ~ ...... ~,, transactions (Includes those of spo use and dependent children; see pp. 34-60 of filing instructions.)
~-~

NONE

(No reportable income, assets, or transactions.)

A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
reporting period
(1) (2)
Amount Type (e.g.,
Code 1
div., rent,
(A-H) i or int.)

D.
Transactions during reporting period

C.
Gross value at end of
reporting period
(1)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3

(1)
Type (e.g.,
buy, seit,
redemption)

I (2)[ (3)(4) I
Month Day
!

Code 2
(J-P)

Date [ Value

200?.

Sold
(part)

4/3

2008.

Sold
(part)

4/6

2009.

Sold
(part)

4/6

2010.

Sold

4/7

2011.

Sold
(part)

4/7

2012,

Sold
(part)

4/7

2013.

Sold
(part)

4/8

2014,

Sold
(part)

4/8

2015.

Sold
(part)

4/8

2016.

Sold
(part)

4/9

2017.

Sold
(part)

~t~3

So~

4;29

2019.

Sold
(part)

4/29

2020.

Sold
(part)

5/13

2021.

Sold
(part)

5/14

sol~

5/15

2oi8~

2022.

(part)

(part)

Gain!
Code 1

(5)
Identity of
buyer/seller
(if private

FINANCIAL DISCLOSURE REPORT


Page 124 of 277

Date of Repor~

Name of P .... Reporting

Bar,-y, Matinee a.

9/1/2010

NONE (~o repo~able income, assets, or ~ansactio~3

A.
Desc~Sptivn of Asscm
(including trust msse~)

B.
~

Income ~ng

~ mpo~ng ~fi~

Place "(X)" ~er each asset

IAmoum

exempt from prior disd~ure

] C~e I
[ tA-~

T~ (e.g.,
div., reng
or int.)

C.
~o~ value ~t end of
reposing period
Value

C~e 2
(J-P)

Value
Method

Tmn~ctions d~g ~o~g pefi~

T~ (e.g.,
~ buy, sell,
~ ~edemption)

] ]~ ~e 3

Date

Value

Mon~ Day

Code 2

Gain ]
Code ! [
(A-~ ~

[ (J-P)

1: 2024. -AMERIC~ TOWER CO~

Sold

9/3

2025. -PHILIP MO~S ~TL ~C

Sold
(part)

2/9

2026.

Buy

4D0

Sold

10/2

Sold
(pa~)

2/4

Sold

2/4

2030.

Sold
(pa~)

2!5

2031.

Buy

4/30

2032.-AETNA INC

Sold
(part)

2/26

2033.

Buy

4/30

2034.

Sold

5/19

2036. -SYNTtlES INC

Buy

5/4

2037. -GIVAUDAN

Sold

6/29

Sold

4/24

Sold

7/16

Sold

7116

2027. -E~RGIZER HOLD~GS ~C


[ 2028. -M~rt!ON OIL CO~
~029.

(pa~)

(pan)

2035. -NY sr HSG PIT 5% 9/15/2025

(part)
2038.

~039.
2040.

(pa~)
(pa~)
(part)

/denfi~ of
buyer/se~
u(ifprivatetion)

FINANCIAL DISCLOSURE REPORT

Page 125 of 277

I] B~r~y, M~rranne T.

Name ofl~erson Reporting

Dat~ of Report

9/lf2010

VII. INVESTMENTS and TRUSTS - i.co,,~, ,ate., ~, .... ao., a.a~d., tho., o~ ,~ .... d d~.a~.t ~it~.; ,.. ~ ~-6o
NO~ ~o reportable income, assets, or ~ansactio~.)
Description of Assekg

Income during

G~ss value at end of

~)

~ o)
exempt fmmpriord~sclosu~e

i
~ (A-IO ]

div.,~ent,
orj~t.)

Tramacfioas d~ng r~o~g

I Code2
(J-P)

Me~od
. Code3

o)
buy, sell,
r~empfion)

[ (2)

(3) (4~

Mon~- ] C~e2 ~ Code I


Day ~ (I-P) ~ (A-H) ,

2041.

Sold

7/17

2042. -VALLOI.IR.EC SA

Buy

l/8

2043.

Buy

5!4

2044,

Buy

7/7

2045,

Sold
(part)

7/17

2046.

Sold
(part)

8/6

2047.

Sold
(part)

8/6

2048.

Sold
(part)

8/7

2049.

Sold
(part)

8/7

2050.

Sold

8/7

2051.-JER.0NIMO MARTINS SGPS SA

Buy

5/13

.!

2052.

Buy

5/I 9

2053.

Buy

5/22

2054.

Buy

6/3

2055.

Buy

6/10

2056.

Buy

6/17

2057,

Buy

6/18

1. Income Gain Codes:


(See Columns BI and D4)

A =$1,000 or l~ss

B =$1,001 - $2,500

C =$2,501 - $5,000

D ~$5,001 - $I5,000

F =$50,001 - $ 100,000

G =$ ] 60,001 - $ 1,000,000

H I =$1,000,001 - $5,000,000

H2 =Mor~ than $5,009,000

P3 =$25.000,001 - $50.000,000

Column C2)

U =Book Value

P4 =Mo~e than $50,000.000

(s~

bay~/~er
(Jfpfivate

E--S15,001 - $50,O00

]
[

Date of Report

Name of Person Reporting

FINANCIALpage 126 of 277DISCLOSURE REPORT

9/1/2010

Barry, m~rya,me T.
I

VII. INVESTMENT S and TRU STS - income, ~ot~, u ..... ao~ (Includes those of spouse and dependent children; see pp. 34-60 ofJding instructionx)
NONE (No reportable income, assets, or transactions,)
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

Income during

reporting period
(l)
Amount
: Code 1

(2)
Type (e.g.,
div., rent,

i
i

Gross value at end of


repotting period
(I)
(2)
Value
Code 2

Value
Method

Transactious during reporting period


(l}
Type (e.g.,
buy, sell,

i (2) [ (3) [ ~4) [


Date [ Valuet Guru i
Month - Code 2 Code t I

(Q-V0

i[

~__

Buy

6/29

2059. -LINDE AG

Buy

8/5

2060.

Buy

8/6

2061. -LVMH MOET HENNESSY LOUIS VUIT


TON SA

Buy

8/17

2062. -GDF SUEZ

Buy

8/10

2063.-SMC CORP

Buy

5/1

2064. -QUALCOMM INC

Sold
(part)

8/11

2065.

Buy

t I118

2066.

Buy

11118

2067.

Buy

11/19

2069. -CELGENE CORP

Buy

4/30

2070.

Buy

7/27

2071. -KIMBERLY-CARK CORP

Buy

4/30

Sold

5/18

Sold

5/19

Sold

5/19

2058.

2068, -TR1BOROUGH 5% I I/15/27

2072,

(pan)
2073.

2074.

(part)

(5)
Identity of
buyer/seller
t~ansacfion)

Date of Report

Name of Person Reporting

PageFINANCIAL127 of 277DISCLOSURE REPORT

9/I/2010

Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS -i,~ome. ~,. ~o,~ a,~ ,ho~, o~o~ ~ ~,~., ~i~; ~,, ~p.

N ONE ~o reportable income, assets, or transactions.)

..............

A.
Desc~ption of Assets
{including trust ~se~)

~ reposing p~

C.
Gro~ v~ue at eud nf
reposing ~ri~

T~e(e.g.,
~o~t[
/Code 1 [ di ......t,
~ (~~ ~ orint.)

Value
Code2
(J-P)

~coB-ufingmed

T~e(e.g.,
buy, sell,
~emptio~)

Dale
Mon~D~y

2075.

Sold

5/20

~076.

Sold

5/21

2077. -NI)qTENDO CO LTD

Buy

4/30

12078.

Buy

10/30

2079.

Buy

11/2

2080.

Buy

1 l/3

208 I. -ELECTRICITE DE FRANCE

Sold

2/16

2082.

Sold
(part)

2!! 7

2083.

Sold
(part)

3/i 3

2084.

Sold

3/

2085. -MUENCItENER RUECK

Buy

5/4

2086. -BP PLC

Buy

5/I

2087.

Sold

7/2

2088. -BG GROUP PLC

Buy

1/16

2089.

Buy

3/t I

2090.

Buy

3/12

2091.

Buy

6/1

Place "(X)" afler each asset


.... ptfrompdordiscl .....

1. Income Gain Code*:

A =$1,000 ol lestt

B =$1,001 - $2,5~

Valne

D.
Transactions during {~ot~ng

[ Method
Code 3

C ~$2,501 - $5,~

Value [ G~n
Code2 [ Code 1
(J-p) ~ (~-~

D =$5.~1 - $15,000

Identi~of
buy~/sell~
(if p~vate

E =$15,~1 - $50,~

Name of Person Reporting

Date of Report

Barry, Maryanne T.

9/1/2010

PageFINANCIAL128 of 277DISCLOSURE REPORT

VII. INVESTMENTS and T RUSTS - ~ .... ~, ~altte, tr ..... tions (Includes chose of spo .... d dependent children; set pp. t4-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust asset~)

exempt from prior disclosure

B. .
Income during
reporting period
: (l)
(2)

C.
Gross value at end of
reporting period
(I)
(2)

i Code 1
i (A-H)

Code 2
(.l-p)

div., rent,
or int.)

Method
Code 3
(Q-W}

D.
Transactions during reporting period
(t)
~

(5)

t (2) I (3) (4)

bay, sell,
redemption)

Month - i Code 2 i Code I


Day
(A-R)
I

~_(J-P)

2092.

Buy

7/2

2093.

Buy

8/18

2094. -SMITH GROUP

Buy

l/5

2095.

Buy

1/5

2096.

Boy

l/6

2097.

Buy

l/6

2098.

Buy

1/7

2099.

Buy

1/8

2100.

Buy

1/8

2!01.

Buy

I,.t9

2102,

Sold
(part)

3/31

2103.

Sold
(part)

4/1

2104.

Sold
(part)

4/2_

2105.

Sold
(part)

4/14

2106.

Sold
(part)

4116

2107.

Sold
(part)

4/17

2108.

Sold
(part)

4/20

1. Income Gain Codes:


(See Columns BI ~ D4)
2. ValL~ Codes
(See Columns CI ,a}d D3)
3. Value Method Codes
[See Column C2)

A =$1,000 ot less
Ie :$50,001 - $1l~O,OtlO
J ~$15,000 or less
N :,$250,001 - $500,1X)0
P3 =$25,000,001 - $50,01X).000
Q -App~,isaI
U ~Book Value

B =$1,001 - $2,500
G =$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,001 - $I,000,000
g ,=-Co~t (Real E.gtate Only)
V =Other

C =$2,501 - $5,000
Ill ~$I,000,001 - $5,090,000
L =$50,001 - $100,000
PI =$1,000,001 - $5,000,000
p4 =More ~h~.n $50,000,000
$ ~As~cssro~t
W =Esllmated

/L

buyer/seller
(if private
tra~saction)

D =$5,001 . $15,000
I(2 =More than $5,00(I,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =Cash Ma.~el

E =$15,.A)1 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 129 of 277

N ....

f Person Reporting

Date of Report

Bar~y, Maryanne T.

9/1/2010

VII. INVESTMENTS an d TRUSTS - i ....... ,~e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fding
NOlqE (No reportable income, assets, or transactions.)
A.

B,

C.

Description of Assets
(including trust assets)

Income during
reporting perkx]

Gross value at end of


[
reporting period

(1)
Plac~ "(X)" after each asset
~
I

exempt from prior disclosure

Amount
Code 1
(A-t-i)

(2)
Type (e.g.,
div_, rent,
or inl.)

0)

(2)

Value
Code 2
(J-P)

Value
Method
Code 3

Transactions during; report~g period

(l)
Type (e.g.,
buy, sell,
redemption)

(Z)
Date
Month Day

(3)

(4)

Value Gain
Code 2 I: Code I
(J-P) i (A-l-I)

(~)
Identity of
buyer/seller
(if private

transaction)

(Q-W)
2109,

Sold

4/21

2 t 10.

Sold
(part)

4/22

211 ].

Sold

4/24

(P~)

(part)
2112.

Sold

4127

2113.

Sold

4/28

2114.

Sold
(par~)

5/5

2115,

Sold

5/5

21 !6.

Sold
(part)

5/6

Sold

5/7

Sold
(part)

5/14

Sold

5/15

Sold

5/19

2122. -NUCOR CORP

Buy

4/30

2123.

Buy

10/29

2124. -IRON MOUNTAIN

Buy

11/19

2125.

Buy

11/20

(part)

(part)

2117.

(part)

2118.
2119.

(part)

2120,
212 !. -SHANG R I-LA A SIA

1. Income Gain Codes:


(See Colut~mx s B I and D4}
2. Value Cod~s
(See Columns CI and D3)
3. V~due MedK~J Codes
(See Column C2)

A -$1,000 or less
F =$50,001 - $100,00O
J ~$15,000 or less
N =$250.001 - $500,000
P3 ~$25,000,001 - $50,000,000
Q =Appraisal
U -Book Value

B =$1,001 - $2.500
G =$100,001 - $!,0~0,000
K =$15,001 - $50)000
O -$500,001 - $1,000,0~0
R. ~Cos~ (Resi Estate On~y)
V =Other

C ~$2,501 - $5,000
H1 =$1,1)G~,001 - $5,000,000
L ~$50,001 - $ i 00,~0
Pl :~$1,00~,00! - $5,000,00~
P4 =More thal~ $50,1X~,000
5 ~A~sSraent
W ~l~timate~[

D =$5,001 - $15,000
H2 =More thzn $5,000,000
M =$llXl,I)0 ] - $250,001)
P2 =$5,000,001 - $25.0~.000
T =~azh Market

E =$15,~)1 - $50.000

Date of Report

~,~, ofPersol~ Reporllllg

FINANCIAL DISCLOSURE REPORT


Page 130 of 277

B,~-r., M.cr~..e X.
ao.~ a~t.a~s t~ose of sp ..... ~ ae~naent chitaren; see ~.

VII. INVESTMENTS and TRUSTS -i~o~, wt.~, ~ .....


~ NONE (No reportable income, assets, or transactions.)
A.
Description of Asse~
(including tmsl assets)

B.
Incnme during
~pofling ~

C.
Gross value at end of
~po~ing period

12)
P~ace "(X)" after each as~t
exempt from prior disclosme

~A~t ~ T~e (e.g.,


Code 1 [ div, renL
~r int.)
~ {A-H)

]
Value
Code 2
(J-P)

D.
Transitions during t~oning pedod

(~)

Value
~ Me~od
~ C~e 3

(~)
T~e (e.g.,
buy, se~,
r*d~ti.~)

(3) .... ~4)

Date ,
e
Mon~ - [ Code 2 1Code 1 [
~Y
(J@) ~ (A-m

2126. -~PLE ~C

Buy

4/30

2127.

Buy

5/27

2128.

Buy

10/2

2129. -KEAN UN]V NJ ED 9.24% 7/1137

Sold

7/27

2130. -CHEVRON

Buy

5/27

2131.

Buy

6124

2132.

Buy

10/12

2133. -ECOLAB INC

Buy

3/31

2134.

Buy

4/1

2135.

Buy

4~0

2136.-ADOBE SYSTEMS

Buy

10/15

2137. -HuDsON CITY

"Buy

4/30

2138. -HEVcLETT-PACKARD CO

Buy

4/30

2139.-URBAN OUTFITTERS 1NC

Buy

4/30

2140.

Sold
(part)

10/5

214 I. -ARIZONA SCH 11/25/08 5.25% 09/01/23


2142. -MASS GO SER A 5.0% 9./1/2014

I. lncome Gain (?odes:

A -$1,000 or I~s

B =$1,001 - $2,500

C =$2,501 - $5,1"A)0

D =$5,00t - $15,000

2. Value Cod~s

3 %15,000 or less

K ~$15,0~1 - $50,000

L =$50,0~ 1 - $100,~

M =$100,001 - $250,0~0

]denfi~ of
buyerlse~er
(ifpri~a~

~ ....

FINANCIAL DISCLOSURE REPORT

fP .....Reporting

Date of Report
[

Barn.., Maryanne T.

Page 131 of 277

9/1/201
I

VII. IN VESTMENTS and TRUSTS - i.co,~e, vat., ,, .... ,~*o,, (l, ct~a,s those of spouse ana a~o, aent c~ta~,~; s,, ~p. ~-~ o/~ai, g ~s~uai~ns.)
NONE ~o reportable income, assets, or ~a~actions.)
A.
D~cripti~ of Asse~
(including ~mst asse~)
Place "(X)" ~er each asset
exempt ~om prior ~sclosure
]
I

B.
Income during
reposing
~ (I)
(~)
Code I
(A-~

div., ~t,
or int.)

C.
Gross value at end of "

T~nsactions d~ng r~o~ing pe~od

O)

(~)

O)

C~e 2
(J-P)

Me~
C~e 3
(Q--~

buy, sell,
~emptJon)

(~) ~ (3)

~ Day

(n)

(5)

(J-P)

(A-~

(ifp~vate
~nsaefion)

~ 2143. -PALM BEACH SOLID WAS~ 5.5% 10/1


/25
2144. -GA HIED F~ 6.0% 6/15/2028

2!45, -SAN ANTONIO 5.0% 2/1/18


2146. -WA ST GO 5.0% 1/1/18

Sold

7/I0

Buy

3/11

2151. -TELMEX INTERNACIONAL

Sold
(part)

3,Q

2152.

Sold
(part)

3/4

Sold

3/5

2154.

Sold
(part)

3/13

2155.

Sold

3/!8

Sold

3/19

2147. -NY CITY MUNI WTR 5.375% 6/15/25

2148: -VA PUB BLDG 5.25% 8/I/23


2149. -CA ED POMONA COLLEGE 09A 5.0%
2150. -WI ST CLEAN WTR 5.125 % 6/1/2026

2153.

(part)

(part)

2156.

(part)
2157.

Sold

3/20

2158.

Sold
(part)

5127

2159,

Sold
(parO

5/28

t. Income Gmn (.odes:

A =$1,0~0 or less

13 =$1,001 - $2,500

C =$2,501 - $5,000

D =$5,001 - $15,000

2. Value Codes
{See Colume, s CI and D3)

J =$1S,000 o( less
N -$250,001 - $500,000
P3 =$25,000,001 - $50,000,001}

K =$15,001 - $50.{h)0
O :$501),001 - $1,000,000

L =$50.001 - $100,000
PI =$~,000,~01 - $5,000,000
P4 =More ~ma $50,000,0~0

M =$100,00) -$250,000
P2 =$5,000,001 - $25,000,000

E =$15,001 - $50,000

I
PageFINANCIAL132 of 277DISCLOSURE REPORT [ Barry, Maryanne

Date of Report

Name of Parson Reporting

9/1/2010

T.

NONE ~o reportable income, asset~, or ~ansactio~.)


~s~fi~ of A~~
(including t~t asse~)

reining period

O)
exrmpt tiom prior disfigure

;~o~t
Code 1

Gross value at end of


r~po~ing p~iod

~ o) (2)
Value
T~(e.g.,
~v., rent, ] C~e 2

T~n~ctions d~ng t~oni~g

.
Valu~
M~od ~

O)

(2) I (3) [ ~4)

(~)

T~e(e.g.,
buy, sdl,

Date I Value [ Gain


Mon~ - [ C~e 2 [ Code 1

ldenfi~of

2160.

Sold
(pan)

5/29

216I.

Sold

6/1

2162.

Sold

6/2

2163.-JOHNSON & JOHNSON

Buy

5118

2164.

Buy

5/19

2165.

Buy

10/29

2106. -MERCK & CO INC.

Buy

5119

2167.

Buy

5/20

2168.

Buy

5121

2 t 69.

Buy

6/3

2170.

Buy

6/18

2171.

Buy

11/20

2172. -PROCTOR & GAMBLE

Buy

5!19

2!73.

Buy

5/20

2174.

Buy

5121

2175.

Buy

6/24

2176. -SCHWAB CHARI.ES NEW

Buy

5/18

1. IDcome C.-a~n Cades:


(See Colurrms BI and D4)
2. Value Codes
(See Coltlttms CI and D3)
3 Value Method Codes
(See Coluran C21

A -$1,00.) or less
F ~50,001 - $100,001}
$ =$15,000 or less
N =5250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q ~Appiaisal
U =Book Value

B =$1,00l - $2,500
G =$100,001 - $1,000,000
K =$I 5,OO1 - $50,000
O =$500,001 - $],000,000
R =Corn (Real Estate Only)
V =C, th~r

C =.$2,50t - $5,000
Hi =$1 ~000,001 - $5,000,000
L --$50,001 - $I DO,000
PI =$1,000,001 - $5,090,000
P4 =More l~.an $50,000,000
S =Assessment
W =Estimated

D =$5,001
H2 =More than $5,000~000
M =$100,001 - $250,000
F2 =$5.(~,),001 - $25,000,000
T =Ca.sb Market

FINANCIAL DISCLOSURE REPORT


Page 133 of 277

Name of Pelrson Reporting

Barrr, Maryaiille T.

Date of Report

VII. INVEST!VIENTS and TRUSTS - ~,,co,n., ~a... t. .... ,~,,s (lnctada those of spouse and d~pendent children; see pp. 34-60 oLFding instrucaon~)
---]

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)
Pl~.ee "(X)" Mler each asset

exempt from prior disclosure

C.
B.
i
l
I lncome during
i Gross value at end of i
. reporting period
! reporting period
~ (i)
(2)
(1)
(2)
iAmotmt Type (e.g.,
Value
Value
Code 2
Method
i Code 1
div., rent,
(A-H)
or int.) (J-P) Code 3

O.
Transacdor*s during rel~orting period
(l)
Type (e.g.,

i (2)
[ Date

~3) I (4)"

Value i Gain

buy, .sell,
Mo~th - i Code 2 i Code I
redemption)
Day ! (J-P) i (A-H)

<Q-vO
i .....................
i

[ 2177.

Buy

5/19

2178.

Buy

5/20

2179.

Buy

9118

2180.

Buy

9/21

2181.

Buy

9/22

2182.

Buy

10/6

2183.

Buy

10/28

2184.

Buy

10/29

2 t 85. ~ISA INC

Buy

5/19

2186.

Buy

6/24

2187.

Buy

8/21

2 t 88. -ALLSTATE

Buy

5/20

2189.

Buy

5/21

2190.

Buy

5/22

219!.

Buy

12/18

2192.

Buy

12/21

2193.

Buy

12/22

1. Income Gain Cud~:


(See Col~rrms BI and D4)
2. Value Codes
(See Cotema~ CI and D3)
3. Value Me~hod Codes
(See Column C2)

A =$1,000 or I~s
F =$50,001 - $100,000
J =$15,000 or less
N =$250,001 . $500,000
P3 --$25,000,001 $50,000,000
Q ~Appraisal
U ~Book Vatue

B ~$1,001 - $2,500
G =$|00,001 - $1,fi013,000
K :$15,001 - $50,000
O =$500,001 - $1.000.000
R =Cost (Real Es~le Oal~)
V =Other

(5)
Idert~ty of

buyer/seller
(if private

u .....
~ion)

C ~$2,501 - $5.000
HI =$1,000,001 - $5.000.000

13 =$5,001 - $15,000
tt2 =More than $5,000,000

P1 =$~.000,001 - $5,000,000
P4 ~More than $50,000,000
S =Assessment
W

P2 ~5.000.001 - $25.000.000
T =C~h Marker

E ~$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT


Page 134 of 277

9/1/2010

~ar~,. r~la~n~e T.

VII. INVESTMENTS and TRUSTS - i~om,. ~t,,. ~ ..... ,io~ a~aua,, tho~,
NONE (No reportable income, ~sets, or transactions.)
A.
Description of~e~
(inclnding t~s~ asse~)

B.

Place "(X)" after each assel


~emp~ from pr~r disclosure

C.

"

D.
Income ~fing
reposing pe~od

0) I (~)
Amour ~ Type (e,g.,
Code I ~ ~v.,renk
~ (A-I~
or int.)

Gro~ value at e~ of
reposing period
O)
Value
Code 2
(J-P)

(2)
Value
M~thod
C~e 3
(Q-~

Transactions during r~o~ing p~


O)
T~e (e.g.,
buy, sell,
~demption)

~ (~
Date
Mon~ Day

(3) (4)
Value Gain
Code 2 ~ Code 1
(J-P) ~ (A-t0
~

2194.

Buy

12/28

2195. -NORFOLK SOUTHERN CORP

Buy

6/11

2196.

Buy

6/11

2197.

Buy

6/12

2198.-QBE INSURANCE

Buy

7/2

2199.

Sold
(part)

8/12

2200.

Sold

8/13

2201. -WESTPAC BANKING CORP

Buy

8/12

2202.

Buy

8/17

2203.-AUSTRALIA .,MND NEW ZEALAND


BANKING GP

Buy

8/17

2204. -NATIONAL AUSIT, ALIA BANK LTD

Buy

8/t 7

2205.

Buy

8/21

i2206.

Buy

8~5

Sold

1/1

2207.-UBS AG RTS
2208. -NJ EDA PRINCETON UNIV 4.75% 7/1/22
2209. -SSGA MONEY MARKET FD
2210. -GOLDMAN SACHS FINANCIAL SQ
UAKE TREASURY

(5)
Id~tiW of
buyer/adler
(ifp6vate
~saction)

~,~orV,~-.o. :a,~po.~.g
s~rrs, Maryanne T.

FINANCIAL DISCLOSURE REPORT


Page 13 5 of 277

DateofRep0rt

9/1/2010

VII. INVESTMENTS and TRU STS -/,,co,,,., ~u.,, ...... ,Jo.. a,,ct.a.~ ,~o~ oysv ....... a a~a.., ~ni~a~..;
NONE ~o reportable income, assets, or transaction.)
A.
~fipti~ of~se~
(inclu~ng trust asse~)
Place "(X)" a~r ~ch asset
exempt from prior d~el~u~

B.
Income during
] reposing pefi~

C.
G~ss value at end of
repo~ng pefod

[ T~ (e.g.,
Code I I div., renL
(A-~
or int.)

C~e 2
(J-P)

Me~od
Code 3

:
Transactions da~ng r~o~ing

Type (e.g.,
buy, sell,
redemption)

~
Mon~ - Code 2 C~e 1~
Day
, (JP) I (A-~ ~
~

2211. -~IV OF PITT 5.5% 9/I 5/20

Buy

3/31

2212. -UTAH ST 5.8% 7/1/15

Buy

3/17

Distributed

3/4

2216. -NYC GO 5% 8/1/15

Transferred
(to line 569)

3/4

2217. -NY ST DORM AUTH 5% 3115/2018

Transferred
(to line 642)

3/4

2218. -NY ~T HSG PIT 5% 9/1512025

Transferred
(to line 582)

3/4

Transferred
(to line 860)

3/4

2220. -ABB LTD

Transferred
(to line 142)

3/4

2221. -ABB OUI" LABORATORIES

Transferred
(to line 835)

3/4

22Z2.-A~COR

Transferred
(to line 416)

314

2223. -ADIDAS At.;,

Sold

2/!7

2224. -AETNA INC

Transferred
(to line 147)

3/4

2225. -AFLAC INC

Sold
(part)

1/22

2226.

Sold

1/22

Transferred
(to line 412)

3/4

2213. - Rental Property #24, Brooklyn NY

Rent

2214.

Int./Div.

Int./Div.

2215.~:..,

Business #3
:

T~st #24 - List of Assets:

i2219. -IL STATE TOLL HWY 5.5% 1/112033

2227. -AGI LENT TECHNOLOGIES INC

3. Value Meth~ Codes


(See Colu~ C2)

Q =Appr~sal
U =B~k Value

R =~t (Real ~le ~iy~


V ~&er

S =Assessm~t
W ~E~tim~ed

T ~h Marke~

Identity of
buyerlseller
(if private

FINANCIAL DISCLOSURE REPORT


Page 13 6 of 277

NameofP ..... Reporting

DateofRelmrt

9/1/2010

Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - in ....... i~,, t ...... tions (Includes those of sp .... nd dependent children; see pp. 34-60 of fding instructions.)
[]

NONE (No reportable income, assets, or transactions.)


Description of Assets
(including trust assets)
Place "(X)" aa~er each asset
exempt from prior disclosure

Gross value at end of


Income during
i
] reporting period
[reporting period
(2)
(1) [ (2)
~l ~.1) ....
Value
Value
[Amotmt T,vpe (e.g.,
Code 1
div., rent,
Code 2
Method
! (A-It)
orint.)
(J-P) ! Code___ ~3

Transactions during reporling period


(l)
Type (e.g.,
buy, sell,
redemption)

(2)
(3)
(4) [
Value
Gaint
Date
Month - ~ Code 2 Code I
Day
i (JP) ! (A-H)

2228. -AIR PRODUCTS & CHEMICALS INC

Transferred
(to line 293)

3/4

2229.-ALLEGHENY TECHNOLOGIES INC

Buy

1/7

2230.

Buy

1/8

22311

Transferred
(to line 746)

2232.-ALLERGAN INC

Transferred
(to line 338)

314

2233. -ALLIANZ SE

Transferred
(to line 464)

3/4

2234.-AMAzoN.COM INC

Transferred
(to line 612)

314

2235. -AMERICA MOVIL

Transferred
(to line 225)

3/4

2236, -AMERICAN MEDICAL SYS HLDGS

Transferred
(to line 678)

3/4

2237. -AMERICAN TOWER CORP

Transferred
(to line 837)

3/4

2238. -APPLE INC

Transferred
(lo line 861)

3/4

2239. -AT&:T INC

Transferred
(lo line 267)

3/4

Sold

2/20

224 I.

Transferred
(to line 607)

3/4

2242. -BAE SYSTEMS PLC

Transferred
(to line 585)

3/4

2243. -BAKER HUGHES INC

Transferred

3/4

3/4

2240. -AX.A

(part)

3/4

(5)
Identity of
buyeriseller
(if private
transaction)

(to !ine 316)


2244, -BAR_RICK GOLD

Transferred
(to line 516)

P3 ~$25,~,~1 - $50,~,~

P4 =~0~ ~
2

FINANCIAL DISCLOSURE REPORT


Page 13 7 of 277

of Person Reporl~ngT.
~,a~-y,Name
M~yann~

Date of Report

9/1/2010

NONE (No reportable income, assets, or transactions.)


A.
(including trast assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
reporting perica:l
~~
Amount
(e.g.,
Code 1 :[Type
div., rent,
~ (A-H) i or int,)
l

C.
reporting period
--(1) ! (2)
Value I Value
Code 2
Method
(I-P)
Code 3
(Q-W)

D.

(i)
Type (e.g.,
buy, sell,
redemption)

(2) (~-)
Date Value
~Month - Code 2
Day i (JP)
l

2245. -BAXTER INTL INC

Transferred
(to line 730)

3/4

2246. -BAYER AG BEARER

Transferred
(to line 467)

3/4

2247. -BERKSHIRE HATHAWAY INC

Transferred
(to line 318)

3/4

2248. -BEST BUY INC

Transferred
(to line 775)

3/4

2249. -BHP BILLITON LTD

Transferred
(to line 386)

3/4

I/7

Transferred
(to line 656)

3/4

2252. -BIOGEN IDEC INC

Buy

2/4

2253.

Buy

2/5

2254.

Buy

2/18

2250. -BILLABONG I-NTL LTD


2251.

Buy

2255.

Transferred
(to line 870)

3./4

2256. -BMW AG

Transferred
(to line 471)

3/4

2257. -BNP PARIBAS

Transferred
(to line 242)

3/4

2258. -BOEING CO

Transferred
(to line 723)

3/4

2/16

2259. -BOUYGUES

Sold

2260.

Transferred
(to line 200)

3N

2261. -BP PLC

Transferred
(to line 881)

3/4

(4) 1
Code I
(A-H)

(5)
Identity of
buyer/seiler
(if private
Uansaction)

FINANCIAL DISCLOSURE REPORT

:Name of Person Reporting

Page 13 8 of 27 7

Date of Report

9/1/2010

Barry, Maryanne T,

~t,,, transactions (Includes those of sp ......

VII. INVESTMENTS and TRUSTS - i ......


[]

a del~ndent children;

see pp, 34.~0 of fding instructions,)

NONE (No reportable income, assets, or transactions.)


A.

~.

C.

Description of Assets

Income during

Gross value at end of

Place "(X)" after each asset


exempt fiom prior disclosure

i
i

[ Amount
[ Code 1
: (A-H)

Type (e.g.,
div., rent,
orint.)

VaNe
Code 2
(J-P)

Value
Method
i Code3

D.

Trans;~ctinns during reporting period

1
Type (e.g.,
buy, sell,
, redemption)

Date . Value
I Month - I Code 2
i Day

Gain
Code l
(A-H)

I.Q-P)
2262. -BG GROUP PLC

Buy

1/16

Transferred
(to line 865)

3/4

Buy

2/19

Transferred
(to).ine 886)

3/4

Buy

1/28

Transfen-ed
(to line 598)

3/4

2268.-CAMPBELL SOUP CO

Sold

1/13

2269. -CANADIAN NATURAL RESOURCES


LTD C$

Sold

2/17

2270.

Transferred
(to line 891)

3/4

2271. -CANON INC

3!4
J
Transferred(to line 373)

2272. -CARNIVAL CORP

Transferred
(to fine 804)

3/4

2273. -CELGENE CORP

Tra~xsfened
(to I~.ne 895)

3/4

2274. -CERaqER COR.P

Transferred
(to line 618)

3/4

2275. -CISCO SYSTEMS INC

Transferred
(to line 407)

3/4

2276. -COCA-COLA AMATIL LTD

Transferred
(to line 418)

3/4

2277. -COCA-COLA CO

Transferred
(to line 645)

3/4

2278. -COMCAST COP,-P

Transferred
(to line 365)

3/4

2263.
2264. -BR, OADCOM COP,.P
2265.
2266. -CAME, CO CORP C$
2267.

Idenfit3. of
buyer/seller
(ifprivate

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 13 9 of 277

Date of Report

9/1/2OlO

[ Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - t.o~.. ..l~e. , .... tio.s ~tncludes those of sp ..... nd dependent children; see pp. 34-60 of fdlng
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" zfler each asset
exempt from prior disclosure
~

2279. -COi~IOCOPHILLI PS
~280. -COSTCO WHOLESALE

B.
Income during
,

reporting period
(l) 1 (~)-~ .....
Amotmt [ Type (e.g_,
Code 1
div., rent,
(A-H)

or int.)

C.
Crross value at end of
reporting period

D.
Transactions during reporting period

~-~- (2~[ (1) ]~-(2) (3) (4)


Value | Value
{ Type (e.g.,
buy, seil,
Code 2 ~ Method
, (I-P) | Code 3
redemption)

Date
Month i Day

Transferred
(to line 728)
Transferred
3/4
(to line 32 I)

3/4

Value Gain
Code 2 ] Code II
(J-P)
(A-H) I

2281. -CRIt PLC

Transferred
(to line 182)

3/4

2282. -DANAHER CORP

Transferred
(to line 504)

3/4

"2283. -DASSAULT SYSI"EMES SA


2284. ~DAvITA INC

Transferred 3/4
(to line 671)
Transferred
3/4
(to line 396)

J
J

2285.-DBS GROUP HOLDINGS

Buy

1/6

2286.

Buy

I]7

[ 2287.

Transferred
(to line 900)

3/4

Sold

I/9

2289. -DELTA PETROLEUM COP,.P

Transferred
(to line 508)

3/4

2290. -EAST WEST BANCOP,.P INC

Transferred
(to line 462)

3!4

Buy

1/5

2292.

Transferred
(to line 718)

3/4

2293. -ECOLAB

TranslErred
(to line 903)

3/4

2294. -EDISON INTER.NATIONAL

Buy

1/16

2295.

Buy

1/20

2288. -DELL iNC

229l. -EBA INC

(5)
Identity of
buyer/seller
(if private

FINANCIAL DISCLOSURE REPORT

Na~e of Person Reporting

Page 140 of 277

Ham,, Maryanne T.

Date of Report

91112010
I

VII. INVESTMENTS and TRU STS - i ....

e, value, tr ......

tions (Includes those of sp .... and det~endent children; seepp. 34-60 of fding instructions.)

D NONE (No reportable income, assets, or transactT"ons.)


A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt froru prior disclosure

B.
Income during
reporting period
{
~2)
IAmmmt Type (e.g.,
div., rent,
! Code I
or int.)
T

~_.

C.
Gross value at end of
reporting period
(l)
(2)
Value
Value
Code 2
Method
Code 3
(J-P)
i (QW)

2296.

D.
Trausaetions during reporting period
(1)
Type (e.g.,
buy, sell,
redemption)

(2)
Date
Month Day

3/4

2297. -ELECTRIC1TE DE FRANCE

Transferred 3/4
(to line 912)

2298. -EMERSO~q ELECTRIC CO

Transferred 314
(to line 248)

Transferred
(to line 846)

2300. -ERIC~~ON

Gain!
Code 1
(A-H)

i
Transferred
(to line 907)

2299. -ENERGIZER HOLDINGS 1NC

Value
Code 2
(J-P)

Transferred
3/4
(to line 833)

3/4

2
J

2301.-ESS1LOR INTL

Transferred
(to line 234)

3/4

2302. -EXXON MOBIL CORP

Transferred
(to line 332)

3/4

Sold

2/4

2304.

Transferred
(to line 403)

3/4

2305. -FEDEX CORP

Transferred
(to line 334)

3/4

2306. -FLUOR CORP

Transferred
(to line 297)

3/4

2307.-FU.TIFILM HOLDINGS CORP

Transferred
(to line 769)

3/4

] 23081-GENENTECrt rNC
,

Sold
(part)

2/13

] 2309.

Sold

2/13

Transferred
(to line 251)

3/4

2311. -GEN PACT LTD

Transferred
(to line 734)

3/4

2312. -G1VAUDAN

Transferred
(m line 914)

3/4

2303. -FANI.JC CO

[ 2310. -GENEILM, EI,ECTRIC CO

3. Value M~ Codes

Q :App~aisa[

R =Co~ (R~[ E~te Only)

S =Ass:ss~nt

T ~b Market

Identity of
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT


Page 14 1 of 277

Na,~e of P ..... Reporting

Barry, Maryanne T.

Date of Report

91!/2010

NONE (No reportable income, assets, or ~ansactions.)


A.
D~cfiption of Asse~
(including ~st asse~)
Place "~)" atler each ~set
exempt from prior disclosure

B.
Income ~fing
r~fling pefi~

A o nt T~e (e g
~ C~e 1 [ ~v., rent,
~

C.
Gr~s value at end of
repo~ng pefi~
Value
Code 2

. Value
] Me~
[ Code3

!.
[
.

D.
Transactions during reposing

T~e (e.g,
buy, sell,
redemption)

Date
Value Gain
Mon~ - ~ Code 2 [ Code 1
[ ~y [ (I-P) [ (A-~

Identi~ of
buyer!seller~
(ifpfiva~

[
2313. -GOLDEN SACHS GROUP ~C

Transfe~ed
(to line 8t 1)

3/4

2314. -GOOGLE ]NC

Transfe~ed
(to line 703)

314

2315. -GKO~E DANONE

Transfe~ed
(to line 766)

3/4

2316. -H~ESB~NDS INC

Transfe~ed
(to line 627)

3/4

2317. -HANK~J HANSH~ HOLD~GS ~C

Transfe~ed
(to line 676)

3/4

2318. -HE~ETT-PAC~RD CO

Transfe~ed
Oo line 916)

3/4

2319. -HEINEKEN NV

Transfe~
(to line 149)

3/4

2320. -HOLCIM LTD

Transfe~ed
(to line 177)

3/4

Sold
(pa~)

I/6

Transfe~ed
(to line 382)

3/4

Buy

1/29

2324.

Transfe~ed
(to line 2 ! ] )

3/4

2325. -HUDSON CITY

T~nsfe~ed
(to line 919)

3/4

2326. -ICICI BANK LTD SPON

Transfe~ed
(to tine 610)

314

2327. -ILL~O1S TOOL WOKKS ~C

Transfeffed
(to line 258)

3/4

2328. -I~ER~L TOBACCO

Transfe~
(to line 829)

3/~

Sold

2/16

2321. -HONG KONG/CH~A GAS


2322.
2323. -HSBC HOLD~GS PLC

2329. -~ITEX

1, Income Gain COd~:


(See Colurm~s BI and D4)
2. Value Codes
(See Colmmas C I and D3)
3. Value Method Codes
(See Cohlwa~ C2)

A =$1,000 or less
F --$50,001 - $100,0~0
J =$ l 5,0t~0 or less
N -$250,001 - $500,00~)
P3 =$25,000,1201 - $50,0~0,000
Q ~Appr~i~al
U =Book Value

B =$ 1,001 + $2,500
G =$100,091 - $1,000,000
K =$15,001 - $50,000
O ~$500,00t - $1,000,000
R ~ (Real E~tate Only)
V =Other

C =$2,501 - $5,000
Ht =$1,0l~,00t - $5.000,000
L =$50,00l - $100,0OO
pI ~$1,000,001 - $5,000,000
P4 =Mo~ than $50~000,000
$ =A~s~ssment
W =Estlmatr.d

D =$5,001 - $15,000
t12 =More than $5,000,000
M =$10~,001 - $250,000
P2 =$5,000,001 - $25,000)000
T -~Cash Morket

E =$15,0OI - $50,009

FINANCIAL DISCLOSURE REPORT

Page 142 of 277

9/i/2010

I ~s, ~y~.e T.

VII. INVESTMENTS and TRUSTS - ~eo,~e, ,.~l~,. ~, .... etio,~ anaud~s t~os, of sro~e a,~ ae, enaent children; see p~ 34-60 of fdlng ins~uction~)
NONE ~o reportable income, assets, or wansactions.)
Descr~tion of Assets
(~cluding ~st assets)
Place "(X)" ~fier each as~t
~e~tffompriordi~losure

I
t

Income during
tepoaing ~6od

~Amount T~ (e.g.,
~Cdel ~ di ..... ~t.
(A-~ ~ or int.)

Gross value at end of


repo~ng ~fiod
VMue
C~e2
(J-P)

Value
Meth~,
Code 3

Transactions ~ng r~o~ing ~fi~

T~ (e.g.,
buy,~I!,
redemption)

~
~ /Date Value } mum [
~ Month- Co~;)2
C~el ~(J
Day ]
(") I

2330.

Sold

2/17

2331. -INMET MINING CORP

Buy

2123

2332.

Transferred
(to line 921)

3/4

2333. -ING GROUP NV

Transfelled
(to line 583)

3/4

1/22

2334. -INTEL CORP

Sold

2335. -INTL BUSINESS MACHINES CORP

Transferred
(to line 931)

3/4

2336. -IRON MOUNTAIN INC

T~ansferred
(to line 938)

3/4

2337. -JABIL CIRCUIT INC

Transferred
(to line 744)

3/4

2338. -JOH2qSON CONTROLS INC

Transferred
ito line 636)

3/4

2339. -JP MORGAN CHASE & CO

Transferred
(to line 782)

3/4

Buy

1/15

Transferred
(to line 944)

314

Sold
(part)

2/13

Transferred
(to line 358)

3/4

Sold

1/6

2345.-KIMBERLY-CLAKK CORP

Transferred
(to line 948)

3/4

2346. -KRAFT FOODS INC

Transferred
(to line 377)

3/4

2340. -KEYENCE CORP


2341.
2342. -KINDER MORGAN MANAGEMENT L
LC
2343.
2344 . -KINGFISHER PLC NEW

2. V~ue C~es

J =$ I 5,0~ or less

K =$15,~1 - $50,~

L ~$50,~ I - $1 ~,0~

M =$1 ~,~1 - $250,~

ld~fiW of
buyer/se,er
(if private

FINANCIAL DISCLOSURE REPORT

Name of Person Reporang

Page 143 of 277

Bar,~, Maryanne T.

Date of Repert

9/1/2010
]

VII. INVESTMENTS and TRUSTS -~om~ ,,.~.., ~.~,n~ao,~ a.~uae. ,ho~. oI~~ ...... ~ dependent chitttren; see pp. 34-60 af jeding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
lncorue during
reporting period
(i)
(2)
i Amoo.nt Type (e.g.,
Code 1 I div., rent,
(A-H) | or int.)

C.
Oro~s valu~ at end of
reporting period
i (l) (2)
Value
[i Code 2
i
(J-P)

.....................
2347. -KONINKLIJKE KPN

Value
Method
Code 3
I (Q-W)

D.
Transactions during reporting period
(l)
Type (e.g.,
buy, sell,
redemption)

(2)
Da~e i Value
Month - i Code 2
Day (J-P)
!

Transferred
(to line 238)

3/4

Sold
(part)

I120

2349.

Transferred
(to fine 207)

3/4

2350. -LI & FUNG

Transferred
(to line 216)

3/4

2351. -LOKEAL

Transferred
(to line 444)

3/4

2352. -LOWES COMPANIES INC

Transferred
(to line 325)

3/4

Sold
(part)

2/4

Transferred
(to line 950)

3/4

2355. -MAXIM INTEGRATED PRODS INC

Buy

1/27

2356,

Buy

1128

.1

2357.

Transferred
(to line 953)

3/4

2358. -MCDONALDS COR.P

Transferred
(to line 501)

3/4

2359. -MEDTRONIC INC

Transferred
(to line 554)

3./4

2360. -MICROCIllP TECHNOLOGY/NC

Transferred
(to line 799)

3/4

2361. -MICROSOFT CORP

Transferred
(to line 305)

3/4

2362. -MUENCHENER RUECK

Transferred
(to line 956)

3/4

2363. -NATIONAL INSTR.UCMENTS COILP

Transferred
(to line 455)

3/4

2348. -LAIR LIQUIDE

2353. -MA.R.ATHON OIL CORP


2354.

I. Income Gain Codes:


(See Coh~ms BI and D~)
2. Value Codes
I (See Columns CI and D3)
t
3. Value M~daod Codes
(See Column C2)

A =~1,000 o le.*s
F =$50.001 - $10~,000
J =$15,000 or less
N =$250.001 - $500.000
P3 ~$25,000,001 - $50.~00,0~
Q =Appraisal
U ~B~k Value

B =$1,001 - $2.50~
G =$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,0~t - $1.000.000
R =Cost (R~I E~ale Only)
V =Othe~

C =$2,501 - $5.0~1
HI =$1.O00,001 - $5,000,~00
L =$50,0~1 - $100.009
PI =$1,~0,001 - $5,000,000
P4 =More ~aa $50,~1~9,090
S =Assessment
W =~slimated

Gain
Code I
(A-H)
,

Identity of
buyer/seller
(if private
transaction)

D =$5,00t - $15,000
t12 =More ~haa
M =$t09 001 . $250.0(10
P2 =$5,900,001 - $25,000,000
T =Cash Market

E =$t5,t,~11 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 144 of 277

Narue of Person Reporting

Ba~,, Maryanne T.

Date of Report

9/1/2010
[

VII. INVESTMENTS and TRU S TS - i~ome, va~ne, ~ .....

Sons (Includes those of spo .....d dependettl children; see pp. 34-60 nf J~tlitlg i~trttctlons.)

~-~ HONE (No reportable income, assets, or transactions.)

................................. ;~i ...................................


Description of Assets
(including trust a.s~ets)
Place "(X)" a~ter each asset
exempt from prior diselosure
.......................................

1~
[
!

~.
Income during
reporting period

[ Amount [ Type (e.g.,


i Code 1 [ div., rent.
(A-H) [ or int.)

c.

D.

Gross value ar end of


reporting period
Value
Code2
(J-P)

~_ ..........

Transactions during repo~ing period

Value
Type (e.g.,
Method
buy, sell,
Code3
redemption)
(Q-W) .....

Date
Value [ Gain
I Month- [ Code2 Code I
Day ~ (J-P) [ (A-H)
~

2364. -NESTLE SA REG

Transferred
(to line 168)

3/4

2365. -NEWCREST MFNING Nrpv

Transferred
(to line 510)

3/4

Transferred
(to line 528)

3/4

3!4

I 2366. -NOK!A OYJ


2367.-NORDSTROM INC

Transferred
(to line 788)
Buy
t/5

2368. -NOVARTIS AG NAMEN


2369.

Transferred
(to line 194)
Buy
1/4

2370. -NINTENDO CO LTD

3/4

2371.

Transferred
(to line 959)

3/4

2372. -NUCOR CORP

Transferred
(to line 966)

3/4

2373. -OMEGA PHARMA SA

Transferred
(to line 666)

3/4

2374. -OMNICOM GROUP INC

Transferred
(to line 394)

3/4

2375. -PAYCHEX INC

Transferred
(to line 708)

314

2376. -PEPSICO INC

Buy

1/14

2377.

Buy

1115

2378,

Transferred
(to line 262)

314

2379. -PER.NOD ILICAR.D SA

Transferred
(to line 760)

3/4

2380. -PETROPLUS HOLDINGS AG

Tmnsfen-ed
(to line 777)

3/4

(Se~ Colunms BI and 194)

F ~$50,001 - $100.t~

G ~$]00,001 - $1 ,~0,1)~0

HI =$1,000,001 - $5,000,000

(See Coimrm C2)

U =I3t~k Valu~

V =Other

W =Estimated

H2 =More th~rl $5,Lq~J,0O0

ldentity of
buyer/seller
(ifprivate
tr~s~on)

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

i
Date of Report

Page 145 of 277

9/lt2010
[ Barry, Maryanne T.

VII. IN VESTMENTS an d TRUSTS - ~,~o~. ~,~,~. ~o~o.~ a~t.~,~ ,~o~ o/~r .....

~ a~,.a,~ ~td~.;

~-~ NONE (No reportable income, assets, or transactions.)

........... " ........................... 7,~ ............................ ~ ......... ~U ............................... c.


Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

Income during
reporting period

O)

(2)

Amount
Code "/
(A-I~

Type (e.g.,
div., rent,
or int.)

2381. -PEUGEOT SA
2382. -PHILIP MORRIS INTL INC
2383. -PINNACLE WEST CAPITAL CORP

D.

Gross value at end of


reporting period

O)

(2)

Value
Code 2
(J-P)

Value
Me~hod
Code 3
(Q-W)

Transactions during reporting period

O)

Type (e.g.,
buy, sel!,
redemption)

[ (2)

(3)

I Month
Date -

Value
Gain
C~de 2 Code 1
(J-P)
(A-H)

Day

Transferred
(to line 779)

3/4

Transferred
(to line 842)
Sold
1/20

3/4

(4)

2384. -POLYCOM INC

Transferred
(to line 773)

3/4

2385. -POTASH CORP OF SASKATCHEWAN I


NC C$

Transferred
(to line 449)

3/4

2386. -PROGRESSIVE CORP OHIO

Transferred
(to line 691)

3/4

.1

Transferred
(to line 97I)

3/4

2388. -RECKITT BECHISER GROUP PLC

Transferred
(to line 220)

3/4

2389. -RIO TINTO PLC

Transferred
(to line 344)

3/4

2391). -ILICHEMONT AG CIE FIN

Sold
(part)

1/19

2391.

Sold

1119

Transferred
(to line 191)

3/4

Sold
(pan)

2/16

2394.

Transferred
(to line 698)

3/4

2395. -ROYAL DUTCH SHELL

Transferred
(to line 309)

3/4

2396. -SABMILLER PLC

Transferred
(to line 629)

3/4

2397. -SAMSUNG ELEC GDS

Transferred
(to line 196)

3/4

i 2387. -QUAI,COMM INC


i

2392.
2393. -ROCHE HOLDING

1. Izcome Gain Codes:

A =$1,000 or less

B =$1,001 - $2,50~

C ~$2,501 - $&090

(5)
Identity of
buyer/seller
(if private
transaction)

D =$5,0~1 - $15,0~

E ~15,~ - $50,1~

FINANCIAL DISCLOSURE REPORT


Page 146 of 277

N ....

fPerson Reporting

Date of Report

B~ry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - i.no .... ~,e, transactions (Includes those of spouse and dependent children; ~eepp.
[]

A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt li-om prior disclosure

B.
Income during
reporting period
(l)
(2)
Amount Type (e.g.,
] Code l
div., rent,
(A-H)
orint.)

i
i
reporting
period
I Gro~s
value
at end of ~.
(1)
(2)
(1)
, Value
Value
Type (e.g.,
Code 2
Method
buy, sell,
(J-P)
Code3
redemption)
(Q-W)

2398. -SANOFI-AVENTIS

C.

D_
Transactions during reporting period
(2) (3) [(4)
Date [ Value ! Gain
Month Code l
i Code 2
Day 1 (J-P)
(A-H)
[
1

Sold

2/19

2399. -SAP AG

Transferred
(to line 352)

3/4

jr

2400, -SARA LEE CaRP

Transferred
(to line 596)

3/4

2401. -SCH3LUMBERGER LTD

Transferred
(to line 273)

3/4

2402. -SCHNEIDER ELECTRIC SA

Transferred
(to line 820)

3/4

2403. -scaTfISH & SOUTHERN ENERGY

Transferred
(to line 482)

3/4

2404. -SEPRACOR lNC

Transferred
(to line 458)

3/4

2405. -SHOPPERS DRUG MART CaRP

Trar~sferred
{to line 822)

3/4

2406. -SHA.NGRI-LA ASIA

Transferred
(to line 979)

3/4

2407. -SHIRE PLC

Buy

2/4

2408.

Buy

2/16

2409.

Buy

2/17

2410.

Buy

2/I8

2411.

Buy

2/19

24 ! 2.
2413. -SIEMENS AG NAMEN
2414.

t. ~ncome Gain Cod~:


(See Co]un~zas Bl and D4)
2. Val~ Codes
(See Colura~s C| and D3)

34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

3. Va!ue Me~hod Codes


(See Column C2)

A =$1.000 or less
F =$50,001 $100,000
J =$15,000 ot I~ss
N =$250,001 - $500,0(t0
P3 =$25,000,0OI - $50,003.000
Q -Appraisal
II =Book Value

B =$1,001 - $2.500
G =$100,091 - $|,000.000
K---$15,001 - $50,000
O =$500,001 - $1,000.000
R -Cost (Real Estate Only)
V =Other

Transferred
Ira line 981)

3/4

Buy

2/2

Transferred
(to line 682)

3/4

C =$2,501 - $5,000
HI =$1,00~,001 - $5,000,~90
L =$50.0Ot - $100.Oty0
PI =$l,000.O01 - $5,000,000
P4 =Mr, re than $50,(h30,[~00
S =Assessment
W =E~tim~tml

D =$5.0~1 - $15.0~)
H2 =More than $5,000,0t)0
M =$100,001 -$250,600
P2 =$5,000.001 - $25,000.1100
T =(~s h Market

(5)
Identity of
buyer/seller
(ifp~ivate
transaction)

E =$15.00] - $~0,000

FINANCIAL DISCLOSURE REPORT


Page 147 of 277

Name of Person Reporting

Barry, Maryanne T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS-i, co~,. ~at,,. ~a,~cno,~ a~,t~aes t~, oy sp ..... d dependent children; see pp. 34.60 of fiting instruz.tlons.)
NONE ~o reportable income, assets, or transactions.)
A.
~scfipfi~ of Assem
(inclu~ng ~st as~s)
Plaee"(~"afi ..... hasset

B.
Income during
reposing period

C.
Gross value at e~ of
r~o~ing period

[~nonnt

T~(e.g.,

Value

Value

(A-~

orin~)

(J-P)

C~e3

D.
Tmn~tions d~ing repoOing

] T~e(e.g.,

~ Date

I Value Gain

IdentiWof

redempt~n)

] Day

/ (J-P)

(A-~

(ifpfivate

2415. -S~GAPO~ TELECOMM

Transfeff~
(to line 422)

3/4

2416. -SMC CO~

Transfe~
(to line 986)

3t4

2417. -SO.BANK CO~

T~nsfeffed
(to line 543)

3/4

2418. -SOUTH~ST AI~INES CO

Transfeff~
(~o line 280)

3/4

2419_ -SMITH & NEPHEW ASSOC

Sold

2/20

2420. -SMITHS GROUP

Buy

I/5

2421.

Buy

1/7

2422.

Buy

!/8

2423.

Buy

1/9

2424.

Transferred
(to line 990)

3/4

2425. -STANDAKD CHARTERED

Transferred
(to line 230)

3/4

2426. -S15/q" H1.FNG KAI PROP

Transferred
(to line 164)

3i4

2427. -$U~COR F, NF, RGY INC C$

Transferred
(to line 158)

3/4

2428. -SUZUKI MOTOR

Transferred
(to line 438)

3/4

2429. -SW1P,.E PACIFIC LTD

Transferred
(to line 632)

3/4

2430.-SYNTHES INC

Transferred
(to line 992)

3/4

2431. -TARGET CORP

Transferred
(to line 591)

3/4

I
[
[

FINANCIAL DISCLOSURE REPORT

Page 148 of 277

Name of Person Reporting

B~-y, Mnryanne T.

9/1/20!0

VII. INVESTMENTS and TRUSTS - in~o,~, vat.e, ~ ....ao,~ (Includes those of spo ....
[~

34-60 of f!tlng instructions.)

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust a~sets)
Place "(X)" after e~ch asset
exempt from prior disclosure

B.
C.
Income during
Gross v~tlue at end of
reporting period
reporting period
(-~---! .......... ~2~- - ---"~--?fi----r --~
: Amotmt Type (e.g.,
Value i Value
Code ! : div., rent,
Code 2 ] Method
(A-H)
or int.)
(J-P) i Code 3
i (Q-~)

D.
Transactions during repo~ing period
(!)
Type (e.g.,
buy, sell,
redemption)

2432. -TELMEX INTERNACIONAL SAB

(2) [(3) [ (4) I


Date
Value[, Gain]
Month - Code 2 Code 1
Day
(J-P)
(A-H) i
;:
[ ......
_.._

Transferred
(to line 996)

3/4

Buy

2/26

2434.

Transferred
(to line 998)

3/4

2435. -TESCO PLC

Transferred
(to line 424)

3/4

2436. -TIME WARNER INC

Transferred
(to line 401)

3/4

Buy

1/15

2433. -TELSTRA

2437. -THE WALT DISNEY CO


[ 2438.

Transferred

3/4
(to line 550)

2439. -TORONTO-DOMINION BNAK

Transferred
(to line 604)

3/4

2440_ -TOTAL SA

Transferred
(to line 522)

3/4

2441. -TREND MICRO

Trat~sferred
0o line 489)

3/4

2442. -UNILEVER NV

Transferred
(to line 155)

3/4

2443. -UNILEVER PLC

Transferred
(to line 650)

3/4

Buy

1/14

2445.

Transferred
(to line 287)

3/4

2446. -UNITED PARCEL SERVICE 1NC

Transferred
(to line 329)

3/4

2447. -UNITED TECHNOLOGIES CaRP

Transferred
(to line 313)

3/4

2444. -UNION PACIFIC CaRP

2448. -UNITED UTILITIES GROUP PLC

d dependent children; see ptx

(See Colu~ C2)

U =B~k Va[~

Buy

V =~r

W ~timat~

!/8

(5)
tdentity of
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT


Page 149 of 277

Name of Person Reporting

Baby, Maryan,~e T.

Date of Report
9/I/2010

VII. INVES TME NTS and TRUSTS - ~nco.... ~t.e. ,o.~acao.5 a.ct~d~s ,~os~ o~ ~ro .....

d d.~.aen~ ~.~ ~o. ~. ~4-~0 o~-a~g ~.~,~aio~

~] NONE (No reportable ~ncome, assets, or transactions.)


A.
Description of Assets
(including uust assets)

B.
Income during
repotting period

(i)
Place "(X)" ~ftcr each asset
exempt from prior disclosure

i Amount
[ Code 1
I (A-H)
i

C.
Gross value at end of
reporting period

(2)

(l)

(2)

Type (e.g,,
div., rent,
or int.)

Value
Code 2
(J-P)

Value
Me~od
Code 3
(Q-W)

2449.

D.
Transactions dung reporting period

(l)
Type (e.g.,
buy, sell,
redemption)

Transferred
(to line 1001)

2450. -URBAN OUTFITIERS [NC

Transferred
(to line 1003)
Buy
1/8

2451.-VALLOURJ3C SA

(~) i(3)

3/4

3/4

Tra~sferred
(to line 1007)

3/4

2453. -VEOLIA ENVIRONNEMENT

Transferred
(to line 476)

3/4

2454. -VULCAN MATEPd,~LS CO

Transferred
(to line 807)

3/4

Sold

2/25

2456.

Transferred
(to line 175)

3/4

2457, -WALGREEN CO

Transferred
(to line 687)

3/4

2458.-WELLS FARGO & CO

Sold
(part)

1/30

2459.

Sold

1/30

2460. -WESTPAC BANKING CORP

Sold

I/8

2461. -WOOLWORTHS LTD

Sold
(part)

1/19

Transferred
(to line 430)

3/4

0~art)

2462.

(5)
Identity of
buyer/seller
(if private
trtion) .....

2452,

2455. -WAL MART DE MEXICO

(4)

Date i Value Gain


Month - j Code 2 i Code 1
Day
(~r_p) i (A-H)
!
~

2463. SSGA US GOV MM


2464. GOLDMAN SACHS FIN TREASURY
2465. ~li] Trust #25 - List of Assetsa

l. lrteome Gzin Codes:


(See Column~ BI and Ot~
2. Value Codes
(See Colurtms CI ~d D3)
3. Val,a~ Method Codes
(See Column C2)

A =$1,000 or less
F ~0550,001 - $100,000
J ~$J5,000 ~r less
N ~$250,001. $500,000
P3 ~$25,000,001 - $50,~,000
Q =Apprnisal
U =8ook Value

Dividend

P2

B =$1,001 - $2,500
G =$109~1~)1 - $1,000,0~0
K =$15,001 - $50,000
O =$500,P~1 - $1,~k30,000
R Co~ (Re~l F~tale Only)
V ~O~her

C =$2,50I - $5,000
HI -$1,000,001 . $5,000,0(~
L =$50~001 - $100,000
PI =$1,000o00|. $5,000,000
P4 =More lhan $50,009,000
$ =Ass~str~nt
W =Estimated

D ~$5,001 - $ I5,000
H2 =More than $5,000.0P~0
M ~$100,001 - $250,000
P2 =$5,000.001 - $25.~hq,000
T =C~h Markel

E --$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 150 of 277

N ....

fP ..... Reporting

Date of Report

B.r~y, r*~.ryan.e ~r.

9/1/2010

VII. INVESTMENTS and TRU STS [--]

NONE (TVo reportable income, assets, or transactions.)


A.

B.

C.

Income during
reporting period

Gross value at end of


reporting period

Description of Assets
(irwluding trust assets)

0) ~ (z)
Place "(X)" after each asset
exempt from prior disclosure

Amount :
Code

i (A-H)

(1)

Type (e.g.,
die., rent,
or int.)

Value
Code 2
(.Lp)

D.
(2)
Value
Method

Transactions during reporting period

lit
Type (e.g.,
buy, sell,
redemption)

2466. -ABBOTT LAB

i Month Day

(3) [ (4)
Value [ Gain
Code 2 Code 1
(J-P)
(A-H) ,

Sold

5/I 5

Transferred
(to line 144)

6/1

2469.

Buy

8/18

2470.

Sold

12/10

2471, -ACCOR

Sold
(part)

3/11

24?2.

Sold

3/13

.!

Sold
(part)

3/16

Sold

3/19

.l

2476. -ADIDAS AG

Sold
(part)

2/16

2477.

Sold

2/I 7

2478. -ADOBE SYSTEMS INC

Buy

10il 5

2479. -AFLAC INC

Sold
(part)

1/22

Sold

1/12

6/1

(p~)
2467.

Sold

5/18

2468. -ABB LTD

(pan)
2473.
2474.

(part)
[ 2475.

Sold

2480.

Sold

1/22

4/6

2481. -AGILENT TECIINOLOGIES

(part)
2482.

(See Columns CI ~d D3)

Transferred
(to line 414)

N -$250,001 - $500,00D

O ~5500,001 - $I,0~,00~

(5)
Identity of
buyer/seller
transaction)(ifprivate

Code(Q~W)3

(2)
Date

PI =$1,0~O,001 - $5,D~O,000

P2 =$5,000,001 - $25,009,000

N~e of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 151 of 277

Barry, Maryanne T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - income, ~a~.e, ~ .... c~o~ ancl~ th .... f sp ..... d dependent chUdren; see p~ 34.60 o/fd~g ~s~ucfio~.)
NONE (No repo~able income, assets, or ~ansactions.)
A.
Description of ~s~
Onluding trust ~se~)
Place "(X)" a~er each ~set
exert from prior disdosur~

B,
Income during
repo~ng ped~
(l)
(2)
~Amo~t T~ (e.g.,
[ C~ 1
div., ten%
(A-H)
o[ int.)

2483. -AIR PRODU~S & CHEMICALS

C,
C~s value at ~d of
~po~iag p~od
(1)
(2)
Valgc
Value
Code 2
Me~od
C~e 3
(J-P)

D,
Transitions during r~o~ng ~dod
(1)
T~ (g.g.,
buy, gel],
redemption)

(2)
D~
~ Mon~ Day

Transfe~ed

6/1

(3) ~ 14) :
Va]n~ [ Oain
Code 2 [ C~# 1
(J-P) [ (A-H)

(to ]in~ 295)


24~.

Buy

] 1/24

2485.

Sold

] l/23

2486. -Allegheny Tech

Buy

1/5

2487.

Buy

]/7

2488.

Buy

1/8

2499~

Buy

I19

24~.

Buy

5/27

2491.

Transfe~ed
(to line 748)

611

2492.

Buy

9/24

2493.

Buy

9/24

2494.

Buy

] 0/21

2495. -ALLERGAN INC

Sold

1/12

(pan)
2496.

Sold
(part)

1/12

2497.

Tmn~fe~
(to line 341)

6/1

Sold

3/19

2498, -~L~NZ

(pa~)
2499.

Buy

5/28

Id~nti~ of
buyedse~er
(ifpffvat~

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 152 of 277

Date of Report

B~,, Maryanne T.

9/1/2010

VII. INVESTMENTS and TR U STS - ~, ....... rue, ,,o,~a~,~ a~a~a,~ ,~os, o~, ,~ ...... d a,~.d, nt ,~i~ar,,; ~,~ ~. 3~-~0 o/ m,g ~,,,~io,,.)
~] NONE (No reportable income, assets, or transactions.)
ADescription of Assem
(including Irust assets)

B.
lncome during
repoaing period

C.
Gross value at end of
reporting period
i

(2)

(])

(2)

Value
Method
Code 3
(Q-W)

Type (e.g.,
buy, sell,
redemption)

Date
Month Day

Value
Code 2
(J-P)

Transferred
(to line 466)

6/1

2501. -ALLSTATE

Buy

5/20

2502,

Buy

5/21

2503,

Buy

5/22

2504,

Sold
(part)

8/18

2505.

Buy

12/18

2506,

Buy

12/21

2507,

Buy

12/22

2508. -AMAZON.COM

Transferred
(to line 614)

6/1

2509. -AMERICA MOVIL

Transferred
(to line 227)

6/1

2510.

Sold
(part)

8/26

2511.

Sold
(part)

8/27

2512. -AMERICAN MEDICAL SYS HLDGS

Sold
(part)

1/12

10/2

Sold

10/5

2515.

Sold
(part)

10/6

2516.

Sold
(par0

10/7

Place "(X)" after each asset


exempt from prior d~sclosure

: O)

(2)

[Amount
Code I
(A-H)

Type (e.g.,
div., rent,
or int,)

O)

D.
Transactions dm-ing reporting period

Value
i Code 2
(J-P)

2500.

25!3,
(part)
2514.

(pa~t)

I. h~com Gai~ C~|es:


(See Colmrtns BI and D4)
(See Columns CI and D3)

(3)

(4) [
Gaint
Code I
(A-H)

(5)
Identity of
buyer/seller
(if private
transaction)

A =$1,000 or less
F =$50,001 - $100,000

B =St,00! - $2,500
O =$100,001 - $1,000,000

C =$2,501 - $5,000
HI =$1,00~,001 - $5.000,000

D =$5,001 - $15,000
82 =More th~.,~ $5,000,000

N =$250,001 - $500,000
P3 =$25,000,001 - $50,0~0,000

O =$500.001 - $1,000,000

Pl =$1,000,001 - $5,000,000
P4 =Moce than $50,000,000

1~ -$5,000,001 - $25,000,000

E ~-$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

~,me oft ..... r~epn,ti.g

Page 153 of 277

a~, Ma~anne T.

9/1/2010
[

VII. INVESTMENTS and TRUSTS - i ....

,, ~a,,, ~ao~ a~,.~,~ ,~o~,

NONE (No reportable income, assets, or ~ansactions.)


A

B.

C.

Description of Asse~
(including trust ~se~)

Income during
repoaing period

Gross value at end of


r~o~ing period

0)
Pl~e "(X)" al~r each asset
exempt from prior ~sclosure

~ ~o~t
C~e i
(A-~
I

25 ] 7. -AME~CAN TOWER

D.

(~)

0)

(2)

T~e (e.g.,
div., ren~
or int.)

Value
C~e 2
(J-P)

Value
Method
Code 3

Transa~ions d~ng r~ng

T~e (e.g.,
buy. se~
redemption)

[ VMue
Date
GainI
Mon~ - [ ~de 2 Code I
Day
:. (J-P) ~ (A-~

(Q-~

Traasfe~ed
(to line 839)

6/1

Sold

9/3

Buy

11/24

2520.

Sold
(part)

11/23

2521. -AMERICAN WATER WORKS

Buy

8/13

2522.

Buy

8/14

2523,

Buy

8/17

2524.

Buy

8/I 8

2525.

Buy

8/24

.1

2526. -AETNA INC

Sold
(part)

2/26

2527.

Sold

5/19

2528. -APPI.E IqNC

Buy

5/27

2529.

Transferred
(to line 863)

6/1

2530.

Buy

10/2

2531. -AUSTRALIA & NEW ZEALAND BANK.]


NG GP

Buy

8/20

2532. -AUTOLIV INC

Buy

3/24

2533.

Buy

3/25

2518.
2519.

,~

ldenti~ of
buyer/seBer
(if private
~saction)

FINANCIAL DISCLOSURE REPORT

N .... fPerson Reporting

Page 154 of 277

Barry, Maryanne T.

Dote of Report

9/1/2010
]

VII. INVESTMENTS and TR U STS - ~co ..... ~.,, ,,.,o~o~ a.a,d~ thos, oy,, ....

~ dependent chUdren; see pp. 34-~ of fding ins~ucfiong

NONE ~o reportable income, assets, or ~ansactions.)


A.
Description of Asse~
(including ~ asse~)
Place "(X)" a~er each asset
exempt from pfor disclosure

B.
Income d~ng
reposing period
(2)
0)
~ Amo~l ~ T~ (e.g.,
~de 1
~v., rent,
(A-~
~ or int.)
~

C.
Gross value at end of ~
~poaing period
O)
Value
Code 2
(J-P)

(2)
V~lue
Me~od
Code 3

D,
Tmnsac~ons d~ag r~o~ing period
~)
T~e (e.g,
buy, ~fl,
redemptioa)

(Q-~

(2) ~ (3) ~ (4)


Date . Value Gain
Month- ~ Code 2 ~ ~e 1 ~
Day
(J-P)
(A-H)
I

2534.

Buy

3/25

2535.

Transferred
(to line 1018)

6/1

2536.

Sold
(part)

10/30

2537.

Sold
(part)

] 1/2

2538.

So|d

11/3

2539. -AT&T

Sold
(part)

1/12

2540.

Transferred
(to line 269)

6/I

2541.

Sold

I0/30

Sold

1112

2542. -AXA

(5)
Iden~W of
buyer/seller
0fpfvate
~ansaetion)

(P~rt)
2543.

Sold
(part)

2/20

2544.

Sold
(part)

3/3

2545.

Sold
(part)

3/3

2546.

Sold
(part)

3/3

2547.

Sold
(part)

3/4

2548.

Sold
(part)

3/5

2549.

Sold
(part)

3/10

2550.

Sold

3/11

I. income Gain Codes:


(See Columns B I and D4)
2. Value Codes
(Sex: Columns CI and D3)

A ~$1,000 or Icss
F =$50,001 - $| 00,0~q
1 ~$15,000 or less
N =$250,001 - $500,000

B =$1,001 - $2,500
G =$100.00I - $1,000,000
K =$15.001 - $50,000
0 =$500,001 - $1,000,000

C 252,501 - $5.000
tll =$I,000,0Ol - $5,000,000
k =$50,001 - $100.000
PI =$1,000.001 - $5,000.000

D =$5,001 - $15,000
H2 =Mole ~h~tn $5,000,000
M =$100,001 - $250,000
P2 =$5.000.001 - $25,000,000

E =$15,001 - $50,000

s .... ~v ..... a~po~.~


Bar~y, Maryanne T.

FINANCIAL DISCLOSURE REPORT


Page 155 of 277

~,e of R~vo.
91112010

(s)

Idenfi~ of
buys/seller
(ifpfiwte
tmnsacfion)

NO~ ~o reportable income, ~sets, or tra~ac~o~.)


Description of Asse~
(including trust asse~)
Place "~)" a~er each assel
exempt ~om prior disclosure

r~o~ing ~fi~

Gro~ value at end of


~o~ing period
J

0)

(~)

O)

~o~t
~ C~e 1
(A-~

T~e (e.g..
~v., re~t,
orink)

Val~
Code 2
(J-P)

(~)

(z)
Value
Method
Code 3
(Q-~

T~nsactions during reposing period

T)~ (e.g,,
buy, sell,
redemption)

j (z) O)

(4)

Mon~ - ~ C~e 2
Day
O-P)
j
Date ~~ Value
[

2551. -ANGLO ~E~C~ PLC

Buy

11113

2552.

Buy

11/13

2553.

Buy

11/16

2554.-BAE SYSTEMS PLC

Sold
(pa~)

3/17

2555.

Sold
(pan)

3/!7

2556.

Sold
(par0

3/t8

2557.

Sold
(pa~)

3/I 8

Sold

3/19

2559.

Sold
(pa~)

3/20

2560.

Sold
(pan)

3/23

2561,

Transfe~ed
(to line 587)

6/I

2562.

Buy

8/13

2563.

Buy

12/9

25~. -BAKER HUGHES

Sold
(pa~)

5/13

Sold

5/14

2558.

(p~a)

2565,

Gain ]
C~e I
(A-~

(p~)

2566,

Sold

5/18

2567. -BANCO SANTANDER

Buy

10/8

I. income Gain Cod~:

A -$!.000 or le~

B =$!,00! - $2,500

C =$2,501 - $5.~

D =~,~1 - $ ~ 5,000

2 V~e C~s

J =$15,~ or I~

K =$15,0OI - $50,~

L =$50,~1 - $1~

M =$1 ~,~1 - $250,~0

(~e Column C2}

U =B~k V~lue

V ~=O~er

g =$15,~1 - $50,~

FINANCIAL DISCLOSURE REPORT


Page 156 of 277

Name of Person Reporting

Date of Report

9/1/2010

I B~m M~y~ T.

VII. INVESTMENTS and TRUSTS - ~come. ,atne. ~ ..... no,~ (Includes those of spo ..... d dependent children; see pp. 34-60 of fding instructlons.)
NONE (No reportable income, assets, or transactions..)
A.
Description of Assets
(including trust assets)

B,
Income during
reporting period

C.
Gross value at cod of
reportiug p~riod

(l)

(2)

Value
Code 2
(J-P)

Value
Method
Code 3
(Q-W)

D.
Transactions during reporting period

(3)

(~)

(5)

Type (e.g.,
buy, sell,
redemption)

Date
Month Day

Value
Code 2
(J-P)

Gain
Code 1
(A-FI)

Identity of
buyer/seller
(if private
transaction)

Buy

11/5

Sold

11/19

2570. -BANK OF CHINA

Buy

5/22

2571.

Buy

1 t/25

2572.

Sold
(part)

11/24

2573. -BANK OF EAST ASIA

Buy

517

2574.

Buy

5/8

2575.

Buy

5/19

2576.

Transferred
(to line 1023)

6/1

2577. -BAR.ILICK GOLD CORP

Transferred
(to line 519)

6/1

Sold
(part)
11/24

8/I 1

Sold
(part)

t 1/23

Sold

1/12

611

6/1

i O) [ (2)
Place "(X)" after each asset
exempt from prior discl .....

]Amount i Type (e.g.,


Code I [ div., rent,
i! (A-H) [
or Jet.)
:

2568.

2569.

(l)

(2)

(part)

2578.
2579.

Buy

2580.
2581.-Baxter lntl Inc

Transferred

(to line 732)


2583. -BAYER AG BEARER

Transferred

(to line 469)


2584. -BERKSHIRE HATHAWAY

Buy

3/4

(part)
2582.

FINANCIAL DISCLOSURE REPORT

I)ate of Report

Name of Person Reporting

Page 157 of 277

9/1/2OLO

I Ba~,~-y, Mary, nne T.

VII. INVESTMENTS and TRUSTS- i .... ,, imlue, tr ..... tions (Includes those of sp .... d dependent children; seepj~. 34-60 of fdlng instructions.)
[]

NONE (No reportable income, assets, or transactions.)

A.

B.

Description of Assets
(incloding trust asse~s)

Place "(X)" after each asset


exempt from prior disclosure

:
i

lncoate during
reporting period

c.
(1)

i O) ] ~2)
[ Amottnt ~
Code 1 I

Type (e.g.,
div., rent,

D.

[ Oress value at end of


,t~porting period

Value
Cede 2

_ ..

Transactions during reporting period

(2)

O)

Value
Method

Type (e.g.,
buy, sell,

~) :. O)
Date
Month -

(Q-W) .............

2585. -BEST BUY INC

(4) [

Value
Gain
Code 2 i Code 1[

transaction)

J.

Sold
(part)

l/l 2

Sold

5~7

Transferred
(to line 388)

6/1

Sold

8/24

Sold
(part)

11/24

2592. -Billabong Intl LTD

Buy

I/7

2593.

Buy

3/6

2594.

Buy

3/9

2595.

Buy

3/11

2596.

Buy

3/12

2597.

Buy

4/23

Sold

5/1

2599.

Transferred
(to line 662)

6/I

2600,

Buy

10/23

2601.

Sold

11/5

2586.

(part)
2587. -BHP BILLITON

Buy

2588.
2589.

(5)
Identity of
buyer/se[I.er

4/20

(part)

2590.

Buy

2591,

2598.

I 1~5

(pan)

1. L,~come Gain Codes:


(See Colunlns BI arid D4)
2. Value Codes
(See Colunms CI and D3)
3. Value Me,hod Co~les
(See Colunm (?."2)

A ~$1,000 or less
F =$50,00] - $I00,000
J =$15,000 or less
N =$250,00I - $500,000
P3 =$25,000,001 - $50J200,000
Q =Appraisal
U =Book Value

B =St,001 - $2,500
G =$100,001 - $1,000)000
K =$15,001 - $50.000
O =$500,001 - $1,00O,000
g =Cost (Rc~] Estate Only)
V --Other

C =$2,50I - $5,000
HI =$1,000,00i . $5,000,000
L =~$50,00t - $ l 0O,000
PI =$ |.000,001 - $5,000,000
p4 =More lhan $50,000,000
S =As~ssw, ent
W ~Estimated

D =$5,001 - $15,000
H2 =More th~ $5,000,000
M =$t00,00l - $250,000
P2 =$5,000,001 - $25.000,000
T =Cnsh Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

N ....

Page 158 of 277

fP ....

Reporting

DateofReport

Barry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS -i .... e, val~e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fding instruction$.)
--] NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)

Income during
reporting period

(l)

~
Place "(X)" after each asset
exempt from prior disclosure

I Amoum
Code 1
(A-H)

(2)
Type (e.g.,
dJv., rent,
or int.)

G-ross vah~e at end of

Transactions during reporting period

i reporting period

I (t)
Value
Code 2
(J-P)

(2)

(l)

Value

Type (e.g.,

Method
Code 3

buy, sell,
redemption)

:: (Q-W)

(2) ] (3)
Date
I. Month i Day

(JP) i (A-H)

2602. -BIOGEN ]DEC INC

Buy

2/3

2603.

Buy

2/3

2604.

Buy

2/4

"~605.

Buy

2/4

2606,

Buy

2/4

2607.

Buy

2/5

2608.

Buy

2/6

2609,

Buy

2/18

2610.

Buy

2/26

~61 I.

Buy

4/20

2612.

Transferred
(to line 872)
8/10

6/1

2614.

Sold
(part)

10/30

2615.

Sold
(part)

11/2

2616.

Sold
(part)

t 1/2

2617,

Sold
(part)

11/2

2618,

Sold
(par~)

11/3

26!3,

Buy

(4)

(5)

Value
Gain
Code 2 Code 1

Identity of
buyer/setler
(if private
i

transaction)

FINANCIAL DISCLOSURE REPORT

N,,~ o~ee~ou R~,orting

Page 159 of 277

B~r,~,, ~~ry~n~ T.

I Date o~

9/~/20~0

NONE (No reportable income, assets, or transactions.)


Description of Asse~
(including trust assets)

Pl~e "(X)" after each asse~


exempt from prior disclosure

Income during
]
~ing period

I~m.onn,~ ,: Typ* {e.g.,


[ Code l [

(AH)!

di .....nt,
or hat,)

Crross value at end of


.

Transactions during reporting period

reporting_period

Value
Cede 2
(I-P)

Value

Type (e.g.,

Dale

buy, sell,
redemption)

, Method
i Code 3
! (Q-W)

2619.

Valu* Gain I

Month- ] Code 2 [ Code I


Day
! (.l-p)
(A-H)

transaction)

Sold

11/4

Sold

11/5

Sold

11/6

Buy

3.,16

2623.

Buy

5/29

2624."

Transferred
(to line 473)

611

Sold

8/27

Buy

6/17

Transferred

6/~

(part)
2620.

(part)
2621.

[
-BMW"

2625.

(pa~9
2626. -BNP PAP, JBAS
262?.

(to Line 244)

2628.

Sold
(part)

7/3

2629.

Sold
(part)

8/26

"2630.

Sold
(part)

10/6

Sold

10/6

263t.

(part)
~ 2632. -Boeing Co

i2633.
2634.

i2
~35.

Sold
Sold

1/12
J
(part)
3/4
K
(part)
Sold

(part)
Sold
(part)

6/23

Identity of
buyer/seller
(if private

6,23

FINANCIAL DISCLOSURE REPORT


Page 160 of 277

Name of Person Reporting

Date of Report

9/1/2010
[

VII. INVESTMENTS and TRUSTS - ~,~o..,. ,,~,~. ~.,~,~no,, a, oz,a~, ~no~. o1,~ .... ~ dependent children: see pp. 34-60 of faing
NONE ~o reportable income, assets, or ~ansactions.)
A.
Description of Asse~
(i~luding trust assets)

B.
~
Income during
reporting pefi~

Place "~)" ~1 .....h asset


exempt ~om prior disclosure

Amo~l t T~e (e.g.,


C~e I I div., r~t,
] (A-~ ~
or int.)

(~) ] (2)
I
!

C.
~ Gross v~ue at end of
r~o~ing ~fiod

0) [ (2)

Value
Code 2
(J-P)

! V~lue
Method
;1
, Code 3

D.
Tmns~ons during r~oning ~fi~

(x)
T~e (e.g.,
buy, sell,
redemption)

(~)

(~) ] (4)

Date Value i G~n


Mont - Code 2 1 Code 1
~ Day
(J-P) ~ (A-~

2636.

Sold

6/23

2637.

Buy

1 ]~

2638.

Buy

1 l/l 9

2639.-Bouygues

Sold
(part)

2/16

Sold

5128

Sold

5/28

2640.

(~art)
2641.

l~enti~ of
buyer/se~er
(ifpdvate

(pan)
2642.

Transferred

6/1

(to line 203)


2643.

Sold
(pa~)

1018

2644.

Sold

10/12

10/28

.I

(part)
2645.
(part)
2646. -BG GROUP PLC

Buy

1116

2647.

Buy

3/11

2648.

Buy

3/12

2649.

Buy

6/1

2650.

Transfened
(to line 867)

6/1

2651.

Buy

7/2

2652,

Buy

8/18

Sold

FINANCIAL DISCLOSURE REPORT


Page 161 of 277

Name of Person Reporting

Barry, Mawanne T,

Date of Report

9/1/2010
[

VII. INVESTMENTS and TRUSTS - i,,c ..... ,a.., t~ansacaons anctuaes a, ose of sro ..... a aepena, m cnUare,;
NONE (No reportable income, assets, or transactions.)
i

Description of Assctz

Income during

Gross valuc at end of

Transactions during reporting period

reprting period
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

(l) I (2)
Amount
reprting
! Type period/
(e.g.,
Code 1 ~ div., rettt,

(l) [ (2)
Value
Code 2

(l)
i Value
Method

Type (e.g.,
buy, sell,

(2)
~3)
(4)
Date Value , Gain
] Month - ] Code 2 i Code I

2653.
2654.

Buy

] 1/25

Sold
(part)

11/24

Transferred
(to line 883)

6tl

2656.

Sold

7/2

2657. -BROADCOM CORP

Buy

2/19

Transferred

6/1

2655. -BP PLC

2658.

(to line 888)


2659.

Sold

12/18

(part)
2660. -CADBURY PLC

Buy

5/5

2661.

Buy

5/6

2662.

Buy

5/14

2663.

Buy

5/14

2664.

Buy

5/15

2665.

Buy

5/21

Buy

5/26

2667.

Buy

5/28

2668.

Buy

5/29

2669.

Buy

5129

2666.

(5)
Idemtity of
buyer/seller

FINANCIAL DISCLOSURE REPORT

N~m, of Person Reporting

Page 162 of 277

B~,-q,, Maryanne T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - i.co.~e. .~ #..s~c~o.~ (l.cl~d~,ho$. o,:~o~.~ ~ ~.~.a~t children; see pp,
NONE ~o reportable income, ~sets, or wansactio~.)
Description of Asse~
( nclud ng trust asseis)
Pla~ "(~" after each asset
exemptftompfiordisct~ure

Income during
] mp~ing period
(1) ~ (2)
Amour Type (e.g..
Code 1 ] div.,reat,
(A-~[
or int.)

~ Gross value at end of ~


~ reposing period
(1)
(2)
Value
VNue
~ Code2
Me~od
~ (J-P)
C~e 3

Transactions d~ng r~oning ~fi~


(1)
Type (e.g.,
buy, sell,
~d~pfion)

(2) ~ (3) ~ (4) ~


Date
Value ~ GMn ~
, Mon~-"~ ~de2 C~e 1 :
(J-P)
(A-~
~ Day

2670.

T~nsfe~ed
(to line 1024)

6/1

267I.

Buy

8/t2

2672.

Sold
(part)

11/6

2673.

Sold

11/9

2674. -CAMECO CORP

Buy

1/28

2675.

Buy

4/27

2676.

Buy

4/28

2677.

Buy

4/29

2678.

Buy

4/30

2679.

Buy

514

2680.

Buy

5/27

2681.

Buy

5/1

2682.

Buy

5/4

2683.

Transferred
(to line 60t)

6/1

2684.

Buy

11/24

2685.

Sold
(p~)

11/23

2686.-CAMPBELL SOUP CO

Sold

(5)
ldenti~ of
buyer/~ller
(if private

[ 1/I3

income Gain Codes:

A =$1,000 or I~ss

B =$I,~I - $2,500

C =$2,501 - $5,000

D =$5,001 - $15.000

(Se~: Coluams CI and D3)

N =$250,001 . $500,000

O =$500,00! - $1,000,000

PI =$1,000,001 - $5,000,000

P2 =$5,1)00.001 - $25.000.0~O

E --$15,001 - $50,000

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

DateofReport

9/i/201o

~ry, Maryanne T.

Page 163 of 277

VII. INVESTMENTS and TRUSTS - ineom,, ~,~u,, tr .... ~no,s (Includes lhose of sp ..... d depend, hi children; set pp. 34-60 of ftling instructions.)
NONE (No reportable income, assets, or transactions.)

A.

B.

Description of Assets
(including trust assets)

"Income during
reporting period

i
!

Place "(X)" after each a~set


exempt from prior disclosure

(1) ! (2)
Amount ! Type (e.g.,
Code 1
div., ~rent,
i (A-H) [
i

2687. -CANADL~N NATURAL RESOURCES

or int.)

C.

,.

C~ross value at trod of i


reporting period

(l) (2)
Value i Value
Code 2
Method
Code 3
[ (J-P)
(Q-W)
I
~

Transactions during reporting period


(l)
Type (e.g.,
boy, sell,
redemption)

(2) (3) [ (4) [


Date ] Value[ [Gain i
Mon~ - Code 2 [ Code 1 !
Day
(J-P) : (A-H)
[
[

Sold

2/I 7

2688.

Transferred
(to line 893)

61t

2689.

Buy

11/24

2690.

Sold
(part)

11/23

2691,

Sold

t 1/23

Transferred
(to line 375)

6/1

Sold

5/19

5/20

Buy

1/12

2696.

Transferred
(to line 897)

6/1

2697.

Buy

7/27

2698. -CERNER COR.P

Buy

1/6

2699.

Buy

1/7

2700.

Buy

1/8

2701.

Transferred
(to line 621)

6/1

2702.

Buy

11/24

2703.

Sold
(part)

1113

2692. -CANON
2693. -CARNIVAL CORP

(part)
2694.

Sold

(part)
2695. -CELGENE CORP

(5)
Identity of
buyer/seller
(if private
transaction)

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 164 of 277

Date of Report

9m2010

NO~E ~o repo~able income, assets, or ~ansactio~.)


A.
D~cfiption of Asse~
(including trust asse~)

B.
In.me d~ng
reposing period

0)
Place "(X)" after ~ch asset
exempt from prior ~elosure

~mount
Code 1
(A-~

(2)
T)pe (e.g.,
div., r~
or int.)

C.
Gross vMue at end of
r~o~ing

D.
T~sactiom d~g ~g period

0)

(~)

0)

Value
Code 2
(J-P)

Value
Me~
Code 3
(Q-W)

Type (e.g.,
buy, sell,
redemption)

27~.
2705.

[ (2) [(3)
I

~4)

(5)

Gain
CMe 1
(A-~

Identi~ of
buyeffse~er
(if private
~nsaction)

DateI] Value
Mon~ - ~ Code 2
Day
~ (J-P)
~

Sold

11/23

Sold

11/23

(paa)
2706. -CHEVRON CORP

Buy

5/27

2707.

Buy

6/24

2708.

Buy

10/12

.I

2709. -CISCO

SoLd
(part)

1/12

Transferred

6/1

1/12

2710.

(to line 410)


2711. -COCA-COLA AMATIL

Sold

(~art)
27 ] 2.

Buy

4,r27

27t3.

Buy

4/2g

2714.

Buy

6/2

2715.

Buy

6/2

Sold

8/18

2716.

(part)
2717.

Sold
(part)

8/18

2718.

Buy

10/6

2719.

Sold

] 0/27

!2720, -COCA-COLA CO

I. fncomc Gain Cod~:


(See Colunms BI and D4)
2 Value Codes
(See Co]ureas CI ,rod D3)
i
3. Value Met~ Codes
(See Colurtm C2)

Transferred
(to line 647)

A =$1,000 or It.~s
F =$50,001 - $100,000
J =$15,000 or less
N ~$250,001 . $500,000
P3 =$25,000,001 - $50,000.000
Q =Appraisal
U =Book Value

B ~$1,001 - $2,500
G =$100,0Ol - $1,000.000
K ~$15,001 - $.50,000
O -$500,001 - $1 000,000
R =Cost (Real Estate Only)
V =Other

C =$2,501 - $5,000
HI =$1,000.001 - $5,000,000
L =$50,001 - $I00.000
PI =$1,000,0Ol - $5,000,000
P4 =iMore J}a~ $50,000,000
S =Assessment
W =Estimated

6/1

D =$3,1)91 - $15,000
H2 =More thza $5,000,000
M =$100,061 - $250,000
P2 =55,000,001 - $25,000,009
T =Cash Market

E =$ l 5.0~1 - $50,000

FINANCIAL DISCLOSURE REPORT

N.me of P ..... Reporting

Page 165 of 277

B~ry. Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - ~.~o~.. rot.e, ,,~,~.ctio~ a,,c~,~ ~o~ o~-~, ...... ,~ ~,~,,~ ~i~d.,~;
NONE (No reportable income, assets, or transactions.)
Desc~ption of Asse~

(including trust assets)


Place "(X)" after each asset
exempt from prior disclosure

[ Gross value at end of


(1)
Amount I
Code I I
(A-FI)i

(2)
Type (e.g.,
div., rent,
or int.)

2721.

Transactions during reporting period

reporting period

! reporting period ]

(1)
(2)
Value
Value
Code 2
Method
(J-P)
Code3
(Q-W)

(1)
Type (e.g.,
buy. sell,
redemption)

(2) : (3) (4)


Dale
Value
Gain
Month i Code 2 Code 1 !
Day
! (J-P)
:i (A-H)
i
]
~

Buy

7/29

Transferred
(to line 367)

6/I

2723.

Sold
(part)

8/7

2724.

Sold

8/10

2725.

So!d
(part)

8/12

2726.

Buy

I i/3

2727. -Conoeophillips

Sold

4/20

Sold

1112

Transferred
(to line 323)

6/1

2730.-CRH PLC

Sold
(part)

1/12

2731.

Buy

3/18

2732.

Buy

5/11

2733.

Sold
(part)

5/27

2734.

Transferred
(to line I89)

6/I

2735. -DANAHER CORP

Transferred
(to line 506)

6/1

Sold

1/12

2722. -COMCAST

2728. -COSTCO

(part)
2729.

2736. -DANONE (FORMERLY GROUP DAN

ONE)

2737.

(part)
Sold

(part)[

,
2/16

(5)
Idemity of
buyetlseller
(if pri ....
transaction)

FINANCIAL DISCLOSURE REPORT

Page 166 of 277

~ .... fPerson Reporting

DateofReport

r~ry, Maryanne T.

9/1/2010

NONE ~o reportable income, assets, or ~ansactiot~.)


A.
~scfiption of Asse~
(including t~st asse~)

B.
]ncome ~fing
~ ~cpo~ing ~

C.
~ Gross valuc at end of ~
[ repoaing peri~

D.
Transactions d~ng r~o~ng

~(A-~ ] orint.)

(J-P)) [ 0C~e3 r~empfion) . Day ~ (J-P) (A-~

exempt ~om prior disclosure


(if private

2738.

T~nsfened
0o line 1028)

611

2739.

Buy

6~5

2740.

Sold

7/17

274 l,

Sold
(pan)

7/31

2742~

Buy

1 I/9

T~sf~ed
(1o line 673)

6/~

2744.

Sold
(pan)

11/19

2745,

Sold

I 1 ~0

Transferred
(to line 398)

611

2747. -DBS GROUP HOLDINGS LTD

Buy

1/6

2748.

Buy

l/7

2749,

Sold

6/3

2750.

Sold
(part)

8/18

275 !. -DELL INC

Sold

1/9

2752. -DELTA PETROLEUM

Sold

1/8

2753.

Sold
(part)

3/6

2754.

Sold
(part)

3/10

(pan)

2743. -Dassaadt Systemes SA

2746. -DAVITA

(part)

~"

FINANCIAL DISCLOSURE

REPORT ....fP ....

Page 167 of 277

Barry, Maryanne T.

9/112010

VII. INVESTMENTS and TRUSTS - i.co,.,, ~... t~..s~ao,~ a.ct~d,~ tho,, ,~r ...... a d~en~nt children; see pp. 34-60 of ~ding ins~ucnons.)
NONE ~o reportable income, asset& or transactions,)
Description of Asse~
(including ~st ~se~)
Place "(X)" a~er each asset
exempt f~m prior ~closure

Income during
~po~ng peri~

Gross value at ~d of
reporting ~ri~

(0 ~2)
Amour T~e (e.g.,
~de I
~v., rent,
(A-~
or int.)

(0 [ ~2)
Value I Value
Code 2 j Method
(J-P)
Code 3

2755.

T~actioas d~ing r~oning


O)
[I T~e (e.g.,
~ buy, se~l,
~ r~emption)

(2)
(3) ~ (4)
~ Date
Value
Gain
Mon~ - . Code 2 C~e I
Day
~ (l-P) ] (A-~

~
:

Sold
(pad)

3/I0

Sold

3/10

Sold

3/1 ]

Sold

3111

2759.

Sold

3/12

2760, -DtAGEO PLC

Buy

10/30

2761. -EAST WEST B~CO~ ~C

Sold
(pa~)

3/2

2762.

Sold
(pa~)

3/3

Sold

3/3

2764.

Sold

3/4

2765.

Sold

3110

Buy

1/5

6/1

3/31

4/1

6] 1

1]15

2756.
2757.

(pan)
2758.

2763.

2766. -Ebay lnc

2767.

~a~)

Transfe~ed
; 0o line 721)
~1
Buy
I

2768. -ECOLAB ~C

2769.

2770.

T~ns fe~
~ (to line 905)

2771.-EDISON ~ATIONA~

1. Income Gain Codes:


(See Columns Ell and D4)
2. Value Codes
(See ColumBs CI and O3)
3. Value Method Cod~s
(See Column C2!

A -$1,~00 or Ions
F =$50.001 - $100,000
J -$15.000 or less
N =:~250,001 - $500,000
P3 :$25.000,001 ~ $50.000,000
Q =Appraisal
ti =Book Value

B =$I,00I - $2,500
G ~$100,001 - $1,000,00~
K =$15,001 - 150,000
O =$500,001 - $1,000,00~)
R --Cost (Real Estate Only)
V =Other

Buy

Buy

C =$2,501 - $5,000
H I =$1,000.001 - $5,tg)0,000
L =$50,001 - $100,01~.
Pl =$1,000,001 - $5,000,00t)
P4 =More than
S =A~essmgnt
W =Eztimated

D =$5,001 - $15,000
H2 =More them $5,000,000
M =St00,001 - $250,000
P2
T =Cash Market

(5)
]denti~ of
buyer/~llet
(if private

FINANCIAL DISCLOSURE REPORT


Page 168 of 277

Name of Person Reporiing

Date of Report

9/1/20J0

[ Barry, Maryan~e T.

VII. INVESTMENTS and TRUSTS - in ....... t.e, tr ..... tions (Includes those of spouse and dependent children; seeptx 34-60 o/f!ling instructions,)
NONE (No reportable income, assets, or transactions.)
A.

B.

Description of Assets
(including trust assets)

Income during
repoaing period

exempt fiom prior disclnsure


(AH) !
i

C.

Gross value at end of


repov, ing period
I

div., rent,

Code 2

orint.)!

(J-P)
!

2772.

Method
Code 3
(Q-W)

D.
Transactions during reporting period

buy, ~11,
redemption)

Mouth Day

Code 2 i Code I
(A-H)
i~-P)

Buy

1/16

! 2773

Buy

1/20

: 2774.

Transferred
(to line 909)

6/1

Sold

7;31

Sold

11/10

277?. -ELECTRICITE DE FRANCE

Sold
(part)

1/12

2778.

Sold
(part)

2116

2779,

Sold

2/17

Sold

3/13

3/16

Transferred
(to line 843)

6/1

Sold

10/2

2785. -ERICSSON

Sold

4/3

2786.

Sold

4/3

4/6

4i6

2775.

(part)
2776.

(part)

(part)

i2780.

buyer/seller
(if private
transaction)

:
A

(part)

2781.

Sold

2782. -EMERSON ELECTRIC


2783. -ENERGIZER. HOLDINGS INC
2784,

(part)

(part)
2787.

Sold

(part)
2788.

Sold

(part)

I. Income Gaint Cod~:


(See Collirmas BI artd Dd)
2. Value Codes
(S~e Columns CI and D3)
3. Value Method Codes
(See Column C2)

A =$1.000 or less
F =$50,001 - $100,000
J =$15,000 or less
N =$250,001 - $500.000
P3 =$25,000,001 - $50,0~)0,000
Q =Appraisal
U =B~,k Value

B =$1,001 - $2.500
G =$100,001 - $1.000,000
K =$15,001 - $50,000
O =$500.001 - $!,000.000
R ~Co~ (Real EState Only)
V ~.Olbc:r

C =$2,501 - $5,000
H | =$1,0IXI,00J - $5,0t)0.000
L =$50,001 - $100,000
PI =$1,000,001 - $5,000.000
P4 =Mo~e tha~ $50,0C~0,000
S ~A~essme~t
W =Estimated

D =$5,001 - $15,000 .
H2 =More than $5,000,000
M =$ 100,001 - $250.000
P2 =$5,000.0~)1 - $25.000.000
T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 169 of 277

r~.,~e of Person Reporting


Barry, Maryanne T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - i.eo,~., ~, ~.~.~no,~ a.e~.a~ ,hos~ o~ro.. ~ a~p.~.~, .,i~.~;
NONE ~o reportable income, assets, or transactions.)
A.
Dese~pti~ of Asse~s
(including trust asseLs)
Place "(X)" after each as~t
exempt f~m prior discl~ure

B.
~
Income during
r~ng p~
~o~t i
Code 1
(A-~

Type (e.~,
~v., ~nt,
or int.)

C.
~oss value at end of
~,
~poaing period
Value
Code 2
(J-P)

Value
Me~od

r
T~actions

T~e (e.g,
bay. sell,
redemption)

C~e(Q_~3

2789.

Moth Day
~
Date

Sold

4/7

Sold

4/7

Sold

4/7

Sold
(paff2

4~8

(pan)
2791,

(paa)
2792.
2793

Sold

4/8
Sold
(pa~)

4/8

2795.

Sold

4/9

(pan)
Sold

~3

2797.

Sold
(pan)

4/29

~798.

Sold
(pa~)
Sold

4/29

2799.

Gain[
C~e I

2794.

2796.

Value
Code 2
{J-P)

[[ (A-~

(pan)
2790.

dung r~o~ng pe~od

5/] 3

28~,

Sold
(pa~)

5/14

~801.

Sold
(pa~)
Sold

5/15

5/25

Sold
(pa~)

1/12

T~nsf~ed
(to line 236)

6/I

2802.
2803, -ESSILOR ~TL
~804.
2805.

Buy

t 1/25

Identi~ of
buyer/seller
transaction)(ifpfivate

FINANCIAL DISCLOSURE

N ....
fPer onRe o
REPORT

Page 17 0 of 277

~r~,, Maryanne T.

9/1/2010

NO~ ~o reportable income, assets, or transactions.)


A.
D~e6pti~ of~se~
(including tn~st ~se~)
Place "(X)" a~ each as~t
exempt ~om prior disclosure

~
~

B.
]ncome du6ng
reporting peri~

C.
Gross v~e at end of ~
. _ ..~poai~ period

Amour ~~ T~e (e.g.,


C~e I ~ div., rent,
(A-~
or int.)

Value
Code 2
(J-P)

2806.

Value
~ Method
] C~e 3

D.
T~n~ctions d~ng r~o~ing period

I
~ T)ve (e.g.,
buy, sell,
redemption)

Dam ~ Value ~ Gain


~ Mo~th - ~ Code 2
Day
CO~(A.~I
~ (J-P)

Sold
(pa~)

11/24

2808. -FA~C CO

Sold
(pan)

1/13

2809.

Sold
(pan)

1/14

Sold
(pa~)

3/5

28 ] 3.

T~sfe~ed
(to line 405)

6/1

2814.

Buy

8/18

2815. -FEDEX CO~

Buy

6/3

2816. -F~RsT SOLAR INC

Buy

2/26

28 ! 7.

Sold

5/26

281~"

Transfe~
(to line 1032)

6/1

2819.

Buy

7/28

2820.

Buy

11/4

Tmnsfeg~
(to line 299)

6/1

Sold
(pa~)

I I/2

2807. -E~ON

Sold

2810.

Sold

6/15

2/4

281 I.
2812.

Buy

2821. -FLUO~ CO~

2822.

(S~Colu~z CI and D3)

5/29

Id~ti~of
buyer/sdler
(ifpfivam

FINANCIAL DISCLOSURE REPORT

N,.e of Pe ....Reporting

Date of Report

Page 171 of 277

B~r~r, raary~nne T.

9/!/2010

VII. IN VESTMENTS and TRUSTS - i .... e, value, transactions (Includes those o/Spa ..... d dependent children; see pp. 34-60 of f!ling instructions.)
NONE (TVo reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after e.~ch asset
exempt from prior dise|o~ure

B.
Income during
reporting period

C.
Gross value at end of
reporting period

(1) t (2)
Amoum ] Type (e.g.,
Code ] i: div., rent,

(1) [ (~-)
VaIue ! Value
Code 2
Method
Code 3
(J-P)

(l)
Type (e.g.,
buy, sell,
i redemption)

i] (A-H) [

or int.)

D.
Transactions during reporting period

[
[

(7_) " (3) [ (4)


Date
Value Gain
Month - Code 2I Code 1
Day
Q-P)
(A-If)

2823.

Sold
(part)

11/4

2824.

Sold
(part)

11/5

.2825, -Fujifilm Holding Corp

Sold

10/26

2826.-GDF SUEZ

Buy

8/10

2827. -Genentech lne

Sold
(part)

2/13

2828.

Sold
(part)

2/13

2829.

Sold
(part)

2/13

2830.

Sold
(part)

2/13

2831.

Sold
(part)

2/17

2832.

Sold

2/18

~"

2833. -GENERAL ELECTRAC

Sold
(part)

I/12

2834.

Sold
(part)

5/20

2835.

Sold
(pan.)

5/20

2836,

So!d
(part)

5/21

2837.

Transferred
(to line 253)

6/1

Sold
(part)

8/24

Transferred
(to line 736)

6/1

i 2838.
2839. -Genpact LTD

(5)
Identity of
buyer]seller
(if private

f P ..... Reporting

N ....

FINANCIAL DISCLOSURE REPORT


Page 172 of 277

Date of Report
]

Barry, Maryanne T,

9/112010

VII. INVESTMENTS and TRUSTS -income, ~.t~., tr.s~,~o~ lnclndes those of spouse a,~d dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

[
!
:

B.
Income during
reporting period

O)
Place "(X)" afler each asset
exerupt froru prior disclosure

(2)

C.
Gross value at end of
i reporting period

" fl)

Value
Amount[ Type(e.g.,
[ Code 1 I dJ ....... t~ Code 2 i Method

D.
Transactions during reporting period

(2)

(~)

Value

Type(e.g.,
buy, sell,

(2)

(3) ! (4) I

Date !Value Gain [


Month- ; Code Z i Code 1 ]

2840,

Buy

10130

2841.

Buy

ll~

2842.

Buy

11/3

2843.

Buy

11/4

2844.

Buy

11 !5

2845.

Buy

1116

2846.

Buy

11!10

2847. -GENERAL MILLS

Buy

11/16

2848,

Buy

11/16

2849.

Buy

11/19

2850.

Buy

11119

2851.

Buy

11/20

Transferred
(to line 814)

6/1

2853.

Buy

1 I[24

2854.

Sold
(part)

11/10

2855.

Sold
(part)

I 1/23

Transferred
(to line 706)

6/I

2852. -GOLDMAN SACHS GROUP INC

2856, -GOOGLE INC

(5)
]dcrttityof
buyer"seller

FINANCIAL DISCLOSURE, REPORT

Page 173 of 277

N~=e of Person Reporting

Date of Report

Ban-y, Maryanne T.

9/I/2010

VII. INVESTMENTS and TRUSTS - i, co~o. ~,,. t~ans~cno~ an,t~ ,~o,e o~o .....
~]

a d~pendent children; see pp. 34-60 of.tiling instructions.)

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(includiag trust assets)
Place "(X)" after each asset
~xempt from prior disclosure

B.
i
Income during
reporting period

C.
i Gro~ value at end of
i reporting ~.riod
(1) : (2)
(1) [ (2)
a,.mount ] Type (e.g.,
Maine
Vain~
Code 1 ] div., rent,
Code 2
Method
(A-H)
or int.)
(J-P)
Code 3
(Q-W)

D.
Transactions during reporting period
(l)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value Gain
Month - Code 2 [ Code 1
Day
(J-P)
(A-H)
[

2857.

Sold

8/11

2858.

Buy

1 !124

! 2859.

Sold
(.part)

11/23

2860.

Sold
(part)

1 t/24

2861. -GIVAUDAN

Sold
(part)

6/29

2862.

Sold

4/24

Sold

7116

2864.

Sold
(part)

7/16

2865.

Sold

7/17

2867.-Hankyu Hanshin Holdings lnc

Sold
(part)

1/13

2868.

Sold
(part)

3/t6

2869.

Sold
(part)

3/17

2870.

Sold
(part)

3/I 8

2871.

Sold

6/23

2872. -HDFC BANK LTD

Buy

3/6

2873.

Buy

11/24

(pan)
2863.

(pan)

2866. -HANESBRANDS INC

2, V~ue CMcs

J =$15,0~ or le~

K ~$15,~1 - $50,~

L ~$50,~1 - $100,0~

M -$1~,~1 - $250,~

(5)
Identity of
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT


Page 174 of 277

[ N .... f Pe .... Reporting


B~rrr, Maryanne T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS -inco,~. ~atu~, ,ra.s~e~o,~ a.a~de, t~o,~ o~rous~ ~ d~.~ e~i~.:
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including t~st assets)
Place "(X)" after each asset
exempt from prior disclosure

i
.

Income during
reporting i,criod
Amount
~ Code 1
(A-H)

Type (e.g.,
div., rent,
or ira.)

2874.

] Gross value at end of


reporting period
i
!

Value
i Code 2
(J-P)

Value
Method
Code 3
(Q-W)

Transactions during reporting period

Type (e.g.,
buy, sell,
redemption)

Gain
Date I Value
Month - I~ Code 2 Code I
Day
[ (J-P) , (A-H)
i

Sold

11/23

Transferred
(to line 151)

6/1

[ 2876.

Sold

8/24

(P~)
8t27

13

(part)
2875. -HEINEKEN NV

2877.

Sold

(pan)
. 2878.
[

Sold
(part)

8/27

2879.

Sold

8/27

Buy

11/13

288!.

Buy

12/2

2882.

Buy

12/2

2883.

Buy

12/3

6/1

9/2

7/14

I/6

6/1

i 2880. -HENNES & MAURITZ AB

2884.-HEV~rLETT-PACKAR.D CO

288~i-HOLCIM LTD

Sold

2886.

6/3

(part)
Transferred

(to line 179)


2887.

Sold

(P~)

2888.

Sold
(part)

2889. -HONG KONG/CHINA GAS


2890.

I. Ir~om~ Gain Co~:

(part)Sld
Transferred
(to line 384)

A =$1,000

Identity of
buyer/seller
(if private
transaction)

Date of Report

Name of Person Reporting

DISCLOSURE REPORT

911/2010

Page 175 of 277


[ Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - i .... ~, value, transactions (Includ~ those of spouse and de.pendent children; see pp. 34-60 of ai~g
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting pe6od

(1)
Place "(X)" after each asset
exempt from prior disclosure

,
~

[Amount
I Code 1
(A-H) [
,

C.
Gross value at end of
reporting period

D.
Transactions dttring reporting period
..

(2)

(1)

(2)

(1)

Type (e.g.,

Value
Code 2
(J-P)

Value
Method
Code 3
(Q-W)

Type (e.g.,
buy, sell,
redemption)

div., real,
or int.)

l (2)
Date
Month Day

(3) i (4)
Value i Gain
Code 2 Code I i
(JP)

2891. -HSBC HOLDINGS

Buy

1/29

2892.

Buy

3/25

2893.

Buy

4/3

2894.

Buy

4/8

2895.

Buy

5/29

2896.

Buy

6/17

2897.

Buy

6/18

2898.

Transferred
(~o line 213)

611

12899.

Buy

7/9

2900.

Sold

8/18

2901.

Buy

11/25

2902.

Sold
(par0

11/24

2903. -HUDSON CITY

Sold
(part)

1/12

2904.

Sold

5/5

(pad)

I (A-H)

(5)
Identity of
buyer/seller
(if private
transaction)

(part)

2905.-ICICI BANK LTD

Sold
(part)

3/6

2906.

Sold
(part)

3/6

2907.

Sold

3/9

(See Columns BI and 04)


2. Value Code~
(See Columns CI aml 03)

F =$50,001 - $100,000
] =$15,000 or less
N -$250,001 - $500,000
P3 ~$25,000,001 - $50,000,000

O =$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,091 - $1,000,000

HI =$1,000,001 - $5,L~30,000
L =$50,001 * $ t 00,000
PI =$1,000,001 - $5,000,000
p4 =More than

I-I2 =More than $5,000,000 "


M =$ i 00,001 - $250,000
P2 =$5,000,001 - $25,000,000

FINANCIAL DISCLOSURE REPORT


Page 176 of 277

N ....

f P ......Reporting

Date of Report

Barry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRU STS - i .... e, value, transacaons (Includes those of spouse and dependent children; see pp. 34-60 of fding instructions.)
[]

NO~E (No reportable income, assets, or transactions..)


A.
Description of Assets
(including trust a&sets)
Place "(X)" after each asset
exempt from prior disclosure

!
i

i Amount
i Code I
! (A-H)
i

2908. -ILLINOIS TOOL WORKS

B.
Income during
~parting period

C.
[
Gross value at end of
i
reporting period
i

Type (e.g., ! Value


div., rent, : Code 2
or int.)
(J-P)
Ii

Value
! Method
Code 3
(Q-W)

D.
Transactions during reporting period

T~p (e.g.,
buy, sell,
redemption)

Date]
i Month i Day

Value I Gain]
Code 2 ~ Code I
(J-P)
(A-H)

Transferred
(to line 260)

6/I

2909. -IMPERIAL TOBACCO PLC

Buy

2/16

2910.

Buy

2/17

291l.

Buy

3/16

2912.

Buy

4/20

2913.

Buy

4/20

2914.

Transferred
(to line 831)

6/1

2915. -INDITEX

Sold
(part)

2/16

2916.

Sold
(part)

2/16

2917.

Sold
(part)

~16

Sold

2/17

2919,

Buy

g/lg

2920. -INMET MINING CORP

Buy

2123

292!.

Transferred
(to line 923)

6/1

2922.

Sold
(part)

10/28

2923.

Sold
(part)

!0/29

2924.

Sold

10/29

291g.

(pan)

(pan)

Identity of
buyer/seller
(if private
transaction)

Date of Repnr~

Name oflerson Reporting

FINANCIAL DISCLOSURE REPORT


Page t 77 of 277

9/1/2010

B~r~y, Maryanne T.

NONE (No reportable income, a~sets, or transactions.)


:

A.
Description of Assets
(including trust assets)

B.

C.

D.

Income during
reporting period

Gross value at end of

Transactions during reporting period

(1)
Place "(X)" after each asset
exempt from prior disclosure

(2)

Amou.qt Type (e.g.,


Code 1 :. div., rent,
i (A-H) [

orint.)

reporting period

(I)
Value
Code 2
(J-P)

(2)
Value
Method
Code3

(1)
Type (e.g,,
buy, sell,
redemption)

(2)
Date

Value [ Gain

i Month- I Code 2 i Code i


Day
i (A-H)
] (J-P)

2925.

Sold

11/2

2926. -1NG GROUP NV CVA

Sold
(part)

3/19

2927.

Sold

3/19

2928.

Sold

4/6

2929. -INTEL CORP

Sold

1/22

2930. -INTL BUSINESS MACHINES

Buy

3/31

2931,

Transferred
(to line 933)

6/1

2932.

Buy

11/24

2933.

Sold
(part)

l 1 ,~3

Transferred
(to line 940)

6/1

2935.

Buy

!t/19

2936.

Buy

11/20

2937,-Jabi! circui!

Sold
(part)

3/6

2938.

Sold
(part)

3/9

Sold

3/10

2940.

Sold
(part)

3111

2941.

Sold

3/12

(p~)

2934, -IRON MOUNTAIN INC

2939.

1. income Gain Codc$:


(See Columns B1 and 1~1)
2. Val~e Codes
(S~ Colur~ms CI and D3)

(pa,~)

A =$1,000 or less
F ,,$50,001 - $100,000
J =$|5,000 or less
N =$250,001 - $500,000

B =$1.001 - $2,500
G =$100,001 - $1,000,090
K =$15,001 - $50,000
0 =$500,001 - $1,00O,000

C =$2,5OI - $5.000
HI =$1,000,001 - $5,1)00.000
L ~50,001 - $100,000
PI =$1,000,00| - $5,000,000

Identity of
buyeriseller
(ifprivate

D =$5.001 - $15,000
H2 =More than $5,000.0tKI
M =$100,001 - $250,000
P2 *$5,000,001 - $75,0A),000

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 178 of 277

Name of Person Reporting

Date of Report

a~rry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - inore,, ~o,, ~ ..... ,ions annuals tho~,e of st ..... d dependent children; see pp. 34-60 of fding instruaions.)
[---]

NONE (TVo reportable income, assets, or transactions.)


A.

B.

C.

Description of Assets
(including trust assets)

Income during
repoiaing period

Gross value at end of


repotting period

Place "(X)" after each asset


exempt from prior disclosure

Amotmt i
Code I
(A-H)

Type (e.g.,
div., rent,

Type (e.g.,
buy, sell,
redemption)

Date
Month Day

2942. -JERONIMO MARTINS SGPS

Buy

5/13

2943.

Buy

5/19

2944.

Buy

6/3

2945.

Buy

6/29

2946. -JOHNSON CONTROLS LTD

Sold

9/24

2947. -JOHNSON & JOHNSON

Buy

5/18

2948.

Buy

5/18

2949.

Buy

5/19

2950.

Transferred
(to line 1120)

6/1

2951.

Sold
(part)

8/18

2952.

Buy

10/29

Tmosferred
(to line 785)

6/t

2954. -JUNIPER NETWORKS INC

Buy

768

2955. -KIMERLY-CLARK CORP

Sold
(part)

5/18

2956.

Sold
(part)

5/19

2957.

Sold
(part)

5/19

2958_

Sold
(part)

5/20

or int.)

Value
Code 2
(.I-P)

D.

2953, -YPMORGAN CHASE

1. ~come Gain Code3:


(See Columns BI and D4)
2. Value Codes
(See Columns CI and D3)
3. Value Method Co~les
(See Colurma C2)

A =$1,0~0 or less
F -$~0,001 - $100,000
J =$15,000 or less
N -$250.001 - $500,000
P3 ~$25.000.001 - $50,~00.000
Q =Appraisal
U ~Book Value

B ~$1,001 - $2,500
G =$100,001 - $1,000,000
K -$15.001 - $50,1KI0
O =$508,001 - $l,fl00,000
R =Cost (I(eal E.gtale Only)
V ~Other

Value
Method
Code 3
(Q-W)

Transactions during reporting period

Value
Code 2
(J-P)

Gain]
Code I
(A-I-I)

C =$2,501 - $5,000
HI =$I,D00,0~I - $5,000,000
L =$50,001 - $1O0,0D0
PI =$1,000,001 - $5,000,000
P4 =More than $50,0L~d,000
S =Assessment
W =Estimated

D =$SJIOl - $15,000
1t2 ~More than $5.000.000
M =$100.001 - $250,1)00
P2 ~$5,000,001 . $25,000,000
T =C~,sh MarkeI

Identity of
buyer/seller
(if private
transaction)

E =$I 5.00t - $50,000

FINANCIAL DISCLOSURE REPORT


Page 179 of 277

S~e of Person Reporting

Dace of Report

Barry, Maryanne T.

9/1/201

VII. INVESTMENTS an d TRUSTS - i.co~.. ,,a~.e, ~.n,.c,io~ anct~a~ a, ose of s~use .~ a~,~.aent chitdren; see pp. 34-60 of firing instn~tions.)
NONE ~o reportable income, assets, or tra~actions.)
A,

B.

c.

Dcscdpfi~ of Asse~
(inclading ~st ~ets)

Income ~fing

Gross vahe at ~d of
r~ning period

Place "~)" after each asset


exempt ~m ~fior diselos~e

reporting p~od

Amount [ T~ (e.g.,
Code 1 ~ div., rent,
(A-~ :
or inL)
~

2959.

Sold

Value
~ Code 2
[ (J-P)

Valu~
Method
C~e3

(Q-~

D.
Tmsacfions dung re~ng

T~ (e.g.,
buy, se~
r~emption)

Date
Value ~ Gain
Mon~ - :~ C~e 2 ~ C~e 1
Day
~ (I-P)
(A-H) ~

5/21

2960. -KINDER MORG~

Sold
(pa~)

ZI] 3

2961.

Sold
(pa~)

5/I 5

Transfen~

6/1

8/14

9!11

; 2962.

(~o Iine 360)


2963.

Sold

(pa~)
29~.

Sold

(oa~)
2965.

Sold
(pa~)

91!4

2966.

Sold

9H 5

2967. -K~GFISHER PLC

Sold

1/6

2968. -~YENCE CO~

Buy

118

2969.

Buy

1!9

Buy

1/15

2971.

Buy

2/I 8

2972.

Buy

5/29

611

8]I 8

2970.

2973.

Transferred

(to line 946)


2974.

2975.

Buy

7/16

Sold

(pa~)

Identi~ of
buyer/seHer
(if~vate
tmmcOon)

FINANCIAL DISCLOSURE REPORT


Page 180 of 277

~me of Person Hepor~iog

Date of Report

B~r~y, Maryanne T.

91112010

VII. INVESTMENTS and TRUSTS -i .... ,. ~t,,, ~ ..... tions ancludes those of spouse and dependent chitdren; see pp. 34-aO of fiting instrucaon~)
NONE (No reportable income, assets, or transactions.)
A.
Deseription of Assets
(includiog trust assets)

B.
lncome during
reporting period
(l)
(2)
Amount Type (e.g.,
Code I
div,, rent,
(A-H)
or int.)

C.
Gross value at end of
reporting period
(l)
(2)
, Value
Value
Code 2
Method
(J-P)
Code 3

D.
Transactions during rq~orting period
(l)
Type (e.g.,
buy, sell,
redemption)

(2)
Date
Month Day

Transferred
(to line 240)

6/!

2977.

Buy

11/25

2978.

Sold
(paa)

11/24

2979. -KRAFT FOODS

Sold
(part)

t/l 2

2980.

Sold
(part)

4/17

2981.

Transferred
(to line 379)

6/1

Sold

11/18

2983.

Sold

11/19

2984. -LAir Liquide Bearer

Sold
(part)

1119

2985.

Sold
(part)

1/20

2986.

Transferred
(to line 209)

6/1

2987,

Buy

11/25

2988.

Sold
(part)

11/24

Transferred
(to line 218)

6/1

2990.

Buy

9/9

2991.

Buy

911 l

2992.

Buy

9/11

Place "(X)" after each asset


exempt from prior disclosure

(3) (4)
Value Gain
Code 2 Code 1
(J-P)
(A-H)

(5)
tdentity of
buyer/seller
(if private
transaction)

(Q..W)

2976. -KON INKLIJKE K.PN NV

2982.

(part)

2989. -LI & Fung

I. Income Gain Codes:

(See Colunm C2)

A =5;1,000 or I~s

B =$1.001 - $2.500

C =$2,501 - $ 5,000

U =Book Value

V =O~her

W =5~im~

D =$5,001 - $15,000

E =$15,00t - $50,~0

FINANCIAL DISCLOSURE REPORT

~ ....

Page 181 of 277

f Person Reporting

Date of Report

Barry, Maryanne T,

9/I/2010

VII. INVESTMENTS and TR U STS - i,, ..... ,~,,e, rr ..... lions (Inaades those of sp ...... d dependent children; see pp. 34-60 o/)qting instructions.)
NONE (No reportable income, assets, or transactions.)

A.
Dtmeription of Assets
(including trust assets)
Place "(X)" after each asset
exempt from ptior disclosure

B.

C.

r~.

(~ross value at end of

Transactions daring reporting period

,]

Income doting
reporting period

Amount
Type (e.g.,
[ Code 1 ally. rent,
or int.)

Value

I Value

Code2
(J-P)

i (A-H)i]

Method

(Q-W)Cde 3

Type (e,g.,
.

buy, sell,
rederapfion)

I Date ] Valae

Identity of
buyer/seller
transaction)(ifprivate

2993.

Buy

9/16

~~ 2994

Buy

!0/19

2995.

Buy

10/20

]"~996 -LINDE AG

Buy

8/5

12997.

Buy

8/6

Sold
(part)

1/12

2999.

Transferred
(to line 446)

6/1

3000.

Sold
(part)

12/7

3001.-LOWES COS

Sold

1/12

2998. -LOREAL

Gain

[ MonthI Code2
!
II (J-P)Code
[ (A-H)
, Day

(part)
3002.

Transferred

6/1

(to line 327)


3003.

Buy

8/I 1

3004. -LVMH MOET HENNESSY LOUIS VUIT


TON SA

Buy

8/17

3005. -MCDONALDS CORP

Sold
(part)

2/12

3006.

Sold

6/17

3007. -MEDTRONIC/NC

Buy

3/12

3008.

Buy

3/12

3009.

Buy

3/13

I. lncome Gain Codes:


(See Column~ BI and D4)
2. Value Codes
(See Colun~s C l and D3)
3. Value Method Codes
(See Column C2)

A z$1,000 or less
I-" -~50,001 . $100,0~0
J =$15,000 or less
N .:$250,001 - $500,000
P3 =$25,0(KI,001 . $50.00~,~00
Q "-Appraisal
U ~Book

B =$1,~01 - $2,500
G =5100,001 - $13~00,000
K ~$15,~)I - $50,000
0 =$500,001 - $1,000,000
R ~C.ost (Real "Estate Only)

C =52,50I - $5,000
HI =$1,000,001 - $5,060,000
L =$50,001 - $|00,000
PI =$1,000,001 - 55,000,000
P4 =More than 55~,0~d.000
S =A~es~menl

D =$5,001 - 5I 5,000
H2 =Mo~e tha~ $5,000,000
M =$100,~1 -$250,000
P2 =$5,000,001 - $25,0(Kt,000
T =Cash Market

E =$15,001 - $50,00~

FINANCIAL DISCLOSURE REPORT


Page 182 of 277

N ....

f Person Reporting

Date of Report

Barry, Maryanne T,

9/1/20!0

VII. INVESTMENTS and TRU ST S -into.e. va~e, ~ansacao~s a~a~ ,.0~ o~ ~vo~ ~a d~w~a~ children; see pp. 34-60 of fding instructions.)
NO]qE (No reportable income, assets, or transactions.)
A.

B.

c.

Income dt~ring

Gross value at end of


reporting period

Description of Assets
(including trust assets)

Place "(X)" after each asset


exempt from prior disclosure

reporting period

(0

(2)

Amount
Code 1
(A-IT)

T~pe (e.g,,
div., rent,
or int.)

(~-i)
Value
C~:te 2
(J-P)

[
(~)

0)

(3)
Value
Code 2
(J-P)

Buy

4~0

Transferred
(to line 556)

6/1

Transferred
(to line 802)

6/1

Sold

1 !12

Sold

3/31

Transferred
(to line 307)

6/1

2/4

Sold

2/4

I3018.

Sold
(part)

2/5

3019.

Sold
(part)

8/18

i 3020.

Sold
(part)

8/18

! 3021. -MAXIM INTEGRATED PRODS

Buy

1/22

3022.

Buy

I/22

3023.

Buy

1/23

3024.

Buy

1/23

3025.

Buy

1/26

Buy

1/27

3011.

................ ,

! 3012. -MiCROCHIP TECHNOLOGY INC


3013. -MICROSOFT COR.P
i 3014
[ 3015~
! ....
3016. -MARATHON OiL CORP
3017.

Type (e.g.,
buy, sell,
redemption)

--(~)
Date
Month Day

13010.

Value
i Method
Code3
j
(Q-W)

D.
Transactions during reporting period

(part)
I

(part)Sld

(p~rt)

(4)
Gain
Code 1 ,
(A-I-I)i

(5)
Identity of
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT

Nume of Person Reporting

Page 183 of 277

Ba~r~,, ~ya..e T.

Date of Report

9/I/2010

VII. INVESTMENTS and TRUSTS -~ .... ~ value,~tr ..... tions (lncludef ~os of spouse and dependent children: see pp. 34-60 of Jtling instructions,)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B,
lncome during
relyorting period

(l)
Place "(X)" aller each asset
exempt from prior disclosure

2)

A~noum Type (e.g.,


Code 1
div., rent,
(A-H) .
or int.)

C.
Gross value at end of
reporting period

(1) I (~)
Value
Code 2
(J-P)

[ Value
Method
Code 3

D.
Transactions during reporting period

(l)
Type (e.g,,
buy, sell,
redemption)

(2)

(3[ (4)

Date
Value
Month - Code 2
Day , (I-P)

! 3027.

B~y

]128

3028.

Transferred
(to line 955)

6/1

Buy

5/19

3030.

Buy

5/20

303 I.

Buy

5/21

3032.

Buy

6/3

3033.

Transferred
(to line 1035)

6/1

I 3029. -MERCK & CO INC

3034.

Buy

11/20

3035.

Buy

11/24

3036.

Sold
(pan)

1]]23

3037. -METRO AG

Buy

5/19

3038i -MONSANTO CO NEW COM

Buy

5/13

3039.

Buy

5/27

3040.

Sold
(part)

8/18

3041.

Buy

11/30

3042. -MUENCHENER RUECK NAMEN VIN~

Transferred
(to line 958)

6/1

3043. -MlYRATA MANUFACTURING CO LTD

Buy

3/18

Gain
Code 1
(A-/r) ~

(5)
Identity of
buyer/seller
(if private

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Da*e of Report

Page 184 of 277

VII. INVESTMENTS an d TRUSTS - i~o,.~ ~.~, ~, ..... ~o,,~ a.a.a~,~o~ o!~v ..... a a~.~ ~,~o.~ ~.
NONE (No reportable income, assets, or transactior~.)
A.
Description of A~ets
(including trust assets)

B.
Income during
reporting period

Place "(X)" after each ~sset


exempt fiom prior disclosure

O)
(2)
Amotmt Type (e.g.,
Code 1 I div., rent,

:1

I (A-H)
I

or int.)

C.
I
Gross value at end of /
reporting period
;
~ (2)
Value
Code 2
{J-P)

[
I
[
i

Value
Method
Code 3
(Q-W)

I
]

D.
Transactions during reporting period
O) "
Type (e.g.,
buy, sell,
redemption)

(2)
Date
Month Day

Value
Code 2
(I-P)

Gain
Code ]
(A-H)

~!

3044.

Buy

3/19

3045.

Buy

7/16

30~6.

Buy

12/8

3047. -NATIONAL AUSTRALIA BANK LTD

Buy

8/17

3048.

Buy

8/19

Buy

8/21

Buy

8/25

Sold

8/18

Buy

! 1/23

Buy

1 !/24

3054. -Nestle SA

Buy

3/16

3055.

Buy

5/29

Transferred
(to line | 70)

6/1

Sold

I 1/24

Sold
(part)

11/24

Transferred
(to line 512)

6/1

3049.
3050.

~ 3051. -NATIONAL INSTRUMENTS CORP

(part)
3052. -NATIONAL GRID PLC

! 3053.

3056.
3057.

Buy

11/25

3058.

(parO
30~9.

3060. -NEWCREST MINING

Gain Codes:
(See Columns B l and D4)

F =$ 50,001 - $ 100,000

G =$ 100,00 | $1.000,000

I 11 =$1,000,001 - $5,000,000

H2 :More than $5,000,000

Identity of
buyer/seller
(ifpdvate
transaction)

FINANCIAL DISCLOSURE REPORT


Page 185 of 277

Date of ~eport

Name of Person Reporting

9/i/2o10

[ Barry, Maryanne T.

VII. INVESTMENTS and TRU ST S - i~,.o,,~ ,,t~, r,,,~,aio,, anct~ th~ of s~, ...... a aepena~nt children; see pp. 34-60 of faing imtrucaons.)
NONE (No reportable income, assets, or transactions,)
Description of Assets
(including tt,ast assets)
Place "(X)" after each asset
exempt from prior disclosure

InCOme during
reporting period

i Gross value at end of


i
reporting period

Type (e.g.,

\motmt
Eode 1
(A-I-l)

Value
Code 2
(J-P)

div., rent.
or int.)

Value
Method
Code 3

Transactions during reporting period

Type (e.g.,
buy, sell,
redemption).

(O-W)

3061.

Sold

Date
Month Day

9/3

Value
Code 2
(J-P)

Gain
Code I
(A-I-D

(part)
3062,

Buy

11/25 "]

13063~

Sold
(part)

10/6

Sold
(part)

10/6

Sold

11/24

Buy

5/13

~ 3067.

Buy

5/1~-

3068.

Buy

5/28

I 3069.

Buy

6/3

6I!

8/19

Sold

8/19

Sold

8/19

Sold
(part)

8/19

Sold

8/90

13064.

3065.

(part)
3066, -NOKIA OYJ

3070.

Transferred

(to line 530)


3071,

Sold

(pan)
3072.

(part)
3073.

(part)
3074,
3075.

(part)
3076.

Sold
(part)

8/21

3077.

Sold

8/24

Identity of
buyer/seller
(if pri~ate

FINANCIAL DISCLOSURE REPORT


Page 186 of 277

N.me of Person Reporting

Date of Report
,1

B~r~y, Maryanne T.

9/1/2010
[

VII. INVESTMENTS and TRUSTS - ~,co,~e, ~ulue, tru~sucno,~ a.a~a~ those o.~.~pous, .rid d.pe.~..~ children; see pp. 34-60 offaing instructions.)
NONE (No reportable income, assets, or transactions..)
Description of Assets
(including trust asset~)
Place "(X)" after each asset
exempt from prior disclosure
i

3078.

]nc0me during
reposing period
"
(I) 1 (2)
Amount [ Type (e.g.,
Code !
div., rertt,
(A-H)
or int.)

Gross value at end of

reporting period
(I)
(2)I
(1)
Value
Value
Code 2
Method
(J-P)

Code 3

Transactions during reporting period


(2) (3) (4)
Date
Value
Month - Code 2

Type (e.g.,
buy, sell,
redemption)

Day

(l-P)

Gain
Code 1
[ (A-H) !

Sold
(part)

8/25

Sold

8/26

Transferred
(to line 790)

6/1

308 !.

Sold
(part)

10/20

3082.

Sold
(part)

10/21

Sold

10/22

10/22

3079.
3080. -NORDSTROM INC

] 3083.

(part)

(part)
3084.

Sold

(part)
3085.

Sold
(part)

10/23

3086,

Sold
(part)

10/26

Sold

10/27

3088.

Sold
(part)

10/28

3089. -NOVARTIS AG NAMEN

Buy

1/5

3090.

Sold

5/22

3091.-NOVO NORDISK A/S ~ ....

Buy

6/3

3092.

Buy

7/16

3093. -NINTENDO CO LD

Buy

12/31

3094.

Sold

5/28

3087.

(part)

(part)

(5)
Identity of
buyer/seller
(if private

Name o~ Person Reporting

FINANCIAL DISCLOSURE REPORT

Date of Report

9/1/2010

Page 187 of 277


VII. INVE STMENTS and TRU S TS - i.co.,., v.t.e, ~, .... a,,, ancludes tlwse ofspo ..... d dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
[
C.
Income during
I Gross value at end of ,
i
i
reporting period
] reporting period
]
(I)
(~-)
I O)
(2)
Amolmt TYtx (e.g.,
Value
Value
[

D.
Transactions during reporting period
,
(D
Type (e,g,,

(2)
Date

redemption)

Day

i (JoP)

3095.

Transferred
(to line 961)

6/1

3096.

Buy

6/30

3097.

Buy

8/24

3098.

Buy

11/2

3099.

Buy

1113

Transferred
(to line 968)

6/1

Buy

10/29

Transferred
(to line 668)

6/1

3103.

Sold
(part)

10/5

3104.

Sold
(part)

10/6

3t05.

Sold
(part)

ll/ll

3106.

Sold
(part)

ll/l]

3!07.

Sold
(part)

11112

3108. -olvrNICOM GROUP

Sold
(pa~)

5/18

3109. -Paychex lnc

Sold

6/18

3110.

Transferred
(to line 713)

6/1

3t11.

Buy

12/!8

Place "(X)" after each asset

(A-H)

or int.)

(J-P)

3100. -NUCOR CORP

3101.

3102. -OMEGA PHARMA

1, income Gain (:odes:


(Size Colurrms BI and 134)
2. Vah~e Codes
(See Columns CI ond D3)
3. Value Method Codes
(See Column C2)

(part)

A ~51,000 or less
F -$50,001 - $1130,000
J =$15,00001 less
N =52503)01 - $500.000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
U =Book VMue

B =51,001 - $2,500
G =$I00,O0| - $1,090,000
K =515.001 - $50,000
O =$500,1/~1 - $1,000,000
R =Cost (Real Estate Only)
V =Other

C ~$2,501 - 55.000
l tl =$l,00~,00l - $5,000,000
L =$50,001 . $100,000
PI =$[.000,0Of - 55,000,090
P4 =Mort ~ar~ $50,~,000
S =Assessment
W =Eslimalecl

(3) i (4) ]
Value [ Gain[
I (A-H)

D =55,001 -$15,000
it2 =More than $5,000,000
M =5100,0t~1 -$250,0~t0
P2 =55,000,001 - $25,000,000
T ~<~a~h Market

Identity of
(if private

E =$15.001 - $50,O10

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 188 of 277

Date of Report

9/1/2010

Barry, Maryanne T.
I

NONE ~o reportable income, assets, or ~a~actio~.)


Descripfi~ of As~e~
(including ~st ~se~)

[
~

Place "(~" a~r each asset


exempt from prior ~sclosu~

Income during
repo~ing ~

(~)

(2)

Code I

T~ (e.g.,
div., rent,

Transitions d~ing r~o~g pefi~

G~oss value at end of ~


reposing p~od

~)
Value
Code 2

(2)

(~)

Value ~ T)~e (e.g.,


Meth~
buy, sell,
C~e 3
redemption)

[ (Q-~

3112.

~)

Sold
(paa)

(3)

(~)

Date
Value Gain
Month - ~ ~e 2 ] Code 1
Day
] (A-H)
[ (J-P)
,

11/2

3113
(pa~)
31 ~4. -PEPSICO

Buy

1/13

3115.

Buy

1115

3116.

Sold
(pa~)

5/27

3117.

Transfe~
(to line 265)

6/1

3118. -Pemod Ricard SA

Buy

5/14

3119.

Sold

5/26

6/I

12/1

(pan)
3 ! 20.

Transfe~ed

(to line 763)


312I.

Sold

(pa~)
3122.-PE~OPLUS HOLDING AG

Sold
(pan)

9~1

3123.

Sold

1 ]/17

Sold

l 1~18

Buy

6/23

Transferred
(to line 844)

6/1

Sold
(part)

1/20

(pa~)
3124.

3125. -PEUGEOT SA

3126 -PHILIP MORRIS INTL


3127.
3128, -PINNACLE WEST

1. income Gain Codes:

A =$1,000 or |ess

B =$1,00t - $2,500

C "$2,501 - $5,000

D =$5,001 -

(5)
Identi~ of
buyer!sdler
(ifprivate

transaction)

FINANCIAL DISCLOSURE REPORT

Nnme of P ......Reporting

Dale of Report

Page 189 of 277

Bar~y, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - ~ ...... I~e, transactions (Includes those of spouse and dependent children; $eepp. 34-60 of J~ling instructions;)
NONE (No reportable income, assets, or transactions.)
:

^.

~.

Description of AssetS
(including trust asse~)

Income during
reporling period

Place "(X)" after each asset


exempt from Or or d sclosure

(2)
(1)
Amount Type (e.g.,
i Code 1 i di ......t,
(A-H)
or int.)

"

c.

D.

Oross value at end of


reporting period
(1)
Value
Code 2
(J-V)

(2)
Value
Method
Code 3
(Q-W)

Transactions during reporting period


(1)
Type (e.g.,
buy, sell,
redemption)

3129.

(2) (3) (a)


Date
Value Gain
] Month- ] Code 2 I Code 1 [
Day
!
(J-P) /J(A-H)

Sold

1/21

3130. -POLYCOM INC

Sold
(part)

5/22

3131.

Sold
(part)

5/26

3132. -POTASH CORP SK C$

Transferred
(to line 451)

6/I

3133. -PROCTOR & GAMBLE

Buy

5/19

3134.

Buy

5/20

3135.

Buy

5/21

3136.

Sold

8118

Transferred
(to line 694)

6/1

3] 38.

Buy

7/27

3139. -QBE INSURANCE

Buy

7/2

Sold

8/12

3141.

Sold

8i13

3142. -QANTAS AIRWAYS LTD

Buy

4/23

3143.

Buy

10/27

.l

Sold

11/20

1/12

(part)
3137. -Progressive Corp Ohio

3140.

(pan)

3144.

(part)
3145.-QUALCOMM INC

Sold

(pan)

P3 ~$25,~,001 - $50,~.0~
(See Colunm C2)

U -Bot~k V~ue

P4 ~Mom than $50,~,~


V =O~er

W =Estim~ed

(5)
1dentil7 of
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT


Page 1 90 of 277

Nume of Person Reporting

Barry, NIaryanne T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - inco,,~ ~*~e, * .... ~o,~ (Includes those of spouse and dependent children; see pl~. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.

Description of Assets
(including trust assets)

[
I

Place "(X)" after each asset


exempt from prior disInsure

B.

:~

c.

[ Gross value at end of


reporting period
(1)
(2)
(2)
~
Type (e.g.,
Value
Value
,
.
Method
i Code 1 i div., rent, : Code 2
(A-H) [ or int.)
! (J-P)
Code 3

[
(Q-W)

D.

Income during
reporting period

Transactions dufi,ag reporting period


(l)
Type (e.g.,
buy, sell,
redemption)

i
3146.

3147.

[ (3)
(4~
Date
Gain
(2) 1 i IValue
I Month - i Code 2 I Code I
! (J-P) :: (A-H)
[ Day
i

Transferred
(to line 973)
(part)Sld

6/1

8/11

3148.

Sold
(part)

8/! !

3149.

Buy

11/18

13150.

Buy

11/18

315l.

Buy

11/19

3152.-RECKITT BENCKISER

Sold
(par~)

1/12

31531

Buy

5/29

3154.

Transferred
(to line 222)

6/1

3155. -Kichemont

Sold
(part)

1/19

3156,

Sold
(part)

1/19

3157.

Sold
(part)

1/19

3158, -RIO TINTO

Buy

3/I 1

3 t 59.

Transferred
(to line 346)

6/I

3160.

Buy

7/1

3161.

Buy

8/25

3162.

Buy

11/25

(5)
ldentity of
buyer/sdler
(ifprivate
transaction)

FINANCIAL DISCLOSURE REPORT

~.,~ of:Person Reporting

Page 191 of 277

B~n-y, Maryanne T.

Da, e of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - ~,co ..... ~.e, ~ ..... no,, a,a.a,, ,hos~
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
I
Income during
repotting period

C.
:~
Gross value at end of [
[
reporting period

(0 I (2)
Place "(X)" after each asset
exempt from prior disclosure

(1)

Amotmt ] Type (e.g.,


Value
Code I
div., rent, [ Code 2
(A-H)
or int.)
(J-P)

3163.

D.
Transactions doring reporting period

(2)
Value
i Method
Code 3

Type (e.g.,
buy, sell,
rodemption)

i <~-w~
i

Date ! Value ! Gain


Month - [ Code 2 i Code 1
(A-H) [

Identity of
buyer/saBer

i ............

transaction)

Sold
(part)

11/24

Sold
(part)

2/16

3 ] 65.

Buy

5/4

! 3166.

Transferred
(to line 701)

6/1

3167. -ROGERS COMMUNICATION

Buy

3/17

3168.

Buy

3/18

3169.

Buy

3/19

3170.

Buy

3/24

I 3171.

Buy

3/25

3 t 72.

Buy

3/30

3173.

Transferred
(to line 1044)

6/1

3174.

Sold
(part)

9/2

3175.

Sold
(part)

9/3

3176.-ROYAL DUTCH SHELL

Sold
(part)

1/12

3177.

Buy

3/19

3178.

Buy

4/20

3179.

Buy

5/27

[ 3164. -Roche Holding AG

2. Value Codes

J =$ I 5,000 or lass

It,. =$15,001 - $50,000

L =$50,001 - $ 100,000

M =$100,00! - $250,000

FINANCIAL DISCLOSURE REPORT

Page 192 of 277

Reparting

[Name of P .....

Date of Report

9/I/2010
/1 Barry, Maryanne T.

NO~ ~o reportable income, ~sets, or ~ansactions.)"


A.
Dcsc~pfi~ of Asse~
(including ~st asse~)

Place "(X)" aft .... h asset


exempt ~om prior disc]~ur~

B,
Income during
r~o~ing ~fiod
~m~t I T~e (e.g.,
Cod~ 1 ] ~v~, re~t,
(A-H) ~
or int.)

C.
Gross value at end of
r~aing period
Value
C~e 2
(J-P)

[ Value
~ Me~od
C~e3

D.
T~nsacgo~ during r~o~ing period

T~e (e.g.,
buy, s~B,
redemption)

Date Value Gain


Day

[ (J-P)

IdemiW of
(A-~ ~

3t80,

Transfe~ed
(to line 311)

6/I

3181,

Buy

8/18

3182.

Buy

11/24

3183.

Sold

I 1/23

E
E

Oa~)
3!84,

Sold

11~3

3185. -SABMILLER PLC

Sold

3/5

Sold

M6

3187.

Sold

3/10

3188.

Sold

3/! ]

3189.

Sold

3/12

3190,

Sold

3/16

319!.

Sold
(pa~)

3/17

3192.

Sold
(pal~)

3/18

3193.

Sold

3/19

(pan)
3186.

(pa~)

(paa)

(pa~)
3194.

Sold

3/20

3195.

Sold

3/23

Sold

3~3

(pa~)
3196.

(ifp~vate
u~ction)

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Date of Report

9/1/2010

natty, Maryanne ~.

Page 193 of 277


VII. INVESTMENTS and T RU S TS - i, ......

t,e. tr .....tions (Includes those of spo ....d dependent children; see pp. 34-60 oyfding ins~uctions.)

[] NONE (No reportable income, assets, or transactions.)


If........

A.
Description of Assets
(including trust assets)

B.
Income during
reporting period

[ (1)
Place "(X)" atler each asset
exempt from prior disclosure

! Amount
i Code I
i {A-H)

:
3197.

C.
Crross value at end of
reporting period

D
Transactions during reporting period

(2)

(l)

(2)

(~

Type (e.g.,
div., rent,
orint.)

Value

Value
Method
i Cude3

Type (e.g.,
buy, sell,
redemption)

Code 2
(JP)

(Q-W)

~ (2)

Date
Month Day

(3)

~4) !

(5)

Value
Code 2

Gain ;
Code t J

Identity of
buyedseLler
(if private

(I-P)

i (A-14)

Sold

3/23

Sold

3/24

Sold

3/24

Sold

3/27

Sold

3/31

Sold

5/27

Sold
(part)

6/1

Sold

6/3

Sold

6/3

13

Transferred
(to line 198)

6/1

: 3207.

Buy

11/25

3208.

Sold
(part)

11124

Sold

11/24

3210. -SANOFI-AVENTIS

Sold

2/19

3211. oSANDVIK AB

Buy

8/4

3212,

Buy

8/5

3213. -SAP

Sold

12/8

3198.
3199.
3200.
3201.
3202.

(part)

(paa)
(part)

(part)
~ 3203.
i 3204.
3205.

i
3206. -Samsung Elee Gds

3209.

(part)
(part)

(part)

transacri~n)

FINANCIAL DISCLOSURE REPORT

Page 194 of 277

Name of Person Reporting

Date of Report

9/1/2010

] Barry., Maryanne T.
]

VII. INVESTMENTS and TRUSTS - in ...... a.,, tr .... ctions (Includes those of spouse and dependent children; see pp. 34-60 of flling instructions.)
----]

NONE (No reportable income, assets, or transactions.)


Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

3214. -SAP AG Spon ADR

Ir~come during
reporting period

Amount i Type (e.g.,


I Code 1
div., rent,
i (A-H)
or int.)

i Gross value at end of


! reporting period
Value
Code 2
(J-P)

Value
Me~od
Code 3

Transactions during reporting period

Type (e.g.,
buy, sell,
redemption)

Date
Month i Day

Value Gain
Code 2

Transferred
(to line 680)

6/I

3215. -SARA LEE

Sold
(part)

1/12

3216.

Sold
(pa~)

5,~0

Sold

5/21

Sold

5/22

3219.

Sold

5/26

3220.

Sold
(part)

5/27

3221.

Sold

5/28

3222.

Sold
(part)

5/28

3223.

Sold
(part)

5/29

3224.

Sold
(part)

5/29

3225.

Sold
(part,)

6/1

Sold

6/2

Sold
(part)

6/3

Sold

6/4

3229.

Sold
(part)

6/11

3230.

Sold

6/12

3217.

(part)
3218.

(part)

(part)

3226.

(pa~)
3227.
3228.

(paa)

Identi~y of

FINANCIAL DISCLOSURE REPORT


Page 195 of 277

~,~o of Per,on Ropo.i~


Barry, Maryanne 1".

r,~te of Re~rt
9/1/2010

NONE (No reportable, income, assets, or transactions.)


A~

B.

Description of Assets

Income during

(ir~cluding trust assets)

reporting period

Place ;(X)" after each asset


exempt from priuz disclosure

Amount [
i Code 1 !
(A-H) I
"
"

C.
Gross valu~ a~ end of
reporting period

T)ge (e.g.,
div., rent,
or int.)

Value
Code 2
(J-P)
[

3231.

Value
Method
Code3
(Q-W)

D.

Transactions during repo~ng period

Type (e.g.,
buy, sell,
redemption)

Date ! Value Gain


Month - Code 2 , Code 1
! Day
[ (J-P) (A-H)
i
j.

Sold
(part)

6/18

Sold

6122

Sold

6/23

Sold

6/24

3235.

Sold

6/25

3236. -SASOL SPON ADR

Buy

8/I 4

3237.

Buy

8/14

3238.

Buy

8/17

Transferred
(to line 276)

6/1

3240. -SCHNEIDER ELECTRIC SA

Buy

5/29

3241.

Sold
(part)

6110

3242.

Sold
(part)

7/7

3243.

Sold

7/7

3244. -SCHWAB CHARLES NEW

Buy

5/18

3245.

Buy

5/19

3246.

Buy

5/20

3247.

Transferred
(to line 1045)

6/1

3232.

(pan)

3233.

Identity of
buyer!seller
(ifprlvate
transaction)

(part)
3234,

(pan)

3239, -SCHLUMBERGER LTD

1. Income Gain Cod~:

A ~$1,000 ot I~s

B =$1,001 - $2,500

C =$2,501 - $5,000

D =$5,001 - $15,000

E =$15,001 - $50,~0

N ....fV~son g~,o~g
Bar,~., Ma~anne ~r.

FINANCIAL DISCLOSURE REPORT


Page 196 of 277
VII. INVESTMENTS and TRUSTS -i~o~,, ~, ~ .....
~

tio~ ~ncludes thos, of ~ .....

d dependent childr,~; se, p~ 34-6# af ~ing ins~u~ions.)

NONE (No reportable income, ~sets, or transactions.)


A.
Descdpti~ of Ass~
(including ~st ~e~)

B.
Income during
re~ng ~fi~

0)
~

Place "(X~" ~ ~ch asset


exempt f~m pfor disclosu~

,~

Amotmt
.~ Code 1
~ (A-H)

C.
~
Gross value at ~d of ~
repo~g period

(~)

0)

(2)

T~ (e.g.
div., ~ent,
or int.)

Value
Code 2
(J-P)

Value
Me~
Code 3

D.
T~nsactions during repo~ng ped~

0)
~ T~e (e,g.,
~ buy, sell.
~ redemption)

~-~ ,

(~)
Date
, Month ~ Day

~ ....

(3)
V~lue
Co~e 2
(J-P)

(a) [
Gain I
Code t ]
(A-~

3248.

Buy

91 ! 8

3249.

Buy

9121

~ 3250.

Buy

9/22

3231.

Buy

1016

~ 3252,

Buy

IW28

3253.

Buy

10/29

3254.

Buy

10//2

Sold

1!12

3256.

Transfe~
(to line 484)

6/1

3257.

Sold
(pan)

8/3

3258.

Sold
(pan)

9/3

3259.

Sold

9/4

Trausfen-ed
(to line 460)

6/i

3261. -SES FDR CL A (PARIS)

Buy

10/30

3262.

Buy

1 I/5

3263.

Buy

1 t/16

3264. -SHOPPERS DRUG MART CORP

Sold

1/12

~ 3255. -SCO~ISH AND SOUTHE~ ENERGY

3260. -SEPRACOR INC

(5)
Idenfi~ of
buyeffse~er
(if private

N~.,eorPer~n Report~.g
B~.y, Maryanne T.

FINANCIAL DISCLOSURE REPORT


Page 197 of 277

Da,e of Report

9/I/2010

VII. INVESTMENTS and TRUSTS - i.co~. ~,, ~,~o,~ (lncludes tftose of spot~8 and dependent children; seepp. 34-60 of fding ~slruction~,)
NONE ~o reportable income, assets, or transaction.)
Desc~ption of AsseL~
(including trust ~se~)
Place "(X)" after each asset
exempt ~m ~or ~sclosare

Income during
reposing p~iod

Gross value at end of


reposing ~

Amour T~e (e.g.,


~ C~e I
div., rent,
~
[ (A-H)
or int.)

Value [
Value
C~e 2 ~ Me$od
(J-P)
~ C~e(Q.~3

3265.

T~nsactio~ d~ng ~o~g ~od

T~e (e.g.,
buy, sell,
redemption)

D~I
Value Gain~
Mon~ - ,~Code 2 [ Code I ~
Day ~ (J-P) (A-H) [

Transfeffed
(to line 824)

6/I

Sold

9/2

3267.

Sold

9/2

3268. -SHIRE. PLC

Buy

2/2

3269.

Buy

2/3

3270.

Buy

2/3

327t.

Buy

24

Buy

2/16

3273.

Buy

2f17

3274.

Buy

2/18

3276.

Buy

3/5

3277.

Buy

4120

3278.

Buy

6/4

3279.

Transferred
(to line 983)

611

3280.

Sold
(part)

8/18

3281.

Buy

11/25

~3266.

(pan)

3272.

3275.

(See Cohmms BI ~md IM)

Buy

F =$50,001 - $ It.,uO,0~0

P3 -$25,000.00t - ~lSO.00O,000

~19

G =$100,001 - 5 L090,0049

H! =$ l,b~.001 - $5,000.000

P4 =More thall $50,000,00~

112 =More th~a $5,000,000

Idenfi~ of
buyedsell~
(if private
~nsac~on)

FINANCIAL DISCLOSURE REPORT


Page 198 of 277

N.me of P ..... Repo.ing


Barl~, Ma~. anne T.

Date
9/1/2010

VII. INVESTMENTS and TRUSTS-i.~ .... ~,~ .... ~o~(Ind~thoseofspouseandd~endentchildr~;seepp. M-6Ooffiling~smuctions.)


NONE ~o reportable income, assets, or ~ansactio~.)
Description of Asse~
(including ~st asse~)
Place "(X)" after ~ch asset
exempt~ompfiordisct~ure

~
~

:ncom~ during
r~fling

~Amo~t : T~e (e.g.,


div., ~ent,
[(A-~ ~
orint.)

Tra~aztions during r~o~ng period

Gross value at e~dof ]


reposing period
Value
Code 2
(J-P)

Value
Meth~
Code3

T~ (e.g.,
buy, ~,
~ redemption)

Date
Value Gain
Mon~ - C~e 2 ~ Code
Day [ (I-P) ~(A-~

Sold
(pro)

11/24

3284. -SIEMENS AG NAMES

Buy

2/20

3285.

Buy

3/19

3286.

Transferred
(to line 684)

6/1

3287.

Buy

8/t0

3288. - SINGAPORE TELECOMM

Sold

3/6

Transferred
(to line 546)

6/1

3290.

Buy

8/18

3291.

Buy

11/25

Sold

11/24

! 3293.

Sold
(pun)

l 1/24

3294.

Sold
(par!)

12/8

3295. -SONOVA HOLDING AG

Buy

8/21

3296.

Buy

8/24

3297.

Buy

8/24

3298.

Buy

8/28

3282.

3283. -SHANG~-LA ASIA

3289. -SOFTBANK CORP

3292.

ldenfiU of
buyer/~ller
(ifprivate

FINANCIAL DISCLOSURE REPORT

Page 199 of 277

N .... fv .... Revo.log

t Date of Report

B.~y. ~=o.,,~ ~

NONE ~ro reportable income, assets, or transaction.)


A.
Descdpti~ of Asse~
(including trust assels)
Place "(~" a~ each asset
exemptffomp~ordisclosure

B.
[
Income dunng
repo~ng period
12)
0)
~Amo~t J T~ (e.g.,
~CMel ~ ~v.,r~t
or int.)
.~ (A-~ ~

C.

D.
Transactions during r~aing

repoaing
[ Gross
value at end of
(~)
0)
~ Value
Value
C~e2
Me~od
~
(J-P)
C~e 3

(~)
T~e (e.g.,
buy, sdl,
redemption)

12) ] ~) : (4)
Value [ Gain
Date
~ Mon~- Code2 Codel
Day
~-~) ~ (a-n)

3299.

Buy

8/28

3300.

Buy

9~

Transferred
(to line 282)

6/1

Sold
(part)

10/28

Sold
(part)

10/28

3304.

Sold
(part)

10/29

3305.

Sold

10129

Transferred
(to line 988)

6/1

3308. -SM ITHS GROUP PLC

Buy

l/5

3309.

Buy

1/5

3310.

Buy

1/6

3311.

Buy

1/6

3312.

Buy

1/7

3313.

Buy

1/8

3314.

Buy

1/8

3315.

Buy

I/9

3301. -SOUTHWEST AIRLI]qES


3302.
-.

3303.

Id~fiW of
buyer/seller
(if private

3306. -SPECTRA ENERGY CORP


3307. -SMC CORP

I. lncom~ Gain Coda:


(See Columns BI ~)d D41
2. Value Codes
{See Colunms C I and D3)
3. Value Method Code~
(See Coiunm C21

A ~$1,000 or I~-*
F --$50,001 . $100,000
J =$15,000 or less
N ~$250,001 - $500,000
P3 =$25,009,091 - $50,00~,000
Q ~Appra)sal
U =Book Value

B ~$1,001 - $2,500
G =$1~0,001 - $1,000,000
K =$15,001 - $~0,000
O =$500,0~1 - $I,000,1~0
R =Cost (Real Estate Only)
V =Other

C =$2,50t - $5,000
HI =$1,000,0~1 - $5,000,0~0
b ~$50,001 - $100,000
PI ~$1 ,~0o,001 - $5.000.000
P4 =More tha~ $50,090,000
S =Assessment
W =Estimated

D =$5.001 - $15,000
H2 =More tha~ $5,000,000
M =$ 100,001 - $250,000
P2 =$5,000.001 - $25,000,000
T --Cash Market

E =$15,00! - $50.000 |

FINANCIAL DISCLOSURE REPORT

Nume of Person Reporting

Page 200 of 277

Barry, Maryanne T.

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - ~~co~ ~l.e, ~ ..... ,~o.~ (Includes those of spo ..... d dependent children; see pp. 34-60 of fding instructior~
[]

NONE (No reportable income, assets, or transactions.)

i
i

A.
Description of Assets
(including trust assets)
Place "(X)* after each asset
exempt from prior disclosure

[ 3316.

B.
Income during
reporting period
Amount Type (e.g.,
Code 1 [, div., rent,
(A-H)
or lot.)
~

C..
Gross value at end of
reporting period
Value
Code 2
(J-P)

D.
Transactions during reporting prriod

[ Value l Type (e.g.,


Method !
buy, sell,
Code 3 [ redemption)
(Q-W) ............

i Date
Mon~ Day

Value I Gain j
Code 2 i Code 1
(J-P) [ (A-H)
:;

Sold

4/2

3317.

Sold

4/16

3318.

Sold
(part)

4/17

3319.

Sold
(part)

4/20

3320.

Sold

4/22

(part)

(pan)
3321,

3322.

Sold
(part)

4/24

Sold

4/27

(part)
3323,

3324.

Sold
(part)

4/28

Sold

-5/5

(part)
3325.

Sold
(part)

5/6

3326

Sold

.5/7

3327.

Sold

5/14

3328.

Sold
(part)

5/15

3329,

Sold

.5/19

3330. -SMITH & NEPHEW ASSOC

Sold

2/20

3331.-STANDARD CHARTERED

Sold
(part)

1/12

3332.

Buy

5/15

Identity of
bnyer/se!ler
(if private
transaction)

FINANCIAL DISCLOSURE REPORT


Page 201 of 277

NONE

(No

income,

a~S~tS,

De~ti~ of Assem
(including t~st asse~)
Plac~ "(X)" a~r ~ch asset
exempt horn prior disclos~e

[ Name of Person Reporting


Bar~., Maryanne T.

[ Date of Report

9/1/2010

or transactions.)
Income during
reposing ~i~

~Amount T~e (e.g.,


Code 1 . div., rein,
(A-~ ~
or int.)

Gross v~ue at
re~ing period

, Valnc
Code 2
(J-P)

Value
Me~
C~ 3

T~ (e.g.,
buy, sell,
r~empiion)

3333.
3334.

DUe [ Value ~ Gain


Mon~ - ~ Code 2 [ C~ I
~y
~ (J-P) ~ (A-~

Sold

5/22

Tr~sfCg~d

61t

(to lin~ 232)


3335.

Buy

11/25

3336.

Sold

1 !/24

3337.

Sold

11/24

(part)
3338. -STRAYER ED

Buy

1~7

3339.

Buy

12118

Buy

4/20

3341.

Buy

6]t

3342.

Transferred
(to line 166)

611

3343.

Buy

I0/6

3344.-SI5"NCOR ENERGY

Sold

1/12

Transferred

6/1

3340. -Sun

Hung Kai Prop

3345.

(to line 160)


3346.

Sold
(part)

8/17

3347.

Sold

8124

3348.

Sold

8/24

3349. -SUZUK| MOTOR

Sold

1/13

(See Column~ CI and D3)


3. Value Method Codes

(~a~)

~par0

N =$250,001 - $500,000

0 =$500,001 - 51,000,000

PI =51,000.001 - $5,1~0,000

P2 =$5,000,0~1 - $25,000,000

Q -Appraisal

R =Coz~ (Real Estate Onl~,)

S ~As.sessment

T =Cash Market

Identity of
buye#se~er
(if private

FINANCIAL DISCLOSURE REPORT


Page 202 of 277

N~me of P .... Reporting

Date of Repot!

Bar~y, Maryanne T.

9/1/2010

,~e, ~.o.s~;o.~ (,.c;.~ ~o~ oy ~ ..... ~ ~ ~ ~

VII. INVESTMENTS and TRUSTS - i .....

NON~ ~o reportable income, ~sets, or ~ansactio~.)

A.
De~p~on of ASS~
{including tm~ ~st~)

B.

Income d~fing
~

~ing pe~d

~ (0

Place "(X)" aRer each asset


exempt from prior disclosure

C~

(~)

Value
C~e 2
(J-P)
~

~ Value
: Me~od
[ C~ 3

Transactio~ d~hng ~o~ing period

(0 (2)

T}~ (e.g.,
[Amo~t
~ C~e 1 ~ ~v., rent,
~ (A-~ ~ or int.)

[ Gross value at end of


~ing

(~)

(2)

T~e (e.g.,
buy, ae~,
redemption)

Date
Mo~ Day

" ~

(~

(4)
Value G~n
Code 2
I (I-P)

Trangfe~ed
(to line 440)

6/I

335i[

Sold

8,~

Sold
(pad)

8/26

Trans/~

6/1

3352.
3353. -S~VI~ PACIFIC L~

(to line 634)

3354.]SW~SSCOM A~ ~

Buy

8/14

3355.

Buy

8/17

3356. -S3~THES INC

Transfe~ed
(to line 994)

6/1

3357. -TAROET CORP

Sold

1/I 2

6/1

3/4

Sola

3/5

3361.

Sold

3/13

3362.

Sold

3118

(pan)
3358.

Transfe~ed

(to line 593)


~ 3359. - TELMEX ~TL

Sold

(pan)

. 336o.

(pan)

(pad)
3363.
~
3364.

Sold
(pan)

3/19

Sold
(pad)

3/20

~ 3365.

Sold
(pan)

5/27

3366.

Sold

5/28

(part)

(A-~

(ifpfivaM

~an~ction)

3350.

(pa~)

(S)
IdentiW of

FINANCIAL DISCLOSURE REPORT

Page 203 of 277

N .... fP .....Reporting

Da,e of Report

surly, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRU S TS - income, wiu,, ,ransn~ons (Includes those of sp ...... d dependent children; see pp. 34-60 of fding instruc~ion~)
[] NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
reporting period
(l)
(2)
Amount I Type (e.g.,
Code l I div., rent,
(A-H) | o~" int.)

C.
Gross value at end of
reporting period
(l) I (2)
Valoe
Code 2
(J-P)

[ Value
[ Method
Code 3
(Q-W)

D.
Transactions during reporting period
O)
Type (e.g.,
buy, sell,
redemption)

] (2)
[

(3)

Date
Month Day

(4)
Value
Code 2
(J-P)

3367.

Sold
(part)

5/29

3368.

Sold

6/1

3369.

Sold

6/2

Transferred
(to line 1000)

6/1

3371. -TERUMO

Buy

9/17

3372.

Buy

9/] 8

3373.

Buy

11/24

3374. -TESCO PLC

Buy

5/29

3375.

Transferred
(to line 427)

6/1

3376.

Buy

11/12

3377. -The Walt Disney

Buy

1/15

3378.

Buy

2/26

3379.

Buy

5/22

3380.

Transferred
(to line 552)

6/1

3381.

Buy

1 t/24

3382.

Sold
(part)

11/23

3383. -TIME WARNER

Sold
(part)

1/12

(part)

3370. -TELSTRA CORP

I. income Gain Code~:


(See Columns BI and D4)
2. Valu~ Code~
(See Columns CI and D3)
3. Value Method Codes
(See Column C2)

A ~$1,000 or less
F =$50,001 - $100,000
J =$15,000 or less
N -$250.001 - $500,0~0
P3 =$25,000.001 - $50,000,000
Q =Appraisal
U ~Book Value

B =$1,001 - $2,500
G =$100,001 - $1,000,000
K =$15,001 - $50,000
O ~$500,001 - $1,090,000
R ~--~st (Real Estal Only)
V =Other

C =$2,501 - $5,000
H] =$1,000,001 - $5,000,000
L =$50,001 - $100,000
Pl =$1,000.001 - $5,000,000
P4 =More than $50,000,000
S :Assessment
W ~Estimated

Gain
Code 1
(A-H)

D =$5,001 - $15,000
H2 =More tha~ $5,000,000
M =$100,001 - $250,000
P2 =$5,000,00i - $25,000,000
T =Cash Market

(5)
Identity of
buyer/seller
(if private
transaction)

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Date of Report

9/!/2010

~arry, Maryanne T.

Page 204 of 277

NONE ~o reportable income, assets, or ~ansactions.)


A.
D~cfipfion of Asse~
(including Imst a~e~)
Place "(X)" a~r each ~set
exempt from prior ~el~ure

,~
B.
~ Income during
[ reposing period
~)
(~)
Amount T~ (e.g.,
C~e 1 I div., renk
(A-I-~
or int.)

- ..............................................
C.
~ .............
Gross value at end of
T~nsacfions during r~o~ing
repofling period
-~
(~)
(2)
(~)
Value Gain[
~Value [ Value
T~ (e.g.,
Date
Code 2
Me~od
buy, ~11,
Mon~ - Code 2 ~ Code 1
Code 3
redemption)
Day
(J-P)
(J-P)
(A-~
, (Q-W)

3384.

Sold

3/30

3385.

Sold

4/9

3386.

Sold
(pan)

4/9

3387.

Sold
(paa)

3/30

3388.

Sold
(paa)

3,,30

3389.

Sold

5/19

3390. -T~GYi

Buy

10/8

3391.

Buy

10/9

3392.

Buy

10114

3393.

Buy

10/15

3394.

Buy

] 0/27

3395.

Buy

! 1/19

3396. -TOKYO ELECTRON LTD

Buy

3/17

3397.

Sold
(pan)

9/2

3398,

Sold
(pan)

9/4

3399.

Sold

9/9

(pan)

3400. -TORONTO-D~M~ION BANK

Sold

1/12

(pan)

Identi~ of
buyerlseller
(if private
tr~s~tion)

FINANCIAL DISCLOSURE REPORT


Page 205 of 277

Name of Person Reporting

Date of Report

I Bar~, ~aryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - i.co~,e, ,,.l~, ~, ..... ~o~ (lncI~s those of spo~e and dependent children; see pp. 34-60 of fding
NONE ~o reportable income, assets, or tra~ac~ons)
Description of ~sels
(including t~t ~se~)
Place "(X)~ after ~ch asset
exempt from prior ~selosure
~
3401.

~
~

Income during
~oHing ~od
(I) [ (2)
Amo~t T~e (e.~)
~de I ~ div., rent,
(A-~
or int.)

C~o~ value at ~d of
r~ng
(I) ~ (2)
Val~e
V~ue
C~e 2
Method
~i
(J-P)
~e(~3

Tra~ons d~ng r~ting


(I)
T~e (e.g.,
buy, sell,
rede~fion)

(2)
Date
Mon~ ._

(3) (4)
Value Gain
C~e 2 C~e 1

~ansaction)(ifpriva~
~ (J-P)
~ (A-~ ~

Day

T~nsfe~ed
(to tine 606)

6/1

Sold

3/20

3403.

Transfe~ed
(to line 524)

6/I

34~.

Sold

12/18

Sold

1/I 3

3406.

Transfe~
(to line 491)

6/I

3407.

Buy

11/20

3408.

Buy

1 t/26

3409.

Buy

11/27

3410.

Buy

] 1/30

341 I.

Buy

12/I

3412. -TR.ANSOCEAN LTD

Buy

11/16

3413. -TYCo ELECTRONICS LID

Buy

5/26

3414.

Buy

5/27

Transferred
(to line 157)

6/I

Sold

5/5

Sold
(part)

5/6

3402. -TOT~ SA

: 3405. ....
-T~D MICRO

3415. -Unile\,er Nrv NY SHRS


3416. -UN1LEVER PLC

(part)
3417.

(5)
Idenfi~ of
buyer/se~er

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 206 of 277

Date of Repe~

9/1/2010

Barry, Mary. an.e T. "

I
VII. INVESTMENTS and TRUSTS - ~. .....
[~

l.e, transactions (Includes ~o.~e of sp ......

nd dependent children; see pp. 34-60 of flling instructions.)

NONE (No reportable income, assets, or transactions.)


Description of Assets
(including wast assets)
Place "(X)" after each asset
exempt from prior disclosure

Income during
I Gross value at end of
reporting period
]
~ reporting period
(|), (2)i
(])
(2)
! Amotmt T~pe (eg., i Value
Value
Code I
div., rent,
Code 2
Method
(A-H)
or int.)
0-P)
Code3
i (Q~W)

3418.

Transactions during reporting period


(I)
Type (e.g,,
buy, sell,
redemption)

(2) (3) C(4) 1ode


Date ,~ Value
Gain
i
i Month - ! Code 2
, ~!~dy
(A-H)
I (J-P)
i
I

Transferred
(to line 652)

3419. -UNION PACIFIC CORP

Buy

6/I

1/I 3

(5)
Idemity of
buyer/se!ler
(if private
transaction)

I
3420.

Sold

5/2 ]

(part)
3421.

Sold
(part)

6/! 5

3422.

Transferred
(to line 291)

6/1

3423.

Buy

1 t/24

3424.

Sold
(part)

11/23

3425.

Sold
(part)

11/23

3426. -UNITEDHEALTH GROUP INC

Buy

9/3

3427.

Buy

1 I/3

3428.

Buy

11/4

3429.

Buy

] I/5

3430. -UNITED PARCEL SERVICE

Sold
(part)

5/I 9

3431.

Sold
(part)

5/20

3432.

Transferred
(to line 331)

6;1

2/26

3433. -UNITED TECHNOI.OGIES

Sold

2/26

J
(part)

3434.

|. Income Gain Codes:

Sold
(part)

A ~$1,000 or le~s

B ~$1,001 - $2,500

C =$2,501 - $5,000

D =$5,001 - $15,000

E =$15,~01 - $50,090 ]

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 207 of 277
VII. INVESTMENTS and TRUSTS - i ....
~

Date of Report

9/1/2010

[ Barry, Maryanne T.

e, ~,a/~t, tr .....

tions (Inch, des those of spouse and dqen~nt

NONE ~o reportable income, a~e~s, or transactions.)


A.
Descdpti~ of Asse~
(including trust ~sc~)
Place "(X)" a~ ..... h .... t
exempt horn prior d~closure

B.
~ncom~ dudn~
[ re~ng ~dod

C,
Gro~ value at ~d of
re~ing period

IA~?m)t[ T~e(e.g.,
C~e 1 I ~v rent
(A-~
or int.)

Value
Code 2
(J-P)

D.
T~n~a~tions

. Value
M~h~

T~e(e.g.,
buy sell,
redemption)
Code(Q_~3

Date

i Value [ fiain [

Day

O-P)

(A-~

3435.

Sold
(paa)

2/27

3436.

Sold
(pan)

3/3

3437.

Sold
(pan)

3/4

3438.

Tmnsfe~ed
(to line 315)

6/I

3439. -~ITED UTILITIES

Buy

2/26

3440.

Sold
(part)

6/23

3441.

Sold

7/29

Transferred
(to line 1005)

6/1

3443.

Sold
(part)

10/5

3444. -VALLOUREC SA

Buy

1/8

3445.

Sold
(pan)

6/3

3446.

Sold
(part)

614

3442. -UP.BAN OUFITTERS INC


i

3447.

Transferred

611
K
(to line 1009)
Buy

7/7

3449.

Sold
(part)

7/17

3450.

Sold
(part)

8/6

3451~

Sold
(part)

8/7

3. Value Method Codes


(See Colulrm C2)

A =$I.000 or less
F .=$50,001 - $I00.000
) =$15.000 or less
N ~$250.001 - $500.000
P3 -$25.000.001 - $50.000.000
Q =Appraisat
U =Book Value

B =$1.001 - $2.500
G =$100.00l * $1.1)00.000
K =$15,001 - $50.000
O ~$500.001 - $1,0~0.ffJ0
R =Cast (Real F_~tate Only)
V --Other

u~saction(if private

3448.

I. Income Gaiu Cod~:


(See Columaa B I and D.I)
2, Value Codes
(Sec Colurtxns C I and D3)

Identi~of

C =$2.501 - $.5.000
1t1 =$1.000.001 - $5,000.000
L --$50.001 - $10O.00O
PI =$1.000.001 - $5,000,000
P4 =More than $50.000.000
S =Assessment
W ~Es6mated

O =$5.001 - $ ~5.000
H2 ~More th~n $5,000.000
M =$lO0.001 - $250.D00
P2 =$5.000.001 - $25.000,000
T ~h Market

E =$15.001 $50.000

FINANCIALDISCLOSURE REPORT
Page 208 of 277

Name of Person Reporting

Date of Report

9m20~0

VII. INVESTMENTS and TR U S TS - income, ~a~.o, ~ .... no~ (Includes those of sp ..... d dependent children; see pp. 34-60 offcling instructions.)
[]

NONE (No reportable income, assets, or transactions.)


Descnpllon of Assels
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

Income during
reporting period

Gross value at end of [

Transactions during reporting period

repoaing period

Amount !
I Code 1 I

T:)ge (e.g.,
div., rent,

Value
Code 2

(A-IT)

.orint.)

(3-P)

Value
i Method

i Code3

Type (e.g.,
buy, sell,

i redemption)

Date
Month -

Value
Code 2

Day

i (J-P)

3452.

Sold

817

3453, -VEOLI~ ENVIRONMENT

Buy

6/9

6/1

3454.

Transferred

Gain I
Code !

(A-H)

(to line 479)


3455.

Sold
(parl)

7/3

3456.

Sold
(part)

914

3457. -VINCI SA

Buy

8/18

3458. -~qVENDI UNIVERSAL SA

Buy

8/26

3459. -VISA ....

Buy

5/t9

3460.

Buy

8121

3461. -VOLVO

Buy

8/18

[ 3462.

Buy

8/19

3463,

Buy

11/2

Transferred
(to line 809)

6ii

Buy

8/10

Buy

5/20

3467. -Wal Mart De Mexico

Sold
(part)

2/6

3468,

Sold
(part)

2/12

3464. -VULCAN MATERIALS CO

i
! 3465.
3466. -WAL-MART STORES INC

(See Colttrrms B1 ~ld D4)

F =$50,00] - $100,000

G =$100,001 - $1,000,000

HI =$1,000,001 - $5,000,000

H2 =More than $5,000,00~

ldentity of
buyeffseller

(if private

FINANCIAL DISCLOSURE REPORT


Page 209 of 277

Name of Person Reporting

Date of Report

9/1.,2010

[ Barry, Maryanne T.

VII. INVESTMENTS and TRU STS - ~co.,. .u~.e. ~ .... ~io.. a.c~.a,s ~os, of sv~, ..a ~v.~,.t ~ua~,.; s.. ~p. ~4-~o omti.g instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of A~sets
(including trust assets)
Place "(X)" after each a~set
exempt from prior disclosure

B.
Income during
reporting period
Amount ] Type (e.g.,
Code 1
div., r~nt,
(A-H)
or int.)
i

3469.

C.
Gross value at end of
reporting period
Value
Code 2
(J.p)

Value
Method
i Code 3
(Q.W)
I

D.
Transactions during reporting period
t

Type (e.g.,
buy, sell,
redemption)

Date
Value Gain
Month - Code 2 / Code 1
Day
i
j (A-H)
i_. (JP)

Sold

2112

3470.

Sold
(part)

2/13

3471.

Sold
(part)

(part)

3472.

2/19

Sold

2/24

3473.

Sold
(part)

2125

3474. -Walgreen Co

Sold

8/24

3475. -WELLS FARGO & CO

Sold
(part)

1/30

3476.

Sold

2/2

3477, -Wesrpac Banking Corp

Sold

1,/8

3478.

Buy

81t2

3479.

Buy

8/17

34~0. -WOOLWORTHS

Sold
(part)

1/19

3481.

Sold

1/19

Transferred
(to line 432)

611

Sold

12/9

3484.

Sold
(part)

12/10

3485.

Sold

12111

(part)

(part)
3482.
34831 ......

(part)

Identi~, of
buyer/seller
(if private
ttansaction)

FINANCIAL DISCLOSURE REPORT

N ....

f P ..... Reporting

Date of Report

Page 210 of 277


vii. INVESTMENTS and TRUSTS - ~. .......

~,~o, ~,o,,,= ~.

~.~. ~sacao~ anct~s t~os. of s, ....~ le~n~nt c~it~..n; see ~. ~4-~0 of faing

NONE ~o reportable income, assets, or ~ansactions.)


A.
Deschpfion of Asse~
(including trust a~e~)
Place "(X)" after e~h asset
exempt from prior dise!osure
~

B.
]ncome during
repoaing p~iod

0)

(~)

O)

(2)

Amount [
Code 1

T~e (e.g.,
div., tent,
or int.)

Value
Code 2

Value
Me~od
Code 3

(A-H)

D~
Tractions duhng ~orting

C.
[
Gross value at end of ~
~poaing period

(J-P)

0)
T~ (e.g.
buy, se~,
r~ption)

(~)

(3) ~

Date
Value ~ Gain
Mon~ Code 2 ~ Code 1 ~
Day
~ (~-P) (A-~ ~

3486. -GOLDEN SACHS FIN T~ASURY

Buy

1 ~31

3487. -SSGA US GOV MM (FORMERLY SSGA


VT GOVT MM)

Buy

12/31

Sold

5/15

3490.

Sold

5/I 8

3491. -ABB LTD

Buy

8/18

3492.

Sold

12/10

3493. -ACCOR

Sold

3/11

3494.

Sold
(part)

3113

3495.

Sold
(part)

3116

3496,

Sold
(part)

3/18

3497.

Sold

3/19

3498. -AD1DAS

Sold
(part)

2J16

3499.

Sold

2/I 7

3500. -ADOBE

Buy

10/15

350L -AETNA INC

Sold
(part)

2/26

3502.

Sold

5/19

3488.

Trust #26 - List of Assets

3489. -ABBOTT LAB

Dividend

P2

(pa~t)

Identiff of
buyeffsefler
(if private

FINANCIAL DISCLOSURE REPORT


Page 211 of 277

Barry, blaryanne T,

9/1/2010

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of sp ..... d dependent children; seepp. 34-60 of f dine instructions.)
NONE (No reportable income, assets, or transactions.)

A.

B.

Description of Assets
(including trust assets)

Income during
reporting period

i C~ross value at end of


reporting period

~ ~) [ (2)
Place "(X)" after each asset
exempt from prior disclosure

3503. -AFLAC INC

c.

(2)

O)

: Amotmt i Type (e.g.,


: Code I i diP., rent,
(A-H) i~
or int.)

i Value
i Code 2
(J-P)

.,

Value
Method
, Code 3
~
(Q-W)

Transactions during reporling period

(1)

(2)

Type (e.g.,
buy, sell,
redemption)

Date
Month Day

(3) ~ (,,)
Value
Code 2
(l-P)

Sold

1/22

Sold

1/22

3505. -AGILENT TECHNOLOGIES

Transferred
(to line 4t5)

6/1

3506, -AIR PRODUCTS & CHEMICALS

Sold
~, (part)

1/12

3507.

Transferred
(to line 296)

6/t

3508,-Allegheny Tech

Buy

I/5

3509.

Buy

1/7

3510.

Buy

I/8

3511,

Buy

1/9

3512.

Buy

5/27

3513.

Transferred
(to line 749)

6/1

3514.

Buy

9/24

3515,

Buy

9/24

3516.

Buy

10/21

3517.

Buy

10/29

3518.

Buy

10/29

3519,

Buy

10/29

3504.

(part)

(s)

Gain
Code 1
(A-H)

Identity of
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT


Page 212 of 277

.~ome of Person Reporting

Date of Report

9/1/2m0

] Barry, ~a~a.~ T.

VII. INVESTMENTS and TRUSTS - income, vol.e, ~ .... ctions anetudes those of,spouse and dependent children; see pp. 34-60 of filing instructions,)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure
I

B.
lncome during
reporting period
, (l) [ (2)
IAmotmt [ Type (e.g.,
Code 1 ] div., rent,
(A-H) ] or int.)
i

C.
Gross value a~ end of
reporting period
(I)
Value
Code 2
(J-P)

(2)
Value
Method
Code 3
(Q-W)

D.
Transactions during reporting period
(1)
Type (e.g.,
buy, sell,
redemption)

(2) i (3) [ (4)


Date i Value Gain
Month - i Code 2 Code I
Day
(J-P)
(A-H)

3520.

Buy

10/30

3521.

Buy

10/30

3522.

Buy

11/2

Sold

1/12

Transferred
(to line 342)

6/1

Sold

3/19

3523. -ALLERGAN INC

(5)
~Ideatity of
buyer/seller
(if private
transaction)

(part)
3524.

3525. -ALLIANZ

Wart)
3526.

Buy

5/28

3527. -ALLSTATE COR_P

Buy

5/20

3528.

Buy

5/21

3529.

Buy

5/22

3530.

Buy

12/18

3531.

Buy

12/21

i 3532.

Buy

12/22

Transferred
(to line 615)

6/I

Transferred
(to line 228)

6/I

3535.

Sold
(part)

8/26

3536.-AMERICAN MEDICAl. SYS HLDGS

Sold
(part)

1/12

3533.-AMAZON.COM
~
3534. -AMERICA MOVIL

t. Income O~ia Cod~:


(See Colunms Ol and D4)
2. V alue Cock s
(See Colur0.os CI and D3)
3. Value M~h~l Codes
(See Colurr~ C2)

A =$I,000 or I~s
F -250,001 - $100,0~0
J =$15,f100 or l~s
N =$250,001 - $500,000
P3 =$25,000,091 - 250,000,000
Q aAppra~sal
U =Book Value

B =$1,001 - $2,500
G =$100,001 - $1 ,O00,0~X~
K. =$15,001 - $50,000
O =$500,1gH - $1,000,000
R =Cost (Real E.shate Only)
V =Other

C =$2,501 - $5,00~
H I =$1,000,001 - $5,000,000
L =250,001 - $ ] 00,000
Pl =$1,009,001 . $5,000,000
P4
S =Asse.~sn~nl
W =Estimate~

D =$5,001 - $15,000
1t2 =Mode than $5,000,000
M =$ 100,~ 1 = $250,000
P2 =$5,000,001 - $25,00~,000
T ~Cash Mai~et

E =$15,00I - $50,000.

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Page 213 of 277

Date of Repert

9/!/2010

[ Barry,. Maryanne T.

NONE ~o reportable income, assets, or transactions.)


A.
Description of~
(including ~st ~se~)
Place "~)" after each asset
exempt ~om pfor disclosure

~
~

B.
Income during
~aing ~ri~

C.
C~ss value a~ end of
~ing

~) ~-- (~)

(t)

~2)

i Amo~t I T~e (e.g.,


Code 1 I div.. rent,
(A-~
or int.)

Value
Code 2
(J-P)

Value
Method
CMe 3
(Q~

D.
Transactions during reporting

(0
T~e (e,g.,
buy, se~,
re~mpt~n)

3537,

(~)
Date
Mon~Day

(3) (4) /

Value GNn[
CMe 2 ~ C~e 1
0-P) ~ (A-H)
~I

Sold

10/2

Sold

10/5

3539.

Sold
(pan)

10/6

3540.

Sold

10/7

3541. -AMEKICAN TOWER

Sold
(pan)

4?27

3542.

T~nsfe~ed
(to line 840)

6/1

3543.

Sold

9/3

35~.

Sold

11/23

3545. -AMERICAN WATER WORKS

Buy

8/13

3546,

Buy

8/14

3547.

Buy

8/17

3548.

Buy

8/18

3549.

Buy

8/24

3550. -ANGLO AMERICAN PLC

Buy

11/13

3551.

Buy

11/13

3552.

Buy

11/16

3553.-APPLE INC

Buy

5/27

3538.

(p~)

~)

Income Gain Codes.

A--St,000 o~ le~s

(See Co~ut~ C2)

U =Book Value

V =O~ar

W =E~i~t~

ldenfiV of
buyer!sdler
(if private
~ansaction)

FINANCIAL DISCLOSURE REPORT

Page 214 of 277

Name of Person Reporting

Date of Report

[ Barry, Maryanne T.

9/1/~01o

VII. INVESTMENTS and TRUSTS - ~nco,~e, ~atue, ,, ..... no~ a.et~,s those o~~po.s, ~.~ ~,~.~e.~ e~t~.;
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assels)

B.
Income during
reporting period
(l) (2)
Amount Type (e.g.,
Code 1
div., rent,
(A-H)
or int.)

C.
Gross value at end of
reporting period
(l)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)

D.
Transactions during reporting period .
0)
Type (e.g.,
buy, sell,
redemption)

(~)
Date
Month Day

(3)
Value
Code 2
(J-P)

3554.

Buy

10/2

~J

! 3555.

Buy

11/24

3556.

Sold

11/23

Sold
(part)

11/23

Sold

1/12

Sold
(part)

11/20

Sold

11/23

3561.

Sold

11/23

3562. -AUSTRALIA AND NEW ZEALAND


BANKING GP

Buy

8/17

3563. -AUTOLIV INC

Buy

3/24

3564.

Buy

3/25

3565.

Buy

3/25

3566.

Transferred
(to line 1019)

6/1

3567.

Sold
(part)

10/30

3568.

Sold

11/2

3569.

Sold

11/3

3570. -AXA

Sold

1/12

Place "(X)" after each asset


exempt from prior disclosure

(part)
3557.
3558. -AT&T

(part)
3559.

3560.

(part)

(part)

(part)

I. Income Gain Cod~:


(Scc Columns BI and D4)
2. Value Codes
(See Cohlnms CI and D3)
3. Value Method Codes
(See Column C2)

A -$1,000 or less
F --$50,001 - $100,000
J -$15,000 or less
N =$250,001 - $500,000
P3 =$25,000,001 - $50.000,000
Q -Appraisal
U =Book Value

B =$1,001. $2,500
G =$10~,001 - $1.000,000
K =$15,001 - $50,000
O =$500,001 - $1,000,000
R =Co~t (Real Estate Only)
V =Other

C =$2,501 - $5,000
HI =$1,000,001 - $5,000,0~0
L =$50,001 - $100,000
PI =$1,000,001 . $5,000,000
P4 =More than $50,0~,000
S =Assessment
W =Estimated

(4)
Gain
Code 1 .
(A-H)

D =$5,001 - $15.000
H2 =More than $5,D0~,000
M =$100,O01 - $250,000
P2 =$5,009,001 - $25,1tX~,000
T =C~h Market

(~)
Identity of
buyer/seller
(if private
transaction)

E =$15,001 - $50,000

FINA~NCIAL DISCLOSURE REPORT


Page 2 ] 5 of 277

!N .... fPerson Reporting


Bar~, Ma~,anne T.

Date of Report

9/1/2010

VII. INVESTMENTS and T RUSTS - inco,~e, ~a.,, ~..,a~io,~ a.~.a~, ,~o~. o/~o~ ~ d~endent chit~en; s~ pp. 34-60 of filing instru~ion8.)
NONE ~o reportable income, assets, or o-ansactions.)

" ...........~ ...........................c.

~.

Income duflng

~scfipfion of Asse~
(including t~st a~e~)

Place "(X)" after ~ch asset

exempt from prior disclosure

repoaing p~iod

D.

Gross value at end of


repoAing ~od

Tran~ctions d~g r~ofling period

0)
Amour
Co~e ~

0)

(~)

(1)

T~e (e.g.,

Value

Value

T~ (e.g.,

(A-~

air., r~t,

~ae 2

M~mW

buy, s~

or int.)

(J-P)

Code 3
(~

(2)

r~empfion)

(2)

(3)

Date

V~lue [ Gain

buyer/~ller

[Day[ (J-P) (A-~


~

{if private
tr~saction)

3571.

Sold

2/20

3572.

Sold

3/3

3573.

Sold

3/3

3574.

Sold

3/3

Sold

3/4

@aa)

(pro)
(pan)

3575.

ldenti~ of

[ Monm - [ Code 2 [ Code ~

(Pro)
3576.

Sold
(pad)

3/10

3577.

Sold

3/I 1

3578.-BAE SYSTEMS PLC

Sold

3/17

3579.

Sold

3/I 7

(pan)
(part)

3580.

Sold
(part)

3/18

3581,

Sold

3/18

3582.

Sold

3/19

Sold

3/20

Sold
(part)

3/23

(pan)
(part)

3583.

(part)
3584.

3585.

Transferred
(to line 588)

6/I

3586.

Buy

8/13

3587.

Buy

12/9

t. income Gain Codes:


(Set Columns BI a~d 134)
2. Vlilue Codes
(S~m Col~m~ CI and D3)
3. Value M~thed Codes
(See Cohmm (,~)

A =$1,000 or less
F ,,$50,001 - $100,000
J =$15,000 or less
N =$250,001 - $500,000
P3 -~25,000,001 - $50,000,000
Q -Appraisal
U =Book Value

B =$1,001 - $2,500
O =$100,001 - $1,t~O0,000
K =$15,001 - $50,000
O =$500,001 - $1,000,000
R ~Cost (Real Estate On!y)
V =Other

C ~$2,501 - $5,000
ill =$1,000,001 - $5,000,000
L ~$50.00I - $100,060
P1 =$1,000,001 - $5,000,000
P4 =More than $50,0~0,000
S =Assessment
W =Estimated

D =$5,001 - $15.000
H2 =More Ihall $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,0~0
T ~Cash Marke~

$50,0~0

FINANCIAL DISCLOSURE REPORT


Page 2 16 of 277

N~me of Person Reporting

Date of Report

Barry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of sponse and dependent children; seepp. 34-60 o.ffiting instruction~)
NONE (No reportable income, assets, or transactions.)
A,
Description of Assets
(including trust assels)

B.
Income during
reporting period

(l)
Place "(X)" after each asset
exempt from prior disclosure

Amount
Code 1
(A-H)

(~)
Type (e.g.,
div,, rent,
or int.)

C.
Gross value at end of
reporting period

D.
Transactions du~ng reporting period

O)

(~)

Value
Code 2
(J-P)

Value
Method
Code3
(Q-W)

3588.
3589.

(1)

(~)

(~)

(5)

Type (e,g.,
buy, sell,
redemption)

Date
Month Day

(~)

V~lue
Code 2

Gain
Coda 1
(A-H)

Identity of
buyer/seller
(if private
transaction)

Sold
(part)

10/29

Sold

10/29

(part)

(J-P)

3590. -BAKER HUGHES

Sold
(part)

5/13

3591.

Sold

5/I4

(part)
3592.

Sold

5/18

3593. -BANCO SANTANDER

Buy

10/8

3594.

Buy

11/5

3595.

Sold
(part)

11/19

3596. -BANK OF EAST ASIA

Buy

5/7

3597.

Buy

5/8

3598.

Buy

5/19

3599. -BANK OF CHINA

Buy

5/22

3600.

Buy

! 1/25

3601.

Sold
(part)

11/24

Transferred
(to line 520)

6/1

8/I 1

3602. -BARRICK GOLD COR.P


3603.
3604.

1. Income Gain Cod~.


(See Columz~s BI and I)4)
2. Value C~:le$
(See Colurtms C! and D3)
3. Value Method Codes
(See Column C2)

Buy

A ~$1,000 or less
F =$50,001 - $100,000
J =$15,000 or less
N m$250,001 - $500,000
P3 =$25,0~0,001 - $50,000,000
Q =Appraisal
U =Book Value

B ~$1,00I . $2,500
G =$100,091 - $1,000.000
K =$15,001 - $50,000
O =$50~,001 - $I,000,000
R =Cost (Real Estale Only)
V ~Other

Sold
(part)
11/24

C =$2,501 - $5,000
H I =$1,000,001 - $5,000,000
L =$50,001 - $100,000
PI =$1,000,001 - $5,000,0~0
p4 =More than $50,000,000
S =Assessment
W =Estimated

D =$5,00t - $15,000
H2 =More than $5,000,00~
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =C~sh Market

E =$15,001 - $50,000

Na,ue of Pe ..... Reporting

FINANCIAL DISCLOSURE REPORT


Page 217 of 277
VII. INVESTMENTS and TRUSTS - i ....

Date of Repo,

~a~-y., Maryanne T.

9/1/2010

e, ~a~, ~ ..... ~o,~ a,a~d~ ,ho~ os~ .... ~ ,~,~t ~ud,~

~ NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
--Incme duriog
I reporting period

I-

C.
Gross value at end of
reporting period
[
~[(1) i (2) (1) (2)
(l) I (2) -(3) (4)
(5)
Value
Value
Type (e.g.,
!~om~eU~t i ype/eT .g.,
i
Code 2
Method
bay, sell,
i div., rent,
: (A-H) or int.)
(J-P)
Code 3
redemption)
!
(Q-W)
~

D.
Transactions during reporting period

Date
Value i Gain
! Month - Code 21 Code I
i Day
(A-H)
I (J-P)
l
:

3605.

Sold
(part)

11/23

3606. -Baxter Intl Inc

Sold
(part)

1/12

Transferred
(to line 470)

6/1

3608. -BERKSHIRE HATHAWAY

Buy

3/4

3609. -BEST BUY INC

Sold
(part)

1/12

3610.

Sold
(part)

5,/27

3611. -BLIP BILLITON

Buy

4/20

3612.

Transferred
(to line 389)

6/1

3613.

Sold
(part)

8!24

3614.

Buy

11/25

3615.

Sold
(part)

11/24

Sold

1 ~/24

3607. -BAYER AG BEARER

3616.

(part)
3617. -BIOGEN IDEC INC

Buy

2/3

3618.

Buy

213

3619.

Buy

2/4

3620~

Buy

2/4

3621.

Buy

2/4

Identity of
buyeriseller
(jfprlvate
transaction)

FINANCIAL DISCLOSURE REPORT


Page 218 of 277

] r~a~e of ~erson ~ep0~iog


[

B~, ~n~ ~-

9/~/~0~0

VII. I~ESTMENTS and TRUSTS - i~o~, ~t.~, t ...... no~ anctu~es a, ose of spouse and aemna~t chU~ren; seem. 34-~o offding h~s~uctions.)
NONE (No reportable income, assets, or ~ansactions.)
A.
Desc~ption of.~se~
( ncluding trust asse~)

Pla~ "(X)" a~er ~ch asset


xempt~ompfiordisclosure

B.
Income d~ng
re~ing ~6~

~t ]

C~]
I
(A-t~ ,

C.
Gro~ vMue at end of
reporting pedod

D.
T~nsactions during l~oning

T~e (e.g.,

Value

[ Value

T~e (e.g.,

di ......t,
or int.)

Co~e2
(J-P)

Meflmd
I
] C~e3

buy, sdl,

~ Date

~ Moa~~Y
redemption)/

Value Gzia

Idemi~ of

Code2 ~C~1 j

buyer/se~
(if pri~ate

(J-P) ~ (A-H)i

3622.

Buy

~5

3623.

Buy

2/6

3024.

Buy

2/18

3625.

Buy

2/26

3626.

Buy

4/20

3627.

Translated
(to line 873)

6/1

3628.

Buy

3629.

Sold
(paa)

10/30

3630.

Sold
(pan)

11/2

Sold

t 1/2

Sold

11/2

Sold
(pan)

11/3

Sold

11/4

i 1/5

3631.

(pan)
3632.

(paa)
3633_
3634.

8/10

(pan)
3635.

Sold

(pa~)
3635.

Sold

11/6

3637. -Billabong Intl LTD

Buy

1/7

Buy

3/6

3638,

I. lncorr~ Gain Codr.s:

A =$1,000 or I~s

B -$1,@1 - $2,~

2. VMue C~cs

J =$15.~ or less

K =$15,001 - $50,~

L =$50.~1 -

FINANCIAL DISCLOSURE REPORT


Page 21 9 of 277

NameofP .... Reporting

DateofReport

earn, Ma,-y~n.er.

9/1/2010

VII. INVESTMENTS and T RUSTS - ioco.,., ,,.t,,e, transactions (Includes those of sp ..... nd dependent chRdren; se~ pp. 34-60 of.firing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust asse~)
Place "(X)" after each asset
exempt from prior disclosure

Income during/

Gross value at end of

reporting period

i~reporting
period
........

Amount
Code I

Type (e.g.,
] Value / Val.e I
di ......hi,
I Code 2
] Met~hod

Traosnctions during reporting period


.

Type (e.g.,
bo, y, sell,

I Date I Valae [ Gain }


)Moath- [Code 2 { Code 1 [

Identity of
buyeffse!ler
transaction)

3639.

Buy

3/9

3640,

Buy

3/11

3641.

Buy

3/12

3642.

Bay

4/23

31~3.

Sold

511

"3644.

Transferred
(to line 663)

6/1

3645.

Buy

10/23

~47.-BNP PARIBAS

Buy

6/17

(part)

3648,

Transferred
(to line 245)

3649.

Sold

6/1

7/3

Sold
(pan)

8/26

"3651.

Sold
(pan)

10/6

36;2. "

Sold
(part)

1016

3653. -~MW

Buy

3/16

3654.

Buy

5/29

"3655.

Transferred

6/l

(part)
3650.

F-

(to line 474)

1. Income Gain Cod~:


(See Colurtms BI and 124)
2. Value Codes
(See Columns C[ and D3)
3. Vzine Method Cod~s
(See Column C2)

A =51,000 or less
F -$50,001 - $100,000
J =515,000 o less
N =$250.001 - 5500.000
P3 =525.000,001 - $50,000,~0
Q =Apl~ralsal
U ~B~ok V~Iu=

B =51.001 . $2.500
G =5100.001 - $1,000.0O0
g =515,0(g - $50,0~
O =$500,001 - $1,000,000
R =C~ (Real Estate Only)
V ~O~her

C =52,501 - 15,000
HI =$1,000.001 - $5,000,000
L =]50,001 - 5100,000
PI ~$1,000,00| - $5.000,000
P4 =More ~h~n $50,000,000
S =Asses~m~llt
W =Eslimated

B
A

D =15,001 - $15,000
H2 =More the $5,000,000
M =$100,001 - $250,000
P2 =55,000,00I - $25.t~d,0~]
T =C~sh Market

~ =$15,001 - 550,000

FINANCIAL DISCLOSURE REPORT

Page 220 of 277

Name of Person Reportiug

Date of Report

9/1/2010

] Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - income, value, tr .....

,ions (Includes those of spo ..... d dependent children; see pp. 34-60 of filing instructions,)

D NONE ,(No reportable income, aszets, or transactions.)


Description of Assets
(including trust assets)
Place "(X)" after each a~et
exempt fromprior disclosure

lncome during
reporting period
(I) !
Amount

(2)
Type (e.g.,

Code 1 i div., rent,


! (A-H) t or int.)

Gross value at cod of


reporting period
(1)
Value
Code 2
(J-P)

3656.

(2)
Value
! Method
Code 3
[

Trar~actions during reporting period


(1)
Type (e.g.,
bay, sell,
redemption)

Sold

8/27

Sold

1/12

(part)
3657. -Boeing Co

(2)
Date
I Munth Day

(3)
Value Gain

IdentiLy of

(part)
I 3658

Sold
(part)

3/4

3659 .

Sold

6/23

Sold

6/23

3662.

Buy

11!19

3663. -Bouygues

Sold
(part)

9,2/I 6

3664.

Sold

5/28

3665.

Sold
(part)

5/28

3"

Transferred
(to line 204)

6/I

i
3660.
3661 ....

(pa~)

i 3666.

3667.

Sold
(part)

10/8

3668.

Sold
(par.)

10/12

3669.

Sold

10/28

Transferred
(to line 884)

6/1

3671.

Sold

7/2

3672. -BG GROUP PI.C

Buy

1/16

(part)
3670.-BP PLC

I. htcome Gain Codt~:


{See Columos B] and D4)
2. Value Coal,s
(See Columns CI and D3)
3. Value Method Codes
(See Column C2)

A =~1,000 or less
F =$50,001 . $ I00,000
.t ~$15,000 or I~s~
N =$250,091 - $500,000
P3 ~$25,000,001 - $50,000,000
Q =Apprnis~l
U =Book Value

B =$1,001 . $2,500
G =$100,001 - $1,000,000
K =$15,00t - $50,000
O =$500,001 - $1,000,000
R ~Cosl (Real Estate Only)
V =Other

C =$2,501 - $5,000
HI =$1.000,001 - $5,b~d0,1~10
L =$50,001 - $100,000
PI =$1,000,001 - $5,000,000
P4 =More if, am $50,000,000
$ =Assessrm-m
W =Estima,ed

D =$5,001 - $15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T :,C.~.~h Market

E ~$15,001 - $50,000

]
Ii

FINANCIAL DISCLOSURE REPORT

N~me of Person Reporting

Page 221 of 277

Date of Report

Barry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - i .... e, value, tr ..... lions flncludes those o/stn, use and dependent children; seepp. 34-60 of ruing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Desoription of Assets
(including t~s[ assets)

lnooB-aringmed
reporting period

! (l)
Place "(X)" after each asset
exempt from prior disclosure

(z)

Amount I Type (e.g.,


Code 1 i div., rent,
!
orinl.)
: (A-H)

C.
C~ross value at end of
reporting period

(1)

(2)-

li Value
Code 2
(J-P)

Value
Method
, Code3

D.
Transactions during reporting period

(l)
Type (e.g.,
buy, sell,
redemption)

(2)

(3)

Date
Value
Gain
Month - [ Code 2 Code 1
,~ Day
! (J-P) . (A-H) [

3673.

Buy

3/11

3674.

Buy

3/12

3675.

Buy

6/1

3676.

Transferred
(to line 868)

6/1

3677.

Buy

7/2

3678.

Buy

8125

3679.

Buy

11/25

3680.

Sold

11/24

3681.-8!KOADCOM CORP

Buy

2/19

3682.

Transferred
(from line 889)

6/1

3683.

Sold
(part)

12/18

3684. -CADBURY

Buy

5/5

3685.

Buy

5/6

3686.

Buy

5/14

3687.

Buy

5/14

3688.

Buy

5/15

3689.

Buy

5/21

Identity of
buyer/seller
(ifprivate

FINANCIALDISCLOSURE REPORT
Page 222 of 277

Name of Person Reporting

Date of Report

9/1/2010

I Barry, Maryanne I".

VII. INVESTMENTS and TRUSTS - ;.eo...o ~.t.~ ~a.s.cno.~ a.et.aes a. .... zs~.o.~ ..a a.~...a..t ch,~-~; s~ pp. ~-~ o~ai.g i.~ao~.)
NONE ~o reportable income, assets, or transaction.)
Description of Asse~
(including trust asse~)
Place "(X)" after ~ch asset
exempt from prior disclosure

~
~

Income during
reposing period

]Amo~t
] C~e 1
(A-~

[ ~oss value at end of


j reposing period

T)~e (e.g.,
~v. ~
or int.)

Value
Code 2
O-P)

~ Value
~ Me~od
~ C~e 3

Transactions d~ng r~onmg pefi~

T~e (e.g.,
buy, sell,
redemption)

Date Val~
Gain
Mon~- . C~e 2 Code 1 [
~ Day ~ (J-P) ~ (A-~

3690.

Buy

5/26

~3691.

Buy

5/28

3692.

Buy

5/29

3693.

Buy

5/29

3694.

Transferred
(to line 1025)

6/I

3695.

Buy

8/t2

3696.

Sold
(part)

11/6

3697.

Sold

11/9

3698. -CAMEC~ COILP

Buy

1/28

~K

3699.

Buy

4/27

3700.

Buy

4/28

3701.

Buy

4/29

3702.

Buy

4/30

"~703.

Buy

5/4

3704.

Buy

5/1

3705.

Buy

5/4

6/1

~706.

I. Income Gain Code,~:


(See Co]umrtg BI and D4)
2. Value Codes
(See Columns C] and 1")3)
3. Value Method Codes
(See Column C2)

A =$1,000 or less
F =:$50,001 - $] 00,000
J =$15,000 ol" less
N =$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q =Appraisal
U ~Book Value

B =$1.00] - $2,500
O =$100,001 - $1,00~,000
K =$15,001 - $50,000
O =$500,001 - $1,000,000
g =Cost (Real Estate Only)
V ~Other

Transferred
(to line 602)

C =$2,501 - $5,000
H I =$1,000,001 - $5,0(}0,000
L =$50,001 - $100,000
PI =$1.00~,0Ol - $5,000,0~~
P4 --More t~an $50,6(10,000
S =Ass~sa~n~
W =Estimated

D =$5,001. $15,000
H2 ~More tba~ $5,000,000
M =$I00,~01 - $250,000
P2 =$5,000,001 - $25.000,000
T =C~h Market

ld~fi~ of
buyerlse~er
(if private

E =$15,001. $5~),000

FINANCIAL DISCLOSURE REPORT

r~ame ofr~rson Repor.~

r,~te

Page 223 of 277

B.~y, r~-y~..e ~r.

9/I/2010

VII. INVESTMENTS an d TRUSTS - in ...... t.~, t ..... ",ions and.a~ more of st .... a dependent children; see pp. 34-60 of filing instructions.)
[]

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets

[
i

exempt from prior disclosure

B.
Income during

Code 1 !
(A-H) i

D.
Transactions during reporting period

i
C.
! Gross value at end of

div., rent,
orint.)

3707.
3708.

| Code 2
: (.LP)

i Method
! Code3

boy, sell,
redemption)

Buy

11/24

Sold

11/23

Sold

1/13

611

(pa~)
3709. -CAMPBELL SOUP CO
3710. -CANADIAN NATURAL RESOURCES

Sold

i 2/17

Month - i Code 2 Code 1


Day
(!-P) [ (A-H)

(part)
371 t.

Transferred

(to line 894)


3712.

Buy

11/24

3713.

Sold
(parl)

11/23

37141

Sold
(part)

] 1/23

37 t 5. -CANON

Sold
(part)

4/27

Transferred
(to line 376)

6/1

Sold
(pan)

5il 9

Sold
(part)

5/20

Buy

1/12

3720.

Transferred
(to line 898)

6/I

372t.

Buy

7/27

3722. -CERNER CORP

Buy

116

3723:

Buy

1/7

3716.
3717. -CARNIVAL CORP
,,
3718.
3719.-CELGENE CORP

E
D

boyertseller
(if private

FINANCIAL DISCLOSURE REPORT

~am~ of Person Reporling

Date of Report

B~y, Maryanne T.

9/1/2010

Page 224 of 277

NONE (No reportable income, assets, or ~ansac~o~.)


A.
Deschption of Asse~
(including trust ~sets)
Place "(X)" a~er e~h asset
exempt from prior disclosure

B.
]
Income during
re~ng p~
0)
(2)
Amount T~e (e.g.,
CMe 1
div., rent,
(A-~
or int.)

C.
G~ss value at end of
reposing period
O) ~ (2)
Value ~ Value
Code 2 ~ Method
(J-P)
C~e 3
1
!~ (Q-~

D.
T~nsactions d~ng reposing peh~
~

(~)
T~ (e.g.,
buy, sell,
r~emptlon)

(2) (3~ (~)


(5)
Date
Value Gain ~
Mon~ - " Code 2 ~ Code 1
~
Day
(J-P)
,:
[ (A-~

Identi~ of
buyer/seller
(if private
tran~tion)

3724.

Buy

1/8

3725.

Tmnsfe~ed
(to line 622)

6/1

3727.

Sold
(paa)

1 ~[3

3728.

Sold
(paa)

11/23

3729.

Sold
(paa)

11 [23

3730. -CHEVRON CO~

Buy

5/27

3731.

Buy

6/24

3732.

Buy

10/~2

3733~ -CISCO

Sold
(pa~)

1/12

Transfe~ed
(to line 4! 1)

6/1

3735. -COCA-COLA AMATIL

Sold

1//12

3736.

Buy

4/27

Buy

4/28

3738.

Buy

6/1

3739.

Buy

6/2

Buy

10/6

3726.

Buy

11/24

3734.

3737.

1740.

1, In.come Gain Codes:


(See Columns BI and D4)
2. ValueCodcs
(See Colurt~s CI and DI)
3. Value M~hod Codes
{See Colunm C2)

A ~$1,000 or Jess
F ~$50,00 | - 5100,000
J =515,000 or less
N -$250,001 - 5500,000
P3 -525.000,001 - 1;50.000,000
Q =Al~ptaisal
U =B~ok Value

B =$1,00t - $2,5~0
G =5100,001 . $1,000,000
K=$15,001-550,000
O =$500.001 - $1,000,000
g =Cost (Real E~tate Only}
V =Other

C =I;2,501 - $5,000
HI ---$1,000,001 - 55,000,000
L=$50,001 -$100,000
PI =$1,00~,001 $5.000,000
P4 ~More than 1;50.L~00.000
S ~As.~ssmen~
W =Eslimaltxl

D =55,001 - 5] 5,000
I-I2 =More than 55,000,000
M=$100,001 -$250,000
P2 =$5,000,001 - 525~000,000
T -~zh Market

"

E =5! 5,001. 550,000

FINANCIALDISCLOSURE REPORT

Name of Person Reporting

Page 225 of 277

Date of Report

9/1/2010

[ Barry, Maryannc T.

VII. IN~STMENTS and T RUSTS - i ........


~

~, ~ .....

tio~ anclud~ those of s~ .....d depen~nt children; see pp. 34-60 of filing ~s~uctions.)

N~NE (No reportable income, assets, or transactions.)


A.
De.scfiption of ~sets
(including trust a~e~)
Place "(X)" a~er each asse~
exempt from prior disclosure

~
]

B.

C.

Income during
reposing p~

(boss value at end of

]~o~t
T)~e (e.g.,
~ C~e 1 div., real
~ (A-H) ]
oz int.)

D.
~

Transactions d~ng r~o~ng period

Date
Mon~ Day

r~oaing period
Value
; Code 2
~ (J-P)

Value
Method
] C~e 3

T3~e (e.g.,
buy, se~,
~ redemption)

Value Gain
Code 2 [ Code 1
(J-P) ~ (A-H)

3741.

Buy

1 I125

3742.

Sold
(pa~)

t 0/27

3743,

Sold
~pa~)

l !/24

~ 37~.

Sold

I 1/24

Transfe~ed
0o line 648)

6/1

Buy

7/29

TmnsferTed
(to line 368)

6/t

Sold

8/7

~ 3745, -COCA-COLA CO
~ 3746.
3747. -COMCAST
3748.

(part)
3749.

Sold
(part)

8/10

3750.

Sold

8/I 2

3751.

Buy

11/3

3752.

Sold
(part)

10/2

3753. -Conocophillips

Sold

4120

3754. -COSTCO

Sold
(part)

1/12

Sold

1/12

(part)

3755. -CRJ-1PI.,C

(par)

37511

3/18

3757.

(See Colur~lls CI ~d D3)

Buy

N -$250,001 - $500,00~

O =$500,001 - $1,0o0,00o

P l =$1,000,001 -$5,0~3,000

5/11

P2 =$5,000,001 - $25,000,000

Idonti~ of
buyer/seller
(if private

FINANCIAL DISCLOSURE REPORT


Page 226 of 277

N ....

fP ..... Reporting

Date of Report

B~-y, Maryanne T.

9/I/2010

VI I. I N V E S T M E N T S a n d T R U S T S - i.co ~,., votu e, ~ ..... ,io.~ (In cludes th .... f spo use and dependent c hildren; see pp. 34-60 o f filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets

(including trust assets)


Place "(X)" after each asset
exempt from prior disclosure

B.
lneome during

C.
Gross value at end of

reporting period

reporting period

(1)
[Amount
Code 1
(A-H)

(2)
Type (e.g.,
div., reut,
or int.)

(1)
(2)
Value
Value
Method
Code 2
(J-P)
Code 3
(Q-W)

3758.

D.
Transactions during reporting period
(1)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
Month - Code 2
Day
(.l-p)

Gain
Code I
(A-H)

Sold

5/27

3759.

Transferred
(to line 190)

6/1

3760. -DANAHER CORP

Transferred
(to line 507)

6/1

3761. -Dassault Systemes SA

Sold
(part)

11/19

3762.

Sold

1 t/20

13

3763. -DAVITA

Buy

5/27

Transferred
(to line 399)

6/1

Sold
(part)

1/12

Sold

2/16

Transferred

6/1

Buy

6/25

Sold

7/17

(part)

3764.
3765. -DANONE (Formerly Groupe Danone)
3766.

(part)
3767.

(to line 1029)


3768.
3769.

(5)
Identity of
buyer/seller
(if private
transaction)

(part)
3770.

Sold

7/31

(par0
3771.

Buy

tl/9

3772. -DBS GROUP HOLDINGS LTD

Buy

I/8

3773.

Buy

l 1/25

Sold

11/24

3774.

(part)

1. Income Gain Codt~:


(See Columns B] and D4)
2. Value Codes
(See Columns CI and D3)
3 Value Method Codes
(See Column C2)

A ~$1,000 or Ic~s
F =$50,001 - $100,~0
J ~$15,000 or less
N ~$250,001 - $500,0~0
P3 ~$25,0~0,0OI - $50,000,000
Q ~Appraisal
U =Book Value

B =$1,001 - $2,500
G =$llXI,0~l - $1,0~0,000
K =$15,001 - $50,000
O =$500,001 - $1,0~3,000
R =Cost (Real Es~te Only)
V =O~h~r

C =$2,501 - $5,00(I
HI =$I,000,001 - $5,000,0~90
L =$50,0(11 - $10O,00O
P1 =$1,000,001 - $5,000,000
P4 =More than $50,000,000
S =Assessment
W =Eslimated

D =$5,00| - $15,000
H2 ~More than $5,000,000
M =$100,001 - $250,1)00
P2 ~$5,000,~1 - $25,000,009
T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 227 of 277

[ BanT, Maryanne T.

Name of Person Reporting

Date of Report

911/2010

VII. INVESTMENTS and TRUSTS - i .... e, ~.~.e, t, .... ,aio,~ a.e~,ae. ,ko, e o/,po~ a.a a~e.a~.~ ~i~.~.; ~ ~. ~-60 o/~U~.~ i.,~a~o.~
---]

NONE (No reportable income, assets, or transactions.)


A.

B.

Descriptior~ of Assets
(including trust assets)

Income during
reporting period

(1)
Place "(X)" aRer each asset
exempt from prior disclosure

[Amotmt
! Code 1

(A-i-b

C.

(2)
Type (e.g,,
div., rent,
or int.)

D.
Gross value at end of
reporting period

(1) (2)
Value
Value
Code 2
Method
(J-P)
Code 3

Transactions during reporting period


(1)
Type (e.g.,
buy, sell.
redemption)

(Q-W)

i (2)

(3)

(4) [
Va~u

Month - ~ Code 2 I Code I


Day
[ (J-P)] (A-H)
]

Date

[ ..........
__j

3775. -DELL INC

Sold

]/9

3776. -DELTA PETROLEUM

Sold
(part)

1/8

3777.

Sold
(part)

3/6

3778.

Sold

3/10

Sold

3/10

3/10

Sold

3/I ]

3782.

Sold
(part)

3/11

3783.

Sold

3/12

3784. -D1AGEO PLC

Buy

10/30

3785. -EAST WEST BANCOR.P INC

Sold
(part)

3/2

3786.

Sold
(part)

3/3

3787.

Sold
(part)

3/3

3788.

Sold
(part)

3/4

3789.

Sold

3/10

3790.-Ebay lnc

Buy

1/5

Transferred
(to line 722)

6/1

(part)
3779.

Gain[

,}

(5)
Identity of
buy~r/seHet
(if private
t .... tion)

(part)
3780.

Sold

(part)
3781.

(pan)

379L

t. Income Gni~a Codes:


(See Colurpms B1 and D4)
2. Value Codes
(Sc Colllratas C~ and D3)
3. Value ~ethod Cndcs
(See Col~ma3 C2)

A =$1,000 or less
F $50,001 - $I00,000
J =$15,000 or less
N =$250,001 - $500,000
P3 ~$25,000,001 - $50,000,(~)0
Q ~Appl~is~[
U =Book Value

B ~$1,001 - $2,500
G =$100,00l . $1,0~0,000
K ~$15,001 - $ 50,000
O =$500,001 - $ I.(~OO,000
R =Cost (Rca| E.cta~e Only)
V =Other

C =$2,501 - $5.000
HI =$1,000,001 - $5,000,000
L =$50,001 - $ 100,000
PI =$ t,00~,00! - $5,000,090
P4 =Mo~ than
S -Assessment
W =Estimated

D =$5,001 - $! 5,000
H2 =More than $5.000,000
M =$ 100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =C~sh Market

E =$15,001 - $50,000

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT


Page 228 of 277

Date of Report

9/1/2010

B~rw, Maryannel.
I

VII. INVESTMENTS and TRUSTS - ~.co~,.. v.~n., t~ ..... no., a,,a.d~, tho.e o/$p ..... d ~e~,..~.t ~hi,~...;
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" atler each asset
exempt from prior disclosure

i
::

B.
lneome during
repotting period

i (l)

(2)

i Amount Type (e.g,


Code 1 I div.. rent,
! (A-Ill i orint.)

C.
Gross value at end of
reporting period

(1)
Value
Code 2
(J-P)

(:)
Value
Method
Code 3

D.
Transactions during reporting period

O)

(2)

Type (e.g.,
Date
Value i Gain
buy, selJ,
Month - Code 2 i Code 1
redemption)
D~y
(.Lp) (A-H)

3792. -ECOLAB INC

Buy

3/31

3793.

Buy

4/1

3794.

Transferred
(to line 906)

6/1

3795. -EDISON INTERNATIONAL

Buy

1/15

3796.

Buy

I!l 6

3797.

Buy

1/20

3798.

Transferred
(to line 910)

6/1

3799.

Sold
(part)

7/31

3800.

Sold
(part)

]l/10

3801_ -EMERSON ELECTRIC

Buy

6/24

3802. -EMERGING MARKETS GROWTH FU


ND

Buy

12/14

3803. -ENERGIZER HOLDING

Sold
(part)

10/2

3804. -ELECTRIC1TE DE FRANCE

Sold
(part)

1/l 2

Sold

2/16

Sold

2/17

3805.

(pa~)
3806.

(part)
3807.

Sold
(part)

~/13

3808.

Sold

3/16

(See Colu~s CI and D3)

N -$250,~1 - $500,000

O *$5~,~1 - $1,~0,~

PJ =$1,000,001 - $5,~0,~0

~ =$5,~,001 - $25,0~,0~

Identiu of
buyer,seller
(if private

t ......

FINANCIAL DISCLOSURE REPORT


Page 229 of 277

Same of P .... Reporting

Date of Report
[

Barry., r~manne T.

9,1/2010
]

VII. INVESTMENTS and TRU S TS - incom~ vat.e, transactions (Includes ~ose of ~ou .... d doendent children; see pp. 34-60 of fdtng ms.actions,)
NO~ ~o reportable income, assets, or transactions.)

~.

~.

Descripti~ of Assc~

Income du~ng

{including ~st a~e~)

re~ing pen~

c.

Gross value at end of ~

T~tions d~ng r~o~ing period

reposing ~fiod

0)

{2)

T~e (e.g.,
buy, se~,
redemption)

Date
Mon~ Day

3809. -ERICSSON

Sold

4/3

3810.

Sold
(pa~)

4/3

381 I.

Sold

4/6

3812,

Sold
(pa~)

4/6

3813.

Sold
(paa)

4/7

Sold

4/7

0) [ (2)
Place "(X)" a~er each assel
exempt ~om prior disclosure

3 814.

Amour
Code ]
(A-~

T~e (e.g.,
div., rent,
or int.)

0)
Value
Code 2
(J-P)

(2)
Value
~e~
C~e 3
(Q-~ ........

Value [ Gain
C~e 2 ] Code I
(J-P)
(A-~

(pan)
3 815.

Sold

417

3 816.

Sold

4/8

3 817.

Sold

4/8

3818.

Sold

4/8

(paa)
3819.

Sold
(paa)

4/9

3820.

Sold

4/23

382 I.

Sold
(paa)

4/29

3822.

Sold

4/29

Sold

5/13

3823.

(pa~)
3824.

Sold

5/14

3825.

Sold
(pan)

5/15

K
J

Idemi~ of
buyer/se~er
(if private
transaction)

FINANCIAL DISCLOSURE REPORT

~me of Person Reporting

Page 230 of 277

Date of Rept)rt

Barry, Maryanae T.

9/1/2010

VII. INVESTMENTS and TRUSTS - ~nco~,~. wt,,. ,~,n~o,~ a~t~a~ t~o~ o~ ..... ~ d~ndent c~dren; see pp. 34-60 of filing i~uctions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Asse~
(including t~st ~s~)
Plane "(X)" after ~h asset
exempt from prior disclosure

:,
~

B.
C.
Income during
~po~ing ~ri~

Gr~ vMue at end of


~ ~ing period

D.
Transactions during r~g period

[ 0)

(2)

(~)

(2)

(~)

Amour
C~ 1
(A-~

T~ (e.g,,
div., ren~
or int.)

Value
Code 2
(J-P)

Value
Method
Code3

T~ (e.g.,
buy, sell,
r~emption)

(3)

(~)

Da~
Value
Mon~ - I Code 2
Day
[ (I-P)

(2)

Gain
Code I
(A-W)

3826.

Sold

5/25

3827. -ESSILOR INTL

Sold
(part)

1/12

Transferred
(to line 237)

6/I

3829. -EXXON

Sold

6/15

3830. -FANUC CO

Sold

1/13

3831.

Sold
(part)

1t14

3832.

Sold
(part)

Z~4

3833.

Sold

2/4

3834.

Sold

3/5

3835.

Buy

5/29

3836.

Transferred
(to line 406)

6/1

3837. -FEDEX CORP

Buy

6/3

3838.

Buy

6/17

3839. -FIRST SOLAR INC

Buy

2/26

3840.

Sold
(part)

5/26

3841.

Buy

7/28

3842.

Buy

11/4

i 3828,

1. J~comc Gain Cod..s:


(See Colurntls B1 and D4)
2. Value (.odes
(See Colurculs CI ~d D3)
3. Val~e Method Codes
(See Colut}~ C2)

(part)

A =$1,000 or less
F ,$50,001 - $100,000
J -$15,000 or less
N -$250,0t31 - $500,000
P3 =$25,000,001 - $50,000,000
Q -Als)raisal
U ~.Book Value

B ~$1~001 - $2,500
G =$100.00! - $1,090,000
K =$15,001 - $90,000
O =$500,t)O1 - $1fl?t~,000
R =Cos| (R~I tLcta t e Only)
V =Other

C =$2,50| - $5;000
HI =$1,O00,001 - $5,000,[100
L =$50.0~1 - $100,000
PI =$1,O00,001 - $5,000.0~O
P4 =More than $50,000,000
S -Asse~sracat
W =Estilr~ted

D-$5,OOI - $15,000
H2 =More tha~ $5,000,0~0
M =$I00,001 - $250,000
P2 =$5,000,001 - $25,000,000
T ~Cas~ Marke~

(~)
ldenti~ of
buyer/seller
(if pfvate

E =$t 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT

r~,meofP .....

Page 231 of 277

Barry, M~ry~nne T.

Reporting

Date of Repor~

9/1/2010
[

VII. INVESTMENTS an d TRUSTS NONE ~o reportable income, assets, or transactions.)


Description of Asse~
(including trust ~se~)

~ome during
reposing pe~

Place "(X)" ~er each asset


exert from prior ~selosure

(0
(~)
]Amount T~e (e.g.
C~e 1
~v., rea~,
(A-~
or inl.)

G~ss value at cad of


r~oaiag ~6od
(0
Val~
C~e 2
(J-P)

(~)
Value
Me~od
C~e3
(Q_~

Transactions ~ng r~oning ~fiod


(0
Type (e.g.,
buy, sell,
redemption)

(~) [ (3) (4)


I ~tel Value Gain
[ Mon~ - I C~e 2 Code 1
[ Day ] (J-P)(A-}O
~

3843. -FLUOR CO~

Sold

10/30

3844.

Sold

11/2

3845.

Sold
(pa~)

11/3

3846.

Sold
(pa~)

11/4

3847.

Sold

11/5

3848.

Sold
(pa~)

11/6

3849. -Fujifilm Holding Co~

Sold

10/26

3850. -GDF SUEZ

Buy

8/10

385L-Genentech Ine

Sold

2/13

Sold

2/13

(paa)

3852.

(paa)

3853.

Sold
(paa)

2/13

3854.

Sold "
(pan)

2/13

3855.

Sold
(pa~)

2/17

3856.

Sold
(pa~)

~17

3857.

Sold

2/I 8

3858. -GENE~L ELECTRIC

Sold
(pa~)

1i12

Sold

5/20

13859.

1. Incon~ Gain (god~s:

A =$1,000 oF less

B =$1,00l - $2,5~

C -$2,501 - $5,0~

D ~5,~1 - SI 5.0~

(5)
ldenti~ of
buyer/seller
(if~vale
transaction)

E =~15,~I - $50.~

FINANCIAL DISCLOSURE REPORT


Page 232 of 277

N ....

fP ..... Reporting

Date of Report

~)arw, blaryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS - in ...... ~u,, t ...... tions (Includes those of sp ..... d dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset
exempt from prior disclosure

B.
Income during
reporling period

(1)

(2)

Amount
Code 1
(A-H)

Type (e.g.,
div., .rent,
or int.)

C.
Gross value at end of
reporting period

(1)
Value
Code 2
(J-P)

3860.,

(2)
Value
Method
Cede 3
(Q-W)

D.
Transactions during reporting period

(1)
Type (e.g.,
buy, sell,
redemption)

(2) (3) (4)


Date
Value
Month - Code 2
Day
(J-P)

Sold

5/20

Sold

5/21

3862.

Sold
(part)

8/24

3863. -GENERAL MILLS

Buy

11/16

3864.

Buy

11/I6

3865.

Buy

11/18

3866.

Buy

I 1/19

3867.

Buy

11/19

3868.

Buy

11/19

3869.

Buy

11/20

3870. -Genpact LTD

Buy

10/30

3871.

Buy

11/2

3872.

Buy

11/3

3873.

Buy

11/4

3874.

Buy

] 1/5

3875.

Buy

1 t/6

3876.

Buy

11/9

(part)
386!.

(part)

I. Income Gain Cede:


(See Colutra)s BI and 134)
2. Value Codes
(See Colurz~s CI and D3)
[ 3. Value Method Cods
[
(See Column C2)

A -$1,000 or less
F ----$50,001 . $100,000
J =$15,000 or less
N -$250,0OI . $500,000
P3 =$25,000,001 - $50,000,000
Q ~Appraisal
U =Book Vahse

B =$1,001 - $2,500
G =$100,001 - $1,000,000
K ~$15,001 - $50,0~0
O =$500,001 - $1,000,000
R =Cost (Real E.qtate Only)
V ~O~her

C ~$2,501 - $5,000
HI =$1,000,001 - $5,000,0(10
L =$50,091 - $100,000
PI =$1,000,001 - $5,000,000
P4 =More lhan $50,000,009
S =Assessment
W =Estimated

Gain
Code 1
(A-H)

D =$5,001 - $I5,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 ~$5,000,001 - $25,090,000
T =C~sh Marke~

(5)
Identity of
buyer/seller
(if private
transaction)

"7

E =$15,001 - $50,000

PageFINANCIAL23 3 of 277DISCLOSURE REPORT

Barw, M~r~an~e "r.

9/1/20~ 0

VII. INVESTMENTS and TRUSTS ---]

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including L,ust assets)
Place "~X)~ after each asset
exempt from prior disclosure

B.
Income during
I reporting period

C
Gross vatue at end of
reporting period

Ainu
o ntt[ TYPe (e.g.,
i Code 1 I div., rent,
(A-H) [
or int.)

Valuc
Code 2
(J-P)

I
3877.

D.
Transactions during reporting period

I Value
~
Method
Code 3
(Q-W)

Type (e.g.,
boy, sell,
redemption)

Date
Month Day

Buy

11/10

Valne
Code 2
(J-P)

Gain
Code 1
(A-H)

3878. -GIVAUDAN

Sold
(pan)

4/24

3879.

Sold
(part)

6~29

Sold
(part)

7/16

4/27

3880.

Sold

7/16

3881.
!3882,

Sold

3883. -GOLDMAN SACHS GROUP INC

7/17

Sold

(p~rO
3884.

Sold

4/27

3885.

Transferred
(to fine 815)

611

3886,

Sold
(part)
11/24

9/3

3887.

Buy

3888.

Sold
(part)

I1/10

3889.

Sold
(part)

11/23

3890. -GOOGLE INC

Sold
(part)

4/27

3891.

Sold
(part)

8/11

Sold

8/11

3892.

(p~)
3893.

i" i. Income Gain Cod~:


(See Colunms BI uld i~l)
2. Value Cod~s
(See Cohmms CI a~d D3)
3. Value Method Codes
(See Column C2)

Buy

A =$1,000 or less
1" =$$0,001 - $100,000
J =$15,000 or less
N =$250,001 - $500.00D
P] =$25,000,001 - $50,000.000
Q ~Ap,m sisal
U =Book Vah~

Identity
buyer/seller
(ifprivale
transaction)

B =$1,00t - $2,500
G =$100,001 - $1.0~0,000
K =$15,001 - $50,1~0
O =$509,04)I - $1,1h30,000
R =Cc.SI (Re~I E.skttc Only)
V =Other

11/24

C -$2,50t - $5,000
D =$5,(K,L - $15,000
E =$15,0OI - $50,000
!ll -$1,000,001 - $5,000,000
H2 =More than $5,000,000
L =$50,001 - $100,000
M =$i00,OOl - $250,000
P1 =$1,000,001 - $5,000,000
P2 =$5,000,001 - $25,000,000
P4 =More Lh~
S ~.4.ssessmem
T :-C~sh Market
W =Estit~mted

~eo~re~o~ ~ep~g
~aa~ry, Maryanne T.

FINANCIAL DISCLOSURE REPORT


Page 234 of 277

DateofReport
9/1/2010

VII. INVESTMENTS and TRUSTS -i.~o,~., ~at~.. t~a..a~ao,~ o.cl~a.s tho,e o~ ...... ~ a~..a~., ~i~a~.;
NONE ~o reportab& income, assets, or ~ansactions.)

~.

" ..............
~ ............

B.

Description of Asse~
(including t~t asse~)

Income during
~po~ing p~

0)

(~) [

(2)

Transactions d~ng r~ng

(3)

(~)

T~e (e.g.,
buy, sell,
r~emption)

(5)

Da~
Mo~ Day

Value
~de 2
(J P)

G~n
C~e 1
(A-~

Identi~ of
buy~/se~er
(ifp~vate
Wansaction)

3894.

Sold
(pan)

11/23

3895.

Sold

11/24

3897. -Hankyu Hanshin Holdings lnc

Sold
(pan)

3/16

3898.

Sold
(part)

3/17

3899.

Sold
(part)

3/18

3900.

Sold

6/23

3901. -HDFC BANK LTD

Buy

3/6

Transferred
(to line 152)

6/1

3903.

Sold
(pan)

8./24

3904.

Sold

8/27

3905.

Sold
(part)

8/27

3906.

Sold

8/27

3907.-HENNES & MAUKITZ

Buy

11/13

3908.

Buy

l zr2

3909.

Buy

12/2

3910.

Buy

12/3

Place "~" ~ each asset


~empt from prior disclosure

~o~t
C~e 1
(A-~

(2)

D.

Gro~ value at end of


~ing period

T~e (e,g.,
div., reng
or int.)

Vahe
Code 2
0-P)

Vflue
~ Me~od
~
C~e 3
(Q-~

0)

(pan)

(2)

3896. -~SB~S ~C

3902. -HE1NEKEN NV

(part)

(See Colurtms B I and D4)

F =$50,001 - $100,000

O =$100,001 - $1,000,00~

HI =$1,000,001 - $5,OOO,000

H2 =More than $5,000,000

(See Colurans Cl and [)3)

N ~$250.001 - $500,090
1~3 =$25,000.001 - $50,0~X),000

O ~$500,001 . $1,000,000

PI ~$1,00~,001 - $5,000,000
Pa =More ~han

P2 =$5,000,00t - $25,000,000

FINANCIALDISCLOSURE REPORT

Name of Person Reporting

Page 235 of 277

Date of Report
9/1/2010

[ Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - ~. ....... ~,~, tr ..... tlons (Includes those of sp ...... d dependent chitdren; see pp. 34-60 of fdlng instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting period
(1)
(2)
Amount Type (e.g.,
Code I
div., tent,
(A-H)
or int.)

C.
Gross value at end of
reporting period
(1)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3
(Q-W)

D.
Trarisactions during reporting period
(1)
Type (e.g.,
buy, sell,
redemption)

(2)
Date
Month Day

Sold
(paa)

6/3

Sold

7114

3914.

Sold
(part)

9/2

3915. -HONG KONG/CHINA GAS

Sold
(part)

1/6

Transferred
(to line 385)

6/1

3917. -HUDSON CITY BANCORP

Sold
(part)

1/12

3918.

Sold
(part)

515

3919. -HSBC HOLDINGS

Buy

1129

3920.

Buy

3/25

3921.

Buy

4/3

3922.

Buy

418

3923.

Buy

5/29

3924.

Buy

6/17

3925.

Buy

6/18

6/1

Place "(X)" after each asset


exempt from prior disclosure

(3) (4) ]
Value
Gain
Code 2 Code t
(A-H)
0-P)

(5)
Identity of
buyer/seller
(if private
transacdon)

3911. -HEWLETT-PACKARD CO
3912. -HOLCIM LTD
3913.

(part)

3916.

3926.

Transferred
(to line 214)
Buy
7/9

3927.

1. Income Gain Coded:


(See Columns BI and D4)
2. Value Codes
(See Colurm~s CI and D3)
3. Value Method Codes
(See Column C2)

A =5 t,000 or leas
F =550,001 - $100,0~0
J =$15,000 or less
N =$250,001 - 5500,000
P3 -$25,000,001 - $50,000,000
Q =Appraisal
O =Book Value

B =$1,001 - $2,500
G =$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,001 - $1,000,000
R =Cost (Real Estate Only)
V =Other

C =$2,501 - $5,000
HI =51,000,001 - $5,000,000
L =$50,001 - $100,000
PI =$1,0~O,001 - $5,090,000
P4 =More thaa $50,000,000
S =Assessment
W =Estimated

D =$5,~O1 - $15,000
H2 =More than $5,000,000
M =$ 100,00! - $250,D00
P2 =$5,000,001 - $25,000,000
T =Cash Market

E =515,001 - $50,000

FINANCIAL DISCLOSURE REPORT

Name of P ..... Reporting

Page 23 6 of 277

[ Date of9/I/2010
Report
] Barry, Maryanne T.

HONE ~o reportable income, a~sets, or ~sactions.)


Description of~se~
(including t~t ass~)

Income d~ng
[
~.. rep~ng pefi~

(2)
Place "(X)" alter each asset
~x~mpt from prior disclosure

3928.

0)

Amour ! T~ (e.g.,
~ Code I ~ div., rgnL
(A~ ~ or inL)

Value
Code 2
(J-P)

Buy

11/24

~ss value at end of


reposing pe~

T~nsactions d~ng r~oainfi

(2)
V~ue
Me~od
C~e 3

(~)
T~ (e.g.,
b~y, ~11,
rede~tion)

(2)

(3)

O)

Date
Vat~
Gain
Mon~ - ~ Code 2 Code 1
Day
(J-P)
(A-H)

(5)
IdentiW of
6fprivate

3929.

Sold
(pan)

11]24

3930.

Sold
(pa~)

11/24

3931. -ICICI BANK LTD

Sold
(pan)

3/6

3932.

Sold

3/6

3933.

Sold

3/9

T~nsfe~ed
(to line 261)

6/I

3935. -IMPERIAL TOBACCO PLC

Buy

2/16

3936.

Buy

3/16

Buy

4/20

3938.

Buy

4!20

3939.

T~nsfe~ed
(to line 832)

6!1

Sold
(pan)

~16

Sold
(pa~)

2!16

3942,

Sold
(pa~)

2/16

3943.

Sold

2/17

Buy

8/18

3934. -ILL~OIS TOOL WO~S

3937.

3940. -INDITEX
3941.

3944.

1. Income Gain Codes:

A =$1,0~0 or less

B -$ 1,091 - $2,500

C ~$2.501 - $5.000

D -$5,001 - $ ! 5,0b~

2. Value C~e~

J =$15.~ or 1~

K =$15,~i - 150,~0

L =~50.001 - $100,0~

M =$1~,~1 - $250,~0

E =$15.~ 1 - $50,~0

FInAnCIAL DISCLOSURE REPORT

Page 237 of 277

9/1~010

NONE ~o reportable income, assets, or ~ansactions.)


A.
Description of Assem
(including trust ~se~)

~
~
~

B.
Income during
r~aing ~od

C.
Gross vaMe at end of t
repoaing period

(2)

Pl~e "~)" after each a~et


exemptfrompnordisclosure
~

Am~t
]Code]
~ (A-H)
~

T~e (e.g.,
div.,re~t,
or int.)

()) ] (~)[
Value
,: Code2
(J-P)

T~nsaetio~ d~ng r~on~g pedod

~)

] (2)

~ Value [ T~e (e.g.,


~ Method ~ buy, se~,
rede~fion)
~ C~e 3
(Q~ I

3945. -ING GRO~ NV CVA

(~)

(4)

VMue
] Date
Mon~-}Code2
Day :~ (J-P)

Sold
(paa)

3/19

3946.

Sold

3/I 9

3947.

Sold

4/6

3948. -~ET M~G CO~

Buy

2/23

Gain
Codel
(A-~

39~9.

"l=nsfe~
(to line 924)

6/1

3950.

Sold
(paa)

10~3

395 I.

Sold

10~7

3952.

Sold
{pa~)

10/28

3953.

Sold
(paa)

10/29

Sold

10/29

Sold

10/30

Sold

11/2

3957. -INTEL CORP

Sold

1/22

3958. -~L BUS~ESS MACHI~S

Buy

3/31

3959.

Sold
(paa)

4/27

Transfe~ed
6/1
(to line 93~)
1 ~/24
M

~ 3954.

(paa)
3955.

(p~)
3956.

3960.
3961.

2. V~ue C~

Buy

J =$15,0~)or less

K =$15,~)1 - $50,~

L -$50,001 - $1~,000

M =~1~,~I - $250,000

(5)
Identi~ of
buyer/seller
(ifp~vate
~ansaction)

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 238 of 277

Da~ of Rel~rt

B~r, ~lar~nn~ T.

9:~:~0~ 0
]

VII. I~ESTMENTS and TRUSTS -i~o.,, ~.,, . .... ctions anclud~ those ,s~ .... d dgp~nden, children; seepp. 34-60 o/fding ins.actions.)
NONE (No reportable income, ~sets, or ~ansactio~.)
A.

B.

C.

D.

Description of A~se~
(including ~s~ ~scts)

Income during
r~ng ~od

Gross value at end of


repoaing period

Transactions daring r~o~ing pefod

Place "(X)" a~er cach asset


exc~pt from prior disclosu~

Amour I T~ (e.g.,
Code 1 ~
(A-~ [
~

&v., rent,
or inl.)

Value

Value

T~e (e.g.,

C~e 2
(J-P)

Me~od
~de 3

buy, sell,
redemption)

~
~(QW)

3962,
~ 3963. -IRON MOUNTAIN INC
39~,

3966. -Jabil circuit

Buy

Value

11/23

Tra~feg~d
(~o line 941)
11/19

6H

3!6

3/9

Said
Sold

Gain

Code 2 ~ Code l
(J:P) ~ (A-~ ~
[
I

Sold

fpaa)
3967.

Date
Mon~ . Day
~

(pa~)
3968.

Sold
(pa~)

3II0

3969,

Sold
(paa)

3/11

3970.

Sold

3/12

3971. -JERONIMO M~T~S

Buy

5/13

3972.

Buy

5./19

3973.

Buy

6/3

3974.

Buy

6/29

3975.-JGC CaRP

Buy

4/28

3976.-JOHNSON COrRaLS L~

Sold

9/24

3977. -30~SON & JONSON

Buy

5/18

3978.

Buy

5/18

E
]

ldentiw" of
buyer/sell~
(if private
tran~ction)
[
~
~

FINANCIAL DISCLOSURE REPORT

Date of Report

Page 239 of 277

~arry, Maryanne T.

VII. INVESTMENTS and TRUSTS - i~o.,. ~,t~e. ,,~,,,ao~, a~,.t~a~, ~ho,, o:,r .... ~ decadent children; see pp. 34-60 of f cling
NONE ~o reportable income, assets, or ~ansactions.)
De~pti~ of~se~
(including ~ assets)
Place "~)" a~ ead~ asset
exempt horn prior disclosure
~

3979.

Income during
reposing p~i~

] Gro~ value at end of


r~o~ing pefod

(2)
0)
0) [ (2)
Amo~i [ T~e (e.g.,
Value
Code 1 [ div., real
C~e 2
~(A-~
orint.)
(J-P)
~
]
,
~
~
Buy

5/19

Buy

~
V~ue
Me~od
C~e 3
(Q-~

0)
T~e (~.g.,
buy, sell,
redemption)

10~9

3983. -~IPER NETWO~S ~C

3984. -~ffENCE CO~


3985.

3986.
3987.

3988,
3989.
3990.
399I.

3992. -KtME~,Y-CLA~ CO~


3993.
3994.

3995,

3. Value Method Codes


(See Column C2)

(J-P)

(4)
Gain
C~el
(A-~

[C~2

Tmnsfe~
(to line 1121)

~1

Transfe~ed
(to line 786)

6/1

Buy

7/28

Buy

1/6

Buy

1/8

Buy

1/9

Buy

]115

Buy

2/17

Buy

5/29

Transfe~ed
(to line 947)

6/1

Buy

7/16

Sold

5/18

Sold

5/19

Sold
(part)

5/!9

Sold
(pag)

5/20

(pan)

A =~,I,000 or I e..~ s
F =$50,00| - $100.000
J =$15,00~ or less
N =$250,001 - $500,000
P3 ~$25,000,001 . 550,000,0(10
Q =Appraisal
U =Book Value

0)
Valu*

]de~ti~ of
buyer/se~
(if private
transition)

3982. -~MORGAN CHASE

1. income Gain Cod~s:


(See Columns BI and D4)
2. Value Codes
(See Columns C! and 133)

,
~

(2)
Date
Mon~Day

3980.
3981.

Tmn~cfions d~g r~o~ing

B =$I.001 - $2,500
G =5100,00! - $1.000,000
K =$15,001 . $50,0~0
O -$500,001 - $1.090.000
R =Cost (Real Estate Only)
V --x)thcr

C =52.501 - $5.000
HI ~$1,00~,001 - $5,000,000
L =$50.001 o $100.000
Pl =$1,000,001 - 55.000.000
P4 =More than 550.000,000
S =Aszes~meat
W =Estimated

D =$5.00 t - 515.00~
H2 =More than 55,000,000
Iv! =$100.001 - $250,000
P2 =$5,000.001 - 525.0~0.000
T =Cash Market

E =$15.001 - $ 50,000

Daze of Report

Name of Person Reporting


]

9/1/20] 0

PageFINANCIAL240 of 277DISCLOSURE REPORT [ Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - i .... e, ~t~e, ~, .... aio~s a~a.aes ,ho~ oz-spo.~e a~,~ a,p~.a~t ~ita,~; see pp. ~4-6O of filing instruction~)
[--] NONE (No reportable income, assets or transactions.)
A.
Description of Assets
(incloding trust assets)

B.
ln~me during
i reporting period

(~)
Place "(X)" after each asset
exempt fiom prior disclosure

(2)

Amount [ Type (e.g.,


Code 1 div., rent,
] (A-H) I
o~ int.)

i
3996.
3997. -KINDER MORGAN
I 3998.

3999.
4000,
4001.

C.

D.

Gross value at end of


reporting period

Transactions during repo~ng period

O)

(2)

0)

Value
Code 2
(J-1~)

Value
Method
Code 3

Type (e.g.,
buy, sell,
redemption)

(Q-~9

(~) [ - (3)

(4)

Date [ Value I Gain


! Month - | Code 2 . Code l
Day I (J-P) I (A-H)

j_._~

Sold

5/21

Sold
(part)

2/13

,l

Sold
(part)

5/15

Sold

8/14

Sold

9/10

Sold

9/11

9/14

(pan)
(part)
(part)

4002.

Sold

(part)
4003.

Sold

9115

4004.-KINGFISHER PLC

Sold "

1/6

Transferred
(to line 241)

6/1

Buy

11/25

Sold

I1/24

Sold
(part)

1/12

Sold

4/17

40t0.

Transferred
(to line 380)

6/1

" 4011.

Sold
(part)

Ill18

4012.

Sold
(par()

11!19

4005. -KONINKLI.IKE KPN NV


4006,
4007.

(part)
4008.-K.P~FT FOODS

4009.

(p~rt)

(5)
Identity of
buyer/seller
(if prix, ate
t ...... tion)

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 241 of 277

~n~,, MaD, anne T.

Date of Report

9/~/2o10
[

VII. INVESTMENTS and TRUSTS - i~ ....... ~u,, tr ..... tlons (Includes those of sp ..... a dependent children; se, pp. 3#-6a of f!ting instructions,)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

B.
Income during
reporting period

Place "(X)" after cacb asset

Amount I Type (e.g.,

Vahic

Value

exomp, fro,, p~or d~clo~u,~


Method
, Code 1 [ din., rent, ~.Code 2
~ ~Ar~ I orin~.) (J-P) Code3

40t3. -LAir Liquide Bearer

D.
Transactions during reporting period

c.
Gross value at end of
i reporting period
Type (e.g.,
buy. sell,

Date . Value I Gain


Month - Code 2 I Code 1

t
redemptioo)
Oay
Sold

1/19

4014.

Sold
(part)

1/20

4015.

Transferred
(to line 210)

6/1

4016.

Buy

11/25

4017.

Sold
(part)

tl/24

4018. -LI & Fung

Buy

4019.

Buy

10/19

4020.

Buy

10/20

4021. -LINDE

Buy

8/5

4022.

Buy

8/6

4023. -LOP,.EAL

Sold
(part)

1/12

4024.

Buy

4/27

4025.

Transferred
(to line ~147)

6/1

4026.

Buy

11/25

4027.

Sold
(part)

11/24

4028.

Sold
(part)

11/24

4029.

Sold

12/7

I. Income Gain Cod~s:

(part)

A =$1,000 or less

B =$I.00] - $2,500

C =$2,501 - S5.~

D =S5,~1 - $15,00~

Identity of
buyer/seller

E =~15.~1 - $50,~0

~ N ....fP ..... RepoSing

FINANCIAL DISCLOSURE REPORT


Page 242 of 277

Da~e of Report

Barry, Maryanne T.

9/I/2010

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)

B.
Income during
r~porting period
(1)
Amount
Code 1

Place "(X)" after each asset


exempt from prior disclosure

] (A-H)

(2)
Type (e.g.,
div., rent,
or int.)
!

4030. -LOWES COS


4031.

C.
Gross value at end of
reporting period
(i) [ (2)
Value
[ Value
Code 2 ] Method
(J-P)
ii Code(QdW)3

D.
Transactions during reporxing period
(~)
Type (e.g.,
buy, sell,
redemption)

(3) (4)[
GainI
Value
Code 2 Code 1
(I~P)
(A-H)

(2)
Date
Month Day

t~ansaction)(ifpdvate

Sold
(part)

1/12

Transferred

6/1

0o line 328)
4032.

Buy

8/! t

4033. -LVMH MOET HENNESSY LOUIS VUIT


TON

Buy

8/17

4034. -MARATHON OIL CORP COM

Sold
(part)

2/4

4035.

Sold
(part)

2/4

4036.

Sold
(part)

2/5

4037. -MAXIM INTEGRATED PRODS INC

Buy

1/22

4038.

Buy

1/22

4039.

Buy

l/23

4040.

Buy

1/23

4041.

Buy

1/26

4042.

Buy

1/27

4043.

Buy

1/28

4044. -MCDONALDS CORP

Sold

2/12

3112

(part)
40~5.

Sold

6/17

(part)
4046. -MEDTRONIC INC

Buy

(5)
ldentity of
bnyer/seller

FINANCIAL DISCLOSURE REPORT

Page 243 of 277

9/1/20~0

VII. IN-VESTMENTS and TRUSTS NONE ~o reportable income, assets, or ~ansactions.)


Description of Asse~
(including trust assets)
Place "(X)" after each asset
~empt from p6or disclosure

Income ~ng
Gross value at end of
reposing ~fiod
, reposing ~i~
" 0) ~ (~)
O)
(Z)
(0
Amour : T~ (e.g.,
Value ] V~lue ] T~ (e.g.,
Code ] [div., ren~
Code 2
Memod
~t buy, se~,
(A-~ [ or int.)
~ (J-P)
C~e 3
r~emption)
~ .....
(Q-W)

T~tiom during r~o~ing pe~od


(~)
~te
Mon~Day

(3)
(4)
Value
G~n
Code 2 ~de 1
(J-P)
{A-H)
,

4047.

Buy

3/12

4048.

Buy

3/13

4049.

Buy

4/20

4050.

Transferred
(to line 557)

6/I

4051. -MERCK & CO INC

Buy

5119

4052.

Buy

5/20

4053.

Buy

5/21

4054.

Buy

6/3

4055.

Transferred
(to line 1036)

6/1

4056.

Buy

11/20

4057.

Buy

! 1/24

4058.

Sold
(part)

11/23

4059. -MEfRO AG

Buy

5/19

Transferred
(to line 803)

6/1

4061. -MICROSOFT CORP

Sold
(part)

l/l 2

4062.

Sold

3/31

Transferred
(to line 308)

6/1

4060. -MICROCHIP TECHNOLOGY INC

(p~)
4063.

2. VM~ C~~

J ~$15.~ or ~ss

K ~$15.001 - $50,~

L ~$50,~ 1 - $ I ~.000

M =$100,~ ! - $250,~0

(5)
ld~ti~ of
buyerlseller
(if private
~action)

FINA~NCIAL DISCLOSURE REPORT


Page 244 of 277

Name of Pe .... Reporting

Date of Report

Barry, Maryanne T.

9/1/2010

VII. INVESTMENTS and TRUSTS -i, eo .... a~e, tr .... t~ons (Includes those of sin .... d ,te~ndent d~ilaren; see I~P. ~4-60 ofiling inswuctlo,r.)
NO~ ~o reportable income, assets, or transactions.)
A.
D~cnption of Asse~
(including trust asse~)
Pla~ "(X)" after each asset
exempt ~om prior ~closure

B.
Income during
reposing period

C.
Gra~ value at ~d of
r~o~ing period

(1) ~ (2)
~ Amour ~ T~e (e.g.,
C~e 1
din., rea~
(A-~ t~ or int.)
[
]

(l)
(2)
Value
Value
C~e 2
Meth~
C~e 3
(J-P)
(Q-~)

Transactions du~ng r~oning ped~


(1)
T~ (e.g.,
buy, ~B,
re~tion)

(2) (3) [(4)


Date
Value
Mon~ - Code 2
Day
(J-P)

~. -MONSANTO CO NEW COM

Buy

5/13

4065.

Buy

5/27

4066.

Transfe~ed
(to line 1039)

6/1

Sold
(pa~)

10/28

Sold

10/29

4067.

Buy

11/30

Gain
C~e 1
(A-~

(5)
]dentiW of
buyer/seller
(if private
~ction)

4068.

4069.

~)
4070. -~TA ~ACTUR~G CO LTD

Buy

3/I 8

4071.

Buy

3/19

4072.

Buy

6/25

4073.

Buy

7/16

4074.

Buy

12/7

4075.

Buy

12/8

4077.-NATIONAL AUSTRALIA BANK LTD

Buy

8/17

4078.

Buy

8/! 9

4079.

Buy

8/21

4080.

Buy

8/25

4076. -M~ENCHENER RUECK NAMEN

1. hncom* Gain COder:


(S Columns BI and D4)
2. Value (.odes
(Se~ Coluttms CI toni D3)
3. Value. Method Codes
(See Coluzrm C2)

A =$1,000 or le*s
F ~-$~i0,001 - $100,0~O
J =$1 ~;,000 or less
N =$250,001 - $500,000
P3 -$25,000,001 - $50,000,000
Q ~App~aisal
U =Book Value

B =51,001 - 52.500
G =5] 00,001 - ~l,0b~d,000
K =515,001 - $50,000
O ~$500,001 - $1,000,000
R =Cost ~Rebl Estate Only)
V =X3thcr

C =$2,501 - $5,000
ttl =$1,000,(~)1 - $5,000,000
L =$50,001 - 5100,000
PI =$1,000,001 $5,000,000
P4 =More than,
S =Assessment
W :Estimated

D =$5,00l - $t5.000
H2 =More than
M =$t00,001 - $250.000
P2 =$5,000,001 - $25,000,0~0
T =Cash Market

E -$I 5.001 - $50,000

N .... f P ..... Reportiug

FINANCIAL DISCLOSURE REPORT


Page 245 of 277

Barry, Maryanne T.

Date of Report

9/1/2OLO

VII. INVESTMENTS and TRUSTS - into,,,, v,rue, t ...... tion~ (Includes those of spouse and dependent children; see pp. 34-60 of Iding instructions.)
NONE (No reportable income, assets, or transactions.)
B.
Income during
reporting period

A.
Description of Assets
(including trust assets)

(1)
Place "(X)" after each asset
.... pt from prior disclosure

(2)

C.
Gross value at end of
reporting period
(l)

Amount [ Type (e.g.,


! Value
Code l [ di ......t, I Code 2

(A-FOI orint,) I (J-P)

(2)
] Value
] Method

I Code3

D.
Transactions during reporting period
(1)
Type (e.g.,
buy, sell,

(2) (3) 1(4)


Date Value Gain

I
redemption) ]I MonthDay IIJ-P) I(A-r0

(Q-W)

Code 21 Code 1

(5)
Identity of
buyer/sellex

lifprivato
transaction)

408!. -NATIONAL GRID PLC

Buy

11/23

4082.

Buy

I 1/24

4084. -Nestle SA

Buy

3/16

4085.

Buy

5/29

4086.

Transferred
(to line 171)

6/1

4087.

Buy

11/25

4088.

Sold
(part)

11/24

4089.

Sold
(part)

11/24

Transferred
(to line 513)

6/1

4091.

Sold
(part)

9/3

4092.

Buy

11125

4093.

Sold
(part)

10/6

4094.

Sold
(part)

11/24

4095.

Sold
(part)

11/24

4096. -NINTENDO CO LTD

Sold
(part)

5/28

Transferred
(to line 962)

6/1

4083. -NATIONAL INSTRUMENTS CORP

4090. -NEWCREST MINING

4097.

I. income Gain Cod~:


(See Columns B 1 and 1)4)
2. Value Codes
(See Columns CI and D3)
~
3. Value Method Cod~s
(See Co|unto C2)

A =$1,000 or less
F --$50,001 - $100,004)
J =$15,000 or less
N =$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q =Apptaisa~
t) ~Book Value

B =$1,001 - $2,500
G =$ 100,001 - $1,000,000
K =$15,001 - $50,000
O ~$500,~01 - $1,000,000
R =Cost (Real Estate Only)
V =Other

C =$2,501 - $5,000
l I I =$ 1,000,001 - $5.000,000
L =$50,001 - $ 100,000
PI ~$!,000,001 - 55,000,000
P4 =More than $50,000,000
S =AsSessment
W =Estimated

D =$5,001 - $15,000
H2 =More than 55,000,009
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT

N~me of P ..... Reporting

B~n-y, Maryanne T.

Page 246 of 277

911/2010

NONE (No reportable income, assets, or transactions.)


A.

B.

C.

D~cfiption of Asse~
(i~cluding lmst ~ls)

~
[

Income during
repoaing p~od

Gross v~ue at end of


r~ning period

Place "(X)" a~r each asset


exempt from pfor disclosure

O)

(2)

(I)

Amount

T~e (e.g.,
div., rent,
or int.)

Value
C~e2

(A-H)C~e--1
)

(J-P]

D.

[ (2)
[
[
[
[

Value
Methofl
Code 3
(~

Transitions d~ng r~o~ing

0)
T~e (e.g.,
buy, m~,
r~emption)

(2)
~ Date

3)
, V~ue

[ Mon~[~(J-P)
~2
[ Day
~
:
~

4098.

Buy

6/30

4099.

Buy

10/30

4100.

Buy

11/2

410J.

Buy

11/3

41 02. -NOKIA OYJ

Buy

5/13

4103.

Buy

5/14

4104.

Buy

5/28

4105.

~y

6/3

~ 4106.

T~nsfe~ed
(to line 531)

6/I

4107.

Sold

8/19

~ 4108.

Sold

~/19

: 4109,

Sold

8/19

8/]9

8/20

(pa~)
41 I0.

Sold

(pa~)
~ 111.

Sold

~paa)
4] 12.

Sold

8/21

(paul
4113.

Sold

8/24

(pa~)
~ 1 ] 4.

Sold

8/25

14)
Gain
Code I
(A-~

(5)
]denti~ of
b~yer!seH~
(if private
tr~saction)

Name of P ..... Reporting

FINANCIAL DISCLOSURE REPORT

Date of Report

Barry, Maryanne T.

Page 247 of 277


VII. INVESTMENTS and TRU STS - i .......

9/112010

~,, , ..... ~o,~ a,a,a~ t, os,

~ NO~ ~o reportable income, assets~ or transactions.)


B.
Income du~ng
~ing pe6od

A.
Description of &~se~
(including ~st asse~)

O) ~ (2)
Place "(X)" ~er each asset
.... pt ~om prior disel .....

Amour~ T~e (e.g.,


~ C,~e I [ di ...... t,
(A-~
or int.)
:

C.
~o~ value at end of
:~ reining p~

O)
, Value
[ Code 2
~ (J-P)

4115.

D.
Tmn~etions d~ng r~oaing

(~)

(~)

Value
Me,or
Code 3
(Q-W)

T~ (e.g.,
buy, ~,
~emption)

Sold
{paa)

4116. -NO~STROM ~C

Tmnsfe~ed
6/1
(m line 791)

(2)

(3)

Date
Value
Moa~- ~ Code 2
Day [ (~-P)
~
~
8/26

4117.

Sold

10/20

] 4118.

Sold
(pan)

10/21

4119.

Sold

10/22

412~.

Sold
(pan)

10/22

412t.

Sold
(pan)

10/23

4122.

Sold
(paa)

10/26

4123.

Sold

10/27

Sold

10/28

4125. -NO~OLK SOUTHE~ CO~

Buy

6/11

4126.

Buy

6/11

4127.

Buy

6/12

28. -NOVO NORDISK

Buy

6/3

29.

Buy

6/4

4130.

Buy

7/16

4131.-NOVART1S AG NAMES

Buy

1/5

@a~)

4124.

(pan)

(See Cdu~s CI ~d D3)

N =$250,~1 - $500,~0

O =$5~,~1 - $1,~,~

P~ -=$l,0~,00l. $5,~0,~

(4)
Gain
C~e 1
(A-H)

P2 =$5,~,00! - $25,000,0~

(5)
Id~ti~" of
buyer/sere,
(if private
t~sactio~)

FINA~NCIAL DISCLOSURE REPORT


Page 248 of 277

Name of Person Reporting ,

Date of Report
9/1/2010

i Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - ~.,o~, ~.~, t~ ..... tio,~ (lm:Indes tho~e of sp ..... d dependent children; see pp. 34-60 of fding instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Asset~
(including trust asset.s)

Income during
repoaing period

Place "(X)" after each asset


exempt from prior disclosure

(2)
(0
Amount i Type (e.g.,
Code 1
div., rent,
(A-H)
or int.)

Gross value at end of


reporting period
(~)
(2)
Value
Value
Code 2
Method
(J-P)
Code 3

] 4132.

! 4133. -NUCOR CORP


14134.

~ 4135. -OMEGA PHARMA

Sold

10/5

Transactions during reporting period


0)
Type (e.g.,
buy, sell,
redemption)

(2) I (3) ! (4) !


Date
Value i Gain :
Month - Code 2 [ Code 1 i
Day
(J-P)
(A-H) ]

Sold

5/22

Transferred
(to liue 969)

6/1

Buy

10/29

J
(part)

ii 4136.

Sold
(part)

1016

4137.

Sold

11/11

Sold
(part)

} 1111

Sold

5/15

Sold
(part)

5/18

Sold

6117

(part)

4139,
i

(part)
i 414]. -OIVINICOM GROUP

(part)
4142.
4143. -Paychex Inc

(p~rt)
4144.

Transferred
{to line

6/I

4145_

Buy

12/18

4146.

Sold

11/2

4147.

Sold

! 1/2

4148. -PEPSICO

Buy

1/13

(part)

(S~ Colu~s CI and D31

N =$250,~1 - $500,~0

O =$5~,~1 - $1,~,0~

P I =$1,~,~1 - $5,~0,~0

~ =$5,0~,001 - $25,0~,0~

(5)
Identity of
buyer/seller
(ifpriwte

Na me of Person Reportin g

FINANCIAL DISCLOSURE REPORT


Page 249 of 277

Date of Repor~

9/1/2010

aarry, Maryanne T.
]

NONE (No reportable income, assets, or transactions.)


Description of Assets
(including trust assets)

i
I

Income during
reporting period

[ O)
Place "(X)" after each asset
exempt from prior disclosure

(~-)

Amount Type (e.g.,


Code 1
div., rent,
(A-H) i
or Jut)

Gross value at end of !


reporting period

(0 l (2) I
Value
Code 2
(J-P)

Value
Me,or
Code 3
(Q-W) .....

Transactions during reporting period

O)
Type (e.g.,
buy, sell,
redemption)

(~)
Date
Month Day

(3) i (4)

(5)

Value , Gain
Code 2 i Code I

]dentity of
buyer/seller
(if private
transaction)

(J-P) I (A-H)
i

4149.

Sold

5/27

4150.

Transferred
(to line 266)

611

4151. -Pernod Ricard SA

Buy

5/14

4152,

Sold
(part)

5/26

4153.

Transfened
(to line 764)

6/1

4154.

Buy

10/29

4155.

Sold
(part)

12/t

4156. -PETROPLUS HOLDING AG

Sold

9/21

Sold

11/18

Buy

6/23

Transferred
(to line 845)

6/1

4162. -Pinnacle West Capital Corp

Sold
(part)

1120

4163.

Sold

1/21

4164. -POLYCOM INC

Sold
(part)

5/22

Sold

5/26

(part)
4158.

4! 59. -PEUGEOT SA
4160.-PHILIP MORRIS INTL
4161.

4165.

(part)

I. Income Gain Cod~:


(See Colut~rls B I ~d D4)
2. Valu~ Codes
(S~ Columns C! at~d D3)
3. Value Method (:odes
(See Colu:nn C2)

A .$1,000 or 10.~
F =$50,001 - $100,IX)O
J =$15,l~Vd ot le~
N -$250,001 - $500,000
P3 =$25,000.001 - $50,000.000
Q -Apl~taiszt
13 -Book V~|ue

B =$1,001 . $2,500
O =$100,001 - $ I .@)fl,000
K =$15,001 - $50,000
O -$500,001 . $1,00,~,000
R =Cosl (Real Estate Only)
V =Other

C =$2.501 - $5,000
H ! =$1,0~),00! - ~5,000,000
L =$50.001 - $!00.0~
Pl =$1,000,001 - $5,000.000
P4 =More ~an $50,009,000
S =Assessment
W =Estimated

D =$5.091 - t 15.000
112 =Mo:e th~a $5,000,000
M =$lO0,~Ot - $250,000
P2 =$5,000,001 - $25,000,000
T -=Cash Market

E -$15.0~. S50.000

Date of Report

Name of Person Reporting


[

PageFINANCIAL250 of 277DISCLOSURE REPORT

9/1/2010

B~y, Maryanne T.
]

VII. INVESTMENTS and TRUSTS - in ....... t.e, transactions (Includes those of sp ...... d dependent children; see pp, 34-60 of flling instructions.)
--]

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assets)

B,
Income during
i

reporting period

O)
Place "(X)" after each asset
.... pt from prior disclosure

(Z)

kmount I Type (e.g,,


Code 1
rent~

Idiv.,

D.
Tmnsacfons during reporting period

C.
Gross value at end of
~ reporting period

(l) ] ---i2)
] Value
] Code 2

! Value
] Method

(Q-W)

4166. -POTASH CORP SK


4167.
4168,

(l)
Type (e.g.,
buy, sell,

[ (2)

{3) [ (4)

[ Date , Value] Gain


[ Month- i Code 2 Code I

Identity of
buyer/seller

transaction)

Transferred
(to line 452)

6/1

Buy

11/24

Sold

11/23

(part)

4169. -PROCTER & GAMBLE CO

Buy

5/19

4170.

Buy

5/20

41 7..

Buy

5/2I

4] 72.

Buy

6124

4173.

Transferred
(to line 1042)

6/1

4174. -Progressive Corp Ohio

Transferred
(to line 695)

6/1

4175.

Buy

7/27

4176. -QANTAS AIRWAYS

Buy

4/23

4177.

Buy

10/27

4178.

Sold
(part)

I1/20

4179. -QBE INSURANCE

Buy

7/2

4180.

Sold
(p~n)

8/12

4181.

Sold

8/13

Transferred
(to line 974)

6/1

4182.-QUALCOMM INC

1. hacom Gain COdes:


(See Columns BI and 04)
2. Value Ctxles
(See Columns CI and D3)
3. Value Melhod Codes
(See Column C2)

A =$1,000 or less
F =I50,001 - $100,000
J "$I 5,000 or less
N -$250,001 - $500,000
P2 -$25,000,001 - ~50,000,O(K)
Q =Appraisal
U -:Book Value

B -$1,001 - $2,500
(3 =$100,001 - $1,000,000
K =$15,001 - I50,000
O =$500,00~ - $1,000,000
R -~2osl (Real Estate Only)
V ~Other

C =$2,501 $5,009
HI =$1,000.001 - $5,000,000
b =$50,001 - $100,000
PI =$1.000,001 - $5,000,000
P4 =More than $50,009,000
S =A~essment
W =Estimated

D =$5,001 - $|5.~00
It2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T =Cash Market

E =$15,001 - ~5.O,000

FINANCIAL DISCLOSURE REPORT


Page 251 of 277

Date of Report

N~me of Person Reporting

9/1/2010

B~r~, raa~ya.,~e X.

VII. INVESTMENTS and TRUSTS - income, ~ine. ~ ..... tio~ (Incinde~ those of sp ..... d dependent children; seepp. 34-60 of ffding instructions.)
[-~

NONE (No reportable income, assets, or transactions.)


Description of Assets
(including trust assets)

l
:

Income during
reporting period

(2)

i O)
Place "(X)" after each asset
exempt from prior disclosure
I

i.Amount
: Code 1

Type (e.g.,
die., rent,
I

Transactions during reporting period

Gross value at end of !


reporting period

(l)
Value
Code 2

(z) I
Value
Method

(l)
Type
buy, sell,

(~) i (3)
Month -

1~)

(5)

Code 2
l~ansa~tion)

(Q-W)

i 4183.

Sold

8111

i: 4185.

Buy

11/18

4186.

Buy

]1/19

4187. -RECKITT BENCKISER

Sold
(part)

1/12

4188.

Buy

5/29

4189.

Transferred
(to line 223)

6/1

4190.

Buy

11/25

4191.

Sold
(part)

11/24

4192. -Richemont

Sold
(part)

1/19

4193.

Sold
(part)

1/19

4194.

Sold
(part)

1/19

4195.

Buy

8/4

4196.

Buy

8/4

4197. -RIO TINTO

Buy

3/11

4198.

Transferred
(to line 347)

611

4199.

Buy

7/1

Date of Report

Name of Persen Reporting

FINANCIAL DISCLOSURE REPORT

9/I/2010

~rry, Maryanne T.

Page 252 of 277

VII. INVESTMENTS and TRUSTS -i .... e, valne, tnmsactlons (Includes those of spouse and dependent children; see ptx 34-60 of fding instructlotts,)
---] NONE ~o reportable income, assets, or ~ansactio~.)
A.
Descfipti~ of Asse~
(including trust assets)
Place "(X)" ~ .... ha.et
exempt frompnordisclosu~

B.
In.me during
r~oaing ~ri~
Amount~ T~e(e.g.,
C~e 1 ~ ~v.,reat,
(A-~ :~ orint.)

D,
Traditions d~ng r~oaing

G ...... I~ at end of
reposing period
Value ~ Value[ T~(e.g.,
Code2
Memod b~,sen,
(J-P)
r~emprion)
~ Code3(Q_W)~::

Date [ Value ~ Gain [


Monfla- [ Code2 : C~ 1[
Day
J~ (J-P) (A-m]:

t(if~fivatetion)

4200,

Buy

8/25

4201,

Buy

l 1/25

4202.

Sold
(part)

11/24

4203. -Roche Holding AG

Sold
(part)

2/16

4204.

Sold
(pa~t)

5/4

4205_

Transferred
(to line 702)

6/I

14206. -ROGERS COMMUNICATION

Buy

3/17

! 4207.

Buy

3/18

4208.

Buy

3/19

4209.

Buy

3/24

42t0.

Buy

3/25

4211.

Buy

3/25

42 t 2.

Sold
(part)

9/2

4213.

Sold
(part)

9/3

4214. -ROYAL DUTCH SHELL

Buy

3/19

4215.

Sold
(part)

1/12

4216.

Buy

4/20

(See Colurt,al~ BI altd D4)


2. Value Codes
(See Colunms CI and D3)

F =$50,001 - $100,000
J =$15,000 or less
N =$250,001 - $500,000

O =$100,001 - $1,000,000
K =$15,0OI - $50,000
O ~$500,001 - $1.000,000

H 1 =$1,0t~,O01 - $5,000,090
L =$50,00t $ I OO,0!)O
PJ =$ k000,001 - $5,000,00~1

Idenfityof
buyer~semr

H2 =More th~ $5,fl00,000


M =$100,00~ - $250,000
P2 =$5,000,[101 - $25,1~0.000

I
PageFINANCIAL253 of 277DISCLOSURE REPORT I Barry, Maryanne T.

Name of Person Reporting

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS ~]

NONE (No reportable income, assets, or transactions.)


B.
income during
reporting period

A.
Description orAssets
(including trust assets)

, (l) I ~2)
Place "(X)" after each assel
exempt from prior disclosure

Amount i Type (e.g.,


Code 1 i div., rent,
i (A-H) i
or int.)
i

C.
G~oss value at end of
reporting period

(I)
Value
. Code 2
(J-P)

(2)
Val.ue
Method
Code 3

D.
Transactions during reporting period

(l)
Type (e.g.,
buy, sell,
redemption)

~ (Q-W)

(~)

(3)

Buy

5/27

4218.

Transferred
(to line 312)

6./]

14219.

Buy

8/17

Sold

1/12

(part)
4221.

Sold

315

4222.

Sold

316

3/10

4223.

(pan)
(part)
Sold

(part)
4224.

Sold
(part)

3111

4225.

Sold
(part)

3112

Sold

3/16

Sold
(part)

3/17

[ 4228.

Sold

3/18

4229.

Sold
(part)

3/19

4230.

Sold
(part)

3/20

4231.

Sold

3/23

4226.
! 4227.
i

(pan)

(part)

(part)
4232.

Sold

3/23

4233.

Sold
(part)

3/23

J"

(pan)

(5)
Identity of

buyer/seller
i

4217.

4220. -SABMILLER PLC

(4)

Date
Value
Gain
Month - Code 2 Code l
I Day
, (l-P) [ (A-H)

(if private
transaction)

FINA~NCIAL DISCLOSURE REPORT

9/1/2o10

Page 254 of 277

VII. INVESTMENT S and TRUSTS - i,~o,~e, ~.~, , ..... ~,io~ tlncl,~des tho~e o[sl~ ...... a dependent children; see pp. 34-60 of fding instructions,)
NONE (No reportable income, assets, or transactions.)
A.

B.

C.

D.

Description of Assets
(including trust assets)

Income daring
reporting period

Gross value at end of


reporting period

Transactions during reporting period

(I)
Place "(X)" after each asset
exempt from prior disclosure

i Amount
Coda 1
(A-H)

(~)
I3,pe (e.g.,
div., rent,
or int.)

(I) ~ (~)
Value
Code 2
(J-P)

4234.

! Value
:: Method
Code3
(Q-W)
]

(i)

l (~)

~3)

Type (e.g.,

f Date

Value
Code 2

buy, sell,
redemption)

i Month [ Day
i

Sold

3/24

Sold

3/26

Gain
Code I
(A-H)

I ! (I-P)
i

(part)
4235.

(part)
4236.

Sold

3/27

4237.

Sold
(part)

3/31

4238.

Sold
(part)

5/27

4239.

Sold

6/I

6/3

(part)

(part)
4240.

Sold

(part)
4241.

Sold
(part)

6/3

4242. -Samsung Eleo Gds

Buy

11/25

4243.

Sold
(part)

11/24

4244.

Sold
(part)

] 1/24

4245. -SANOFI-AVENTIS

Sold

2/19

4246. -SANDVIK

Buy

8/4

Buy

8/5

Buy

4/27

Transferred
(to line 681)

6/1

Sold

12/8

!4247.
4248. -SAP
4249. -SAP AG Spon ADR
4250.

(See Cotumus CI and D3)

(pan)

N ~$250,001 - $500,000

0 =$500,0~1 - $] ,090,00(~

Pl =$1,000,00l - $5,000,090

P2 =$5,00(!,00t - $25,00~,0~)

Identity of
buyer/seller
(if private
transaction)

FINANCIAL DISCLOSURE REPORT


Page 2 5 5 of 277

~a~e of Person Reporting


B~,~y. Maryanne T.

Date of Rel~Ort

9/1/2010

VII. INVESTMENTS and TRUSTS - ~com,. v,~.,, ~ ....~.s an~t.d~,hos, o/,p ..... a ~.a~.t ~i~a~,.;
~ NONE ~o reportable income, assets, or transactions.)

A.

B.

C.

Description of ~se~
(including ta~t asse~)

Income duf~g

~oss value at end of


reposing ~riod

repo~ng period

:: O) : ~)
Place "(X)" aL .....hisser
exempt ~om prior disclosure

[Amo~t:. T~e(e.g.~
nt,
~ Code
1 ~ ~ ......
(A-~
or int.)

O)
Value
Code2
(J-P,

T~nsactions d~ng r~oning

[ (Z)
[ Value
Me,or
Code3
(Q-~.

O)
T~e(e.g..

buy, ~lt,
redemption)

i 4251. -SA~ LEE CORP

(2)

(3)

Sold

1/12

4252.

Sold

5/20

4253.

Sold
(pan)

5~1

4254.

Sold

5/22

4255.

Sold

5/26

4256.

Sold
(pa~)

5/27

Sold

5/28

5/28

5/29

Sold
(pa~)

5/29

Sold

61

(paa)

~a~)

4257.

(4) ]

Date
Value Gain [
Mou~- C~e 2 Code l ]
Day
(J-P) [ (A-H)
~an~ction)

(~)
ldenfi~of

buyeffsdler
(ifp~vate

(pa~)
4258.

Sold

(pan)
4259.

Sold

~)
4260.
4261.

(pag)
4262.
4263~

Sold
(pan)

6/2

Sold

6/3

(pa~)
4264.

Sold

6/4

(p~a)
4265.

Sold
(pa~)

6/11

4266.

Sold
(pa~)

6/!2

4267.

Sold
(paa)

6/I 8

I. hcome Gain Cod~:


(See Colunms BI and D4)
2. Value Codes
(Se Columns CI at~d D3)

A =$1,000 or less
F ~50,001 - $100,000
3 -$15,000 or tess
N =5250,001 - $500,000

B =$1,001 - $2,500
G ~$100,001 - 51,000,000
K =5t5,001 - $50,000
O =$500,001 - 51,IY0(I,000

C ~$2,501 - $5,000
HI "$1,0G~O,001 - $5,090,000
L =$50,001 - $lO0,000
PI =$1,000,001 . $5,000,000

D =$5,001 - 115,000
H2 =More th~ $5,000,000
M =$100;001 - $250,000
P2 ~$5,00~.001 - $25,000,000

3. Value Method Codes


(See Colurrm C2)

Q =Appraisal
U =Book Value

R ~ost (Rea[ Estate Only/


V =Other

S =Assessment
W =Estimated

T :=Cash Market

E =515,0~1 - $50,000

FINANCIAL DISCLOSURE REPORT


Page 25 6 of 277

Name of Person Reporting

Date of Reporl~

B=~r~y, M~ra..e T.

9/I/,2010

VII. INVESTMENTS and TRUSTS - i.~o,~e, vol.,, ,, .... aen, (Includes those of sp ...... d dependent children; see pp. 34-60 of f cling instructionx)
NONE (No reportable income, assets, or transactions.)

[]

B.

C.

D.

Description of Assels
(including trust assets)

Income during
reporting period

Gross value at end of


reporting period

Transactions during reporting period

(l)
Place "(X)" alter each asset
exemp! from prior disclosure

Amount
Code I
(A-H)

(~)
Type (e.g.,
div., rent,
or int.)

(1)

(~)

O)

Value
Code 2

Value
Method

Type (e.g.,
boy, ~ll,

(J-P)

Code 3
(Q-W)

redemption)

4268.
4269.

I (2)

13)

Date , Value Gain


Month - i Code 2 , Code 1 !
Day
i (J-P) i (A-H)
[

Sold
(part)

6/22

Sold

6/23

(par0
42?0.

Sold
(part)

6/24

4271.

Sold

6/25

427Z -SASOL SPON A_DR

Buy

8/14

4273.

Buy

8/14

4274.

Buy

8/17

Transferred
(to line 277)

6/1

4276.

Buy

10/I 9

4277.

Bhy

10/29

4278.-SCHNEIDER ELECTKIC SA

Buy

5/29

4279.

Sold
(purl)

6/10

4280.

Sold
(par~)

7/7

4281.

Sold

7/7

4282. -SCHWAB CHARLES NEW

Buy

5/18

4283.

Buy

5/19

Buy

5/20

4275. -SCHLUMBERGER LTD

4284.
/

(S~ Colunm C2)

U =B~k Value

V ~r

W =Estimated

(5)

(~)

Identity of
buyeffsdler
(if private
transaction)

FINANCIAL DISCLOSURE REPORT [s.~ of Person Reporfiag


Page 257 of 277
Barry, Maryanne T.

Date of Re0orr

9/I/2010

VII. INVESTMENTS and T RUSTS - i, eo ..... t.,. ,~.n,.cao,~ a.a.d~ tho,, o! ,,o~ ~d d,,,,~, ~a~:
NONE ~o reportable income, ~sets, or transactions.)
A.
Description of Asse~
(including t~st assc~)

exempt flora prior disclosme

~
~
~

B.
Income during
reposing peri~

~ C~e 1 t div., renL


~ (A-H)
orint.)
{

C.
Gross value at end of
r~o~ing

C~e 2
Me~od
r Code3
(j_p)
i (Q-~V)

D.
T~nsac~ons ~ng r~o~ing

buy, sell,
redemption)

Moa~ - I ~e 2 i Code I ~
Day
[~1~ ~~

4285.

Transfe~ed
(to line 1 ~6)

6/1

4286,

Buy

9118

4287.

Buy

9/21

4288.

Buy

9[22

4289.

Buy

10/6

4290.

Buy

10/28

4291.

Buy

10129

4292.

Buy

10/29

4293. -SCOTTISH AND SOUTHERN ENERGY

Sold
(part)

1/12

4294.

Transferred
(to line 485)

6/1

4295.

Sold

8/3

4296.

Sold
(part)

9/3

4297.

Sold

9/4

4298. -SEPRACOR IN(:

Sold
(part)

6/23

4299.

Sold
(part)

6/24

4300,

Sold

6/25

6126

buyer/sdler
(ifprivate
tr~saotion)

(part)
430]]

I. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columl~s Cl aod D3)
3. Value Method Codes
(See Coluum C2)

Sold

A =$1.000 or less
F =$50.0(11 - $100,000
J =$15.000 ot less
N -$250.001 - $500,000
P3 ~25.000.001 - $50,000.000
Q -AppraLsal
1.1 =Book Value

B =$1,001 - $2.500
O ~$100.001 - $1.000,000
K =$15.001 - $50.000
O =$500,001 - $1,006.000
g =Cost (Real Estate Only)
V --Other

C =$2,501 - $5.000
HI =$I.000.001 - $5.000.000
L =$50.001 - $I00.000
fl =$1.000.00l - $5,000,000
P4 ~More ~h;m $50,0~0.000
S ~Asse,ssmcnt
W = -Estim~od

D =$LO01 - $15.000
1t2 =More than $5.000,000
M =$100.001 - $250.000
P2 o~$5.000.001 - $25.000.000
T =C~h Market

E =$15,001 - $50.0t10

FINANCIAL DISCLOSURE REPORT

~,, M~..~ ~.

Page 25 8 of 277

9/~/20~0

VII. I~ZESTMENTS an d TRUSTS - z~o~,, ~,. ~ ....no~ anclu~ those ofspo~e ~d dependent children; seep~ 34-60 offdlng ins~ncaon~)
NONE ~o reportable income, assets, or transactions.)

A.

Desc~pOon of Asse~s

B.

0)
Place "(X)" aRer each asset

C.

Income during

Transactions d~ng repo~g peri~

(~)
T~e (e.g..
buy, sell,

Date
Month -

4302. -SES FDR CL A (PA~S)

Buy

10/30

4303.

Buy

! 1/5

~I

4304.

Buy

11/16

4305. - SHIP,-E

Buy

2/2

4306.

Buy

2/3

Buy

2/3

i 4308.

Buy

214

4309.

Buy

2/I 6

4310.

Buy

2117

4311.

Buy

2/18

4312.

Buy

2/I9

4313.

Buy

3/8

4314.

Buy

4/20

i 4315.

Buy

614

Transferred
(to line 984)

611

Buy

11/25

Sold
(part)

11/24

exempt from prior disclosure

I Amo~t
: Code I

D.

Gross value at end of ~

T)~e (e.g.,
~v., ren~

VMue
Code 2

"

4;7.

4316.
l 4317.

4318.

1. Income Gain Codes:


(See Columns BI and D4)
2. Value Codes
(See Columns CI and D3)

3 . Value Me,hod Codes


(See CeCum C2)

Value
Me~od

A =$1,000 or less
F -$50,001 - $100,000
J =$15,000 or I~.~s
N =$250,001 - $500.000
P3 =,$25,000,001 - $50,t)00,0N1
Q =Appraisal
U :Book Value

15 =$1,001 - $2,500
G ~$100,0Ol - $1,000,000
K =$] 5,001 - $50.000
O =$500,001 - $1,000,000
R =Co~t (R eml F.~tale Only)
V ~3ther

C =$7,501 - $5.000
HI *$1,O00,001 - $5,000,000
L =$50,001 ~ $100,000
PI =$l,O00,0Ol - $ 5,090,0OO
P4 =More than
S =Assessment
W =Eslimated

Value , Gain
~ Code 2 [ Code 1

D =$5,001 - $15,000
H2 =More than $5,000,000
M =$100,001 - $250,000
P2 =$5,000,001 - $25.0t30,000
T ~ash Market

IdentiW of
buyerl~fler

E =$15,091 -

FINANCIAL DISCLOSURE REPORT

s ....

fP ..... Reporting

l)ate of Report

Ba~.y, Ma~r~nn~ X.

Page 25 9 of 277

[
t~e, transactions (lnclud~ those of spouse and dependent children; seepp. 34-60 of.lding instructions.)

VII. INVESTMENTS and T RUST S - i. ......


Z

9/1/2010

NONE (No reportable income, assets, or transactions)


A.

B.

Description of Assets

~i

Income during

(including !r~st assets)


Place "(X)" after each asset
exempt from prior disclosure

reporting period
(1)
(2)

/Lolotmt
[ Code 1

, (A-m

C.

D.

~ Gross value at end of

reporting period
(1)
i ~2)

Type (e.g.,
div., rent,

Value
Code 2

orint.)

(J-P)

,I

[ 4319. -SHOPPERS DRUG MART CORP

Value
Method
~ Code3
i (Q-W)
I

Transactions during reporting period

(l)

(~)

Type (e.g.,
buy, sell,

redemption)

(~)
Date
Month -

Day

(~)
Gain

! Code 2

Code 1

I (J-P)

(A-H)

1/12

4320.

Transferred
(to line 825)

6/1

432 !.

Sold
(part)

8/11

Sold

9/1

(part)
4323.

Sold

part)
4324.

9/2

Sold

9/2

4326. -SIEMANS AG NAMEN

Buy

2/20

4327.

Buy

3/16

6/]

4325. -SHANGRI-LA ASIA

4328.

Transferred

(to line 685)


4329.

Buy

8/10

4330.

Buy

11/25

4331.

Sold
(pan)

l 1/24

4332. - S/NGAPORE TELECoMM

Sold

3/6

4333. -SMC CORP

"

4334. -SMITH & NEPHEW ASSOC

Sold

2/20

4~~5_ -SMITHS GROUP PLC

Buy

1/5

(See Columns BI and D4)


2. Va~ue Codes
(~ee Colurons CI and D3)

F "~$50,001 - $I00,000
J ~$ I 5,000 or le~s
N ~$250,001 - $500,000

G ~$100,001 - $1,000,0~0
K =$15,001 - $50,000
O =$500,001 - $1,000,0~

HI =$1,000,001 - $5,000,~00
L --$50,001 - $100,000
Pl =$i,000,001 - $5,000,000

Identity of
buyer/seller

(ifprivate
transaction)

L.

Sold
(part)

4322.

(5)

Value

[12 ~More than $5,000,000


M =$ 100.l~) ] - $250,000
P2 ~$5,000,001 - $25,0(~,000

FINANCIAL DISCLOSURE REPORT

n,,~e of Person Reporting

Date of Report

B~., Maryanne T.

Page 260 of 277

9/I/2010

VII. INVESTMENTS and TRUSTS - ~o,~, ~at~, .~ae,io.s a.et~ ,~ose o/~r"~ ~ ~r~.t ~hU~; s~ ~p. 34-60 of filing instructions
NONE (No reportable income, assets, or transactions.)
A.

B.

Description of Assets
(including trust asseLs)

Income during
reporting period

Place "(X)" after each asset


exempt from prior disclosure

(l) (2)
Amotmt
Type (e.g.,
Code 1
div., renL
(A-H)
or tht.)

C.

D.

Gross value at end of ~


reporting peried

t
}

(t)
Value
Code 2
(~-P)

Transactions during reporthag period

(2)
Value
Method
]
(Q-g0

Code3
i

(1)
Type (e.g.,
buy, sell,
redemption)

Date
Month D~y
!

I
14336.,

(3) 1(4),
Value Gain
Code 2 I Code 1
, (I-P) (A-H)

-.~-[ _-~

1/5

Buy

1/6

Buy

1/6

4337.

,I

14338.

i
[

4339.

4340.

i 434 t -

Buy

"
,

4342.
[
I

1 4343.

4344.
1

1/8

Buy

1/8

Buy

1/9

Sold

4/2

Sold
(part)

4/] 6

4345

Sold
(part)

4/17

4346

Sold
(part)

4/20

4347.

Sold
(part)

4/22

Sold
(part)

4124

4348.
I
4349.

Sold
(part)

.
I

4351.

[ 3. Vah~e Method Codes


(See Column C2)

Sold

(part)

Sold

5/5

Sold

5/6

A -$1,000 or less
F =$50,001 - $11KI,0~
J =$15,000 or le~
N ~$250,001 - $500.000
P3 ~$25,000.001 - $50,000,000
Q =Appraisal
U .=Book Vahle

4/28

I|

4352

4/27

4350.

1. l~come. Gain Codes:


(See Colurrms BI and D4)
2. Value Codes
(See Columns CI and D3)

transaction)

(2)-

Buy

fS)
Identity of
buyer/seller
(ifprivate

B =$1,001 - $2,500
G =$100,0OI - $1,0D0,000
K =$15,001 - $50,000
O ~$500,00! . $1,0~,000
R -~2ost (Real E.gate Only)
V =Other

(part)

C =$2,5Ol - $5,000
HI =$1,000,001 - ~5,000,000
L =$50,001 - $100,000
Pl =$],O00,001 - $5,000,000
P~ =Mo.x th~ $50,000,000
S ~A~sessment
W

D =$5,001 - $15,000
t12 =bloke than
M =$100,001 - $250,000
P2 =$5,000,001 - $25,000.000
T =C~h Market

E =$15,00t - $50,0~0

FINANCIAL DISCLOSURE REPORT

N~me of Person Reporting

Date of Report
[

91112010

a.rry, Maryanne T.

Page 261 of 277

I
t.., tr .... ctions (Includes those of sp .......d dependent children; see pp. 34-60 of J~dlng instructions.)

VII. INVESTMENTS and TRUSTS - i. ......


~

NONE (No reportable income, assets, or transactions.)


A.

B.

Description of Assets
(including Irust assets)

Income during
reporting period

Place "(X)" after each asset

Amount Type (e.g..


Code l , di ......t.
(A-H) i
o~ int.)

exempt from prior disclosure


,

C.

D.

Gross value at end of


repo~ting period
Value
Code2
(J-P)

I Value

Transactions during reporting period

Type (e.g.,

I Method . buy, sell.


Code 3
redemption)
I

Date
Value
Moat.h- ~ Code2
Day
(J-P)

Gain
Cadet i
(A-H)

4353,

Sold

5/7

4354,

Sold
(part)

5/14

4355.

Sold
(part)

5/I 5

4356.

Sold

5/19

Transferred
(to line 547)

611

4358.

Buy

8/25

435~.

Buy

11125

4360.

Sold
{part)

11124.

4361.

Sold

11/24

4362.

Sold
(pan)

12,8

4363. -SONOVA HOLDINGS

Buy

8/21

4364.

Buy

8/24

, 4365.

Buy

8/24

4366.

Buy

8/28

4367.

Buy

8/28

4368.

Buy

9/2

4369. -SOUTHWEST AIRLINES

Sold
~pan)

1f)/28

(part)

4357. -SOFTBANK CORP

2. Value Codes
(See Column,s CI and D3)

J =$15,000 or less
N ~$250,001 - $500,000

K =515,001 - $50,000
O =$500,(K11 - $l,000,00O

L =$50,001 - 5100,000
P I =$1,000,001 - $5,00[},006

J.

JJ

M =$100,001 - $250,000
P2 =$5,000,~01 - $25,00D,000

Identity of
buyer/setler
(if private

FINANCIAL DISCLOSURF, REPORT

Page 262 of 277

Name of Person Repor~ng

Date of Repot1

9/~/2ol o

[ Barry, Maryanne T.

VII. IN VESTMENTS and TRUSTS - i ........ ~,,, ~ ..... ~o~ ~nclu~ those of sp ..... ~ dependent chgdren; seepp. 34-~ of filing ins~ucaons.)
NONE ~o reportable income, ~sets, or ~ansactions.)
A.
~efipfion of Asse~
(including trust asse~)

B.
Income during
repoaing peri~

Place "(X)" a~r each asset


exempt from prior di~losure

-- ~)
(~)
.~o~t T~e (e.g..
Code 1
div., renk
(A-~ I
or int.)

C.
~oss value at end of
repoaing ~riod
(0
Val~
C~e 2
(J-P)

(~)
Value
Me~od
C~e 3

D.
Transactions d~ng r~o~ng pefod
O)
Y~ (e.g.,
buy, sdl,
~edempdon)

(2) (3) (~ ]
Date t Value Gain[
Mon~ - Code 2 1 Code 1
Day [ (J-P) ~ (A-H)

4370.

Sold

10/28

4371.

Sold
(pan)

10/29

4372.

Sold

10/29

4374. -STAJqDAR.D CHARTERED

Sold

1/12

4375.

Buy

5/15

4376.

Sold
(part)

5/22

4377.

Transferred
(to line 233)

6/1

4378. -STRAYER ED INC

Buy

12/7

4379.

Buy

1218

4380,

Buy

12/18

43~!. -Sun Hung Kai Prop

Buy

4/20

4382.

Buy

6/1

4383,

Transferred
(to line 167)

6/1

43941

Buy

10/6

Sold

1/12

6/1

4373. -SPECT~ ENERGY COKP

4385. -Sunc"o~ Energy In

(part)
4386.

Transferred
(to line 161)

Columns CI anti D3)

N =$~50.~1 - $50(1.~

O =$5~,~1 - $1,~,0~

PI =11,0~,001 - $5,~,~

~ =$5,0~,001 - ~,~0,0~

t
(5)
Id~tiff of
buyex/sellm
(if private

FINANCIAL DISCLOSURE REPORT

Page 263 of 277

9/1/2o10

] Barry, Mary~nne T.

VII. INVESTMENTS an d TRUSTS - i.~ ..... In~, tr ..... lions (Includes those of ~p ...... d dependent children; see pp. 3d-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)

[]

Description of Assets
(incloding trust assets)
Place "(X)" afte ....
h asset
-exempt from prior disclosure

i Income during
[ reporling period

Gross vatue at end of


reporling period

Amount I Type (e.g..


Code 1
fliv., rent,

Value
Code 2
~

Value
Method

Transactions during reporting period

Type (e.g.,
buy, sell,

Date / Value [ Gain [


Month [ Code 2 1 Code i ~

Identity of
buye~/seller
transaction)

(Q-%V)

4387.

Sold
(part)

8/17

4388.

Sold
(part)

8/24

4389,

Sold
(part)

8/24

4390. -SUZUKI MOTOR

Sold
(part)

1/13

439 I.

Transferred
(to line 44!)

6/I

4392.

Sold

8/3

Sold

8/26

Transferred

6/1

(part)
4393.

(part)

! 4394. -s~,qRE PACIFIC LTD

(to line 635)


4395. -SWI$SCOM AG REG

Buy

8/14

4396.

Buy

8/17

4397. -SYNTHES INC

Transferred
(to line 995)

6/1

4398.-TARGET CORP

Sold
(part)

1/12

Transferred
(to line 594)

6/1

4400. -TELMEX INTL

Sold
(part)

314

4401,

Sold
(part)

3!5

4402.

Sold
(part)

3113

4403.

Sold
(part)

3/18

4399.

I. Income Gain Codes:


(See Coiuaxns BI a~d IM)
2. Value Codes
(See Columns CI and D3)
3. Value Method Codes
i (See Coiunm C2)

A =$1,000 or less
F -550,001 - 5100,000
J -515,000 or 1.-~
N -$250,001 - 5500,000
t3 ~525,000,001 - 550,000,000
Q =Appraisal
U =Bo~k Value

B =$1.001 - 52.500
G =$100f!Ol - $1,000.000
K =$15,001 - 550,000
O =$500,00! - 51,000,~)00
R =Cost (Real Estate Only)
V =Other

C =52,501 - $5.000
HJ =$I,000,001 - $5,000,000
L =$50,001 -$t00.000
PI ~$1.000.001 - 55.000,000
P4 =More ~aan 550,000,000
S =Assessment
W =Estimate4

D =$5,001 - 515,000
112 =More Ihza $5,000,000
M =$100,001 - $250.000
P2 =$5.000.001 - $25.000,000
"1- --Uasb Market

E =$15,001

FINANCIAL DISCLOSURE REPORT


Page 264 of 277

Name of Person Reporting

DateofReport

Barry, Maryanne T.

9:1/2010

NONE ~o reportable income, assets, or ~ansactions.)


A.
Desc~ption of Asse~
(including t~st ~se~)
Place "~" a~r each asset
exempt flora prior disclosure

B.
lnome during
L r~o~ng pe6od
r~o~ing ~

[~mo~t [ T~e (e.g..


div.. ren~
/ ~e 1 [
! (A-~ [
or int,)

C.

D.

Gross value at ~ of

Valu~
C~e 2
(J-P)

V~ue
Me~od
C~e 3

T~sacfiom during r~o~ing

T~e (e,g.,
buy, se]t,
redemption)

~te
Va~ue
Mon~ - I Code 2
Day
(I-P)

Sold
(paa)

3/19

4405.

Sold
(paa)

3,.20

~-

SoId

5~7

4407.

Sold

5/28

4408.

Sold
(pa~)

5/29

Sold

6/1

~09.

(pa~)
4410.

Sold

6/2

4412. -TERUMO COILP

Buy

9/t 7

4413.

Buy

9/t8

4414.

Buy

11/20

4415.

Buy

11/24

4416. -TF;S CO

Buy

5,~9

4417. -The Walt Disney Co

Buy

1/15

4418.

Buy

2/26

4419.

Buy

5/22

4420.

Transferred
(to line 553)

6/I

~11. -TELST~ CORP

Col~

C2)

Gain
Co~ I
(A-~

lden~ty of
buyer/sell~
(if private

FINANCIAL DISCLOSURE REPORT


Page 265 of 277

Name of Person Reporting

Date of Report
1

Barry, Maryanne T.

9/J/2010
I

VII. INVESTMENTS and TRUSTS - i ....... t~,, tr ..... tions (Includes those of sp ..... d dependent children; seep.o. 34-60 of Jding instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Asse~
(including trust assets)

B,
Income during
reporting period

C.
Gross value at end of
reporrng period

O) [ (~)
Place "(X)" after each asset
exempt from prior disclosure

Amount!
Code 1

Type (e.g.,
div., rent,

O)

(2)

Value
Code 2

Value
Method

D.
Transactions during reporting period

(2)

(1)
!

Type (e.g.,
buy, sell,

(3)

Date [ Value
Month - Code 2

(4)

(5)

Gain
Code 1

Identity of
buyer/seller

4421.

Buy

11!24

4422.

Sold
(part)

11/23

4423.

Sold

1 ]/23

Spinoff
from line 4428

3/30

Sold

3/30

Sold

4/9

Sold

4/9

~part)
4424. -TIME WARNER CABLE INC
4425.

(part)
4426.

(part)
4427.
442SI -TIME WAR.NER INC

Sold

1/12
(part)

4429. ....... (part)

Sold

3/30

4430.

Sold
(part)

5/19

4431.

Sold

5/19....

4432. -TINGYI HOLDING CORP

Buy

10/8

4433.

i3~y

] 0/9

4434.

Buy

10/13

4435.

Buy

!0/14

,I
4436.
4437.

Buy

10/15

J
Buy

10/23

~ .....

FINANCIAL DISCLOSURE REPORT

Page 266 of 277

fPerson Reporting

Date of Report

Barry, Maryanne T.

9/1/2010
[

NONE ~o reportable income, assets, or transactions.)


De~rption of Assem
(including trust ~se~)
Place "(X)" after ea~ asset
exempt ~om prior disc]osure

Income cluing
, r~oaing ~riod
{.1)
(2)
Amo~i T~e (.g,.~
~ Code I ~ div.. ~nt.
or inL)

~ Gross value at end of I


r~ing pe~od
I

](A-~

Tmnsac~ons d~g repoaing period

(1)
(2)
Value
VaIue
Code 2
Me~od
(J-P)
, Code3

(1)
T~ (e.g..
buy. s~ll.
r~emption)

(2) (3) (4)


Da~
VMu
Gain
Mon~ - Code 2 Code 1
Day
(J-P) ~ (A-H)

(5)
lden ti~ of
buyer/seller
(if priva~

443~.

Buy

10/29

4439. -TOKYO ELECTRON LTD

Buy

3/]?

4~0.

Sold

9/2

(pan)
4441.

Sold

9/4

4442.

Sold

9/8

4443. -TORONTO-DOMINION BANK

Sold

1/I2

Sold

12/18

4446, -TRANSOCEAN

Buy

11/16

, 4447, -TILEND MICRO

Transferred
(to line 492)

6/1

4448.

Sold

8/I2

44491

Buy

I 1/20

4450.

Buy

1 1124

445 ].

Buy

11/25

4452.

Buy

1 1/26

4453.

Buy

11/27

4454.

Buy

11130

4444. -TOTAL SA

Sold

3/20

L
(part)

! 4~45.

(See Coluams BI and IM)


2. Value Codes
(See Colun-ms C] ~d D3)
(See Column C2)

F =$50,001 . $100,000
J =$15,000 or less
N =$250,001 . $500,000

G =$100,001 - $1,000,000
K =$15,001 - $50,000
O =$500,001 - $1,000,000

8 ! =$1,000,001 - $5,000,0~O
L =$50,00I - $100,000
P 1 =$1,000,001 - $5,000,000

IJ =Book Value

V =Oilier

W =Estimated

H2 =More than $5,0tD,000


M ~$10~,001 - $250,000
P2 =$5,006,001 - $25,000,000

N ....

FINANCIAL DISCLOSURE REPORT

fP ....

Date of Repot!

Reporting

Barry, MaD, anne T.

Page 267 of 277

9/l/2010

t,~ ,, ..... ,~o~ a.c~,a~,hos, oya~o, .... a ~,.~ ~,~.;

VII. INVESTMENTS and TRUSTS - i~ ......

NONE ~o reportable income, assets, or ~ansactions.)

A.
De~fiption of Asse~
(including ~st asse~)

Pl~ce "~" a~er each asset


exempt ~om p6or disel~ure

B.
lneome during
re~ng ~i~

C.
Gross value al end of
~po~ing p~iod

0)

(2)

0)

~ount
Code I
, (A-~

T~ (e.g..

Value
Code 2
(J-P)

div., ren~
orint.)
]

~2~
Value
Method
Code3

D.
Transactions d~ng ~Nng

0)
T~ (e.g.,
buy, sell,
r~emption)

[ (2)

Date
Mon~ Day

Value ~ Gaint
Code 2 [ Code I

Iden6~ of
buy~/se~er

(~-P) ~ (A-~ :;

(if private
u~saction)

(Q-~

~55.

Buy

12/1

~56. -TYCO ELECTgO~CS LTD

Buy

5/26

4457.

Buy

5/27

4458.

Buy

7/t5

~59,

Buy

7/15

~60.

Buy

7/16

4462.-UN1LEVER PLC

Sold
(part)

5/5

4463,

Sold

5/6

~ 4461. -Unilever ~ ~ SHRS

(part)
4464.

Transferred

,.
6/1

Buy

1/13

Transferred

6/I

5/21

(to line 653)


4465. -UNION PACIFIC COKP

4466.

(to line 292)


4467,

Sold

(part)
4468,

Sold
(part)

6/15

"4469. -UNITEDHEALTH GROUP INC

Buy

9/3

4470.

Buy

! 1/3

4471.

Buy

11/3

,000 or less

El =.$|,001 - $2,500

C =$2,501 - $5,000

D =S5,001 - $1

FINANCIAL DISCLOSURE REPORT

Na,~e of Persou Reporting

Page 268 of 277

Barry, Mnryanne T.

Date of Report
9/1/2010

VII. INVESTMENTS and TRUSTS - ~eo,,~, ~,l~e, ~ ..... ao,~ (]ncludes those of spo ..... d dependent children; see pp. 34-60 of filing instructions.)
NONE ,(No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)

i"

i
i

Place "(X)" aP.er each asset


exempt from prior disclosure

B.
]
Income during
reporting period
(l)
(2)
Amount i Type (e.g.,
Code 1
div., rent,
(A-H) i[ or int.)

C.
Gross value at end of
[ reporting period
(t)
(2)
Value
Value
Code 2
Method
Code 3
0-P)

Transactions during reportirtg period


(1)
Type (e.g.,
buy, sell,
redemption)

(2) (3) 1(4)


Date
Value Gain
Month - i Code 2 i Code 1
Day i (J-P) I (A-H)

4472.

Buy

t 2/4

4473.

Buy

11/5

4474. -UNITED PARCEL SERVICE

Sold
(par0

5/19

4475.

Sold
(part)

5/2

4476. -UNITED TECHNOLOGIES

Sold
(part)

2/26

4477.

Sold
(part)

2/26

.I

4478.

Sold
(part)

Z127

4479.

Sold
(P~)

3/3

4480.

Sold
(part)

314

4481. -UNITED UTILITIES

Buy

1/8

4482.

SoId
(part)

6116

4483.

Sold
(pan)

6123

4484.

Sold

7/29

4485. -URBAN OUFITTERS INC

Sold

10/5

4486. -VALLOUR~C SA

Buy

1/8

4487.

Sold
(part)

6/3

4488.

Sold
(pa~t)

6/4

(5)
Identity of
buyer/seller
(if private

FINANCIAL DISCLOSURE REPORT ~ame of Person Reporting


Barry, MaDanne T.
Page 269 of 277

Date of Report

9/1/2010

VII. INVESTMENTS and TRUSTS - ~co,.e, .a.e, 1, .... ,io.., o.c~,~e, ,ho,~ oI,vo ..... ~ d~,~ ~; ~ ~p. ~-60 o~i~g ~,~.~tio~.~
NONE ~o re~rtable income, ~sets, or ~ansactions.)
A.

B.
~
Income during
repo~ing ~fiod

Descfipti~ of Assets
(including ~st ~ssc~)

i
:

C.
Gross val~e at end of
reptmiag period

~ (2)

D.
Tmnsacfio~ d~ng r~o~ing period

O)

(~)

T~e (e.g.,
buy, sell,

Date
Mon~ -

~ 4489,

Buy

7/7

4490.

Sold
(part)

7/17

4491.

Sold
(part)

816

4492.

Sold
(part)

8/7

4493.

Sold
(part)

8/7

4494.

Sold

8/7

4495. -VEOLIA ENVIRONMENT

Buy

619

4496.

Transferred
(to line 480)

6/1

4497.

Sold

713

4498.

Sold

9/4

(0
Place "(X)" a~r ~eh asset
exempt ~om prior ~setosure

~Amo~t
C~e I

(2)

O)

T~e (e,g_,

Value
C~e 2

div., rent

Value
Meth~

(part)

(3) [(4) [
Value [ Gain ]
Code 2 I C~e ] ]

(S)
ld~fi~ of
~y~/seBer

(part)
4499.

Sold
(part)

9/4

4500.

Buy

11/25

451)I.

Sold
(part)

11/24

4502.

Sold
(part)

11/24

4503. -VINCI

Buy

8/18

4504. -VISA

Buy

5/19

4505. -VIVENDI UNIVERSAL

Buy

8/26

I. hacora~ Gain Co6~:


(See Colomtls B| and LM)
2. Va~ue Codes
(See Colurtms CI and D3)
3. ",/flue Method Codes
(See Colualll C2)

A =$1,0OO or less
F =$50,001 - $100,0N)
J =$15.000 or less
N -$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
Q -Appraisal
11 =Bo~k Value

B =$1,001 $2,500
O =$100,001 $1,000,000
K ~$15,001 - $50.000
O =$500.001 - $1,000,000
R =Cost (Real Estate Only)
V =Other

C =$2,501 - $5,000
HI =$L000,001 - $5,000,000
L =$50.001 - $100,000
Pi =$1,0(lO,001 - $5,000,000
P4 ~Morc than
S =Asse.~sment
W =F~fimateA

D =$5,0~ 1 - $15,000
1t2 =More than $5,000,090
M =$100,001 - $250,~10
P2 =$5,0130,001 T =C~h Markel

E =$15.001 - $50,000

Name of Person Reporting

FINANCIAL DISCLOSURE REPORT

Date of Report

9/In010

Page 270 of 277


VII. INVESTMENTS and TRUSTS - i ....

e,

~,a.,. tr ....~,~ a.a,a,~ ,h~, ol sp ..... a aep,a,,t aatdr,.;

NONE (No reportable income, assets, or transactions.)


A.
Description of Assets
(including trust assels)
Place "(X)" after each asset
exempt from prior disclosure

B.
In:come during
[ reporting period

C.
Gross value at end of
reporting period

[Amount [ Type (e.g., i Value


Code I [ dip., rent,
Code 2
(A-H) or int.)
(J-P)
i

.I

Value
Method
Code 3
(Q-W)

D.
Transactions during reporting period

Type (e.g.,
buy, sell,
redemption)

Date i Value Gain


Month - ! Code 2 Code 1
Day
(A-IT)
i (J-P)

4506. -VOLVO

Buy

8/18

4507.

Buy

8/!9

4508.

Buy

1112

4509. -VULCAN MATERIALS CO

Buy

8/10

4510. -WAL-MART STORES [NC

Bay

5/20

2/6

2/12

451 I. -Wal Mart De Mexico

(part)Sld

4512.

(part)

4513.

Sold
(part)

2/13

4514.

Sold
(pan)

2/19

4515.

Sold
(p~rt)

2124

4516.

Sold
(part)

~t25

4517. -Walgreen Co

Sold

8/24

~518. -WELLS FARGO & CO

Sold
(part)

1/30

4519.

Sold
(part)

1/30

4520.

Sold

2/2

4521. -Westpac BaBking Corp

Sold

1/8

4522.

Buy

8/12

(See ~[u~s CI and D3)


3. Val~ Method Cod~

N -$250,~1 $500.~0

0 ~$500,~I - $1,~,0~

PI =$1,~0,~1 - $5,~0,~

~ =$5,~,001 - $25,~,~

Q =Appraisal

R =~a (ReM ~te ~ly)

S ~A~essment

T ~b M~eI

ldentRy of
buyertselfer
(if pxivate
transaction)

Sold

FINANCIAL DISCLOSURE REPORT


Page 271 of 277

[ Date of Report

NameofP ..... Reporting

Bar~, Maryanne T.

9/1/2010

NONE (No reportable income, assets, or transactions.)


A,
Description of Assets
(including trust, assets)

exempt from prior disclosure

B.
"income during
reporting period
(I)
(2)

[: Code 1

di ......L

C.
Gross value at cod of
! reporting pociod
(2)
1 (])
i Code2

Method

D.
Transactions during reporting period
~
(,I)
buy, sell,

(2) I (3) i (4) [


! Month-

(5)

t Code2 1Cod~l

4523.

Buy

8/]7

4524. -WOOLWORTHS

SohJ
(part)

1/19

4525.

Sold
(part)

12/9

4526.

Sold
(part)

12/10

4527.

Sold

12/I 1

4528. -GOLDMAN SACHS SG TRUST

Buy

12/31

4529. -SSGA US GOVT MMKT

Buy

12/31

4531. -AILIZON A HEALTH FACS AUTH 2/]/20


42

Transferred
(from line 686)

3/30

4532. -DC WTR & SWR REV SER A SF 4.80%


10/1/2024

Transferred
(from line 58 ] )

3/30

4533. -GA HIED FIN AUTH REAL ESTATE SF


6.0Vo 6/I 5/2028

Transferred
(from line 856)

3/30

4534. -MET TRANS AUTH NY MBIA 5% 11tl 5/


2015

Transferred
(from line 641)

3/30

4535. -MO ST HWY & TRANSPORT 5.0% 5/1/2


024

Transferred
(from line 857)

3/30

4536. -NEW YORK CITY GO 5.0% 8/1/I 5

Transferred
(fiom line 571)

3/30

4537. -NEW YORK CITY GO 5.0% 4/1/13

Transferred
(from line 575)

3/30

4538. -NYS TWY ALITH SECOND GEN

Transferred
(from line 542)

3/30

4530.

Trust #28 - List of Assets

Interest

P2

~539. -N.I EDA PRINCETON UNIV 4.75% 7/1/23

Columns BI and D4)

F ~50,~1 - $1~,~

O =$1~.~1 - $1,~,0~

Transferred 3/30
(from line 855)

H I =$ l .~,001 - $5.~0.~

H2 =More th~ $5,0~,0~

buyer/se~er

Name ufPersan Reporting

FINANCIAL DISCLOSURE REPORT


Page 272 of 277

Date of Report

Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS -income, ~.lne, t ..... rio,, (Includes those of spo ..... d dependent children; see pp. 34-60 Grilling instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Asse~s
(includiBg tin!! assets)

B.
Income daring
reporting period

O)
Place "(X)" after each asset
exempt [rum prior disclosure

Amount
! Code 1
] (A-H)
i

4540. -NY CITY MUNI WTR AUTH 5.0% 6/15/


18

~2)
Type (e.g.
die., rent,
or int.)

C.
Gross value at end of
reporting period

Transactions during reporting period

(1)

~2)

(l~

Value
Code 2
(.LP)

Value
, Method
Code3
(Q-W)

Type (e.g..
buy, sell,
redemption)

~) ] (3)
Date I Valo.e ,. Gain
Month - Code 2 i Code 1
Day
(J-P) (A-H)
[
I
]

I Transferred
:(from line 579

3/30

4541. -NY CITY TFA A 5.5% 11/1126

Transferred
(from line 572)

3/30

r4542. -NY DOP, M AUTH SVC CONTRACq~"4.3


75% 4/1/I 1

Transferred
(from line 559)

3/30

4543. -N EMPIRE UDC FSA 5.0% 1/1/]3

Transferred 3/30
(from line 558):

4544. -NY LGAC 5.0% 411/2013

Transferred
(from line 851 )

3/30

4545. -NY MTA TRIBOROUGH B&T SER 5%


l 1iI 5/16

Transferred
(f~om line 818):

3/30

4546. -NY SALES TAX P,.EC MBIA 5.0% 10/15


/21

Transferred
(from line 573

3/30

4547. -NYS DOR.M AUTH PER INCOME TA~


5% 3/I 5/18

Transferred
(from line 644

3/30

4548. -NY ST DORM AuTH ST UN1V 4.5% 7/1


/09

Transferred
(from line 564

3/30

Matured

7/1

4550. -N ST DOR.M AUTH ST UNIV MBIA 5.(~


% 7/1/15

Transferred
(from line 576)i

3130

4551. -NY ST ENVIRON FAC CLEAN WTR 5


.25/g 6/15/12

Transferred
(from line 568)

3130

4552.-NY" ST TWY AU AMBAC 5% 4/1/2019

Transferred
(from line 562

3!50

4553. -NY" ST TWY AU AMBAC 5% 4/1/2009

Transferred
(from ne 560)

3/30

Matured

4/1

4555. -NY ST UR.B DEV COR.P Cl PKEREF 5.0


% 3/15/33

Transferred
(from line 849)

3/30

~556. -NC HLTH/HOSP CORP FSA 4.05% 2/1


5/t I

Transferred
(from line 563)

3/30

4549.

4554.

Identity of
buyer/seller
(if private
transaction)

! name o~ Pe,~0n Re|,o,~.g

FINANCIAL DISCLOSURE REPORT

Page 273 of 277

~, Maryanne T.

Date ofa~vo~t

9/1/2010
I

NONE ~o reportable income, assets, or ~ansactions.)


De~fiption of Asse~
(including Imst asse~)

Income during
r~oaing period

(~)
Place "(X)" aRer each asset
exemp~ from prior disclos~

(Z)

Amount
T~ (e.g.,
Code 1
div., r~
(A-~ ~ or int.)

Gross va~ue at end of


repoain~ period

(~)
Value
~: Code 2
~ (J-P)

"transactions d~g ~o~ing

- ~)

O)

Value
Mea~
~ Code 3

T~ (e.g.,
buy, sell,
r~emp6on)

Date
Mo~x~ Day

Value
C~e 2

Gain
C~e 1

Id~fi~ of
buyer/seller

(t-P)

(A-~

(ifpfi~ate

Tr~sfe~ed
(~om line 853)

3/30

3130

4557. -OHIO HInD CLE~LD 5.125% 1/112028

(Z)

(3)

(~)

(~om line 858)


4559. -WI ST CLE~ WTR ~V SE~ 5.125% 6
/1/2026
4560. -NY ST THRUWAY (2ND BR &
.0% 4/I/22

Transfe~ed

(~om line 859)

H~ 5

Buy

6/2

Buy

8/13

4563. -BOND FUND OF AMERICA INC

Buy

4/2

P1

4564.

Buy

4/3

4565.

Buy

4/27

4566.

Buy

5/26

4567.

Buy

6/I 6

4568.

Buy

&26

4569.

Buy

7/27

4570.

Buy

8/26

4571.

Buy

9/28

4572.

Buy

10/26

4573.

Buy

11/27

4561. -NY CITY ~A B SUB 5.0% 11/1/18

4562.

T~s~ #29 - List of Assets

Interest

P2

Value Codes
(S~~ Cothna.ns CI and D3)

J ~$15.000 or less
N ~$250,001 - $500,000
P3 ~$25,000,001 - $50,~,000

K o515,001 - $ S0,000
O =$500,001. $1,000,000

L. =$50,001 - $10O,000
PI =$1,000,001 - $5,000.000
Pa =More tha~ $50,000,000

(See Column C2)

tl =B~>k Vahte

V =Other

W =Estimated

M =$100,001 - $250.000
P2 =$5,01~.001 - $25,000,01~

(5)

FINANCIAL DISCLOSURE REPORT


Page 274 of 277

Name of Person Reporting

Date of Report

9/I/2010
[ Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS - income, value, transactions anclades those of spouse and depende.l children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A.
Description of Assets
(including trust assets)
Ptacc "(X)" after each asset
exempt from prior disclosure

B.
Income during
, reporting period
;AmounI
Code 1
(A-H)

Type (e,g.,
die., rent,
or int.)

C.
Gross value at end of
reporting period
, Value
i Code 2
(J-P)
i

...]

Value
Method
Code 3
(Q-W)

D.
Transactions during reporting period

Type (e.g.,
buy, sell,
todemption)
[
I

Date
Value
Month- ; Code 2
Day
(J-P)
i

4574.

Buy

12/28

4575. -INTERMEDIATE BOND FUND OF AME


RICA

Buy

4/2

P!

4576.

Buy

4/3

4577.

Buy

4129

4578.

Buy

5/29

4579.

Buy

6/16

4580.

Buy

6/29

4581.

Buy

7/29

Sold

8/10

4582.

(part)
4583.

Buy

8/31

4584.

Buy

9/29

4585.

Buy

10/29

4586.

Sold
(paN)

1 !19

4587.

Buy

11/30

4588.

Buy

12/29

Buy

1/15

Buy

6/24

4589. CAPITAL INTL PV EQUITY FUND V, Lt

Int./Div.

PI

4590.

(~e Colu~ls B 1 ~d D4)


2. V~ue C~es

F =~50,001 - $ I ~,~
J =$I 5,0~ or less

O =$ I ~,~1 - $ I ,~,0~
K -$15.~1 - $50.~0

H 1 =$1,0~,~l - $5,~0,~0
L =~O,~l - $I~.0~

Gain
Code 1[
(A-H)

Identity of
buyer/seller
(if private
transaction)

H2 =More than $5,0~,0~


M ~$1~,~l - $250,~0

i See part Vllt

IN

FINANCIAL DISCLOSURE REPORT


Page 275 of 277

....

fP ..... Reporting

9/I12010

[ Date of Repot,

[ Barry, Maryanne T.

VII. INVESTMENTS and TRUSTS-~ ....... t.e, ,~ ..... ao.s aneluaes those of st,o .... d dependent children; $ee l~p. J4.60 of JJllng instrucaot~$.)
NONE (No reportab& income, assets, or wansactions.)

A.

B,

C,

De~0ption of Asse~
(including t~st assets)

Income dudug
~poaing peri~

~oss value at e~ of
re~ing

O)
Place "(X)" after ~cb asset
exempt from prior discl~ure

~o~t
Code 1

(A-~

D.
T~nszcfions d~ing r~orfing

(2)

(0

(2)

O)

T~ (e.g.,
~v., rent,

Value
Code 2

Value
Me~od

T~ (e.g.,
buy, sel],

orim.)

(J-P)

~ C~e3

[ redemption)

[ (2)
Date
[ Month -

[ Day

(3) [ ~a)
Value Gain
Code 2I Code 1

(J-P)

4591.

Buy

9/25

4592.

Buy

10/15

4593.

Buy

12/14

(S~ Cotu~ ~)

U ,,B~k Value

V =0~er

W =~mat~

(A-~

IdentiU of
buyer/seller

(ifprivate

FINANCIAL DISCLOSURE REPORT


Page 276 of 277

Name of Person Reporting

Barry, Maryanne T.

DateofReport

9/1/2010
I

VIII. ADDITIONAL INFORMATION OR EXPL.~NATIONS. (lndlcatepartofRelmrt.)


During 2004, the following entities holding real estate sold all of their respective rental properties. To avoid confi~sion, we will continue to list these entities by
their current names(ie. Rental Property # 1)
These entities wil! eventually be liquidated as they wind up their affairs:
Rental Property #2
Rental Property # 16
Rental Property # 17
Rental Property #2 l
Rental Property # 22
Rental Property #24
Investment in Capital Intl Pv Equity Fund V, LP was omitted from the prior years financial disclosure reports.

FINANCIAL DISCLOSURE REPORT

Name of Person Reporting

Page 277 of 277


] Barry, Maryanne T.

Date of Report
9/1/2010

IX. CERTIFICATION.
I certify that all information given above 0ncluding information pertaining to my spouse and minor or dependent children, if any) is
accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory
provisions permitting non-disclosure.
][ further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in
compliance with the provisions of ~ U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALS


AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544

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