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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Orgaoizatlo~ EASTERN DISTRICT OF PA 5a. Report Type (check appropriate tyge) ~-~ Nomination. Date [] Annual [] Final

Rept,r~ Required by the Ethics

in Government Act ofl978

:5 u.s.c, app. k~" loI-111)

3, D~t~ of Report 05/3/2010 6, Reporting Period 01/01,2009 to 12/31/2009

|. Person Reporting (|~,st name, fir~, mlddl inih~l) PADOVA, JOHN R. 4. Title (Ar{icl 111 judges indicate active or senior status: magistrate judges indicate .~ul]-o~ part-time) SENIOR DtSTILICTCOURTJUDGE

[] Initial

5h. [] AmendedReport 7. Cb~tmbers or Office Address 17613 (3.S. COURTHOUSE 601 MARKET STREET PH1LADELPHIA, PA ~9106 8. On Ihe basis of the information contained in this Report and any modifications perlaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: 1"he instructions accompanying this form must be folh,.,ed. Complete atl parts,
checking the NO~NrE box for each part whare you have no reportable information. Sign on last page.

I. POSITIONS. :~,~,o,,i~g individual only see pp. 9-13 Offilt.g instructions.)

[[[~] NONE (No reportable t~ositions.)

POSITION
1 2. Member of Patient Advocate Board Member of Advisory Board

NAME ,OF ORGANIZATION/ENTITY

Kimmel Cancer Center Regin~ Academies

::

>

11. A GRE E M E NTS. :n,?,,,~,# individual only: Se pp. 14-16 o/fillng ins~uclions.)

~
I.

NONE (No reportable agreements.) DATE PARTIES AND TE~S

FINANCIAL DISCLOSURE REPORT

Page 2 of 1 l

PADOVA. JOHN R.

05/3/2010

111.. NON-INVESTMENT INCOME. (Reporting [tld~vidual and sp ....

A. Fliers Non-lnvestment Income NONE (No reportable non-investment income,

; see pp. 17-24 of filing instructions.)

DATE
I. 2. 3.

SOURCE AND TYPg

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - If you were married during anr portion o./the reporttng year, complete thi~"
(Dollar arnourn not required exeept fi~r honoraria.)

[~

NONE (No reportable non-investment income.) DATE SOU RCE AND TYPE

t 2. 3.

IV, REIMBURSEMENTS ..... ~o~,~,~o~. to~gi~g, /oo~, ~,,~,~i~~

lnh~des those to spouse and d~,p~ndenl children, see pp 2~-27 0[f!li~g ~ NONE reportable reimbursements,) DATES M27/2009 3/28/2~9 LOCATION New York, NY PU~OSE Annual dinner and program ITEMS PAID OR PROVIDED ~rans~flation. cab. tips, hotel, meals for Judge

~URCE I N.Y Intellectual Prope~ t.aw Assoc.. Inc

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 1 1 V. GI FTS. anctuaes ,~o~ ~o ~p .......

]

N .... fP ..... Reporting

Date of Reporl

PADOVA, JOHN R.
[

05/3/2010

d dependent childr ...... pp. 28-31 of filing instructions.)

NONE (No reportable g(fis.)

SOURCE

DESCRIPTION

VALUE

2 3
4

VI. LIABILITIES. ,l,ct~a~

~
1 2. 3. 4. 5

NONE (No reportable liabilities.) CREDITQR DESCRIPTION VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 1 l

PADOVA, JOHN R.

05/3/2010

NONE (No reportable income, assets, or transactionsJ Description of As~ts (including l~lSl assets) Place "(X)" after each asse~ exempt from prior disclosure laome durmg re~mg period (o - 12) ~) A~z~oo~l Fy~ ~ C~e I div,, mnh (A-H) or eL) (]ross value of rcpoaing period (~) O) .... (~) C~ 2 (J-P) blc~ Code 3

(~) (~) ...... ~) ..... buy, ~11, rcdemplion) . mm/d~/yy : Code 2 (J-P) C~e ! (A-H) ~ buyedscllcr (if private

I. 2. 3.
4. 5.

VKM PA QUALITY MUN TR~ PNC BANK CHKG~ A~ M. PA~VA, I~ PN(~

Fed Pa Mun M.M. -RBC M.M, Fund

A A A
A A A A

Interest Interest Interest

Interest Interest

J J K
J J

T T T
T T T MM Opened (Hmauer (Janney)

Dreyfus Pa M.M.~ Boston Capital~ 17 Bank Chkg & Sav.~ Citizens Bank

6. 7.

Interest Inl

J J

8,
9.

PA Econ. Dev. Fin. G&B 12-1-30

Exelon

A
B

Interes!
Dividend

J
l.

T
T

t0. I I. !2. 13. ]4. 15. 16.

USAA Say-Act Boston Cap Set 23 Boston Cap SER 15 & 18~ IMS/DLJSC/PhiIa Inv. RETIRE. PLAN ACCI.J PADOVA IRA - ACM Matt. Dollar Inc. Fund - Pershing Gov Act-ram - ACM Govt. Sec. Fund-name change-Alliance Bernstein Income change-Alliance Bernstein Global

A A A E B A B

Interest Dividend Interest Div & Inl Dividend Dividend Dividend

K J J PI

T T T T

Cash

Merged (with line 17) N K T T

09/29,09

FINANCIAL DISCLOSURE REPORT Page 5 of l 1

VII. INVESTMENTS and TRUSTS - i ........
~

PAOOVA, JOI~ R.
t., , ...... ~o~. a.t.~., t~o~ o~~ ....... d ~.~.r ~.: ~ ~. ~4-~0 o~.~

05/3/20~0

NONE (No reportable income, assets, or transactions.) Description ol Assets { including trust assets~ ?lace"~X)" after each asse~ exempt from.prior di~losure : 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 3 I. 32. -Co*~mercial Act Le~e Realty, Inc.-Natl. Retail - Aspen Group Res. Co~. - Ternpleton Emer Mktg. Inc. - Pepsico Cap Res Inc. 4/01il 1 - U.S. Treas SEC Strip 11/15/!1 - Van Kampen Amer Cap Sr Inc. - FHLMC Ser-2496 5.5 - FEDL Hom. Ln Mtge 4/17/18 - Cons Edison Ins. Com. - Microsoft (IRA) - Intel (IRA) - Tupperware Corp (IRA) - Bayatex Entr (IRA) - Citigtroup Inc. Corn - Tyco Intl. Ltd. - Covidien I.td. - Tyco Electronic A A A A A C C A A C B B D~v*dend None Dividend None None Dividend Interest Interest Dividend Dividend Dividend Dividend None None Dividend Dividend Dividend L J K K K T T T T T L K K T T T Sold 07/29/09 L K T Redeemed Redeemed 05,:15/09 05/05/09 L L Also 6/I 5/09 K J K L Income du~ing tc~amg ~fiod Amoum Code I [A-H) T~ (eg.. d*~., r~l. or in~ ) ~ Gross value at end .~ of redoing period Value C~ 2 {J-P) Value Me~ Code 3 tQ-W~ T T T T Ty~ (e.g., buy. sell, redemption) T~nsactions during re~ing ~ri~

,~ Da~e ~ Value ~ Gain ~, mmzdd~vv ~ C~e 2 ~, C~e I ~:(J-P) ~ (A-H) , ~

Identity of buyeriselle~ (ifprivale Iransaction) Name change

::

33. 34.

FINANCIAL DISCLOSURE REPORT Page 6 of I 1

] ~a~o,P~rso,,~epo~in~ 05/3/20t0 [
PADOVA, JOHN R.
.ons (lnl.d$ those ofspo .....d dep.d., children; .~ee

V I 1.1 N VESTMENTS a n d TRUSTS -- i ........ ~, ,r .....

~ NONE (No reportable income, assets, or transactions.) .............. ~. .....
Description of Assc[s (including In,St assets)

pp, 34~00ffili~g

B
[nco~ne during rc~nn8 ~n~

--

C
(]ross value al cn~ or reposing period

" ....

D .................
Transactions during reporting

Place "(X)" after cach asst exempt from prior di~losurc

(I) Amount i Code 1 (A-H)

(2) Ty~ (c.g, die. rcnl or mz )

il) Value [ Code 2 (J.P)

~2) Value Melh~ C~e 3 (Q-W)

~I~ Type (cg., buy. sell r~dempt,on)

(~) Dew .m~d~yy

13) (4) Value Gain Code 2 Code I (J-P) ~A-H)

ld~ntily buyer/seller ~ifpdvat transamior

35. 36. 37. 38. 39. ~,0. 41. 42. 43, 44. 45. 46. 47. 48. 49. 50. 51

- Baffick Gold Co~. IRA - General Eleclfic 1RA - Public Service Enter (IlL, X) Fid. Adv. Sr I I Gro Opty Fd. B Pumam lnv Fds - Gro B Berks Cry Pa M.A, - Phocbe~ New Jersey Econ Dev 10/23 Evergreen Money Mkt 9 -now Wells Fargo Erie Co. H.A.- Marys~

None A (7 A A A A A El B D A D Dividend Interest Dividend Dividend Interest Interest Dividend Interest Interest Interest Di~idend Dividend M M M T i" T K L J J .1 J J T "1" T r T T T

Sold

12!10/09 ~

I
Buy 1)7/29/09 L

ii. iN ....

Sold Sold

08.,17/09 I 1/02/09

K K

Louisiana Loc. Oovt. St. James~ Vanguard Pa L/I" Tax Ex Fund Vanguard M/M, IRA Vanguard BtM - IR.A Vanguard 500 - IRA American Century!~ Ohio State Env. 5/I/29~ PNC Bank Sav.~ & Ckgi~

A B A

Die.tend Interest Interest

K K 1,

l I T

FINANCIAL DISCLOSURE REPORT Page 7 of l 1

Name of Person Reporting

Date of Repor~ 05/3/2010

[ PADOVA. JOHN R.

VII. IN VESTMENTS and TRUSTS - i~ ....... ,,~., .... ao., n,a~,~,~o~ of~o~ ~,d ~,,,~,,,.~a~,, ,**m. ~4-~0
~ NONE (No reportable income assets, or transactions.)

...... A.
Oncluding trust assets)

B
repo~ng ~rit~

C.
of reposing

Place "[X)" at/or each assel exempt from prior disclosure

~) ; Amount C~e I
(A-H)

(2) Fypc (c g., dry rent.

or int.)

tl) Value C~e 2

(J-P)

(2) Value Me~

Code 3 (Q-W)

o) Ty~ (e.g., buy. sell.

redemption)

(2) Dale mm.d~yy

O) ~4) . Value Gain C~e 2 C~e I

(J-P) (A-H)

buyer/seller
t~nsacnon}

52. 53. 54, 55. 56. 57. 58. 59, 60. 61. 62. 63. 64. 65. 66. 67. 68,

Allegheny Co. Pa. USX-5.6 RFDG Allegheny Co. Pa,-South Hills 8.625 NJ "Econ l)ev - Seashore 4-1-3t Allegheny Co. Pa IDA 6-6~ Allegheny Co. PA. IDM. USX 5.5 Del. Co. Pa. Auth. Cabrini~ Nuveen Select~ Pa. St. Tpk. Comn O I~ PA St Ret~ 1st Set. 4.5~{~:~~ PA St Go - 5.0~ Stroudsberg. PA -"~ 0,~,~, Economy, PA - 5.0~ Mtgy. Co. IDA Ret, 5.250 Union Co. Hosp. - 51) Lancaster PA Ser A. 4 5% Lehigh Co PIDA 9/I/29 ~ Lehigh Co PIDA 9/1;29

Interost None J K J T T T

Sold

I 1/24/~

B A A B B B A A A 8 B I3 A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

Sold K K K J J J K K K T T T T T T T T 1" Sold J T Sold

I 1/24/09

05/04/09

IA

10/26/09

FINANCIAL DISCLOSURE REPORT Page 8 of I 1 VI 1. INVESTMENTS an d TRUSTS -~ .........

~

Name of Person RepoSing

Dmte of Report

PADOVA. 3OHN R. ~ ~,. ,, .....~o~ n,~,~,~,~,~ oz.~ .....~d,~,,a,,,~*U~,~

O513/2010

NONE (No reportable income, assets, or transactions.)

Dcscriplion of Asse~

Income during

~ross value a~ end

T~nsacfions durh~g rc~mng ~riod

(including l~sl assels) Place "(X)" after each assel exempt f~m prior disclosure

~ reining pertod ~ ~1) ~2) .Amount Ty~ (e.g., " div.. renL ~, C~e I - (A-H) or mr.) . Interest Dividend Interest Dividend Dividend Dividend Dividend Interest Interest Interest Interest Interest D~vidend Interest Interest Interest Interest J

of repo~in~ peri~ O) (2) ~ Value Value C~te 2 Method t J-P) C~e ]

(Q-~q

~ T)~e le.g., buy. sell. edempl~onl

Date mr~d~tyy

Value Gain ~J-P) (A-H)

Identity of (if private Iran~ctl on)

69. 70. 71. 72. 73. 74. 75. 76, 77,

Upper St. Clair Tw 7-25~.~ Eaton Vance-Fx rag. (Global) Puerto Rico 7/I/42 Nuveen PA ~rem nc Nuveen PA Invt QF~ Van Kempen Amer PA Mun. Inc ~ Federated Govt Res MM~ Sayre PA Health Serv 12/I/3t Chester Co. PA H&E-Jeff

Sold L K K K K K K K K T K K T T Sold Sold K K T T 1 T T T T T T T T .,

07/22/09

78. " Eaton Vance TIM 79. 80. 81, 82. 83. 84. 85. Eaton Vance T M~ California St G/O 9/I/36 8iackrock Intl. Growth and Inc lmst Phila. Pa 4.5% 7/I/33 Childrens Pa. St. Univ Ser A 8/I 5/36 Vanguard GNMA Fund PA St. HEF Rev. REDG.LrNIV

10/26,/09 10/26/09

K K

FINANCIAL DISCLOSURE REPORT Page 9 of 1 1

VII. INVESTM ENTS and TRUSTS - ~ .........

,~ .... fP ..... Reporting PADOVA, JOHN R.

Dale of Repoa

05/3/2010 ]
d dependent children; see pp. 34-60 o/filing instruction~,)

rue, tr ..... tions (Includes those of sp ......

NONE (No reportable income, assets, or transactions.)

Descriplion of Assets (including trust assets) Place"(X)" after each asset exempt from pffor disclosure

Income during :. reporting period Amount , Type (~ g. div. rent i Code I tAd.|) orint.)

i Gross value at end r of reporting period t, Value i Code 2 i (J-P) Value Method I Code3 Type (e g, buy, se , [ redemption)

Transactions during repoiqing period ~ I

Da e : Value i Ga n !mrn/dd!yy , Code 2 i Code (J-P) I(A-H) I

Identity of buyer/seller (ifprivate

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Geisonger PA H.A. Mtgy Co. PA HE. Arcadia PA Auth I.D. Cuhural Phila. Phila PA Wtr Rev Set B Pue~o Rico Co. Set B Mtgy Co. PA SerC 12/31 Beaver County PA 11/15/3Q~ State PSBS PA 3/I/29 Det County PA RFDG Neumann Nebraska Ed! Fin Puerto Rico-Set C 7/1/19 Del County PA-Ncumann PA St. Tpk 12/I/41 5.3% Puerto Rico Set Q 7/I;37

B B C B B t3 A A A A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

K K K K K K K K J K ,I K K L

T T T T T T T T T T T T T T Buy Buy Buy Buy Buy Buy Buy Buy 01/9/09 05/I 1/09 i 12/16/09 08/01/09 03/05/09 12/06/09 1/24/09 10/26/09 K K J K J K K L

Income Gain Codes Columns B I imd 1)4)

A =$1.000 or less F ~$50.001 . $100.000

B =$1.001 . $2.i0~1 G =$1OO.O01 $1.000,0~0

C =$2,.~01 - $5,000 Ill =$1,000.0OI - $5.000.IRR)

D =$5,001 - $15,000 1t2 =More than $5.000.1)O0

E ~$13.001 $50.O00

FINANCIAL DISCLOSURE REPORT Page 1 0 of 1 1

N ....

fP .....Reporting

PADOVA. JOHN R.

I D,,. of Repo~
05/3/2010 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~t,,dica,e,,ar, o~Re~,o,,J

FINA1NCIAL DISCLOSURE REPORT Page 1 1 of ll IX. CERTIFICATION.

iN .... re ..... ~.po~i~

[ PADOVA, JOHN R.

t~.,.ofRepo~ 05,3,20t0

I certify that all information given above (including information pertaining to my spouse and minor or dependent chihlren, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certi~ that earned income from outside employment and honoraria and the acceptance of gilts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 [).S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND Wl] AND CRI~,~INAL SANCTIONS (5 U.S.C. app. 104)

SE SUBJECT TO CIVIL

FILING INSTRUCTIONS Mail s~gned original and 3 additional cop~es to: Committee o~ Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.F.. Washington, D.C. 20544