Ilana D Rovner Financial Disclosure Report For 2010

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010
1. Person Reporting (last name, first, middle initial) Rovner, liana D. 4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) ] Circuit Judge (Active)
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
2. Court or Organization 7th Circuit Court of Appeals

5a. Report Type (che~k appropriate type) Nomination, [] Initial Date [] Annual [] Final
3. Date of Report 07/29/201 6. Reporting Period 01/01/2010 to 12/31/2010
5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with appficable laws and regulations. Reviewing Officer Date
United States Court of Appeals 219 S. Dearborn St. Chicago, IL 60604
IMPORTANT NOTES: The instrucaons accompanying this form mast be followe"t Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~
I. P 0 S I T I 0 N S. ~R epo rang individual only; see pp. 9-13 of filing instruction&)

D NONE (No reportable positions.)
POSITION
1. 2. 3. 4. Member Emeritus, Board of Trustees Member, Board of Overseers Member, Board of Directors Trustee Trust
NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. tRepomng individual only; s~, ,,. 14-16 of filing instructions.)
~ NONE (No reportable agreements.) DATE
PARTIES AND TERMS
Rovner, liana D.
FINANCIAL DISCLOSURE REPORT Page 2 of 58
Name of Person Reporting Rovner, liana D.
Date of Report 07/29/2011
III. NON-INVESTMENT INCOME. tSepo,,~ng i,~ividnai and spo~e; see pv. 17-24 of filing instructions.)
A. Filers Non-Investment Income
NONE
reportable non-investment income.) DATE SOURCE AND TYPE

Rainbow Hospice
INCOME (yours, not spouses)

$2,500.00
1. 10/16/10 2. 3. 4.
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
~]
NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE
1. 2. 3. 4.
IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)
[~
NONE (No reportable reimbursements.)
SOURCE
DATES
LOCATION
PURPOSE
ITEMS PAID OR PROVIDED
2. 3. 4. 5.
V. GIFTS. anctud~ ,hose to spo~e and depende.t children; see pp. 28-31 of filing instructions.)
[~ NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. Partial Honorary Membership ~ DESCRIPTION
VALUE $1,8oo.oo
VI. LIABILITIES. a~tudes those of spouse and dependent children; see pp. 32-33 of filing instructions.)
~
NONE (No reportable liabilities.)

CREDITOR DESCRIPTION Cosigner o~ mortgage.
VALUECODE
L
1. 2. 3. 4. 5.
CitiMortgage
FINANCIAL DISCLOSURE REPORT Page 4 of 58 VII. INVESTMENTS and TRU STS - i ........
D
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I [ (A-H)
rue, ~ransactlons tlncludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code I IJ-P) (A-H) (5) Identity of buyer/seller (if private transaction)
NONE (No reportable income, assets, or transactions.)
(2) Type (e.g., div., rent, or int.)
1. 2. 3. 4. 5. 6, 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.
Industrial Development Bank of Israel, Ltd. Brokerage Acct # 1 -Fidelity Municipal MMF -Fidelity AMT Tax-Free Money Fund (FIMXX) (Y) -AT&T Inc Corn =Agnico Eagle Mines Com NFV -Alcoa Inc -Anadarko Pete Corp -Apple Inc -Brocade Communications Sys -Enbridge Energy Partners LP -Govt Pptys Income Tr Corn Shs -Ishares Inc MSCI Canada Index Fd -ITC Hldgs Corp -Pimco Mun Income Fd II -Range Resources Corp -SPDR Ser Tr Morgan Stanley Tech
None
Dividend None
Closed Sold Distributed Distributed Distributed Distributed Distributed Distributed Distributed Distributed Distributed Distributed Distributed Distributed Distributed
03/02/10 01/01!10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10
J J K J J J J J J K K J K J J See Note 6 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4 Transfer to Trust #4
Dividend None
Dividend None None None
A A
Distribution Dividend None None
Dividend None None
E =$15,001 - $50,000 (see Columns BI a0d D4): 2. Value Codes (See Columt~ CI and D3) 3. Value Method Code~ (See Column C2) F ~$50~001 ~ $100~000 J =$15.000 or I~s N =$250.1)01 - $500.000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value G =$100,001 - $L000.0O0 K =$15.001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Other H I ---$1;000,0~1 - $5.1)00,000 L =$50,0~1 - $100.000 PI =$1,000,001 - $5.000,000 P4 =More than $50.000.000 S =Ass~ssmeet W =Eslimated H2 =More than $5,000,000 M =$100,001 - $250.000 P2 =$5,000.001 - $25,000.000 T =Cash Market
VII. INVESTMENTS and TRUSTS - i, come, ,oi,,, ~o~aeao,~ (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction&)
A. Description of Assets (including trust assets) Place "00" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mnYdd/yy Code 2 Code I (J-P) (A-H) (5) Identit~ of buyer/seller (if private tran~tion) Transfer to Trust #4 Transfer to Trust #4
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
-Tala Motors Limited Adr Ea Rep -Fidelity Canada (FICDX) -American Century Tax Free Bond (TWTIX) A
None None Dividend
Distributed 02/23/10 K Distributed 02/23/10 K Buy (addl) Buy (addl) 01/01/10 01/29/10 J J
Distributed 02/23/10 K
Transfer to Trust #4
-Baird Intermediate Muni Bond lnvs C1 (BMBSX)
Dividend
Buy (addl)
01/25/10 J Transfer to Trust #4
Distributed 02/23/10 M -Marshall Intermed Tax Free CI Y (MITFX) A Dividend Buy (addl) Buy (addl) Distributed -Pimco Total Retum Class D (PTTDX) A Dividend Buy (addl) Buy (addl) Distributed -T Rowe Price Tax Free Short Inter (PRFSX) A Dividend Buy (addJ) Buy (addl) 01/01/10 J 01/29/10 02/23/10 01/01/10 01/29/10 02/23/10 J K J J K
01/01/10 J 01/29/10 J Transfer to Trust #4
Distributed 02/23/10 M -Thomburg Ltd Term Municipal Fund CI A (LTMFX) A Dividend Buy (addl) 01/01/10 J
E --$15,001 - $50,000 (Sec Columns B1 and D4) 2. Value Cod~ (See Columns CI and D3) 3. Value Method Codes (See Column C2) : F=$50~001-$100,000: J =$15.000 or Ices N =$250.001 - $500.000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value G=$100,001 - $L000.0O0 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other : H! -~1;000;001. $5.000.000 L =$50,001 - $100.O00 PI =$1,000.001 - $5,000,1)00 P4 =More than $50.000,0~0 S =Assessment W =Estimated H2 =Morelhan $5.000,000 M =$100.001 - $250.000 P2 =$5,000,001 - $25,000,1)00 T =Cash Market
VII. INVESTMENTS and TRUSTS - income, value, transactlo~ (Includes those of spouse and dependeht children; see pp. 34-60 of filing instruction&)
A.
Description of Assets
B.
Income during
C.
Gross value at end
D.
Transactions during ~aorting period (1) (2) (3) (4) (5)
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period
(1) (2)
of reporting period
(1) (2)
Amount Code I (A-H)
Type (e.g., div., rent, or int.)
Value Code 2 (J-P)
Value Method Code 3 (Q-W)
Type (e.g., buy, sell, redemption)
Date Value Gain rrarddd/yy Code 2 Code I (J-P) (A-H)
Identity of buyer/seller (if private transaction)
35. 36. 37. -Thomburg Strategic Municipal Income C (TSSCX) 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. -Hatteras Finl Corp Com (HTS) IRA Acct #1 -ML Bank USA Rasp A A Dividend Dividend -Wells Fargo Short Term Muni Bd-lnvest (STSMX) A Dividend -Wells Fargo Ultra Shrt Tm Muni Inc-Adv (SMUAX) A Dividend -Vanguard GNMA (VFIIX) A Dividend A Dividend
Buy (addl) Distributed Buy (addl) Buy (addl)
01/29/10 02/23/10 01/01/10 01/29/10
J J J J
Transfer to Trust #4 Transfer to Trust #4
Distributed 02/23/10 L Buy (addl) Buy (addl) 01/01/10 01/29/10 J J J J
Distributed 02/23/I 0 Buy (addl) 01/01/10
Transfer to Trust
Buy 01/29/10 J (addl) " Distributed ~ 02/23/10 K Buy (addl) Buy (addl) 01/01/10 J 01/29/10 J
Transfer to Trust Transfer to Trust #4
Distributed 02/23/10 L Distributed 02/23/10 K
Closed
04123110 J
E --$15,001 - $50.000 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) J =$15,1)00 or lass N =$250,001 - $500.000 P3 =$25.000.001 - $50,000.000 Q =Appraisal O =Book Value K =$15.001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Other L --$50,001 - $100,000 PI =$1,000.001 - $5.000,000 P4 =More than $50,000.000 S =As.~esament W =Estimated M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRUSTS - income, ~otue, tro~o~ao~ anclud~ those of spouse o~ depende~ children; see pp. 34-60 of fillng instructions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure
Income during repoaing period

(1) (2)
Gross value at end of zt~orting period

(I) (2) (1)
Transactions during reporting period

(2) (3) (4) (5)
Amount Code 1
(A-H)
Type (e.g., div., rent,

or intO
Value Code 2
(J-P)
Value Method Code 3

(Q-W)
Type (e.g., buy, sell,

redemption)
Date Value Gain mm/dd/yy Code 2 Code i

(J-P) (A-H)
Identity of buyer/seller
(if private transaction)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.
-Eaton Vance Tax Advantage -Old Mutal/Claymore Shrt Fund
Distributed Buy (addl) Buy (addl) Buy (addl) Sold (part)
04/23110 01/08/10 03/31/10 04/06/10 04/23/10
J J J J J J J J J J
Transfer to IRA #8
Distributed 04/23/10 -Visa Inc. CI A Shrs Open Distributed -Blackrock Cap & Inc Strat. Open Distributed IRA Acct #2 -ML Bank USA Rasp -ML Retirement Reserves CL I -Visa Inc. CI A Shrs -Blackrock Cap & Inc Strat. A Distribution Closed Closed Distributed Buy (addl) 02/26/10 02/26/10 02/26/10 01/06/10 02/26/10 04/23/10 02/26/10 04/23/10
Transfer to IRA #8 Transfer From IRA Acct #2 Transfer to IRA #8 Transfer From IRA Acct #2 Transfer to IRA #8
J J
J
Transfer to IRA Acct #1
Distributed 02/26/10 IRA Acct #3 A Distribution
: (See Columns BI and D4)E--$50;001-$100,000 : 2. Value Codes J =$15.000 or le~ (See Cotumm CI and D3) N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.1)00 3. Value Method Codes Q =Appraisal (See Column C2) U =Book Value
G =$100i001 ~ $1~000,000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V --Other
HI:=$1,000,001. $5,000,000 L --$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market
E =$15,001 - $50.000
VII. INVESTMENTS and TRUSTS -i.come, .aluc, t~a~u~ao~ a~l.d,~ those o/spot. ~nd dependent children; see pp. 34-60 of fillng instrucaon.~)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code 1 div., rent,
(A-H) or int.)
Gross value at end ofrepomng period (!) (2) Value Value Method Code 2 Code 3 (J-P) (Q-W)
Transactions during reporting period (I) Type (e.g., buy, sell,

redemption)
(2) (3) (4) Date Value Gain mm/dd,~,y Code 2 Code I

(J-P) (A-H)
(5) Identity of buyer/scller

(if pdvate
transaction) Buy (addl) Buy (addl) 01/29/10 02/22/10

J J J
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.
-Fidelity Ginnie Mac
Distributed 02/22/10 -Fidelity Canada -Fidelity Cash Reserves
Transfer to IRA Acct #5 Transfer to IRA Acct #5
Distributed 02/22/10 J Buy (addl) Buy (addl) 01/29/10 02/22/10 J J K
Distributed 02/22/10 IRA Acct. #4 -VMMR Federal Portfolio -Vangaurd Engery (Y) A Dividend Closed Open Distributed IRA Acct #5 -Fidelity Cash Reserves B Dividend L T Open Buy (addl) Buy (addl) -Fidelity Government Income Buy (addl) Buy (addl) 08/13/10 02/23/10 08/13/10
J K K Transfer from IRA Acct #6 Transfer to IRA Acct #8
02/22/10 K 03/02/10 03/04/10 01/29/10 02/26/10

J
Transfer From IRA Acct #3
J
J
2. Value Codes (See Columns CI and D3) 3. Value Method Codea (Sen Column C2)
J =$15.000 or leas N =$250.001 - $500,000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =B~ok Value
K =$15,001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estatc Only) V --Other
L =$50.001 - $100.000 PI =$1.000.001 - $5.000,000 P4 =More than $50.000.0~0 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5.000,000 M =$100.001 - $250,000 12 =$5.000,00! - $25,000,000 T =~h Market
E =$15,001- $50,000
Date of Repor~ 07/29/2011
#o~ VII. INVESTMENTS and TRUSTS -*nco,,,e, v,,lue, tr .... (Includes those of sp ......
Description of Assets (including trust assets) Place "CA)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3
d dependent children; see pp.
34-60 of fdlng instructions.)
(i)
Amounl Code I (A-H)
(2)
(i)
(2)
O) (4)
Gain Code I (A-H)
(5)
Identity of buyer/seller (if private aansaction)
Date Value mm/ddiyy Code 2 (J-P)
(Q-W)
86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. I00. 101. 102. -Fidelity Ginnie Mae -Fidelity Government Money Mkt (Y) Open Sold (pan) Open 03/16/10 11/26/10 02/22/10 J J J Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Sold (part) Buy (addl) Buy (addl) Buy (addl) 03/31/10 04/30110 05/28/10 06/30/10 07/30/10 08/31/10 09/08/10 09/30/10 10/29/10 11/29/10 I 1/30/10 12/17/10 12/31/10 J J J J J J J J J J J J J
Transfer from Retirement 2
Transfer From IRA Acct #3
c =$2,5ot, ss,ooo
(Se~ Columns BI and D4): 2. Value Codes (See Colmm,s CI and D3) 3. Value Method Codes (See Column C2) F =$50.001 ~ $100,000 ;; : J =$15.0~ or less N =$250,~)1 - $500.000 P3 =$25.000,001 - $50.000.000 Q =Appraisal U =Book Value G =$100;001, $1;000.000 K =$15,001 - $50.000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Other
HI =$1.000,001 - $5,000.000 L =$50.001 - $100.000
D--SSiOOi ~ smooo
H2 ~Moreihan $5,000,000 M =$100.001 - $250,000
E =$15,001 - $50,1300
PI =$1.000,001 - $5,000,000
P4 =More than S =Assessment
P2 =$5,000,001 - $25,000,000
T =Cash Market
W =E~timated
VII. IN VESTMENTS an d TRU STS - inco,.e, val.e, tra,~a~o,~ anei.d,~ ,hose o:spo~se and depe.de~t children; see pp. 34-60 of filing instructions.)
A. Description of Assets (including trust assets) Place "(X)" after each assel exempt from prior diselusure B. Income during reporting period (1) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (2) (1) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period O) Type (e.g., buy, sell, x~lemption) (2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private tnms~ction)
103. 104. 105. 106. 107. 108. 109. 110. 111. !112. ~ 113. 114. 115. 116. : 117. -Fidelity Canada 118. 119.
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Sold (part) Buy (addl) Buy (addl) Buy (addl) Open Sold (part) Buy (addl)
02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 108/31/10 09/08/10 109/30/10 10/29/10 11/29/10 11/30/10 12/10/10 12/31/10 02/22/10
J J J J J J J J J J J J J J J Transfer From IRA Acct #3
11/26/10 J 12/03/10 J
E =$15,001 - $50,000 (SeeC0lumnsBlandD4) 2. Value Codes (see Colunms C I and D3) 3. Value Method Codes (See Column C2) F=$50~001-$[00,000 J =$15.0~0 or Ie~s N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value G=$100~001 ~$1,000,000 K =$15,001 - $50.000 O =$500,001 $1,000.000 R =Cost (Real Eslate Only) V =Other H1=$1~000,001-$5,000;000 : : L =$50,001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More thau $50,000,000 S =Assessment W =Estimated H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5,000.001 - $25,000,000 T =Cash Market
FINANCIAL DISCLOSURE REPORT Page I1 of 58
Date of Report" 07/29/2011
VII. INVESTMENTS and TRU STS - income, vaue, tra~a.lo,~ ana~des ,hose o,:spouse and dependent children; see pp. 34-60 of fillng instructions.)
Description of Assets Income during GrosS value at end Transactions dudrtg reporting period
(including trust assets) Place "(X)" after each asset exempt from prior disclosure
reporting period (2) (t) Amount Type (e.g., Code I div., rent,
(A-H) or int.)
of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
(I) Type (e.g.,

buy, sell, redemption)
(2) Date
mm/dd/yy
(3) (4) Value Gain Code 2 Code I

(J-P) (A-H)
(5) Identity of
buyer/seller (if private
transaction) Buy (addl) 12/30/10 J
120.
121. IRA Acct #6 122. -Vanguard Energy (Y) 123. JP Morgan Chase Accounts 124: Retirement Acct. #I 125. -Teachers Ins & Ann Assn 126. -Coil Rtrmnt Equ Fu 127. IRA Acct #7 128. -Schwab Cash Reserves 129. -Vanguard GNMA Fund 130. 131. -Vanguard Short Term lnvestmt Grade Fd 132. 133. -TRowe Price New Era Fd 134. -Conocophillips 135. -lntl Business Machines (IBM) 136. -Sequoia
C A
None Distributed Interest None

Sold Sold 04/27/10 04/27/10 J J
02/23/10 02/23/10
K J
Closed
Int./Div. Closed Buy (addl) Distributed Buy (addl) Distributed Distributed Distributed Distributed Distributed 02/22/10 01/29/101 02/22/10 01/29/10 02/22/10 02/22/10 02/22/10 02/22/10 02/22/10 J J M J J J J J J Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8
2. Value Codes (Sc Columrks CI and D3) 3. Value Mclhod Cod~ (See Column C2)
J =$15,000 o~ less N =$250.001 - $500.000 P3 =$25.000.001 - $50,000,000 Q =Appraisal U =Book Value
K =$15,001 - $50,000 O =$500,001 - $1,000.000 R =Cost (Real Eslatc Only) V =Other
L =$50,001 - $100.000 PI =$1.000.001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
M =$100,001 - $250,000 P2 =$5,000,1g)1 - $25,000.000 T =Cash Market
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruc~iong)
Description of Asscts (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (~W) Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) O) (4) Date Value Gain nnn/dd~y Code 2 Code ! (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
137. -Cemer 138. -Citigroup Inc 139. -Devon Energy CP 140. 141. -Dominion Res Inc va 142. -Gafisa Adr 143. -Kinder Morgan Mgmt LLC 144. -Pimco Corp Income Fund 145. 146. -Randgold Res Ltd Adr 147. -Tellabs Inc 148. -Verizon Communications
149. -Warner Chilcott Plc 150. -Harbor Bond Fund Inst C1 151. -Janus Short Term Bd Fd 152. 153. -Ridgeworth US Gov Sec
Distributed Distributed Buy (addl) Distributed Distributed Distributed Distributed Buy (addl) Distributed Distributed Distributed Distributed
02/22/10 02/22/10 01/04/10 02/22/10 02/22/10 02/22/10 02/22/10 02/05/10 02/22/10 02/22/10 02/22/10 02/22/10
K J J J J J K J K J J J
Transfer to IRA #8 Transfer to IRA #8
Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8
Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8
Distributed Distributed Buy (addl) Distributed Buy (addl)
02/22/10 02/22110 01/29/10 02/22/10 01/29/10
K J J K J
Transfer to IRA #8
E =$15,001- $50,000 2. Value C_x~des (S~ Columns CI and D3) 3. Value Method Codes (S~e Column C2) J -~$15.000 or I~S N =$250,(~)1 - $500.000 P3 =$25,G<)0.001 - $50,000,000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other L =S50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Estimated M =$100,001 - $250,~0 P2 =$5,000,001 - $25,000~000 T =Cash Market

Income during
reporting period
Gross value at end

of reporting p~od

(I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/ddbyy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
(I) Amount Code I (A-H)
(2) Type (e.g., die., rent, or int.)
O) Value Code 2 (J-P)
(2) Value Method Code 3 (Q-W)
Gain Code I (A-H)
154.
Distributed 02/22/10 K Buy (addl) 01/29/10 J
Transfer to IRA #8
155. -TCW Total Return Bond 156. 157. -Thompson Plumb Bond Fund 158. -Vanguard Short Term Bond 159. 160. -Annaly Capital Mgmt 161.
162. -Government Ppty Income Tr 163.
Distributed 02/22/10 K Distributed 02/22/10 K Buy (addl) 01/29/10 J
Transfer to IRA #8 Transfer to IRA #8
Distributed 02/22/10 K Buy (addl) 01/28/10 J
Transfer to IRA #8
Distributed 02/22/I 0 K
Buy (addl) 02/01/10 J
Transfer to IRA #8
Distributed 02/22/10 K
Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8
164. -Ishares lboxx lnvestop 165. -Ishares Msci Brazil Indx 166. -Ishares Tr Barclay Tips 167. 168. 169. -Ishares Trust Dow Jones 170. -National Retail Pptys
Distributed 02/22/10 J Distributed 02/22/10 K Buy (addl) Buy (addl) 01/05/10 02/08/10
J J J
Distributed 02/22/10
Transfer to IRA #8
Transfer to IRA #8
Distributed 02/22/10 J Buy (addl) 02/17/10 J
E --$15,001 - $50.000
2. Value Codes (see Columns CI and D3) 3. Value Mclhod Codes (See Column C2)
J =$15,000 or le~ N =$250.001 - $500,000 P3 =$25.000.001 - $50,0~0,000 Q =Appraisal U =Book Value
K =$15,001 - $50,0~O O =$500,001 - $1,000,000 R =Cost (Real Eslate Only) V =Olher
L =$50,001 - $100,000 Pl =$1.000,001 - $5,000,000 P4 ~More than $50,000.000 S ~Asse, ssment W =Estimated
M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Mad~el
VII. INVESTMENTS and TRUSTS -i,~o~,e, volue, tro,~o~io,~ (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
[]

A. Description of Assets (including trust assets) Place "(X)" after cech asset exempt from prior disclosure B. Income during ~vorting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, ~lemptien) D. Transactions during reporting period (2) (3) (4) Date Value mm/dd~y Code 2 (J-P) (5) Identity of buyer/seller (if private transaction) Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8 Transfer to IRA #8
Gain Code 1 (A-H)
17 I. 172. -Plum Creek Timber Co 173. -Spdr Gold Trust 174. -Aluminum Carp China ADR 175. -Bank of America Carp 176. Brokerage Acct. #2 177. -Schwab Tax Exempt MMF 178. -Alaska Air Group Inc 179. -Alcoa Inc 180. -Anadarko Petroleum Carp 181. -Bank of America Carp 182. -Brocade Communs Sys New 183. -Canadian Natural Res 184. -Comer Carp 185. -Eaton Vance Tax Managed 186. -Freeport McMom 6.75% pfd 187. A A A A A Dividend None Dividend None None None Dividend None Dividend Dividend
Distributed Distributed Distributed Distributed Distributed
02/22/10 02/22/10 02/22/10 02/22/10 02/22/10
K J J J J
Closed Distributed Distributed Distributed Distributed Distributed Distributed Distributed Distributed Buy (addl)
02/22/10 02/22/10 02/22/10 02/22/10 02/22/10 02/22/10 02/22/I 0 02/22/10 02/22/10 02/02/10
K K J J J J J J J J J Transfer to Trust #2 Transfer to Trust #2 Transfer to Trust #2 Tramsfer to Trust #2 Transfer to Trust #2 Transfer to Trust #2 Transfer to Trust #2 Transfer to Trust #2 Transfer to Trust #2
2. Value: Codes (See Colunms CI and D3) 3, Value Method Codes (See Column C2)
J =$15,000 or I~ N --$250,001 * $500.000 P3 =$25,000.001 - $50.000,000 Q ~Appraieal U =Book Value
K =$15,001 - $50.000 0 =$500,001 - $1,000.000 R =Cost (Real Estate Only) V -~)~her
L --$50,001 - $100.000 Pl =$1,000,001 - $5,0~0,000 P4 =More than $50,000.000 S =Assessment W =Estimated
D =$5,001 H2 =More than $5,000,000 M =$100,001 - $250,0~0 P2 =$5,000.001 - $25,000.000 T =C~h Market
E --$15,001 - $50,000

VII. INVESTMENTS and TRUSTS -i ....
e, value, tr .... tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D. Transactions during reporting period (I) Type (e.g., buy, sell, ~lemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (A-H) (J-P) (5) Identity of buyer/seller (if private transaction)

A. Description of Assets (including trust assets) Place "(X)" after ench asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (2) (I) Value Value Code 2 Method Code 3 O-P) (Q-W)
188. -Iamgold Corp 189. -JPMorgan Chase & Co 190. -Novellus Systems Inc. 191. -Pimco Municipal lncm Fd 192. 193. -Plum Creek Timber Co 194. -Vale Capital Ltd 5.5% 10F t95. -Baird Intermediate Muni 196. 197. -Pimco High Yield Muni Bd 198. 199. -T Rowe Price Tax Free 200. 201. -Vanguard Gnma Fund 202. 203. -Wells Fargo Advantage 204.
A A
Dividend Dividend None
Distributed Distributed Distributed Buy (addl) Distributed
02/22/10 02/22/10 02/22/10 02/02/10 02/22/10 02/22/10 02/22/10 01/25/10 02/22/10 01/29/10 02/22/10 01/29/10 02/22/10 01/29/10 02/22/I0 01/29/10 02/22/10
J K K J J J J J K J J J K J L J K
Transfer to Trust #2 Transfer to Trust #2 Transfer to Trust #2
Dividend
Dividend None
Distributed Distributed Buy (addl) Distributed
Dividend
Transfer to Trust #2 Transfer to Trust #2
Dividend
Buy (addl) Distributed
Dividend
Dividend
Dividend
E ---$15,001 - $50.000 2. Value COd~ (See Colunms CI and D3) 3. Value Method Cod~ (S~e Colunm C2) J =$15,000 or I~s N =$250,001 - $500.000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value K =$15,!)01 - $50,000 O =$500.001 - $1,000,000 R =Cost (Real Eslate Only) V --Other L =$50.001 - $100,000 PI =$1,000.001 - $5,000,000 P4 =More than $50.000,000 S =Assessment W =Eslimated M =$100,001 - $250,000 P2 =$5.000,001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRU STS -ineo,,,,. ,,,,I,,e, tr,,ns,,etions a.a,,des those olspo,,s, ,,nd de~,cndent children; see pp. 34-60 of filing instructions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during repoiaing period [ (I) (2) I Amount Type (e.g., Code 1 div., rent, (A-H) or inL) C. Gross value at end of reporting period (2) (1) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dcl,~/y Code 2 Code 1 (J-p) (A-H) (5) ldentity of buyer/seller (if inirate transaction)
205. Retirement Acct. #2 206. -Fidelity Cash Reserve (Y) 207. Sun Life Main Register Common Shares 208. Brokerage Acct #3 209. -Fidelity Tax-Free Money Market 210. Brokerage Acct. #4 211. -ML Ready Asset Trust 212. -Clough Global Opptys 213. 214~ -Eaton Vance Enhanced Equity Fund 215. -KBW Inc. 216. -Travelers Cos. Inc. 217. -Nuveen Core Equity Alpha Fund 218. 219. -Blackrock Long Term Mun 220. 221. A A A A
None Distaibuted None Distributed 03/16/10 02/26/10 J J Transfer to IRA #5 Transfer to Trust #2
Distributed
02/23/I0
Transfer to Trust//4
None Dividend
Closed Sold (part) Distributed
04/26/10 04/26/10 04/26/I 0 04/26/10 04/26/10 04/26/10 04/26/10 04/26/10 01/13/10 02/01/10 03/01/10
L J J
J
Dividend None Dividend Dividend
Distributed Distributed Distributed Sold (part) Distributed
J
J
J J J J
Dividend
Buy (addl) Buy (addl) Buy (addl)
---$15,001 - $50,000 2. Value Codes (See Columm~ CI and D3) 3. Value Method Codes (See Column C2) J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 = $50.0~1.000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500,001 - $I.000.000 R =Cosl (Real Estate Only) V =Other L =$50,001 - $100.000 PI =$1.000,001 - $5,000,000 P4 =More than S =As~ssmenl W =Eslimaled M =$100.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =C~h Market
VII. INVESTMENTS and TRU STS - inco,,,e, vai,,e, tr,,ns~aio,~ and,,des those olspo,,se ~,,d dependent children; see pp. 34-60 of filing instruction&)
Description of Assets (including trust assets) Place "00" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (l) Type (e.g., buy, sell, m-demption)
(2) (3) (4) Date Value mm/dd/yy Code 2 (J-P)
Gain Code 1 (A-H)
(Q-W)
222. 223. 224. 225. 226. 227. 228. -Pimco Global Stockplus Income Fund A Dividend Buy (addl) Sold (part) Distributed (part) Buy (addl) Sold (part) Distributed 04/01/10 04/26/l 0 04/26/10 05/03/10 05/17/10 05/17/10 J J L J J J
(5) Identity of buyer/seller (if private taansaction)
Transfer to Trust # 1
Transfer to Trust #I Transfer to Trust #1
Distributed 04/26/10 J
229. Trust #1- Account No. 2 230. 231.

232. -Sch AMT TF Money Market Fd (SWFXX) 233. 234. 235. 236. 237. 238.
D A B
Dividend Interest Royalty
P1
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
01/19/10 01/28/I0 02/01/10 02/02/10 02/16/10 02/26/10 03/01/10
J J J J J J J
2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
J =$15.(~O0 or I~ N =$250,001 - $500.000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value
K =$15,001 - $50.00~ O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Other
L =$50,001 - $100,000 PI =$1,000,001 - $5,000,0~0 P4 =More than $50,000.000 S =Assessment W =Estimated
M =$100.001 - $250 000 P2 =$5,000,001 ~ $25,000,000 T ~a.sh Market
FINANCIAL DISCLOSURE REPORT Page 18 of 58 VII. INVESTMENTS and TRUSTS -

Description of Assets (including trust assets) Place "(X)" after each asset exempt fiom prior disclosure Income during reporting period (I) (2) Type (e.g., Amount Code I div., rent, (A-H) or int.) Gross value at end of reporting period O) (2) Value Value Method Code 2 (J-P) Code 3 Transactions during reporting period
O)
(2) O) (4) Date Value mm/dd/yy Code 2 (J-P)
Gain Code 1 (A-H)
(Q-W)
239. 240. 241. 242. 243. 244. 245. 246. 247. 248. 249. 250. 251. 252. 253. 254. 255. Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
Buy (addl) Buy (addl)
(5) Identity of buyer/seller (if private Uansaction)
03/02/10 J 03108/10 J 03/12/10 J 03115110 J 03/I 6/10 J 04112/10 J 04/16/10 J
04/27/10 J 04/28/10
04/29/10 J 05/03/10 J
Buy (addl)
05/04/10 L
05/06/10 J
05/10/10 J
Buy (addl)
Buy (addl)
05/17/10 J
05/26/10 J
Buy (addl)
05127110 J
E -~15,001 - $50,000
2. Value Codes (Se Columns CI and D3) 3. Value Method Codea (See Column C2) J =$15.0~0 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V -~3thar L ~$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asa~sment W =Estimated M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRUSTS -income, vulue, ~,o,~aaio,~ anc~ud~ tho,e of spoa,e o~d depe,ae~t children: see pp. 34-60 of filing instructions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) Amount Code I (A-H) (2) Type (e.g., div., rent, or inL) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method O-P) Code 3 (Q-W) D. Transactions during reporting period 0) Type (e.g., buy, sell, redemption) (2) (B) (4) Date Value Gain mm/dd~y Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
256. 257. 258. 259. 260. 261. 262. 263. 264. 265. 266. 267. 268. 269. 270. 271. 272.
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
06/01/10 06/02110 06/04/10 06/11/10 06/15/10 06/16/10 06/28/10 06/30/I0 07/01/10 07/02/10 07/06/l 0 07/12/10 07/16/10 07/29/I 0 08/02/10 08/03/10 J 108/16/10 J
J J J J J J J J J J J K J J J
E =$15,001 - $50,000 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) J =$15.000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal O =Book Value K =$15,~01 - $50.000 O ~$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Other L =$50.001 - $100,000 Pl =$1,000.001 - $5,0~0,000 P4 =More Ihan $50.000.000 S =Assessment W =Estimated M =$100,001 - $250.1~0 P2 =$5,000,001 * $25,000,000 T =Cash Market
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spoase and dependent children; see pp. 34-60 of fdlng instructions.)
A. Description of Assets (including trust assets) Place "CA)" after each asset exempt from prior disclosure B. Income during ~l~orting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C, Gross value at end of ~1~orting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during ~porting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/ddqcy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
273. 274. 275. 276. 277. 278. 279. 280. 281. 282. 283. 284. 285. 286. 287. 288. 289.
Buy (addl) Buy
08/26/10 08/27/10 09/01/10 09/02/10 09/03/10 09/10/10 09/16/10 09/17/10 09/20/10 09/27/10 09/30/10 10/01/10 10/04/10 10/18/10 10/28/10 I 1/01/10
J J J M J J J J J J J J J J J J
(addl)
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (add0 Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
Buy (addl)
11/02/10 J
2. Value Co~ (See Columns CI and D3~ 3. Value Method Codes (See Colam C2)
J =$15.000 or lass N =$250,001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =AppreJsal U =Book Value
K =$I 5,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Olher
L =$50,001 - $100.000 Pl =$I.000,001 - $5,000,000 P4 =More than $50.000,000 S =A.sseasmem W =Estimated
D =$5,00! - $15,000 H2 =More than $5,000,000 M =$100.001 - $250.000 P2 =$5.000,001 - $25,000,000

T =Cash Markc~
E =$15,001 - $50~000
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
Deaeription of Assets (including mast assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., r~nt, or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period O) Type (e.g., buy, sell, redemption) (2) (3) (4) Gain Date Value mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
(Q-W)
290. 291. 292. 293. 294. 295. 296. 297. 298. 299. 300. 301. 302. -Sch AMT Tax-Free Money Mt Fd (SWWXX) 303. 304. 305. 306. Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) 11/16/10 11/29/10 12/01/10 1.2/02/10 12/03/10 12/08/10 12/10/10 12/15/10 12/16/10 12/27/10 12/28/10 12/30/10 01/15/10 02/16/10 03/15/10 04/15/10 05/17/10 J J J J J J J J J J J J J J J J J
E =$15,001 - $50,000 2. Value Codes (See Colmrm.s CI and D3) 3. Value Method Codes (See Column C2) J =$15.1~0 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =B~ak Value K O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Other
PI =$1,000.001 - $5,000,000 P4 =More than $50.000.000 S =Ass~ssmen! W =Estimalcd
P2 =$5,000,001 - $25,000,000 T =Cash Mork~
Date of Report 07/29/201 !
VII. INVESTMENTS and TRU STS - income, votue, tru,,o~#o,~ anandes those o:spo~se and dependent children; see pp. 34-60 of f!llng instructions.)
A. Description of Assets (including Irust assets) Place "(X)" after each asset exempt from prior disclosure B Income during reporting period (1) (2) Type (e.g., Amount Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private twmsac~on)
307. 308. 309. 310. 311. 312. 313. 314. -Allen Cnty IN Comm Bonds 315. -Delroit MI City Schl Bonds 316. -Meridian MI Publ Schl Bonds 317. -Zeeland MI Pub School Bonds
06/15/10 07/15/10 08/16/10 09/15/10 10/15/10 I 1/15/10 12/31/10
J J J J J J J
Sold Sold
05/01/10 05/01/10
K K
A A
318. -AT&T Inc. CS 319. -Archer-Daniels-Midland Co. 320. -Bank of America Corp 321. -Comcast Corp New CL A 322. -Grupo Televisa SA De CVF 323. -Intel Corp. CS
E =$15,001 - $50,000 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) J =$15.0~0 or I~s N =$250.001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cosl (Real Estate Only) V =Olher L --$50,001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Asscssraent W =Estimated M =$100.001 - $250.~0 P2 =$5,000.001 - $25,000.000 T =C~sh Market

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of " buyer/seller (if private U-ansa~tion)
Gain Code 1 (A-H)
324. -Marriott Intl Inc. CI A CS 325. -Medtronic, Inc. 326. -Schnitzer Stl Inds CI A 327. -Teck Cominco Lid CI B 328. -Wynn Reso~s 329. -Fidelity Govt Income Fund 330. 331. 332. 333. 334. 335. 336. 337. 338. 339. 340.
(part)
Sold
07/06/10 K
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
01/29/10 02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/3 l/l 0 09/08/10 09/30/10 10/29/10 I 1/30/10
J J J J J J J J J J J J
(See C01umns BI and D4)E--$50~OOI ~$100000 2. Value Codes J =$15.000 or less N =$250.001 - $500.000 [See Columns CI and D3) P3 =$25,000,001 - $50.000,000 3. Value Method Codes Q =Appraisal (See Column C2) U =Book Value
G ~$100~001 ~ $1:000.000 K =$15,001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V -=Olher
HI ~$1,000,001 ~ $5;0~0;000 L =$50,001 - $100,000 PI =$1,000,00| - $5,000,000 P4 =More than $50,000.0(g) S =Assessment W =Estimated
H2 =More lhan $5~000,000 M =$10~.001 - $250,000 F2 =$5,000,001 - $25,000.00<1 T =Cash Market
Name of Person Reporting Rovner, Ilana D.

Description of Assets (including uust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Amount Type (e.g., Codel div.,rent, (A-H) or int.) C. Gross value at end of reporting period (1) Value Code2 (J-P) D~ Transactionsda~ngrep0iti~g peri0d (5) (2) O) (4) " Date Va!ei .. Gain ~ :. ": .Identity of .mmldd!yy Code..2:.:. Codel:: ::: buyer/seller (if private (J-P) (A-H~ transaction)
(2) (1). Type (e.g., Value .. Method=~......:.. buy, sell, t~lemption) C~xte 3 (Q-W)
341. 342. 343. -Buckeye Partners LP

344. -Hugoton Royalty Trust 345. -Plum Creek Timber Co. 346. -Prologis Trust New Reit 347. -Alcoa Inc 348. -Citigroup Inc 349. -Wells Fargo XIV 8.625%68 350. -Wells Fargo 8.00% Pfd
351. -T Rowe Price Tax Free 352. ~53. 354. 355. 356. ~57.
12/17/10 12/31/10
J J
01/29/10 02/26/10 03/31/10 04/30/10 105/28/10 06/30/10 07/30/10
J J J J J J J
E =$15,001 - $50,0~O 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) J =$15.0~0 or I~s N =$250,001 - $500.000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500,001 - $1,0~0,000 R =Cosl (Real Estate Only) V -~9~her L --$50,001 - $100,000 Pl =$1,000,0OI P4 =More than $50.000,000 S =Assessment W =Estimated M =$100,001 - $250,000
T =Cash Market
Date of Report 07/29/201 I

A. Description of Assets (including txust assets) Place "(X)" atter each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) Transactions during reporting period
(0
(2)
(3) (4)
Gain Code I (A-H)
(5)
Identity of buyer/seller (if private wansaction)
Date Value mm/dd/yy Code 2 (J-P)
(Q-W)
358. 359. 360. 36 I. 362. 363. -Vanguard GNMA Fund 364. 365. 366. 367. 368. 369. 370. 371. 372. 373. 374. Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) 08/31/10 09/30/10 10/29/10 I 1/30/10 12/31/l 0 01/29/10 02/26/10 03/29/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/3 l/l 0 09/30/10 10/29/10 I 1/30/10
J J J J J J J J J J J J J J l J J
E =$15,001 - $50.000
2. Value Codes (See Columns CI and D3) 3. Value Method Codas (See Column C2) J =$15,000 or le~ N =$250,001 - $500.000 P3 =$25,000,001 - $50.0~0,000 Q =Appraisal O =Book Value K =$15,001 - $50,000 O =$500,001 - $1,00~.000 R =Cost (Real Estate Only) V ~Othar L =$50.001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,1)00,000 S =Assessment W =Estimated M =$100.001 P2 =$5.000,001 - $25,000.0~ T =Cash Market
VII. INVESTMENTS and TRUSTS - inco~,e, vol.e, ~a,~aeao,~ ~lndudes those of st, ouse and depen,tent chl/dren: see pp. 34-60 of fillng instructlon~)
A. Description of Assets (including trust assets) Place "(X)~ after each asset exempt from prior disclosure B. Income during reporting period (1) (2) Type (e.g., Amount Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain rnm/dd,~,y Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private trensac~ion)
375. 376. 377. -Wells Fargo Advantage Ult S/T Mun In Inv 378. 379. 380. 381. 382. 383. 384. 385. 386. 387. 388. 389. -Wells Fargo Advantage S/T Muni Bd Inv 390. 391.
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
12/30/10 12/31/10 01/29/10 02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/31/10 09/30/I 0 10/29/l 0 I 1/30/10 12/31/10 01/29/I 0 02/26/10 03/31/I0
J J J J J J
J J J J J J J J J J
2. Value Codes issue Colinires CI and D3) 3. Value Method Codes (See Column C2)
J =$15,000 or less lq ~$250,001 - $500,000 P3 =$25,000,001 - $50.000.000 Q ~Appraisal U =Book Value
K =$15,001 - $50,000 O =$500,001 - Sl,000,000 R =Cost (Real Estate Only) V =Olher
L =$50,001 - $100.00~ PI =$ 1,000.001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5.000,000 M =$100.001 - $250.0~) P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - income, vutue, tru~acao~ (Includes those of spouse and dependent chi/dren; see pp. 34-60 of filing instruction&)
A. Dc~iption of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) A/nounl Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during r~perting period (l) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
392. 393. 394. 395. 396. 397. 398. 399. 400. 401. 402. -Teradata Corp 403. -NCR
Buy (addl) Buy (addI) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
04/30/10 05/28/10 06/30/10 07/30/10 08/31/10 09/30/10 I0/29/10 I 1/30/10 12/10/10 12/31/I0
J J J J J J J J J J
404. - Blackrock Long Term Muni 405. 406. -Clough Global Oppty Fund 407. -Eaton Vance Enhanced 408. -KBW, Inc
Open Open Open Open Open
04/26/10 05/17/10 04/26/10 04/26/I 0 04/26/10
L J J J J
Transfer from Brokerage #4 Transfer from Brokerage #4 Transfer from Brokerage #4 Transfer from Brokerage #4 Transfer from Brokerage #4
J =$15,000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50,000,090 Q =Appraisal U =Book Value
K =$15,001 - $50,000 O =$500.001 - $1,000.000 R =Cost (Real Estale Only) V =Othcr
C =$2i501 - $5,000 HI =$ 1.000~001 - $5;000,000 L =$50,001 * $100,000 PI =$1,000.001 * $5;000,000 P4 =More than $50.000,000 S =Assessment W =Estimated
D =$5.001 - $15,000 H2 =More lhan $5.000.000 M =$100.001 - $250,000 P2 =$5.000,001 - $25,000.000 T =~h Marke~
E =$ 15,001 - $50.000

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during ~porting period (j) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (l) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) O) Value Date mm/dd,~y Code 2 (J-P)
(4)
Gain Code I (A-H) Identity of buyer/seller (if private transaction)
(Q-W)
409. Sold 05/04/10 J
A Transfer from Brokerage g4 Transfer from Brokerage #4 Transfer from Brokerage #4
410. -Nuveen Core Equity Fund 411. -Pimco Global Stocks Plus 412. -Travelers Companies Inc 413. IRA Acct #8 414. -Schwab Bank 415. 416. -Vanguard Energy (Y) 417. 418. -Vanguard GNMA Fund 419. 420. 421. 422. 423. 424. 425. E lnt./Div. O T
Open Open Open
04/26/10 04/26/10 04/26/10
J J J
Buy Buy (addl) Open Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
04/27/10 08/16/10 08/13/10 12/16/10 02/22/10 02/26/10 03/29/10 03/29/10 03/31/10 04/30/10 05/28/10 06/30/10
J J K J M J J J J J J J Transfer from IRA #7 Transfer from IRA Acct #4
E =$15,001 - $50,000 (See Columfis B1 and 04)F =$50.001 :~ $100.000 G =$100i001 - SL0O0.000 2. Value Codes J =$15.000 or le~ K =$15,00t - $50,000 (See Columns CI and D3) N =$250.001 - $500.0~0 O =$500.001 - $1,000.000 P3 =$25.0~.001 o $50.000.0~0 R =Cos~ (Real Estate Only) 3. Value Method Codes Q = Appraisa| V -~her (See Column C2) U =Book Value : HI --$L0~0.001 - $5;0~0:000 : L =$50.001 - $100.000 Pl =$1.000.001 - $5,000.000 P4 =More than $50,000.000 S =As~sarc~m W =Estimated H2 =More than $5~000.000 M =$100.001 - $250.000 P2 =$5,000,001 - $25,0~0.000 T =Cash Market
VII. INVESTMENTS and TRUSTS - Znco,~e, voZue, tru,~cao~ ana~des ,hoso of sponse ~nd depende,~ children; see plx 34-60 of Jding instructions;)
[]

A. Description of Assets (including mist assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of r~vorting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, ~:lemption) (2) O) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private waasacfion)
426.
427.
Buy (addl)
Buy (addl)
07/30/10
08/31/10
J J J J J J J J J J J J J J J J J Transfer from IRA #7
428. 429. 430. 431. 432. -Vanguard Short Term Investmt Grade Fd
!433. 434. 435. 436. 437. !438. 439. 440. 441. i442.
Buy (addl)
Buy (addl)
09/30/10
10/29/10

Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
11/30/10 12/31/10
02/22/10 02/26/10 03/31/10 04/30/10 : 05/28/10 06/30/10 07/30/10 08/31/I0 09/30/10 10/29/10 11/30/10
E --$15,001 - $50,~0
2. Valu~ Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)
J =$15,000 or less N =$250,001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
K =$15,001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V --O~her
L --$50,001 - $100,000 P| =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated
M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRU STS - income, value, tran~aclions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
Description of Asscts (including trust assets) Place "(X)~ after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (I) Value Code 2 (l-P) (2) Value Method Code 3 (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/scller (if private
Gain Code I (A-H)
(Q-W) 443. 444. -TRowe Price New Era Fd 445. 446. -Conocophillips
447. 448. 449. 450. 451. -Intl Business Machines (IBM)
transaction) Buy (addl) Open Buy (addl) Open

Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open
12/31/10 02122110 12/15/10 02/22/10

03/02/10
J J J J J
J
Transfer from IRA #7
06/01/10 I
09/01/10 12/01/10 02/22/10
J
J

452. -Sequoia !453. 454. 455. -Cemer 456. -Citigroup Inc 457. -Devon Energy CP 458. 459.
Open Buy (addl) Buy (addl) Open Open Open Buy (addl) Buy (addl)
02/22/10
11/15/10 J 12/28/10 J 02122/10 : K 02/22/10 J 02/22/10 J 04/01/10 J 06/30/10 J Transfer from IRA #7 Transfer from IRA #7 Transfer from IRA #7
E =$15,001 - $50.000
2. Value Code~ (Sen Colunms CI and D3) 3. Value Method Codes (See Column 122)
J ~$15.0~ or less N =$250,001 - $500,000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value
K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V --Olher
L --$50,001 - $100,000 PI =$1,000,00i $5,000,000 P4 =More than $50,000,000 S =Assessmen! W =Estimated
M =$100.001 - $250,000 P2 =$5,0~,001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRUSTS - i,come, va.e, t~ons~,~io,~ a,a~des those of spouse und dependent children; see pp. 34-60 of filing instructions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during rel~rfing period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
(1) Type (e.g., buy, sell, redemption)
(2) Value Date mm/dd/yy Code 2 O-P)
Gain Code I (A-H)
Identity of buyer/seller (if private transacuon)
460. 46 I. !462. 463. -Dominion Res Inc va [464. 465. 466. 467. 468. -Gafisa Adr
Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open
09/20/10 09/30/10 12/31/10 02/22/10 03/23/10 06/21/10 09/02/l 0 12/20/10 02/22/10
J J J J J J J J J
Transfer from IRA #7 Transfer from IRA #7 Transfer from IRA #7
469. -Kinder Morgan Mgmt LLC 470. -Pimco Corp Income Fund
471. 472. 473. 474. 475. 476.
Open Open
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
02/22/10 K 02/22/101 K
03/31/10 05/03/10, 06/01/10 06/29/10 08/03/10 09/01/10 J J J J J J
E --$15,001 - $50.000
J =$15,0~0 or les~ N =$250,001 - $500,000 P3 =$25,000.001 - $50.000,090 Q =Appraisal U =Book Value
K =$15,001 - $50,000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Olher
L ---$50.001 - $100~000 PI =$1,000,001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimaled
M =$100.001 - $250,000 P2 =$5,000,001 * $25,000.000 T =Cash Market
VII. INVESTMENTS and TRU STS - ~neome, volue, ~u~oc~o~ andudes those of spouse and dependent children; see pp. 34-60 of filing instruction~)
Description of Assets
(including m~st assets)

Place "CA)" after each asset exempt from prior disclosure
Income during reporting period

(I) (2)
Gross value at end of repoaing period

(1) (2) (I)
Transactions during reporting period (2) (3) (4) (5)
Amount Code I (A-H)
Value Code 2 (J-P)
Type (e.g., buy, sell, ~lemption)
Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)
Identity of buyer/seller (if private mmsacti~)
477. 478. 479. 480. 481. -Randgold Res Ltd Adr 482. -Tellabs Inc 483. 484. 485. 486. -Verizon Communications 487. 488. -Frontier Communications 489. -Warner Chilcott Plc 490. -Harbor Bond Fund lnst CI 491. 492. 493.
Buy (addl)
Buy
09/29/10
11/01/10
J J J J J J
(addl) Buy (addl) Buy (addl) Open

Open
12/01/10 12/29/10 02/22/10

02/22/10
Transfer from IRA #7 Transfer from IRA #7
Buy (addl) Buy (addl) Buy (addl) Open Buy (addl)
05/28/10 08/30/10 11/26/10 02/22/10 05/03/10
J
J
J Transfer from IRA #7 J J K Transfer from IRA #7 Transfer from IRA #7
Spinoff 07/01/10 (from line 486) Open Open Buy (addl) Buy (addl)
Buy (addJ)
02/22/10
02/22/10 J 03130/10 J 06/29/10

09/29/10 J
2. Value Codes {See Colunms C1 and D3) 3. Value Me~od Codes (See Column C2)
J =$15,0~0 or less N =$250.001 - $500,000 P3 =$25.000,001 - $50.000.000 Q =Appraisal U =Book Value
K =$15,~)1 - $50,0~) O =$500,1~11 - $1,000.000 R =Cost (Real F~tate Only) V =Other
L =$50.001 - $100.000 PI =$1.0~0.001 - $5.000.000 P4 =More than $50.000,000 S =Assessment W =Estimated
D =$5,001 - $15.000 H2 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5.000.001 - $25,000,000 T =Cash Markel
E --$15,001 - $50,000

A. Description of Assets (including lxust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer]seller (if private transaction)
494. 495. -Janus Short Term Bd Fd 496. 497. 498. 499. 500. 501. 502. 503. 504. 505. 506. 507. 508. -Ridgeworth US Gov Sec 509. 510.
Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl)
12/17/10 02/22/10 02/26/10 03/31/10 04/30/10 05/28/I0 06/30/10 07/30/10 08/31/10 09/30/10 10/29/I0 I 1/30/10 12/22/I 0 12/31/10 02/22/10 02/26/10 03/31/10 J
J K J J J J J J J J J J J J K
E --~15,001 2. Valu~ Codes (See Columns CI and D3) 3. Value Method COde~ (See Column C2) J =SI 5.CO0 o~" less N =$250,001 - $500.0~ P3 =$25,000,001 - $50.0~0.000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500,001 - $I,000,000 R =Cosl (Real Estate Only) V =Olher L --$50,001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More ~han $50,000,000 S =Assessment W =Estimated M =$100.00l - $250,000 1)2 =$5,000.001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRUSTS - income, vol, e, t,o,~ocao~ anciod~ those o/spouse ond depe,~e,~ children; see pp. 34-60 of fillng instrucdong)
[]
NONE(No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reportmg period Gross value at end of reporting period (1) (2) Value Value Code 2 Method Code 3 0-P) Transactions during reporting period
(I)
Amount Code 1 (A-H)
(2)
Gain Code 1 (A-H)
(Q-W)
511. 512. 513. 514. 515. 516. 517. 518. 519. 520. -TCW Total Return Bond 521. 522. 523. 524. 525. 526. 527.
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open 04130110 05/28/10 06/30/10 07/30/10 08/31/10 09/30/10 J 10/29/10 I 1/30/10 12/31/10 02/22/I 0 J J J K J J J J J
(5) Identity of buyer/seller (if private laaasaction)
Buy (addl)
Buy (addl)
02/26/10
03/31/10
J
J
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
04/30/10 05/28/10 06/30/10 07130/10
J J J J
08/31/10 J
E --$15,001 - $50,000 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) J =$15.0~0 or I~s N =$250,001 - $500.000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V --Other L =$50,001 - $100,000 Pl =$1.000.001 - $5.000,000 P4 =More than $50,000,000 S =Assessment W =Estimated M ~$10~.001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cnsh Market
VII. INVESTMENTS and TRUSTS - i, co,~e, vatue. ,,a,~o~io~ anct~des ,hose oI,eou,e ~nd deee,~en, children; see pp. 34-60 of filing instructiong)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during ~vorting period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (l) (2) Value Value Type (e.g., Method buy, sell, Code 2 redemption) (J-P) Code(Q_W)3
Transactions during ~porting period
(2) (3) (4) Gain Date Value mm/dd/yy Code2 Code I (J-P) (A-H)
(5)
Idenlity of buyer/seller (if private
t~acfion) 09/30/10 11/01/10 11/30/10 12/29/10 02/22/10 03/29/10 06/28/10 09/28/10 12/16/10 02/22/10 02/26/10 03/31/10 03/31/10 03/31/10 04/30/10 05/28/10 06/30/10 J J J J K J J J J K J J J J J J J Transfer from IRA #7 Transfer from IRA #7
528. 529. 530. 531. 532. -Thompson Plumb Bond Fund 533. 534. 535. 536. 537. -Vanguard Short Term Bond 538. 539. !540. 541. 542.
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
543. 544.
2. Value Cod~ (S~ Columns CI and D3) 3. Value Method COd~: (See Column C2)
J =$15,000 or le~,s N =$250,001 - $500,000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =B~ok Value
g =$15,001 - $50.000 O =$500.001 - $I,000.000 R =Cosl (Real Estate Only) V =Other
L --$50,001 - $100.000 Pl =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated
M =$100,00! - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRUSTS - inco,~e, val,~, tra~alo,~ tlncludes those of spouse aM aepenaent children; see pp. 34-60 of filing instructions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during rq~orting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period (i) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
O)
Value Code 2 (J-P)
(2)
Value Method Code 3
Type (e.g.,
buy, sell, t~demption)
(Q-W)
545. 546. 547. 548. 549. 550. 551. -Annaly Capital Mgmt 552. 553. 554. 555. -Government Ppty Income Tr 556. 557. 558. 559. -Ishares Iboxx Investop 560. 561. -lshares Msci Brazil lndx Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open
Buy (addl) Buy (addl) Buy (addl) Open
07/30/10 08/31/10 09/30/10 10/29/10 11/30/10 12/31/I0 02/22/10

04/29/10 07/29/l 0 10/28/10 02/22/10
J J J J J J K
J J J K J J J J
Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Open
05/24/10 08/16/I 0 11/23/10 02/22/10
06/07/10 J 02/22/10 K
E =$15,001 - $50.000 2. Value Codes (see Columns CI and O3) 3. Value Method Codes (See Column C2) J =$15,000 or Ic~ N =$250.001 - $500.000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =Book Value K =$15,001 - $50,000 O =$50~.001 - $ 1,000.000 R =:Cost (Real Eslatc Only) V --O~her L --$50,001 - $100,000 Pl =$1.000.001 - $5,000.000 P4 =More than $50,000,000 S =Assessment W =Estimated M =$100.001 - $250,000 P2 =$5.000,001 - $25,000.000 Y =Cash Market
VII. INVESTMENTS and TRUSTS - ~nco,,,e, ,,,,i,,e, t,.,,,~,,aio,~ ana,,a~s those o/spo,,se and de~,endent children; see pp. 34-60 of filing instructions.)
A. Description of Assets (including In,st assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, . (A-H) or int.) C. Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporttng period (1) Type (e.g., bay, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private ~ansaction)
Gain Code I (A-H)
562. -lshat, es Tr Barclay Tips

563. 564. 565. 566. 567. 568. 569. 570. 571. 572.
Open
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Sold
02/22/I0
03/08/10 04/09/10 05/07/10 06/07/10 07/08/10 08/06/10 09/08/10 10/07/10 11/05/10 12/03/10
J
J J J J J J J J J J A
573. -Ishares Trust Dow Jones 574. 575. 576. 577. 578. -National Retail Pptys
Open Buy (addl) Buy (addl) Buy (addl) Sold Open
02/22/10 04/01/10 06/30/10 09/29/10 12/03/10 02/22/10
J J J J J K A
E =$15,001 - $50,000 2. Value Codes (Se~ Coltaans CI anti D3) 3. Value Method C~xles (See Column C2) J =$15,000 or le~s N =$250,001 - $500,000 P3 =$25.000.001 - $50,000,000 Q =Appraisal U =Book Value K =$15,001 - $50,000 O =$500,001 - $1,000.000 R =Cost (Rcal Estate Only) V =Olher L ---$50,1101 - $100,000 Pl =$l,000,00t - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated M =$100.001 - $250.000 12 =$5.000,001 - $25,000.000 T =Cash Market
VII. INVESTMENTS and TRU STS - inco,,,e, v,,I,,e, ~,,~,,cao~ ancl,,des ,hose o/ spo,,~e ,,nd de~,endent children; see pp. 34-60 of fillng instructlon.~)
NONE (-No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset
exempt from prior disclosure
Income during reporting period (1) (2) Amount Type (e.g.,

Code I div., rent,
Gross value at end

of reporting period (1) (2)
Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
(A-H)
or int.)
Value Code 2 (J-P)
579. 580. 581. 582. -Plum Creek Timber Co 583. 584. 585. 586. -Spdr Gold Trust 587. -Aluminum Carp China ADR 588. -Bank of America Carp 589. 590. 591. 592. 593. -Blackrock Enhcd Cap & Income 594. -Eaton Van Tax Adv 595. -Old Mutual Claymore Long (Y)
Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Open Open Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Open Open
05/14/I 0 08/16/10 11/15/10 02/22/10 05/28/10 08/31/10 11/30/10 02/22/I0 02/22/10 02/22/10 03/29/10 06/25/10 09/24/10 12/28/10 04/23/10 04/23/10 04/23/10
J J J J J J J J J J J J J J J J J Transfer from IRA #1 Transfer from IRA #1 Transfer from IRA#I Note 2 Transfer from IRA #7 Transfer from IRA #7 Transfer from IRA #7 Transfer from IRA #7
2. Value COde~ (See Columns CI and D3) 3. Value Method Cod~; (See Column C2)
J =$15,000 o*" lass N =$250,001 - $500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =8oak Value
K =$15,001 - $50.000 O =$500,001 - $1,000.000 R =Cast (Real Estate Only) V =Oaher
L =$50,001 - $100.000 PI =$1.000.001 - $5,0~0,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5,0~1 - $15,000 H2 =More than $5,000.000 M =$10~.l~l - $250,000 P2 :$5,000,001 - $25.000.000

T =Cash Market
=$15,151 - $50,000
VII. INVESTMENTS and TRUSTS - i,come, value, transactions (Includes those of spouse and dependent children; see pp~ 34-60 of f!llng instructions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosu re B. Income during repontng period (1) (2) Amount Type (e.g., Code I div., rent~ ] (A-H) or int.) C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code3 (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private Wansaction)
596. -Visa Inc CI A 597. 598. -Guggenheim Enhanced Eqty Income Fund
Open Buy (addl)
04/23/10 06102/I0
J J J J
(v)
599. Transamerica Life Insurance (Y) 600. Trust #2 601. -Sch Amt TF MMF 602. -Alaska Air Group Inc
Merged 06/22/10 (with line 595) G D Distribution Int./Div. T Open Open Sold (part) Sold (paR) Distributed Open Distributed Open Distributed Open Buy (addl) Buy (addl) 02/22/10 02/22/10 08/12/10 08/12/10 12/21/10 02/22/10 12/21/10 02/22/10 12121/10 02/22/10 06/28/10 09/27/10 Closed 03/02/10
See Note 2 See Note 1
K K J J K J J J J J J J B B Transfer to Trust #3 Transfer from Brokerage #2 Transfer to Trust//3 Transfer from Brokerage #2 Transfer to Trust #3 Transfer from Brokerage #2 Transfer from Brokerage #2
603. 604. 605. 606. -Alcoalnc

607. 608. -Anadarko Petroleum Corp 609. 610. -Bank of America Corp 611. 612.
E =$15,001 - $50.000 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2) J =$15.000 or less N =$250,001 - $500.000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Other L =$50,001 - $100,000 PI =$1,000.001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated M =$100.001 - $250,0~0 P2 =$5,01~,001 - $25,000.000 T =Cash Market
FINANCIAL DISCLOSURE REPORT Page 40 of 58 VII. IN VESTMENTS and TRUSTS -inco .....
iue, transucdon~ (Includes those of sp ...... d dependent children; see pp. 34-60 of fding instruction&)
[]

Income during
reporting period
(I) Amount Code 1 (A-H)
(2) Type (e.g., div., rent, or int.)
Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction) Transfer to Trust #3 Transfer from Brokerage #2 Transfer to Trust #3
613. 614. -Brocade Communs Sys New 615. 616. -Canadian Natural Res 617. 618. -CemerCo~ 619. 620. -Eaton Vance Tax Managed 621. 622. 623. 624. 625. -Freeport McMorn 6.75% pfd 626. 627. 628. 629.
Distributed Open Distributed Open Distributed Open Sold Open Buy (addl) Buy (addl) Buy (addl) Distributed Open Sold (part) Buy (addl) Buy (addl) Distributed
12/21/10 02/22/10 12/21/10 02/22/10 12/21/10 02/22/10 03/29/10 02/22/10 06/01/10 09/01/10 12/01/10 12/21/10 02/22/10 05/03/10 08/03/10 I 1/02/10 12/21/10
J J J J J J J J J J J J J J J J K B
Transfer from Brokerage #2

Transfer to Trust #3 Trans~rfrom Brokerage#2
Transfer to Trust #3 Transfer from Brokerage #2
E =$ 15,001 - $50,000
(See Columns BI and D4)

2. Value Codes (See Columm CI and D3) 3. Value Method Codes (See Column C2)
F =$50~001- $100,000 J =$15.000 or less N =$250,001 - $500.000 P3 =$25,000.001 - $50.000,0~0 Q =Appraisal U =Book Value
; G ~$100,001 - SL000,000 K =$15,001 - $50.000 O =$500,001 - $1,000,000 R ~Cost (Real Estate Only) V =Other
::
HI =$1~000,001 - $5;000,000 L --$50,001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessmem W =Estimated
H2 =More than $5,1)00,000 M =$100.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market
Date of Report
07/29/2011

Income during reporting period (2) O) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W)

(2) O) Value Date mm/dclh~y Code2 (J-P) (4) Gain Code ! (A-H) (5) Idendty of buyer/seller (if private transaction)
630. -lamgold Corp 631. 632. -JPMorgan Chase & Co 633. 634. -Novellus Systems Inc. 635. 636. -Pimco Municipal Incm Fd 637. 638. 639. 640. 641. 642. 643. 644. 645. 646.
Open Distributed Open Distributed Open Distributed Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
02/22110 J 12/21 [10 K 02/22/10 K 12/21/10 K 02/22/10 K 12/21/10 K 02/22/10 03/30/10 05/03/10 06/02/10 06/30/10 08/02/10 09/02/10 09/30/10 11/02/10 12/02/10 J J J J J J J J J J J
Transfer from Brokerage #2 Transfer to Trust #3 Transfer from Brokerage #2 Transfer to Trust #3 Transfer from Brokerage #2 Transfer to Trust #3 Transfer from Brokerage #2
E =$15,001 - $50,000 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) J =$15,000 or lem N =$250,001 - $500.0~0 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cost (Rezl Estate Only) V =Other L --$50.001 - !;100.000 Pl =$1,000,001 - $5,000,000 p4 =More than $50,000,000 S =Assessment W =Estimated M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
FINANCIAL DISCLOSURE REPORT Page 42 of 58 VII. INVESTMENTS and TRUSTS - i,e ......
I,,e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

Description of Assets Income during
(including trust assets) Place "(X)" afle~ each asset exempt from palm dis~lusure
reporting period
(1} (2)
Gross value at end of reporting period

(!) (2)
Transactions during reporting period (1) Type (e.g., buy, sell, redemption)
(2) O) (4) Date Value mm/ddiyy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
Amount Code 1 (A-H)
Value Code 2 (J-P)
Gain Code I (A-H)
647. -Plum Creek Timber Co 648. 649. 650. 651. 652. -Vale Capital Ltd 5.5% 10F 653. 654. 655. -Baird Intermediate Muni 656~ 657. 658. 659. 660. 661. 662. 663.
Open Buy (addl) Buy (addl) Buy (addl)
02/22110 06/01/10 09/01/I0 12/01/10
J J J J J J J J K J J J J J J J J
Distributed 12121/10 Open. Sold 02/22/10 06/15/10
(part)
Distributed 12/21/10 Open Buy (addl) Buy (addl) Buy (addl) Buy (addI) Buy (addl) Buy (addl) Buy (addl) Buy (addl) 02/22/10 02/25/10 03/25/10 04/29/10 05/25/10 06/25/l 0 07/26/10 08/25/10 09/27/10 Transfer to Trust #3 Transfer from Brokerage #2
E =$15,001 - $50.000 2. Value Codes (Se~ Columns CI and D3) 3. Value Method Codes (See Column C2) J =$15,0~0 or I~s N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal O =Book Value K =$15,001 - 550,000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other L =$50.001 - SI00,000 PI ~$1.000.001 - $5.000.000 P4 =More than $50,000,000 S :Assessment W =Estimated M =$100.001 P2 ~$5.0~0.001 - $25.000.000 T =Cesh Market
VII. INVESTMENTS and TRU STS - i.eo,~e, vat.e, ~ra,~cao,~ a~cludes ,hose o/spouse ~ d~p~d~1 children; see pp. 34-60 of filing instruction&)
Description of Assets (including t~ust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int,) Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (l) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyerlseller (if private transaction)
(Q-w)
664. 665. 666. 667. -Pimco High Yield Muni Bd 668. 669. 670. 671. 672. 673. 674. 675. 676. 677. 678. 679. -T Rowe Price Tax Free 680. Buy (addl) Buy (addl) Distributed Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Distributed Open Buy (addl) 10/25/10 11/26/I0 12/21/10 02/22/10 02/26/I0 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/31 / l 0 09/30/10 10/29/10 11/30/I0 12/2 l/10 J J K J J J J J J J J J J J J
Transfer to Trust #3 Transfer from ! Brokerage #2
02/22/10 K 02/26/10, J
E =$15,001 - $50.000 2. Value Codes (S~e Columns CI and D3) 3. Value Method Cod~ (See Column C2) J ~$15,000 or less N =$250,001 - $500,000 P3 =$25,000.001 - $50,000,000 Q =Appraisal U =Book Value K =$15,001 - $50.0~0 O =$500.001 - $1,000.000 R ~ost (Real Estate Only) V -~3ther L =$50.001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assasamem W =Estimated M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Markct
Date of Report 07/29/201 t

Description of Assets (including trust assets) Place "(X)" after each asset exempt fiom pdur disclosure Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end of reporring period

(I) Type (e.g., buy, sell, redmption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
(1)
Value
(2)
Value
Code 2 (J-P)
Method Code 3 (Q-W)
681. 682. 683. 684. 685. 686. 687. 688. 689. 690, 691. -Vanguard Gnma Fund 692. 693. 694. 695. 696. 697.
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
03/31/10 J 04/30/10 J 05/28/10 J 06/30/10 J 07/30/10 J 08/31/10 J
09/30/10 J 10/29/10 11/30/10 J J Transfer to Trust #3 Transfer from Brokerage #2
Distributed 12/21110 K Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
Buy (addl)
02/22/10 L 02/26/10 J 03/31/10 04/30/10 J J
05/28/10 J 06/30/10 J
07/30/10 J
E =$15,001 - $50.0~0 2. Valu~ Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) J =$15,000 or less N =$250,001 - $500.000 P3 =$25.000,001 - $50.000,000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500.001 - $1,000.000 R =Cost (Real Estatc Only) V =Other L =$50.001 - $100,000 PI =$1,000.001 - $5.000,~0 P4 =More than $50,000.000 S =Assessment W =Estimated M =$100,001 - $250,0~} P2 =$5,000,00| - $25,000.000 T =Cash Markl
VII. INVESTMENTS and T RU STS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
Description of Assets (including trust assets) Income during reporting period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (1) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, ~Memption) (2) O) (4) Date Value mm/dd/yy Code 2 (J-P) Gain Code I (A-H) (5) Identity of buyer/seller (ifprivate ~nsaction) Transactions during reporting period
698. 699. 700. 701. 702. 703. -Wells Fargo Advantage 704. 705. 706. 707. 708. 709. 710. 711. 712. 713. 714.
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Distributed Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
08/31 / 10 09/30/10 10/29/10 11/30/10 12/21/10 02/22/10 02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/31/10 09/30/10 10/29/10 11/30/10 12/10/10
J J J J L K J J J J J J J J J J J Transfer to Trust #3 Transfer from Brokerage #2
E =$15,001 - $50,000 2. Value Codes (See Columns C| and D3) 3. Value Method Codes (S~e Column C2) J =$15.000 or le~s N =$250.001 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value K =$15,001 - $50.000 L =$50,001 - $100,000 P4 =More than $50,000,0~0 S =Assessment W =Eslimated M =$100.001 - $250,000
R =Cost (Real Estate Only) V =Olher
T =Cash Market
VII. IN V ESTMENTS and T RU STS - i.co~,e, v,~ue, ~a~sucno~ a.aud~ those of spouse a~d dependent chtTdren; see pp. 34-60 of filing instruction~)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prio~ disclosure B. Income during reporting period (I) Amount Code 1 ~ (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of r~orting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-~) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H) (5) Identity of buyer/seller (if private ~ansaction)
715. 716. -Sun Life Shares 717.

718. Trust #3 719. -Sch Amt TF MMF 720. 721. -Alaska Air Group Inc 722. 723. 724. -Nordstrom Inc 725. 726. -Alcoa lnc 727. 728. -Anadarko Petroleum Corp 729. 730. -Baird intermediate Muni Bd 1731. A Int./Div.
Distributed 12/21/10 K Open 08110110 J
Transfer to Trust #3 See Note 3 Transter to Trust #3
Distributed 12121/10 J
Open Closed Buy Open Closed Buy Closed Open Closed Open Closed Open Closed
04/15/10 12/22/10 05/27110 12121/10 12/21/10 10113110 12/21/10 12/21/10 12/21/10 12/21110 12121/10 12/21/10 12/21/10
N N J K K J J J J J J K K
See Note 1 Account Closed
Transfer from Trust #2 Account Closed
Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed I Transfer from Trust #2
Account Closed
2. Value Cod~ (See Columns Cl and D3) 3. Value Method Codes (See Column C2)
J -~15.000 or less N --$250.001 - $500.000 P3 =$25.000.001 - $.50,000.000 Q =Appraisal U =Book Value
K =$15,001 - $50.000 O =$500,001 - $1,000,000 R =Cnst (Real Estate Only) V -~)ther
L :$50,001 - $100.000 Pl =$1,000,001 P4 :More than $50.000.000 S :Assassmenl W =Eslima~ed
M =$100.001 - $250,000 T ::C~h Mark~

VII. INVESTMENTS and TRUSTS - in .......
lue, Ira~actions (Includes those of spouse and dependent children; see pp. 34-60 of filing instrucllon&)

A. Description of Assets (including uust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (t) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (t) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) Transactions during repotting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/ddbyy Code 2 Code i (J-p) (A-~) (5) Identity of buyer/seller (if private ta-ansaction) Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2
732. -Bank of America Corp 1733. 734. -Brocade Communs Sys 735. 736. -Canadian Natural Res 737. 738. -Eaton Van Tax Managed 739. 740. - Freeport McMoran Copper 741. 742. -lamgold Corporation 743. 744. -JPMorgan Chase & Co 745. 746. -Novellus Systems Inc 747. 748. -Pimco High Yield Muni bd
Open Closed Open Closed Open Closed Open Closed Open Closed Open Closed Open Closed Oi3en Closed Open
12/21/10 12/21/10 12/21/10 12/21/10 12/21/10 :12/21/10 12/21/10 112/21/10 12/21/10 12/21/10 12/21/10 12/21 / 10 12/21/10 12/21/10 12/21/10 12/21/10 12/21/10
J J J J J J J J K K K K K K K K J
E -~$15,001 - $50,1)00 2. Value Codes (See Coltlm~ CI arid D3) 3. Value Method Codes (See Column C2) J --$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value K =$15,001 - $50.000 O =$500.001 o $1,000.000 R =Cosl (Renl Estate Only) V --Other L =$50,001 - $100,000 PI =$1,000.001 - $5.000,000 P4 =More than $50,000.000 S =Assessment W =Eslimated M =$100.001 - $250,1~0 P2 =$5.000.001 - $25,000.000 T =Csah Market
VII. INVESTMENTS and TRUSTS -income, van,e, ~a~acao~ and.d~ those of spouse and dependent children; see pp. 34-60 of filing instructions.)
A. Description of Assels
(including in, st assets)
B. Income during
reporting period
C. Gross value at end

of relmrting period
Transactions during ~orting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I I J-P) (A-H) (5) Identity of buyer/seller (if private transaction) Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed Transfer from Trust #2 Account Closed
Place "(X)" afle~ each asset exempt from prior disclosure
(I) Amount Code 1 (A-H)
(2) Type (e.g.,

div., rent,
or in,t.)
(I) Value Code 2 (J-P)
(2) Value Method Code 3 (Q-W)
749. 750. -Pimco Municipal Income fd 751. 752. -Plum Creek Timber co 753. 754. -Sun Life Financial Inc 755. 756. -T Rowe Price Tax Free Short Intermediate Fund 757. 758. -Vale SA ADR 759. 760. -Vanguard GNMA Fund 761. 762. -Wells Fargo Advantage ST Muni Bond Inv 763. 764. Trust #4 765. -Fidelity Tax-Free Money Market D Dividend O T
Closed Open Closed Open Closed Open Closed Open Closed Open Closed Open Closed Open Closed
12/21/10 12/21/10 12/21/10 12/21/10 12/21/10 12/21/10 12/21/10 12/21/10 12/21/10 12/21/10 12/21/10 12121/10 12/21/10 12/21/10 12/21/10
J J J J J J J K K J J L L K K
Open
02/23/10 J
E =$15,001 - $50.000 2. Value Codes (See Columns CI and D3) 3. Value Mcthod Codes (Sec Column C2) J =$15.0~0 or le~s N =$250,001 - $5001000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value K =$15,001 - $50,000 O =$500,001 - $ L000,000 R =Cost (Real Estate Only) V --Other L =$50,001 - $100,0~0 PI =$I,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimated M =$10~.001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market
Name of Person Reporting Rovner, llana D.

Description of Asscts (including lamst assets)
Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private Wansaction)
Gain Code I (A-H)
766. -AT&T Inc Com 767. -Agnico Eagle Mines Corn NPV 768. -Alcoa lnc 769. -Anadarko Pete Corp 770. -Apple Ine 77 I. -Brocade Communications Sys 772. -Enbridge Energy Partners LP 773. -Govt Pptys Income Tr Corn Shs 774. -Ishares Inc MSCI Canada Index Fd 775. -ITC Hldgs Corp 776. -Pimco Mun Income Fd II 777. -Range Resources Corp 778. -SPDR Ser Tr Morgan Stanley Tech 779. -Tata Motors Limited Adr Ea Rep 780. -Fidelity Canada (FICDX) 781. 782.
Open Open Open Open Open Open Open Open Open Open Open Open Open Open Open Buy (addl) Buy (addl)
02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/I0 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 02/23/10 12/03/10 12/30/10
K J J J J J J K K J K J J K K J J
Transfer from Brokerage # 1 Transfer from Brokerage #1 Transfer from Brokerage #1 Transfer from Brokerage #1 Transfer from Brokerage #1 Transfer from Brokerage #1 Transfer from Brokerage #1 Transfer from Brokerage #1 Transfer from Brokerage #1 Transfer from Brokerage #1 Transfer from Brokerage # I Transfer from Brokerage #1 Transfer from Brokerage # I Transfer from Brokerage #1 Transfer from Brokerage # I
E =$15,001 - $50,0~0 2. Value C.~des (See Columns CI and D3) 3. Value Method Codes (See Column C2) J =$15,000 o~ less N =$250,001 - $500,000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Eslate Only) V -~)ther L =$50,0~1 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Eslimated M =$100.001 - $250,000 P2 =$5.000,001 - $25,000,000 T =Cash Market
FINANCIAL DISCLOSURE REPORT Page 50 of 58 VII. INVESTMENTS and TRU STS - i ....
Date of Report 07/29/201 l
e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructiong)

D~amption of Assets (including la~st assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (l) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of repomng period (0 (2) Value Value Code 2 Method Code 3 (J-P) Transactions during reporting period
(i)
Gain Code 1 (A-H)
(Q-W)
783. -American Century Tax Free Bond 784. 785. 786. 787. 788. 789. 790. 791. 792; 793. 794. -Baird Intermediate Muni Bond Invs CI (BMBSX)
Open 02/23/10 K
(5) Identity of buyer/seller (if private transaction) Transfer from Brokerage #1
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/31/10 09/30/10 I0/29/I0 11/30/10 02/23/10 02/26/10 03/25/10 04/26/10 05/25/10 06/25/10
J J J J J J J J J J M J J J J J Transfer from Brokerage #1
795. 796. 797. 798. 799.
E =$15,001 2. Value Codes (See Columns CI and D3) 3. Value Method COd~s (See Column C2) J =$15.000 or l~s N ~$250,001 - $500.000 P3 =$25,000.001 - $50,000.000 Q =Appraisal ILl =Book Value K =$15.001 - $50.00~ O =$500,001 - $1,0~1.00~ R =Cost (Real Eslate Only) V =O~her L =$50.001 - $100.000 PI =$1,000,001 - $5.000,000 P4 =More than $50.000.000 S =Assessment W =Estimated M =$100.001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRUSTS - ~,,co,,,,. v,,t,,e, ~,,,,~,,c,io,~ ~t,,a,,d,~ ,hos, ofs~,o .... ,a de~,e,,d,,t child, e,,; see~,~,. 34-60
---] NONE (No reportable income, assets, or transactions.)
l~seription of AsseIs (including trust assel~)
Income during reporting period (i) (2) Amount Type (e.g.,

Code 1 div., rent,
Gross value at end of reporting period (1) (2) Value Value

Code 2 Method
Transactions during reporting period (I) Type (e.g.,

buy, sell,
(2) Date
(3) (4) Value Gain

Code 1
(5) Identity of
buyer/seller
mm/dcl/yy Code 2
(A-H)
or int.)
(J-P)
Code 3 (Q-W)
redemption)
(J-P)
(A-H)
(if private transaction)
800. 801. 802. 803. 804. 805. 806. -Marshall Intermed Tax Free CI Y (MITFX) 807. 808. 809. 810. 811. 812. 813. 814. 815. 816.
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
07/26/10 08/25110 09/27/10 10/25/10 11/26/10 12/27/10 02/23/10 02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/31/10 09/30/10 10/29/10 11/30/10
J J J J J J K J J J J J J J J J J Transfer from Brokerage #I
2. Value Codes (See Colunm.s CI and D3) 3. Value Method Codes (See Colunm C2)
J =$15,000 or le~ N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value
K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =~osl (Real Estate Only) V --Other
L =$50.001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
D =$5;001 - $15,000 H2 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5,000.001 - $25.000.000 T -~h Market
E =$15,001 - $50,000
---]

Income during Gross value at end
Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private aansaction)
reporting period (1) (2) Amount Type (e.g., Code 1 die., rent, (A-H) or int.)
of ~porting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)
817. 818. -Pimco Total Return Class D (PTrDX) 819. 820. 821. 822. 823. 824. 825. 826. 827. 828. 829. 830. oT Rowe Price Tax Free Short Inter (PRFSX)
831. 832. 833.
Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl)
12/09/10 02/23/10 02/26/10 03131110 04/30/10 05/28/10 06/30/10 07130/10 08/31110 09/30/10 10/29/I0 I 1/30/10 12/08/10 02/23/10 02/26/10 03/31/10
J K J J J J J J J J J J J M J J Transfer from Brokerage #1
Buy
(addl)
04/30/101 J
E =$15,001 - $50,000
2. Value Codes (See Coltam~ CI and D3) 3. Value Method Codes (S4:e Column C2)
J =$15.0~0 or 1~ N =$250,00| - $500,000 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =Book Value
K =$15.001 - S50.000 O =$500,001 . $1,000.000 R =Cost (Real Eslat Only) V -~lher
L =$50.001 - $100,000 PI =$1,000.001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Eslimatcd
M =$100.001 - $250.000 P2 =$5,000,001 - $25,000,000 T =Cash Market
VII. INVESTMENTS and TRU STS - incor~e, voi.e, t~o,~caor~ ancl~d.~ those o/st, o~se ~nd de~,endent children; see pp. 34-60 of filing instructions.)
[]

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) Amount Code 1 (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 Code 3 (J-P) (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private wansaction)
834. 835. 836. 837. 838. 839. 840. 841. -Thornburg Ltd Term Municipal Fund CI A (LTMFX) 842. 843. 844. 845. 846. 847. 848. 849. 850.
Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
05/28/10 06/30/10 07/30/I0 [ 08/31/10 09/30/10 10/29/10 11/30/10 02/23/10 02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/l 0 081311101 09130110 10/29/10
J J J J J J J J J J J J J J J J J
E ~$15,001 - $50,000
2. Value Codes (See Columm CI and D3) 3. Value Method Codes (See Column C2)
J =$15.000 or less N =$250,001 - $500.0~0 P3 =$25,0~1.001 - $50.000.000 Q =Appraisal O =Book Value
K =$15,001 - $50.000 O =$500,001 - 51,000,000 R =C~st (Real Estate Only) V =Other
L =$50,001 - $100,000 PI =$1.000,001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated
M =$100,001 - $250,1000 P2 =$5,000,001 - $25,000.000 T =Cash Market
VII. INVESTMENTS and TRUSTS - income, vane, trans~ao~ anclud, s ,hose of spouse und dependent children; see pl~ 34-60 of filing instruction&)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Value Value Method Code 2 (J-P) Code 3 Transactions during reporting period
O)
Amount Code 1 (A-H)
(2)
(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)
(Q-W)
851. 852. -Thomburg Strategic Municipal Income C (TSSCX) 853. 854. 855. 856. 857. 858. 859. 860. 861. 862. 863. 864. -Vanguard GNMA (VFIIX) 865. 866. 867. Buy (addt) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) 11/30/10 02/23/10 02/26/10 03/31 / 10 04/30/10 05/28/10 06/30/10 07/30/10 08/31/10 09/30/10 10/29/10 11/19/10 J L J J J J J J J J J J
(5) Identity of buyer/seller (ifl:nivate transaction)
11/30/10 ! J 02/23/10 02/26/10 03/30/10 03/31/10 J J J J Transfer from Brokerage # 1
(See Columns BI and D4)F-- $50i001. $100.000 2. Value Codes J =$15.0~0 or less (See Columns CI and D3) N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 3. Value Method Codes Q =Appraisal (See Column C2) U =Book Value
G =$100~001- $1;000~000 K =$15,001 - $50.0~0 O =$500.001 - $1,000.000 R =Cost (Real Estate Only) V =Olher
HI -~$L000;001 - $5.000,000:: .... L =$50.001 - $100.000 Pl =$1.000,001 - $5.000,0~) P4 =More than $50,000,000 S =Assessment W =Estimated
H2 =More than $5,000,00~ M P2 =$5.0~),001 - $25,000,000 T =Cash Market
Date of Report 07/29/20 ] 1
VII. INV ESTMENTS and TRU STS - income, ,atue, ~a~cao~s anaud~ ,hose of spouse ond dependent children; see pp. 34-60 of filing instructions.)
Description of Assets (including tn~st assets)
B. Income during reporung period (1) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)
C, Gross value at end of reporting period (i) (2) Value Value Code 2 Method Code 3 (J-P) (Q-W)
D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)
868. 869. 870. 871. 872. 873. 874. 875. 876. 877. -Wells Fargo Ultra Shrt Tm Muni Inc-Adv (SMOAX) 878. 879. 880. 881. 882. 883. 884.
Buy (addl) Buy (addI) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)
04/30/10 05/28/10 06/30/10 07/30/10 08/31/I0 09/30/10 10/29/10 11/30/10 12/31/I0 02/23/10 02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/31/10
J J J J J J J J J K J J J J J J J Tmnsfer from Brokerage #1
E --$15,001 - $50,000 2. Value Cod~s (See Columns CI and D3) 3. Value Method Codes (See Column C2) J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000,001 - $50.000.000 Q =Appraisal U =Book Value K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other L ---$50,001 - $100,000 Pl =$1.000,001 - $5,000,000 P4 =More than $50,000.000 S =Assassmcn! W =Estimated M ~$100.001 - $250,(~(} P2 ~$5,000,001 - $25,000,000 T =C~h Market

Description of Assets (including trust assets) Place "CA)" after each asset exempt from prior disclosure Income during reporting period (1) Code I (A-H) (2) div., rent, or int.) Gross value at end of reporting period (I) (2) Transactions during reporting period (1) (2) (3) (4) (5)
Amount Type (e.g.,
Value
Code 2 (J-P)
Value
Method Code 3 (Q-W)
Type (e.g.,
buy, sell, redemption)
Date
mm/dd/yy
Value
Code 2 (J-P)
Gain
Code I (A-H)
Identity of
buyer/seller (if private transaction)
885. 886. 887. 888. -Wells Fargo Short Term Muni Bd-Invest (STSMX) 889. 890. 891. 892. 893. 894. 895. 896. 897. 898. 899. 900. -Hatteras Finl Corp Corn (HTS) 901. Sun Life Assurance Company None I
Buy (addl) Buy (addl) Buy (addl) Open Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Open Closed
09/30/10 i0/29/10 11/30/10 02/23/10 02/26/10 03/31/10 04/30/10 05/28/10 06/30/10 07/30/10 08/31/10 09/30/10 10/29/10 11/30/10 12/13/10 02/23/10 02/26/10
J J J L J J J J J J J J J J J K J Transfer from Brokerage #1 Proceeds from Life Ins. Transfer from Brokerage #1
E --$15,001 - $50,000 2. Value Co(~ (Se Columns CI and D3) 3. Value Melhod Codes (See Column C2) J =$15,000 or lass N =$250,001 - $500,000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value K =$15,001 - $50,000 O =$500,001 - $1,0~,0~ R =Cost (Real Estate Only) V =Other L =$50,001 - $I00.000 PI =$1,000.001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Eslimated M =$100.001 - $250.000 P2 =$5,000.001 - $25,000,000 T =Cash Market
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andlca,~,o,tofrepo,~J

NOTE 1: In regard to Transamedca Life Insurance Company, Trust #3 received the face amount of the policy in 2010 after he~ passed away on l 1/27/09. Trust # 3 was then transferred to~ on 12/22/10. NOTE 2: Name change occurred within the year from Old Mutual Claymore to Guggenheim Enhanced Equity Income Fund on 6/22/10 in the IRA #8 account. NOTE 3: Name changed occurred from VSP Energy to Vangaurd Engergy. This flows through with each transfer from IRA Account #6 to IRA Account #4 to IRA #8 and remains in IRA #8. NOTE 4: Name changed occurred when the transfer from Retirement Account #2 to IRA Acct #5 on 3/16/10. The name changed from Fidelity Cash Reserve to Fidelity Government Money Mkt. NOTE 5: As mentioned in several notes above and in Part VII. Investment and Trust, there were several accounts transferred and closed during the year. The following will discuss the transfers and which accounls are now closed: NOTE 5A: Brokerage #1 transferred to Trust #4 on 2/23/10 and closed on 3/2/10. NOTE 5B: IRA #1 recieved IRA #2 on 2/26/10 and transferred to IRA # 8 on 4/23/10 and closed on 4/23/10. NOTE 5C: IRA #2 Iransferred to IRA #1 on 2/26/10 and closed on 2/26/10. NOTE 5D: IRA #3 transferred to IRA #5 on 2/22/10 and closed on 2/22/10. NOTE 5E: IRA #4 received IRA # 6 on 2/23/10 and transferred to IRA #8 on 8/13/10 and closed on 8/13/10. NOTE 5F: IRA #5 received IRA #3 on 2/22/10 and received Retirement #2 on 3/16/10. NOTE 5G:IRA #6 transferred to IRA #4 on 2/23/10 and closed on 2/23/10. NOTE 5H: Retirement #1 transferred to IRA #8 on 4/27/10 and closed on 4/27/10. NOTE 5I: IRA #7 transferred to IRA #8 on 2/22/10 and closed on 2/22/10. NOTE 5J: Brokerage #2 transferred to Trust #2 on 2/22/10 and closed on 2/22/10. NOTE 5K: Retirement #2 transferred to IRA #5 on 3/16/10 and closed on 3/16/10. NOTE 5L: Brokerage #3 transferred to Trust #4 on 2/23/10 and closed on 2/23/10. NOTE 5M: Brokerage #4 transferred to Trust #1 on 4/26/10 and closed on 4/26/10. NOTE 5N: Trust #1 received Brokerage #4 on 4/26/10. NOTE 50: IRA #8 received IRA #7 on 2/22/10, received IRA #1 on 4/23/10, received Retirement #1 on 4/27/10, and received IRA #4 on 8/13/10. NOTE 5P: Trust #2 received Brokerage #2 on 2/22/10, transferred most to Trust #3 on 12/21/10. NOTE 5Q: Trust #3 received most of Trust #2 on 12/21/10 and closed on 12/22/10 (see NOTE 1). NOTE 5R: Trust #4 received Brokerage #1 on 2/23/10 and Brokerage #3 on 2/23/10. NOTE 6: There was an error in the 2009 Financial Disclosure Report by not showing the sale of Fidelity AMT Tax-Free Money Market (FIMXX) in September of 2009. The value code is N with no gain or loss.
FINANCIAL DISCLOSURE REPORT Page 58 of 58 IX. CERTIFICATION.
Date of Report 07/29/201 i
! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signature: S/liana D. Rovner
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Ilana D Rovner Financial Disclosure Report For 2010

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Ilana D Rovner Financial Disclosure Report For 2010

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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization 7th Circuit Court of Appeals

3. Date of Report 07/29/201 6. Reporting Period 01/01/2010 to 12/31/2010

United States Court of Appeals 219 S. Dearborn St. Chicago, IL 60604

I. P 0 S I T I 0 N S. ~R epo rang individual only; see pp. 9-13 of filing instruction&)

PARTIES AND TERMS

FINANCIAL DISCLOSURE REPORT Page 2 of 58

Name of Person Reporting Rovner, liana D.

Date of Report 07/29/2011

reportable non-investment income.) DATE SOURCE AND TYPE

INCOME (yours, not spouses)

NONE (No reportable non-investment income.)

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~

NONE (No reportable reimbursements.)

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 58

Name of Person Reporting Rovner, liana D.

Date of Report 07/29/2011

NONE (No reportable liabilities.)

Name of Person Reporting Rovner, liana D.

Date of Report 07/29/2011

NONE (No reportable income, assets, or transactions.)

(2) Type (e.g., div., rent, or int.)

1. 2. 3. 4. 5. 6, 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Dividend None None None

Distribution Dividend None None

Dividend None None

FINANCIAL DISCLOSURE REPORT Page 5 of 58

Name of Person Reporting Rovner, liana D.

Date of Report 07/29/2011

None None Dividend

-Baird Intermediate Muni Bond lnvs C1 (BMBSX)

01/25/10 J Transfer to Trust #4

01/01/10 J 01/29/10 J Transfer to Trust #4

FINANCIAL DISCLOSURE REPORT Page 6 of 58

Name of Person Reporting Rovner, liana D.

Date of Report 07/29/2011

Amount Code I (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W)

Type (e.g., buy, sell, redemption)

Date Value Gain rrarddd/yy Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

Buy (addl) Distributed Buy (addl) Buy (addl)

01/29/10 02/23/10 01/01/10 01/29/10

Distributed 02/23/10 L Buy (addl) Buy (addl) 01/01/10 01/29/10 J J J J

Distributed 02/23/I 0 Buy (addl) 01/01/10

Distributed 02/23/10 L Distributed 02/23/10 K

FINANCIAL DISCLOSURE REPORT Page 7 of 58

Name of Person Reporting Rovner, liana D.

Date of Report 07/29/2011

Income during repoaing period

Gross value at end of zt~orting period

Transactions during reporting period

Type (e.g., div., rent,

Value Method Code 3

Type (e.g., buy, sell,

Date Value Gain mm/dd/yy Code 2 Code i

-Eaton Vance Tax Advantage -Old Mutal/Claymore Shrt Fund

Distributed Buy (addl) Buy (addl) Buy (addl) Sold (part)

04/23110 01/08/10 03/31/10 04/06/10 04/23/10