You are on page 1of 8

I

AO 10 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization U.S. District Courl, ND OH
5a. Report T)~e (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Go vernment Act of 1978 (5 U.S.C. app..sq.6 I01-I11)

I. Person Reporting (last name, first, middle initial) Wells, Lesley B. 4. Title (Article III judge~ indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05111/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Article III Judge, Senior

[] Initial

5b. [] Amended Report

7. Chambers or Office Address 201 Superior Avenue 328 United States Court House Cleveland, OH 44114

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ,Mth applicable laws and regulations.

Reviewing Officer

Date

IMPOR TANT NOTES: The instructions accompanying this form must be followe,1 Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. P 0 S l T I 0 N S. Reponlng inaivid,,I only; see pp. 9-t 3 of fillng instructlons.)


~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. :Repor, i,,g indivia,,al o,,tr; s~epp, t4-t6 of filing instructions.)
NONE (No reportable agreements.) DATE
1. 2. 3.

PARTIES AND TERMS

Wells, Leslev B.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting \Veils, Lesley B.

Date of Report 05/11/201 I

II I. NON-INVESTMENT INCOME. t Reporting individuat and spoase; see pp. 17-24 of filing instructlo.x)
A, Filers Non-Investment Income

D
I. 2010 2. 3. 4.

NONE

(No reportable
DATE

non-investment income.) SOURCE AND TYPE

INCOME
(yours, not spouses) $30,707.00

OHIO PUBLIC EMPLOYEES RETIREMENT SYSTEM

B, Spouses Non-Investment I ncome - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)


DATE
SOURCE AND TYPE WHEELING & LAKE ERIE RAILWAY - DIRECTOR SQUIRE, SANDERS & DEMPSEY - LAW FIRM

1.2010 2.2010 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE 1. 2. 3. 4. 5. DATES LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Wells, Lesley B.

Date of Report 05/I 1/2011

V. G I FTS. a.clud~ ,hose ,o spo~e a,d devende., children; see pp. 28-3 i of fillng instruction&) NONE (No reportable gifts.) SOURCE
I. 2. 3.
4.

DESCRIPTION

VALUE

5.

Vl. LIABILITIES. ancla,~es those o/spouse ~n~ dependent children; see pp. 32-33 of filing instruction&)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Wells, Lesley B.

Date of Report 05/I 1/201 I

VII. INVESTMENTS and TRUSTS -i.co,~,,.otue,,. .....ti~ns(~c~udes~h~xe~fsp~u~eanddependentchi~dren~seepp.34-6~f~inginstructi~n~-)

[~]

NONE (No reportable income, assets, or transactions.)


Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

Income during reporting period (i) (2) Amount Type (e.g., Code 1 div., ~nt,
(A-H) or int.)

Gross value at end of reporting period (I) (2) Value Value Code 2 Method
(J-P) Code 3

Transactions during reporting period

Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(Q-W) I. 2. CENTURY FINCL CORP M1CH KEY CORP SECURITIES LORAIN OHIO-MUNICIPAL BONDS 4. 5. 6. 7. 8. 9. 10. I1. 12. 13. 14. 15. 16. 17. MAHONING CNTY OH HSP FCS-MUNI BONDS FAIRFIELD CNTY OHIO HOSP-MUNI BONDS LUCAS CNTY OH HOSP REV-MUNI BONDS MAHONING CNTY OHIO HOSP-MUNI BONDS CUYAHOGA CNTY OHIO HOSP-MUNI BONDS OHIO ST AIR QUALITY DEV-MUNI BONDS CUYAHOGA CO OH HSP REV-MUNI BONDS LORAIN CNTY OH HOSP REV-MUNI BONDS CLEVELAND OH ARPT SYS MUNI BONDS MERRILL LYNCH CMA MONEY FD OHIO ST TPK CMMN TPK REV-MUNI BONDS UNIV CINC OH GEN RCPTS-MUNI BONDS AKRON BATH COPLEY OH ST-MUNI BONDS LORAIN CNTY OH HOSP REVMUNICIPAL BONDS B A A A A A A A A A A A A A A A A Dividend Dividend Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest J .I T T Redeemed 05/21/10 J J K T T Sold 01/19/10 J J K J J J T T T T T Redeemed 05/21/10 K K J J Redeemed Redeemed 10/13/10 i 07/01/10 K J
A A T T

(5) Identity of buyer/seller (if private transaction)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D31 3. Value Method Codes (SccColumnC2)

A =$1.000 or Ices F =$50.001 - $10O.000 J =$15,000 ~ less N $250,001 - $500.~ P3 =$25,000.001 - $50,000,000 Q =Appraisal U Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000.000 K =$15.001 - $50.000 O=$500.001.$1.000.000 R =Cost (Real Estate Only) V=Oho"

C =$2.501 - $5,000 III $1,000.001 - $5.000,000 L =$50.001 - $100.009 pI -$ 1.000.0~ I - $5.000.000 P4 =Mo.re than $50.000,000 S =Assessment W Estimated

D -$5.001 - $15.000 112 =More than $5.000.000 M =$100.0~1 P2 = $5.000.001 - $25.00~.000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporling We s, Lesley B.

Date of Repo~ 05/11/2011

VII. INVESTMENTS and TRUSTS - income, value, ~unsuctions anciudes ,hose olspouse und dependent children; see pp. 34-60 of filing lnstructlons.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

Income during reporting period


(1) (2)

Gross value at end of reporting period


(I) (2) (I)

Transactions during reporting period


(2) (3) (4) (5)

Amount Code I (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W)

Type (e.g., buy, sell, ~*demption)

Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

Identity of buyerlseller (if private transaction)

18. 19.

PUERTO RICO ELEC PWR-MUNI BONDS PUERTO RICO COMWLTH PUB

A A A A B

Interest Interest Interest Interest Dividend J J T T T

Sold Sold Sold (part)

01/22/10 J 01/19/10 J 07/30/10 J

A A A

20. TECUMSEH OHIO LCL SCH 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. TOLEDO OH CAP IMPT COLUMBUS OHIO SWR REV SYS OHIO ST HIGHER ED MERRILL LYNCH CMA MONEY FD VANGUARD 500 INDEX FD

Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl) Buy (addl)

01/03/10 02/01/10 04/30/10 06/01/10 07/01 / I 0 08/02/I0 09/01/10 10/01/10 11/01/10 12/01/10

J J J J J J J J J J

B
A

Interest
Interest J

T
T

Interest

Sold

04/14/10 K

I. Income Gain Codes: (sec Columns BI and D4) 2. Value Codes 1Sc Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.009 J=$15.000 or Ices N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U -Book Value

B $1.001 - $2.500 G -$100.001 - $1,000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.000 R -~ost (Real Estate Only) V =Other

C -$2.501 - $5,0~0 III $1.000.001-$5.000.000 L =$50.001 - $100.0~ PI =$1.0~0.001 - $5.000.000 P4 =More Ihan $50.000.000

D =$5,001 - $15,000 112 =More than F.l =$100,001 - $250.0(10 P2 =$5.000,001 - $25.000.000 T -~?ash Market

E =$15,001- $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Wells, Lesley B.

Date of Report 05/11/2011

Vll. INVESTMENTS and TRUSTS - income, value, transactions (Include, those of spouse and dependent children; seepp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) ] Amount Typo (e.g., Code I div., rent, (AdD or int.)
Gross value at end of reporting period (D (2) Value Value Code 2 Method (J-P) Code 3

D. Transactions during relX~rting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mrn!d&yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

(Q-W) 35. 36. 37. 38. 39. 40. 41. 42. MAUMEEOH CITY SCH UNIV AKRON OH GEN OHIO ST HIGHER EDL OH ST UNIV GEN RCPTS -SER A CLEVE OH ST UNIV GEN RCPT FGIC MUNI HAMILTON CNTY OH SALES TX MUNI AKRON OH INC TX RV CMNTY MUNI HAMILTON CNTY OH SWR TX FSA MUNI A A A A A A A A Interest Interest Interest Interest Interest Interest Interest Interest J K K J J J T T T T T T Buy Buy Buy Buy Buy 05/07/10 06/07/10 07/02/I 0 08/19/10 01/07/10 Sold Sold 04/14/10 04/19/10 J J J K K J K J
A A

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codc~ 1Sc Columns CI and D3) 3. Value Method Codes (Sc Column C2)

A =$1,000 or less F =$50.0~1 - $100.000 J =$15.00) or less N =$250.001 - $500.000 P3 =$25.000.0OI - $50.000.000 Q :Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1,000,000 K =$15.001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =O~her

C =$2.501 - $5,000 I11 =$1,000,001 - $5,000.000 L =$50.0(}1 - $100,000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.0~0 S =Assessment W =Estimated

D =$5,001 - $15.000 112 =More than $5.000,000 M =$100.001 - $250.~ P2 =$5.000,001 - $25.000.000 T -~2ash Market

E =$15.091 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting

Date of Report 05/11/2011

Wells, Lcsley B.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ~l,,,~icatepar, o/repo..~

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting Wells, Lesley B.

Date of Report 05/11/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Lesley B. Wells

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

You might also like