I

~,. ~/20m

.~o ~o

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Central D~s~rict ofCalifornia
5a. Report Type icheck appropriate type) ~ Nommamm. Da~e

in Government Act of t978

1. Person Reporting 0as~ name, first, middle mitiall Pfaelzer, Mafiana R.

4. Title (Arlicle II[ judges indicale ~ctive ,ar senior stains: magistrates, urines indicate full- or par~-time) Senior U.S. Dist~ct Judge ~ lnin:d~

3. Date of Repnrt 5~4,"2010

6. Reporting Period

~ Annual

~ Final

fib. ~ Amended Repo~ 7. Chamber~ or Office Address U.S. District Court 3 12 North Spring Strec~ Los Angelcs, CA 90012 8. On the basis of lhe information contained in ~his Report and any modifications perlainin~ ~here~o. it is, in my opinion, in compfiance ~ith applicable laws and regulalions.

Revie~s.in~ Officer .............................

Dale

IMPORTANT NOTES: The instructionx accoml,ato4ng this]brm must be.followed. Complete all parts. checking the NONE box for each part r~here you have no reportable information. Sign on tast page.

I. POSITIONS. m,,o~a,~,
~ NONE ~Vo r~:~ortablepositions?

PQSIT1ON
1. Member, Board of T~stccs

~AM~OF ORGANIZATIQN/ENTITY
No.on Simon Museum

2. Trustee

Tnts~ ~ I

4.

,." :

--<

:i ?

II. AGREEMENTS. ~..-.w.,,.~.i~.~,,~o.

~ NONE (No re/~ortab/c agredments DATE
1. .

PARTIES AND TERMS

Pfaelzer, Mariana R.

FINANCIAL DISCLOSURE REPORT Page 2 of 12

N ....~ ..... no,o.i.~ Pfaetzer, Mariana R.

o~.,oru~o,,. 514."2010

IlL NON-INVESTMENT INCOME. :n~,o,,i.xi~di,i~,~.~.,p

A. Fliers Non-Investment Income .NONE (No r~7)ortable ~on-investment income.)

DATE
I. VARIOUS

SOURCE A~D TYPE

DISTRIBUTION FROM RETIREMENT ACL OUNT FROM JUI)ICIAL RETIREES & SURVIVORS {.ADMIN OFFICE OF THE US COURTS~

INC~E
(.yours, no~ spouses)
g~ 73.60800

B. Spouses N on-Investment i ncome - If.van were married during an "!,ortism ~Fthe reportitr.~, year. complete thi.s t~ction. ~ NONE 0Vo reportable non-investment income.) SOURCE AN]) TYPE

1\:. REI M B U RSEM ENTS ...... . ..... i,,., ~,,d~i.x ~,,,,,~ ......... i
NONE L~"o re!~ortahl(: ,eimbu~avement.v.)

SOL2RCE

DATE~

LOC-2TION

PURPOSE

t~EMS PAID OR PROVIDED

3.
4. 5

FINANCIAL DISCLOSURE REPORT Page 3 of 12

Pfaelzer. Mariana R.

5/4/2010

NONE ()Vo reportable .g{,f!s. ~ _,~L.Q_U R C E I.

2. 3.

])ESCRII?.TION

\ALLIE

4. 5.

NONE (No reportable :iabiiiliea...~ CREDITOR [)ES(~ "RIPT ON" VALUE. CODE

2. 3. 4. 5.

FI.NANCIAL DISCLOSURE REPORT Page 4 of 12

of Pe ...... Reporting

DzteofReoort 5!4/2010

l Ptzelzer. M~,riana R. , N .....

VII. INVESTMENTS and TRUSTS - i ........ ~=,,., ........ ~,,,., ,J,,ao~,.~,h,,.,,, ~i.,-, ........... ~.,,e,,a ...... ~,~ ..... ,,,.~,..~-~o
NONE L~;o reportable income, assets, or transaction3.)

(1}

(2~

11)

(2)

~li

~t

131 ....

I 2 3 4. {. 5

Wcli~; Farzo Bank IRA (CDs)

C D

Inlcrcst Distribtmon Interest tntcresl Distribution

M Sac Section Vll! K PI T "I See Section VIII

W~iS ~:argo Checking Wells Fargt~ IRA # I (U.S. TreasuD, Nolesl

A ~ G

~
6. 7 8. Wells t;argo Cuglodv Account g I -header - Zemth National Insurance Co. Common -Shares Wells Fargo CA Tax-Free Money Market Fund ~ IO. i1 12 ~3. 14. 15. I~, - CA State 5.0% ~;1:09 - ("A Sta,c 5.0% 3"l/Oq- }{] (.,k State 50% 2,1/09 {{{{{{{{ ] - (A S,mc a q", 2:109 - CA Infrastructure & Econ 50% 10iI.q)9 - CA Slate 5.0.,, &ti09 - CA Sta~c 5.0% 4q."09-

D A D D C C ( 1) C C

Dividend Dividend lnlercsl Interest interest In,crest Imcr~sl Interest Interest Imsres~

M M

"I

Matured Matured Matured Matured ~lamred Ntalurcd Matured Matured

! 0~01 ."09 03/O1/O9 03"01/0) 2.1 i09 ~ 2."1..09 10.q IlY 6."1.09 4/I/09~

L M 1. i_

L L

INANCIAL DISCLOSURE REPORT Page 5 of 12

~ ..... f Person Repor,ing

Date of Report

Pfaelzer, Mariana R.

5;4/2011.t

II. IN ESTMENI S and TRUSTS - i,,,. ......... J,,c., ....... ,io,,, (Includes th ...... [sp ...... a dependent ct, ildren: see pp. 34-60 ,qfiting i ........ ions.)
NONE (No reportahle income, assets, or tranxact~ons.) . D,

Place "iX!" at~er each asset exempt from ~r~t r d~sciosure

Amotm~ ~ g3,~e ~cg. Code 1 : di~ . rent ~A-H} or ln[.~

k"ak~e (ode 2 (J-PI

Vahm Method Code ~

7~ ype ~e.g, buy, sell ~edcmpmm~

Date Value mm/ddi~qu Code 2 (.l-p~

Gain Code I (A-H.~

[denmy buyer !~l prwa~e

18 19. { 20. 21. 22. 23. 24. 25. 26. 27. i 2g. 29. 30. 31.

- CA State Dco Water Res Power 5.5% - CA State 6% !2q*09 -~ - CA State Economic 5% 7/ :{N - ~ - Riverside CA Sewer Roy 7% g;l/09 - Fresno CA Unified School t)ismc~ 4.5% 5/t/I 0 -~ - CA S~tc 4.0% 6/1)10 - CA State 4.0% 2/1 ~10 - CA State 4.0% I i/Ill0 -~ - CA Statc 5.0~, 21 0 - (TA Stale 5.0% 2.lgl I - CA State 5.75% ~. 1/I I -I - CA Stale 5.75% 10.,"l.](J - C~N Slate 5.0% 4q q 0-: - CA State ..... ,,, =. hi0 ]

B C C B B C C B (" B (" C C D

tntcrcs~ lalcrest lmcrcs{ tntercsl Interest Interest Ialerest Interest lnmrcs~ lntcrcs~ interest Interest l,tcrest Interest

Matured Matured Malurcd Sold Sold M M T T Sold M T Sold Sold L M M T "l

5!1/09 12/01/09 07/01/09 419./09 4t9109 L L L

06/15/09

6;15109 6q 5/09

M M

34.

- CA Stale 5 5% fiq!l [ -}}}

("

Into es

Sold

6/15!09

"

FINANCIAL ,DISCLOSURE REPORT Page 6 of 12

~ ..... fP ..... Reporting

I)a,<ofReporl

~l~l,.r. M,ri..a R,

.V4,20~0

VII. INVESTMENTS and TRUSTS - i ......... ! ............. ions anelude~ th ..... sI~ ....... d &Tend .... I, ird ......... pp. 34-60 of filing i ........ tio,s:,
~] NONE (No reportable income, assets, or transactions.)

/< ....................... ~- ....

(I) i2)

c ................
(I~ ~ (2~ ~I) 12)

r> ..................
,~3~ ~4} ............. ~5) ~

tran~mtitm)

F35 36. 37 38. i 39. 40 "41. ua 43. 44 45 4fi. 42

- CA S~atc 5 75Z, 5;I/a~~ CA Ntam l)cpamncn~ Watc~ 5.5% 5.q 10 - CA State Economic 5 .... 5" ~ ,o / 0C ~ D C B B C C D D D B D C

lnlcrcs~ lntcrest Jntercsl [nteresl lnteresI interest Interest interest lmcresl Interest lnlcrcst Interest Imeresl lnteresl h,mrcsl M [ Sold 6,~5,09 L M M M M T ... T T T Sold 61509 M N M M T T T Sold Sold Sold 04/)1i09 0/t5/U9 6115/09 L M M Sold (,"15i~ M

--

- CA Stme Ecom~mic 5.25% I/l/I } - CA State Economic 5,0% 111/II - Elk Grove CA Fin 5.0% 9/1ll0 - Los Angeles CA Muni 5.0% tlI/I I - Los Angeles CA WT 5.0% 7!t..10 - LA. (TA Antelope Valley Cou~ho~se ~.....~.,~ I 1il/10 _. Sacramcnlo (A Cil~ Fina Aut Cap Impt 5 45%6/t719~ - (A Stmc 5%- 12/1.:10CA SImc 3% - 3: l .... - CA Stale 5%-4.qql - ;} {{1 .. 1 ...... 6!1/31 -

--

49 - CA State 5.25% 2:1/I1 -)l

51

- (A S~atc 5.0% - 10,1/1;~

C"

Intc~csl

Matured

I( .1/00

FINANCIAL DISCLOSURE REPORT

Page 7 of ]2

~.,.,~.f Pe,-~,,,, ~~,,,r~.~

Pfaelzer. Mariana R.

D~,e0f.ep,,r~
5/4/2010

VII. INVESTMENTS and TRUSTS -- ~ ........ ~ ............. ,~,,,., lncludes tho~e t~f sp ....... d dependent children: see pp. 34-60 ~[:~ling i ........ ion.,.)
NONE (?~o reportable income, assets. ~;r mun.~actions.)
Descnp~ m oAssets Inc(,mc during (.)~()s~ vah~e z[ end Transacuon$ during repot n~ period

Pl~ce "O:)" ~fler each asse: exe~p~ from prm~di~closure

Amoum ~ 3 v ~c ~e~ (ode I ~ d~. ~em.

ka~uc ~. ~de 2

~Mtle Method

+[ ype ~.g.. buy. sell.

Date V~luv Gem ~mm?ddfyy Code 2 Code l

[denm~. o~ buycr.selteT

152.

- CA State Economic 5 0% !.l"0O -

A [, ; In[crcs~ L T

53.

- CA Sta~e Economic 5% - I/I.10 . - CA S~atc Economic 5 2~.,, - ll10 -

54

D B

Intcres~

55.

- CA State Public Work 5%- 1 ~t.1 ] - Lo~ A,,gel~s CA 3.6%- 611/11 - ~

Intcrcs~

Sold

6/15/09

56.

r~

lmercs~

Sold

)4i~ 9!09

57.

VR CA S~a~e Economic ~ f)% - v.. I:"3 -

lmcrc~

58.
59.

- VR. CA Stme Economic 3.5% - 7/I,23 - VR CA State Ecom~mic 5.0% - 7/1:23 -

C
E

Interest
Interest

M
()

T
T

60

- \.;R CA S~atc Economic 5.0% - 7/1:23 -

Interest

~6t. 62.

- Sacramento CA CIT 5.75%- 7/I/t3 - Soulh Orange County CA 8.0% - 8115.09 -

C ("

tntercsl

Matured

07/01!09

Im~r~st

Maturcd

8/17~09

63. 64.

- US Trcasu~ No~es 3.875 ~ 7,I 5. 10 .... D - US Trcasury Notes 4.25%- !/15/11 (

Intcrcs~ Imc,cs,

N M

T 3

65.

- US Treasu~, No~es 4.5% - I .. 5. 0

lmcrcs~

66.
67.

- US Trcasuo.. Notes 4.5%- 228/11 ):l

- US Treasu~ Notes 4.125% - 8/15,,10 -

C
C

lntcrcst
Interest

M
M

T
T

68.

- US Treasu~ Notes 425%- 1(i15.10 -

Imcrc~t

FINA.NCIAL DISCLOSURE REPORT

N ...... fP .....

Reporting

DaleofRepart

Page 8 of 12 VII. INVESTMEN TS an d TR USTS ~ NONE .No repottable income, assets, or transactions.l
B. C D

(~"

~2)~

~1~

~2~

~1~

(2~

~3~

~4

~5)

~9. 70 71. 72. 73. 74. 75. 76. 77. 78. 70.

- US ~rcas~w5 No~cs 3.875% - 9/15/I. - US Trcasur; Notes 3 625% 1;15:10 - US TrcasuQ_ Nom.~ 3.625% - 6/15/t0 - US Treasury Notes 4.625% - 8,31.1 I - US Treasury Notes 4 5% - 9/30.t1 I - US TreasuW Notes 4.5% - 9/30/I 1 -~

E D C D D B

[ntcrcsl lmcrcst Interest lntcrcs~ Interest Interest

N M lvl M M M

T T T "1 T T Buy Buy eaddl Buy 02,11~/09 02/03i09 06/22;09

- US "rrcasu~, Notes 4.625% - 10;31!1 add~ - LIS TrcasuO" No~cs 4625% - 103i/I 1 - USTrcasu~ Noms 4.875% 7/31/11 - US TrcasuD Notes 4.875% - 7/31/I I B D B Interest lnteres~ Interest M M M T T "[ Bu? a ddl ) Bn? t~u? I addl} ~,4~09 02103,;~)9 ~16.22,(b~

~82. 83. 84. 85.

- US ]rcasuQ Notes 4.875% - 4~30/I I - US Trcasu~ Notes 4.S75% - 4/30,[ I - LJS Treasury Nolcs 4.875% - 430~11 -

C C C

lmercsl Interest lntcres*

M M M

"l T T

[~uy Buy Buy

03!0~a~Oq 3:26.09 (M/06;09

FINANCIAL DISCLOSURE REPORT

Page 9 of 1 2

N ..... of P ..... Rep,wtblR

I) .... fReport

Pl~e~.er, Mariana R.

5/4/201

~ NONE (No reportable income, assets, or rr~n.saction.s.) C. D

- US Treasury Notes 4.875" ~, - 5,3 I. ] t [87. 88. - US Treasury No~cs 4.g75q. - - 5:31t ~ - tJS "lrcasu~ Notcs 5.1255b - 6/301 l ((" C ("

lntetcsl Inn:rest hne~cs~ Intercg~ Interest Imcrcst C Intcrcs~ Intercs~ [ B lmcrcs~ lntercsl

M M M M

T T T T

Buy Buy ~addl) gov " .... Buy {addf) l" Redeemed Buy Buy Buy

03/09/09 4/6/09 6~2109 06/22/( 9 11/15109 02i0909 02/09/09 02/09/U9

M M M M M M M M .

~89. Treasu% Notes 5. ~ 25~;,_ - 6/30.11 - US ,

~ 90. 91. - US TrcasuD, Notes 4.625% I I;! 5i09 - US Trcasmw. Notes 4.5% - 11/30/11 - ~ US Treasury Notes 4.625%. 12/3 I/I I ] 93. 94. 95. ~}J~J~lrcasu~ Nolcs 1.75% - I 1/I5/!1 _ ,96. 97. - t)S Trcasu~ Notes 1.75% - 11, !5/11 - US Trcasu~, Notes 1.75 ~i, - I 1 15q ~ - US Treasu~, Notes 4.75% 1/3 ltl 2 - US Treasury Notes L75% - t 1/15/I t -

M M M M M k.1 M M

T q T T T 1 T T

(addj)Buy Buy Buy Bt y

2/23/09 6,2210o 9"4/09 2.34)0

M M M M

~l B [ A ,X

lme~cst Interest In~crcst

~ add ~ , 101. - USTreasur? Notes 0.875%, -3/31111.(1% - I.15./I 2 : 15/12 A A Intcrem j ln~ercst lmcresr M M M T T "g Buy laddl) Buy Buy ! ,20/09 331/09 __ M M ""

102. - U,. Trcasu~ Notes

FINANCIAL DISCLOSURE REPORT Page 1 0 of 12

Pthelzer, Mariana R.

5/4/20|0

VII. INVESTMENTS a nd TRUSTS -. ~ ........ ~ .......... ,~0..~ a.~.~,,,.,~o,,, oz~, ....... ~ a~,~.a~., ~i~a .........
~ NONE (No reportable income, assets, or transactions.]

~ .................................... D. ........ C
(I) ~2~ i]~ ~ (2} ~1~ 3:, (3)

(Q W ~

1(~4. - U~ "trcm, u~ Notes 1.375%- 5zt5.12 -

Buy

I I.~20/09

1{!6 107 I(}~

- US

~reasurx. No~cs .5% 7: 5 2 C _ C D A A [nteresl lnteres~ Rent I ntcrcst i Distribution M M I T T U

Buy Buy ~uy (addl)

I 1:20/09 02,,24109 03/09/09

M M M

- US Treasu~ Notes 4.~5 3/31!11 . - US Treasury Notes 4.75 3/31/1 I .

109, 2010 gese~,oir RD lnveslors LLC-Ma~Ian( I0 II 12. "lr~st # I- hcadcr [ I 13 - Sharcs Wclls Fargo Govt Mo~ev Market fqmd

, Sec Section VI I I See Scclion Viii

Dividend

FINANCIAL DISCLOS URE REPORT Page 11 ofl2 VIII. ADDITIONAL INFORMATION OR

VII. page 4, # 2 Dis[rJbulio~ l~om # VII. pa~~ 4, f; 5. l)istribu[ion from ~ VII. pa~e 10. ~ I I0. Inmrest from ~ VII page l~J, g l1 I. Dist~bmion from

FINANCIAL DISCLOSURE REPORT Page 12 of 12 IX. CERTIFICATION.

~ ....

fPerson Reporting

Date of Report

~f~eUer. M~,i-..,a R.

5/4,20.I

I cerlify that all information given abnve (including information pertaining to my spouse and minnr or dependent cbildren, if any) is accurate, true. and complete to the best of my knowledge and belief, and that any informalion not reported was withheld because it met applicable statarory provisions permitting non-disclosure. 1 further eerti~, that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 51}1 el. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAl, WHO KNOWtNGLV AND WILFULL~ FALSIFIES OR FALLS TO FILE THIS REPORT ~dAY BE SUBJECT TO CIVIl, AND CRIMINAL SANCTIONS (5 [!.S.C. app. 104)

FII.ING INSTRUCTIONS Mail signed original and 3 additional copies Commitzee on Finaneia! Disclosure Administrative ()ft~ce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washinglon, D.C. 20544