Professional Documents
Culture Documents
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I. icr~on Reporting (i~l ~alnc, first, m~ddic init[M) t tcnt~cn, Jimm L. 4. Title (Article III judges indicate active or senior slams: magistratc judgc~ indicate tall- or ~afl-tnnc) Chief District Judge-active
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7. Chamb~ or Office Address John Paul I lammer~hmid~ ~ederaI Bldg 35 East Moun~in Street Yayeilevi[Ic, AR 72701
5b. ~ Atncadcd Rcpo~ 8. On the basis of the information contained in this Rcpo~ and an~ modifications pcrlaining Ihtrcto, i~ is, in my opinion, in compliance with applicable laws and r~olalion~. R~*iewing Officer .......... Dale
IMPORTANT NOTES: The instructions accompanying th~ fvrm must be followed. Complele all parts. checMng the NONE bo.r for each part where you have no reportable information..~ign on lastpage.
II. AGREEMENTS. tgt, portinA, indi, iduM onh,; seepp. 14-16 of filing i
~ NON E (No rt7.,orta!,le t~greements.) DATE PARTIES AND TERMS
Hendren, Jimm L.
05.,12,2010
! I 1. NON-INVESTMENT INCOME. (Reporlingindividualandxp ......... A. Fliers Non-Investment Income NONE (No reportable non-investment income.) DATE
3. 4.
B. Spouses Non-Investment Income - t/),ou were married during an.iportion af the reparting year. complete this
~]
I. 2. 3. 4.
5.
llendren, Jimm L.
05/12/2010
V. GIFTS. (lnctudes those to spouse ana aependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
I. 2.
DESCRIPTION
VALUE
4. 5.
VI. LIABI LITI ES. a,c~,,des ,h,,~ 4.~P ...... d dependent children; ~e pp. ~ ~-~ 3 oJfiling in~tructlons.)
NONE (No reportable liabilities.) CRED|TOR
1. 2.
DESCRIPTION
VALUE CO~E
3.
4.
m,,.oPa,.~}r, (15/12/2010
~=e. , ........lions (Includes tI ...... Csp .......d aepenaent hildren; ,eepp. 34-~0 of filing ~ ....... "lion,.)
~ I)al~ mnrd~i.~
tmnsactkm}
3. 4. 5. 6. 7. .~. 9. 10.
Arrest Bank IRA ~1 -BridgcB, ay FD lnc -Calatnos Growth Fund -I.}WS lnvcstmcnls TR -Eaton Vance Incomc Fund -Blackrock Large Cap Fund . [3ull"alo Small Cap Fund -Dodge & Cox Income Fund
13
Dividend
T Sold Sold Sold Sold 07/29/09 J 07/29/09 J 03/27/09 07/29;09 J 07~30,09 K 06.03/09 J 04/29/09 J J
A A A A A A
K J J J J K
T T T T T 1
I I. - Forward Small Cap Equity 12. 13. t4. 15. 16. 17. -Goldman Sachs TR -Itarbor Fund Intcmalitmal -tla[bt~r lntl Growth Fund -Ilarbor Small Cap \"aIue hlst -llarbor Small Company -Ilotchkis & Wiley Funds
(including ~st assets) Place "(X Y after each asset cxcmpl from prior disclosure
~ rcpo~iog ~ri~ [ (~) Amount Code I (2) T~ (e.g.. div..rcnk j or int.) [ [A-tt) ~ A A A A Dividend Dividend Dividend Dividend
of reporting period 0~ ~2~ Val~ Valet Code 2 McthtM (.I-P) Code 3 IQ-W) .1 K K J T T T T
~3) ~4) Value Gain Date m~"ddy~ Code 2 Code [ !A-!I) ~ O-P) ;~ 10/23/09 J
IS. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28.
29. 30.
-Janus Investment ~und Artio Global In, Funds -Lazard Funds lnc -MFS Serie:, Tr ! Value fund -Oppenhehner Main St Sm Cap Id -Oppenheimer [nll Growlh -Pimco I"ds Pac In.st Mgmt Series -Pimco Fds Mgm| Scr- Commodity -Rainier Funds Mid Cap Equity, -Ri,.ersource Mid Cap Value Fund -RS In~t IR Global Natl Rcs I"u~v.l
-Stralton Ftlx Inc Small-(.ap Vahrc Fd -I(W t:nnds Relative Value
Buy
Buy
07/30"09
06/02/09
Buy
07,29/09
07/29;09
-T I,Io~e Price l~.cal I.xtaw Fund lnc -Touchstone fnsll |"urals Ir Sands Growth -WI khtl CRM Mid Cap Value Fd -Wells Fargo Ad.anlage I:ndcavor
Dividend
J K
T T T T
Buy
07,29/09
A A
Di,idend Di\idend
J K
I
~ ~ ~ " 3pc (c g., buy se rcdcmption~ Transact[t~lls dining rcp~ing period
05.12/2010
35.
Stfld
07;29ff~9
38. 39.
40
A D
lnt.iDiv. Dividcnd
K N
T T
41.
N ....
,,.,~o,.~,.~, I
05, 12.~2010
Ilendren. Jimm L.
Date of Reporl
05,"12/2010
Ite.dren, Jimm
L.
I cer|ify that all infi~rmalion given above (including information pertaining to my spouse and minor or dcpeudent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported ~as withheld because it met applicable stalutoo provisions permilting non-disclosure. I further cerllfy that earned income from outside employment and honoraria and the acceptance of gifts which bare been reported are in compliance wilh the provisions of 5 U.S.C. app. 501 el. stq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANV INDIVIDUAL WtlO KNOWINGLY AND \VII.FULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAl, SANCTIONS ~5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committcc on Financial Disclosure Adminislrativc Office of the United Slates Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544