Professional Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..~.~ 101-111)
I. Person Reporting (last name, first:, middle initial) SEYMOUR, STEPHANIE K. 4. Title (Article III judgrs indicate active or senior status; magistrate judges indicate full- or part-time)
7. Chambers or Office Address 4-562 U.S. COURTIIOUSE 333 WEST FOURTH TULSA, OK 74103-3877
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable law~ and regulations.
Reviewing Officer
Date
IMPORTANT NO TES: The instructions accompanying this form must be followed Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
II. AGREEMENTS. mepor~ng individual only; see pp. 14-16 of filing instructions.)
~ NONE (No reportable agreements.) DATE
Seymour, Steohanie K.
DATE
INCOME
(yours, not spouses)
2. 3. 4.
B. Spouses Non-Investment Income - If you were married daring any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
--]
1.2010 2. 3. 4.
~]
2. 3. 4. 5.
SOURCE
1. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIAB ILITIES. a~ct, aes those 4 ~o.~e a~d de~,e~dem ~n i~a, em ,ee p~ ~ ~- ~ ~ of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
SEYMOUR, STEPHANIE K.
V 11. INVEST MENTS and TRUSTS -i .... e, value, tratt~actions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlon~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust asset~) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) ! Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mrnldd/yy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private wansaction)
Code 2
(J-P)
Method Code 3
Bank ofOkla. Accts F&M Bank Accounts Lot in Mr. Crested Butte, CO (purchased 8/2004 for $875,000) IRA #1, Merrill-Lynch, Tulsa Brokerage #1 -ML Bank Deposit Program Brokerage #2 -Merrill Lynch Cash Fund -BOK Fincl. Corp. New (BOKF) Brokerage#3 - M-L Cash Funds -BOK Financial Corp. -York Tot Access II LLC Class C IRA #2 -M-L Cash Funds -BOK FinanciaINew (BOKF) -York Access Ltd Class C
E A
PI L O
T T R Closed
04/16/10 M
lnt./Div.
Interest
Closed
04/16/10
A A
Int./Div. Dividend
Closed
04/16/10
N L
A C
Closed
03/30/10
M PI N N O N N
Int./Div.
I. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codc~ (See Colurara CI and D3) 3. Value Method Cod~ ISce Column C2)
A =$1.000 or less F =$50.001 - $ 100,00Q J =$15.0(~0 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.(~0.000 Q =Appraisal U =Book Value
B =$I,001 - $2,500 G =$100.001 - $ 1.000.000 K =$15,001 - $50.000 0 =$500.001 - $1,0(~,000 R =Cost (Real Estate Orlly) V =Other
C =$2.501 - $5.000 It I =$ 1.0Q~.001 - $5.000.000 L =$50.001 - $100.0OO PI =$1.000.001 - $5,000,0~0 P4 =More than $50.000.0130 S =Asscssmcnl W =Estimated
D $5.0~1 . $15.000 112 = M ore than $ 5 M =$100.001 - $250.000 P2 =$5,000.0OI - $25.000.0~) T =Cash Market
E =$15.0~1 - $50.000
d dependent
D. Transactions during reporling period (I) Type (e.g., buy, sell, redemption)
i
] 18. Brokerage 04 -Sch Muni Money Fund (SWXXX) (cash
19.
None
Closed
03/17/10
equivalent)
20. 21.
22.
A
B
Int./Div.
Interest
K
M
T
T Open 06/29/I0 M
23.
-Community West Bk CA CD
Interest
Open
04/07/10
24.
Interest
07/22/10
-Four Oaks B&t NC CD -GE Capital Finl UT CD -Tenn Commerce Bk TN CD -The First Na ME CD -Ist Rep Bk BofA CA CD -Ist Rep Bk BofA CA CD
-lst Sec. Business Bk CA CD
C C B B B B
B
M M L M L L
L
T T T T T T
T
M M L M L L
M
32.
IRA #3
33.
None
Open Open
04/16/10
34.
Dividend
03/30/10
PI
I. Income Gain Codes: (See Columns B I and D4) 2. Value Codc~ (S~c Columns CI and D3) 3. Value Method Codes (See Column C2)
A =$1,000 or le~s F =$50.001 - $100.000 J =$15,000 or less N =$250.1301 - $500.000 P3 =$25.0~3.001 - $50.000.000 Q =Appraisal U -Book Value
U =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15,0OI - $50.000 O =$500.001 - $1.009.000 R =Cost (Real Eslate Only) V =Olher
C =$2.501 - $5,000 I I I =$ 1.00O.001 - $5.0~0.000 L =$50.001 - $100.0oO PI =$1.0~0.001 - $5.000.000 P4 =More than S =Asscssmem W -Estimalcd
D =$5.001 - $15.000 112 =More than $5.000.000 M =$10~.001 - $250.1~0 P2 =$5.01~.001 - $25.000.00~ T ---Cash Market
E =$15.001 - $50.000
V 1 I. 1 N V E S T M E N T S a n d T R U S T S - i ........olue. transactions (Include~ those of spouse a .d dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period Gross value at end D. Transactions during reporting period
(i)
Place "(X)" after each asset exempt from prior disclosure Amount i Code I , (A-H)
(2)
Type (e.g., div., rent, or int.)
(2) (3) (4) Date Value Gain mm/dd/hly Code 2 Code I (J-P) (A-H)
(Q-W)
Open
03/30/I 0 03/30/10
O N M M
Sold (part) Sold Brokerage #6 -Federated Capital Reserves (Cash Equiv) -BOK FinancialCorp. New (BOKF) Brokerage #7 -Federated Capital Reserves (Cash Equiv) -BOK Financial Corp. New (BOKF) A D Interest Dividend L PI T T Open A A Interest Dividend N L T T Open
05/20/10 05/21/10
04/16/10 04/16/10
03/30/10 03/30/10
1. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes 1.See Column C2)
A =$1.000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.0OO R =Cosl (Rcal Estate Only) V OthcT
C =$2.501 - $5.000 III =$1.000.001 - $5.000.000 L =$50.001 - $10~.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.0~O S =Assessmcn! W Eslimatcd
D =$5.001. $15.000 112 =More than $5.000.000 M =$10~.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =C~h Market
E =$15,001 - $50.000
Date of Report
05/11/2011
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best.of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544