1. Person Reporting lia:~t name. first, mtddle mitml) JACOBS. DENNIS 4. Title ~..

\rt~cle III judges )ndicate acnve or ,,enior statu.~. magl~trale judge~ indicate tull- or parl-6me~ Circuit Judge- Active

2. Cour~ or Organization Court of Appeals. 2d Circuit 5a. Report T.,pe (check appropriate v:pet ] Nomination. t__.l~ Initial [2,ate ~ Annual i~] Final

3. Date of Report 05/04/2010 6. Reporting Period 01/01/2009 to 12/31/2009

5b. [] Amended Repo~ 7. Chamber,, or Office Address U- S. Courlhouse 500 Pearl Street Ne~\ York. N.Y. 10007 8- On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Rcvie~ ing Officer

Date

IMPORTANT :YO TI:S: Tt~e instruction~ accompanying this.[brm mu.W be fi~llowed. Complete all parts,
checking the .\0% E box fi)r each part where .to, have no reportable information. Sign on last page.

I. POSITIONS. IReporting individual onh: .~ce pp. 9-13 ,~]" filin~ ........ "rio ......
~ NON E (No reportable posimm.s. ~

POSITION

NAME OF ORGANIZATION/ENTITY

.4

r---~ -~
c-_ !1. A{;REEMENTS. ,u,.; ......... ;,,a;,-is,o;,,,,;, : ,,.,. ;.;,. ;s-;~,,n;;;,,~, ......... .........
7~.2"

--

!T-t

c])~" "~

DATF

PART ES AND I-FRMS

Jacobs, Dennis

 FINANCIAL DISCLOSURE REPORT Page 2 of 9

[ JACOBS, DENNIS

o ,eo, Repo.
05/04/2010

III. NON-INVESTMENT INCOME. ~R,porti, u inai,,ia.~ o.d ~,o~,~,: ~. p~ z z-:4 oZ~ i.~,~.io.~)
A. Filers Non-Investment Income ~ NONE (Noreportable non-investment lncotne.) DATE SOURCE ~ND TYPE INCOME
(yours. not spouses}

B. Spouses Non-I nvestment I ncome -/fy,,u ~ere married during an)portion of the reporting.rear, complete this section.

NONE t,\~o t~porttti]le non-im~.~tment income.) DATF~ SOURCE AND TYPF,

I V. R E 1 M B U R S E 5 i E N T S ......... , ..... i,,n- ~,,d~oi,,t,./i,,,d. ," ....... i~

NON [-~ ~.\:t~ r~porl~d~h: r~i~[~t,.vtv;lt~it.v. ~ SO[rRCE I. Ncxx York Intellectual Property La~ Assocumon Brot~klx n La~ School DATES March 27 - 2S. 2009 LOCATION Waldorf Astoria ttotc[. New York Cilx Brooklyn. Nev, York PURPOSE Recipient: Outstandin~ Public Service Award Judge. Prince Moot Court Compelilion Recipient: William 1!. Rehnquist Memorial Award tbr Public Service Speaker; ARIAS 2000 Spring Conl~rcncc ITEMS PAID (3R PROVII)ED Mc:ds. lodging

.A~nl 4. 200~)

Meals

3.

Boston (ollcgc Law School Federalist Socicl.v

April iS, 2009

Newton. Mass.

Travel. meals, lodging

ARIAS - US. Inc. IAIDA Arbitration Reinsurance & Arbitration Society~ Corncl[ Law School & (orrtcfl Law School

Ma.v 5 - 9. 2009

Pahn Beach, Florida

Travel. meals, lodging

5.

October 27 - October _ ). 200-)

Ithaca, New York

Distinguished Jurist-in-Residence

Tt~r,cl. mc:fls, lodging

FINANCIAL DISCLOSURE REPORT

Page 3 of 9
Federalist Society
6, Norlhern Di.,,trict of New fork Federal Court Bar Associatior~ December 10 - 11. 2009

Name of Person Reporting

Date of Repor~

JACOaS, DENNIS

o5/04/2010

Albany. New York

Speaker. Annual NDNY FCBA Annuai Dinner

Travel. meals, lodging

Page 4 of 9

JACOBS. DENNIS

05/04/2010

V. GI FTS. a,,c~d,s those to sp ...... d dependent children: ~ee pp. 28-31 of filit~ in.wruction~$ ) n
~ NONE No reportable g~s.)

~
1. New York Intellectual Property Law .-~ SSo1allort

DESCRI PTION
Steuben ~.a~s sculpture "Star Slream" g~ven as Outstandin~ Pub!ic ~r~lCe Award

VALUE
$900.00

2. 3.
4. 5.

NONE tNo reportable liabilitic.s.) CREDITOR DESCRIPTION VAI,UE (ODE

3. 4. 5.

PageFINANCIAL5 of 9 DISCLOSURE REPORT ]

osJo~;2oto

VII. INVESTMENTS and TRU STS - i ........

.t.e. transactions (Includes those o/sp ......

d dependent children; see pp. 34-60 of filing instructionso

NONE (No

reportable

income, assets,or transactions.) B. Income during repomng period ~I) Amount Code I ~A-H) ~2) Y~e ~e,g., div.. rent, or ira.) C. Gross value at end of ~ing period ~2) (I) Value Value Method C~le 2 (J-P} Code 3 (Q-W~ D. Transactions during re~mng period ~1~ Type ~e.g.. buy. sell. re~empnon~ (3) Value mm.d~:~ Code 2 (J-P~ t2) Date ~4) Gain Code ~ 1A-H) ~5~ ider,~ of buyer:seller (if private transaction ~

A, Descnpuon of As:~e~s ~ mclumn~ l~s~ assels ~ Pl~ce "(X)" after each asse~ exempt from prior disciosure

t.

Muni Bond: New York NY Ser D FGIC I L:I 8;97 Muni Bond: Long Island Pwr Au Elec S~s Gen Rv-A 5;I 98 Muni Bond: New York NY Ser H-FGIC-TCRS UNLTDTAX 3~29:01 Muni Bond: New York ST DORM AUTH REVS SER-B-E.T.M. 7;U90 Muni Bond: New York ST URB DEV CRP RV-B-CRCTL FACS I I 1.98 Muni Bond: kl NY Pwr Au Elec Sys Gcn Rv DTD 5 I 9g Muni Bond: Grcen~ich NY Ccm Sch l)is~ Rldg DTD ~ 24 02 Mum Bund: NY St Twy Auth t lwy & Brdg RRIg Ser (" ? I 02 Mum Bond: NY St TWY Aufl~ [twy & Brdg RRIg Scr L ~I)T[)? I 02 Muni Bond: NY St T~v Aufl~ I Iwv & Brdg RtUg Set ~] DTD 7 I 0~) :Muni Bond: NYS F~y .Aufl~ S~c (ore Rc~ Rtdg I)TI) ~ - 02 MuniBond:NY St DCCorr & Youfl~l-ac~ Svc tonlract ~ I 26 02

lnteresl

Matured

0801109

2.

lmerest

Matured

12/01.O9

3.

lnlerest

Malured

03/15"09

4.

Interest

Redeemed (pan) Redeemed

05/18/09

5.

Imerest

O1 ,Ot 09

6.

Interest

7.

(" " C

In~er~t Interesl

L L

T T

~.

9.

Interest

10.

Interes~

! I.

Imcres~

12.

Inlcresl

(NMTY 3 3 05 14. Mum Btmd; NY( (i (} Scr [-~ ROt" FSA [ I H) D4 Muni Bond: NYNY Scr I. MBIA IBC 6 I0 q7 [~ Inlcrcst K T 12 Or 09

15.

tmercst

Redeemed

16. Mum [~ond: NYNY Set H-F(iIL" 3 29 (ll

Interest

17. Mulli [~tmd: NYNY Rldg-ScrG4* 3 {12

tmcres~

FINANCIAL DISCLOSURE REPORT Page 6 of 9 VII. INVESTMENTS and TRUSTS - in,. ......
[~l NONE (No

~ ....of Person Reporting

Date of Reporl

JACOBS, DENNIS

05/04/2010
d dependent child ....... pp. 34-60 of ~ding instructions.I

~.e, , ....... ,io,~. (Includes those of sp ......

~. c.
Gross value at end of repomng period
(I) 12) ~1)

reportable income, assets, or transactions.)

k~ ....
Description of Assets lincluding trust assets) Place "(X)" after each asset exempt from prior disclosure
11)

Income during repoamg period

(2}

Transacnons dunn8 re~ing ~fiod

t2) 131 (4) (5}

D.

.Amount Code ] (A-H)

T~e ~e.~., div.. renL or inL~

Value C~e 2 I J-P)

Value Method C~e3

(Q-W)

T~e te.g.. buy. sell. redemption)

Date Value mm d63~ Code 2 t J-P)

Gain Code I (A-H)

ldenti~ of buyerseller (if prwale

l~nsaction)

18. 19. 20. 21. 22. 23. 24.

Mum Bond: NYSt.Thmway Auth. 2nd Highway & Bridge 9/8/05 Muni Bond: NYSI. Thruway Auth. 2rid Highway & Bridge 9/8/05 Muni Bond: NYC G/O Ser.O 6/2/05 Muni Bond: NYC G/O Ser C 8/3/05 Muni Bond: NYSt. Thruway Gen Re, Scr H 1011 07 Muni Bond: NYS UDC ST Pets Income Tax I 09 03 Monc.v Market: W~ ;;era Asset NY Muni Money Market

B B B B B C" A A F

lmcrest Imcrcsl Interest Interest Interest Interest Ira. Di,,. Intcrcst Int. Div.

K K K K K M N J Pl

T T T T T T T T T

25. Checking: Chase Manhatlan Bank, NY(" Fidelity Rolluver IRA 27. - Fidelity (ash Reserves Baron Grw, vth Fund
29, - l)odgc & Cox Stock Fund

Sold

1)3 I0 0)

30. 31.
32.

- Royce Total Return Fund - American Growth Fund of .-\morion

- Drc., fus Mid-Cap Fund

33. 34.

- Bond: Fedl I lome Loan Bank Bonds - 13ond: Fedl Farm Cr Bks Cons Bd

DISCLOSURE REPORT [ Name of Person Reporting

PageFINANCIAL7 of 9 I

Date of Repor~

VII. INVESTMENTS and TRUSTS -J.o.,., vaJ... ,,a.,ac,~,.s a.a~d~, tho.~ q..o~, and dependent children see pl~ 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A, Description of Assets f including wus! assetsl Place "(X)" after each asset =xempt from prior disclosure B. Income during reporling period ~ :2) Amount Type (e.g., Code i div., rent. iA-H~ or mr.) C. Gross value at end i of reporting period II) ~2) Value Value Code 2 Method Code3 U-P) : (Q-W) D_ Transactions during reporting period -II} Type te.g., buy, sell. redempttonl " " ~-:) ~3) Date Value mm~dcL"..O Code 2 (J.-P~ ; ii~ .............. ~5~ " Gain ldenti,.y of Code I buyer/seller (if private tA-H) transactiont

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45 4b. 47. 48. 49 50.

- Bond: Fedl Fann Credit Banks Funding Corp - Bond;Fedl Home Ln Bk 5~13/I1 - Bond: Fedl Farm CR Bks FDG 12!20/I0 - Bond: Fcdl Home Ln Bk 11/15/I - Bond: Fedl ]lome Ln Bk l l.t 5,1 ] - Bond: Fedl Itt:,me Ln BksGIbl 9,1,5.;13 - Bond Fedl [Iomc Ln Bk~, 02.13/05 - FideliL, (.ontrafund - T\,,eedy Bro\~nc Global Value Ftmd - IShare:,lBox Corp.Bt)nd Fund - Lt)~.~;~ Sa~ let, hi\ st (iradc Bond (L Y - ]{;tlOt~ Vancu Largt: Cap \"aluc Fund CL l - Bond: Fcdl |:artt~ Lr,..dit Bk 2:19, t6 - Bond: Fcdl Farm (rcdi~ 13k~ (t)nsl ~,41 g - kidcih3 US Government Rc~crvcs TIAA-CREF None L T Buy O2 20 09 ~) ] Sold Sold 03;12/09 I)3, 1009

.. FINANCIAL DISCLOSURE REPORT Page 8 of 9

I XamfPe~~ ReP"i"g JACOBS. oE~tS

05/04~20~0 l o.,ofRe -

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,~i~,, ~,,,o/~,~o~,~

Part VI Investments & Trusts: Line 26 Fidelity Rollover IRA: Please note that the Fidelity Spartan Index Fund was completely sold on October 9. 2008. It was erroneously listed as "pan sold" at line 34 in the 2008 Financial Disclosure Report. For that reason ~t does no~ appear m ~he 2009 Financial Disciosure Report.

FIN~xNCIAL DISCLOSURE REPORT Page 9 of 9 IX. CERTIFICATION..

o5/0~/201o

I cerdf.v that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported age in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle. N.E. Washington. D.C. 20544