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FINANCIAL DISCLOSURE REPORT FO R CALENDAR YEAR 2009

Rc~dcll. Mar orie O.

USCA - 3CA - Philadelphia

04q3/2010

123112009 5b. ~ Amended

U.S. Court of Appeals ~J01 Markct Street. Room 21613 Philadelphia. LA 1(}106-159N

~ itl~ applieablt, la~ ~nd regul:~tiun~.

IMPOR TANT NO TES: The instructionx accompanying this fi,rm nlt~t be fo/loned. Complete all parts,
eheckit~g the NONE box fi~r eae:h part wher~Dott ha~,e no reportable in~*rmati~n. S~n on la$t page.

1. P 0 S ! T I 0 N S. ~,.p ,.i.~ i,,~i,.i,f.ot o,,ls ..... pp. ~-~ ~ ol /ui, x.av,,.w i .......
~ NONE (No reportahleposttions.) pOSITION
I. 2. Membc~, Board of [)ireclors l)~r,.;to~ Meu~bcr. Board of Ovcrsccrs

NAME OF ORGANI~,ATION!ENTITY
Avenue ofihc Ar(s. inc. Regional Pcribrmmg Arts Ccnt~.r School of Nursing, University of Pcnnsylvaai~

I[xe~utrlx

Estate of(ien~ Hatkavy

NON E (No rel~ormble o,~reentents.)

DATE

PARTIES AND TERMS

Rendell, Marjorie O.

FINANCIAL DISCLOSURE REPORT !~ .....fe ...... ~,.~.or,i.~ ~e,,den. Marjt, rie O. Page 2 of 1 3 I

f~.t~.ofR,.,,,, 04.1~,/20~0

A. Fliers Non-lnvcslmenl Income NONE (No reFortable non-investmenl i:~come.) SQ[IRCE AND "IYP[~
~yours, not spouses) I.

[~. Spollse~s Non-lnvestment I ncome - t/).,,u were married during any p~,rtion of the r~portb~.g )ea& complete this

NONE

(No reportable non-investment income.)

DATE
1. 2009 2. 2009 3 2009

SOURCE AND TYPE

Philadelphia Spor~s Medi~ L.P. -TV Sports Commentator Commonweahh of Pem~sylvania. earmngs t~r seduces as Governor Ci~ of Philadelphia - pensitm

4 2009 5.

Univerr;i~y of Peru~sylvania - ln~.m~c~or

1V. REI M B URSEM ENTS ...... ~o,,. ~,,u~;,,,~,, p,ou. ,~ ......

~ NONE 0Vo reportable reimbursements.)
~ I Penn S~atc ~ 04:21/o~ - 04,22~09 LOCATI()N Umomown PA P~JRPOSE Speech at Pem~ ITEMS PAID ~)R PROVIDED Lodging a~ Nemacolin

An~encan Bar Asso

10 01,09 - 10/02/09

ttotel Sex - Chicago,. IL

Speech on Law- Related Edacalion Ke.,..Tv:~tc Speaker Gender Equahty h~stitut Steering Comn,iue Me,,:ting

Travel, lodging

3.

Pc~n(ORD

Itl 27 0t) - 10/28 09

Omm Wrn Penn Pittsburgh, IA -[he Nev.seum Waash~ngton.

Tra,,el. Iodgirtg

4.

Can~paign for the Ci",ic t.,lis.,,ion of Schools

102g,09

Travel, lodging

(Also see Vlll. ADDITIONAL INFORMATION OR EXPLANATIONS)

FINANCIAL DISCLOSURE REPORT

,~ ....... fP ....... R..v.,r,.,~

o~,,~

NON E (No reportable

~
I. flulade!lq~a O~chcs~ra Academy [}all tickets

DESCRIPTION

VALUE

2.

4 5

NONE (No reportable liabilities.) CREDITOR DESq;RIPTION

Mortgage on renal propcrty Loan ~m t]mc share umts

VALUE CODE
N 1.

I. 2.

(ape Savi~gs Bank. Cape May, NJ Marnolt Ownership Rcsorls. Inc

3. 4 5.

FINANCIAL DISCLOSURE REPORT

Page 4 of 1 3

~ ......[P .....R{p,arlin~

R,.,,~,,.. Marjurit O. ]

04 1~.201

NON E (No reportable income, asset.Y, or lransatltons. I

A B C. I)

Iq~ "~XY alkr c~h a~,el exempt from prio~ d~ch~.ure

Amount~ Type (e.g. Code I [ d~., rent, (A-H) ~ or i~l.}

V~lu~Co~c Z [J-P)

Value Mclh~ Code 3

~ypc (c ~.. b~y, ~Ll, redcmplionl

Date ~ Vakle :, Gain ~mm.dd.~y Uode 2 Code t ~ ~ iJ-P} ~ (A-H)

Idcnvi~y

I.

IRA g I -Adamx tlarkness Sm Cap

D~idcnd

PI

]. ~ 4. 5 : 6. 1. 8. I 9. : 10 ~l !,

-A~Jo hit ] [qui~ Fund -I~lackRo~k l.ow Dunllion Bd -l|randywlnc

2OOS Lmc 27 Buy 07/30U9 I. New 20~ Line 4 Buy (addl) 02/03 09 J 2008 Lmc 8 2(X}X Lino ~} Sold (part) Buy (addl) 07130.09 02/03 ~09 L J A 2008 Lmc 2008 Line

-DFA limergmg Mkls Core Equity -DFA hdl Value -I)FA nnc .,,car fixed -DFA L."S Large Cap Value -DFA U S Micro Cap -[)FA US Small Cap Value -Dodge. & Cox ~lock -FCder~ed 1-3 ~ear US Gov~ Sec. -First Eagle Overseas -Ilotchki:, & \\qlcy Large Cap Value -I h)lthk~s & Wiley Mid-Cap Value -Janus Ftmd

2008 Line 21108 l.me 2UO~ Lma Sold (pa~) 04/30 09 L A 2UU8 Line 2008 Line 2008 Line 14 I~lt*.," (addl) 02/0309 J 200~ I.inc 22 2008 Lit; 15

.~ 12 [ 13

14 ~ 15 16 17

FINANCIAL DISCLOSUP, E REPORT [age 5 of 13 V I 1. i N V ESTMENTS alld TR USTS - i,,,. ..........

~ A (I) Amount
~t~de ~ ~A-tt)

~ ...... f~ ...... ~o~,,,,,i.~ ~,~.~L Marjorit~ O.

I ]

~..,, .........,i,,,,, r/,,..~.,~.~ ,/ ......~t.,~,,,-,..,,a ~..~,.,,~,~i~a ........~,~..~-~0,,//i~i,~ i ........ -,i,,,,.~

B. t2) "1 ypc (e.g..
di~. rent,

NONE (No r~7~ortabh, intom~, (~.~stl.~, or transoclions.I f:. {t~ Vgl~e

Code 2

D ~2) V~due
~lctl~od

!tac "(X~" altcr each asset

exc~r~pt from prior discl,~sare

~l~ Type (c g.,

buy. 5clL

(2) O) ; (4~ Date ~ V~]uc ] Gain

mmdd.y~ ~ Cod~ 2 , Code I

(S~ [dcmlty of (ifpn~atc

Ot inl. I

U-I~

(.ode 3

redcmplion~

~ (J-l) ~ (A-H)

18. 19 20 21 22 23 24 25.

-Janus Overseas Fund -Nlctrupolilan West Toud Rettzn~ -N1ot~,.a~ 51au[cy Insl Emerging Marketx -Nlorgan S~anlcy lns~ Intcn)ation,~l Equity -Rovtc Opportunity -Royce Vz t e Plus -Schw,~b Ad, (.:ash Rcserv Prem 8: C[~sh -Third A\tmuc lnll Value -Thornbur~ Intl Value Buy (}2.0309 {,}d0l) J I 2{}08 Line 25 I" Bu~ 0,1/300) L

2008 Line New 2008 Line 19 2008 Line 20 200g l.in 17 2008 Line 18 200,~ Line I 2tK!8 Line 2,-I

2"!_ -Tun~cr Small C,ap Equity I 28. 20. 30. 31 32. 3~. 34. II~A g2 A l)~vide~d L [ -Westcore Intl Frtmlier -\,Vestcore/,lid-Cap Opportunity -Wcs ~ src ~I t o (~r)wth -William Blair Lg Cap Growth -W~lh.~m []luit Intl Stall C~p (~rtl~th Buy t)2103,09 l

2008 Lin,.." 30 2008 [.ine 26 7~}08 Line ~ 2008 l.inc 29 200~ Line 21 new

FINANCIAL DISCLOSURE REPORT Page 6 of 13

VI 1. I NV ESTM ENTS and TRUSTS - ; ............ a,~, ,..,,.,..~.,,, a,,a.:.., a, .... ~/~ ............ ~ 4.~.M..,,.~,iM.~,,; ~.,rP. ;;.~o ~11~.-~ ~-,,,,,,,i,,,,~,~
~
NONE (~ rvpormb!~ imom~,, as~vlL or A B.

(A-It)

or int)

I!-P)

Code 3

rcdcmpiionl

(J-P)

(,t-HI

(llprltalc-

35 36 3~. ]8. 39. 40 41. i q2.

-FirstEaglc (ilobal (:lass I

200~ L iil 32

-Schwab Adv Cash Reseia Prem & Cash -Thombcrg Vah~ Fund -William Blair 6rowfi~

21~S Line

2008

IRA #3

l)i~idcnd

-A~i~ Iml Equhy Fund -DFA Emcrmn~ Markc~ Core Equity

2(~)g Line 41 2008 [.inc

4~ 44.

-DFA la~l Valu~ -OPA ()n: Yr

46

-ttotchkis & Wiley Lare Cap Value

200g Line

48 49.

-Mol~n [tan!~b Illll Eqaily -Ro)~ ()ppo~nil). I;ui~d

200~ Lin~ 42 i ]1)0~ I.m~ 44 Buy 02103.09 J New 2008 Linc ~5

-Royce Value Plus 51. -Schwab Ad~ Cash Rescr~ Prom & Cash

FINANCIAl. DISCLOSURE REPORT .~ ......tP .......~,..o,,,,,~

,,.,e,,~ a~p,,.

Page 7 of 1 3
V! I. I NV ESTMENTS and TRUSTS - ~,,,. .........

R~,,a~,. ~larju,it~ O.

03

.t ............ .,io,.~ a,,,t.a~, ~/ ...... 4,,~.,..,* ,,.a a~.a~.~ .~,ita~.;.,~ ~. .~-~o ~1~,.,~ i ........
B. C D

Pla~c "(X)" alt~-, rach asset exempt l}om pr*or d,~losure

Amoura 3"~ (e.g. Code I ? di~.. rcl~t. : or int I

""

Val~ Code 2 {J-P)

~ Value Meth,~d . Code I

"IH~ {e.g., buy. sell, ~cdcmphunl

[ Date ] Valt~c Gain [mmddy). I Code 2 Code I (J-P) (A-It)

Idctltil}- of buyer seller

52. 53 54

-Third A~c Iml Value -rumor Core Grm~th -Tumor Small Cap Eqmty -Westcore Mid Cap Oppommity

2OOS Line ~5 2008 Line 46

2~ Line 53 [lu~ taddl) Buy (addll 02/0309 J J 2008 I.me 4R 2OOS l.ine

55.

~56. -Wcstcor Midco Growth 57 5~. 5~ ~60 IRA ~4 -Adams Harkncss Small Cap Gro~vlh - Brandyw ne Fu ~t -Dodge & Cox stock -Morgan Stmdey lnlq Equhv -Schwab Adv Cash Reserv Irem & Cash

02/03.O9

Dividend

T 2 0~ I.me 5~ 2t 08 Li~}c 51 ~ ..0(,, Line 5] 2(l(Ig I iue 54

61. 62

63

200S Line

65 66

~tio hWl Equip Fund Baron G~owth

B A

Dividc~d I)i~ ~dm+d

K K

1 "f

200X I.inc 77 20{}s l mc 63

,7

Beckman Coulter

:\ B

D~\ Idcnd Dividend

K K

T 1

2fKlS 1.me 5(, 20flX l.me 57

6,~ Ctrca (Jola

FINANCIAL DISCLOSURE REIORT

l~tge 8 of 13 I

NONE (No rtDol&~l~l~" in~om~t, ~.sel,~, or

A B (. D

Pla~e "(X " ali~.r ~ach a~s~! exempt fr~m~ pr~tw disclosure

Amo~n~ ~) pc (~.g.. Code

kal~e

V~Ioo

Type e.g.

Da~e . Value

Gain

Idcnli~) of

b9 7<1 71.

DFA Emerging Markets (ore Equity DFA Shom ]erm Muni Bond [ DEA Tax Managed lntl Value DFA Tax Mgd US Mklwidc Value DFA Tax Nl~d IJS [argc~ed Value DFA LIS Micro C~p Dodge & Cox S~ock Federal Na~l Mungagc Assoc. teder~ted Short Term Muni ll~md Fund First ta~le ()~erse~s CLI General Electric - common s~ock GlaxoSm~lhKlme Ilolchkis & Wiley Large Cap Value IIo~chkis & Wiley Mid Cz~p k~lue Janus Fund

D+~idend

2008 Line 65

A A

1)~tdend Di~id,:nd Div~dcml

K K K I K J

T T "! T T T

20g~ Line 66

72 ?3. 74 75 70 77

2008 I.ine 20~)g Liue 67

A A

D~idend Dividend None

21~0g Lmc 09

200~ Line 70 2~)~ Line 58

~8 3~) ~) ~1 g2.

A I1

l)i~idend D~ idcnd

K K

T T

20~8 Line 71 2~()g Line 59

A A A A A Di~ idend D~idond Dividcnd .~ K ["

T T

2(~l)g Line 73 20~)g Line 7~

~3 84 ,~

Janu~ Mid Cap Value Janus Overseas Fund

-I

2008 I,me 76

FINANCIAL DISCLOSURE REPORT

Rc|,dcl ..%larjori~: O. ]

D ......

Vl 1. ! NV ESTSIENTS a nd TR USTS - ~., .......... t ............

~ NONE No r~g)ortable inconw, a.sxets, or transa~tion. )

}~7
89 I)ll

~l~"tlopolllall West

Return

Di~idcmt

I.

R(>)ce OppoRunil}, FUlid Schwab Money Markei .{ Cash

A A

l)il idcnd l)i~idcnd

K L

"[

200X I.i,le

92 93 94 9~

]bird Avenue lntl Val.c Tunwr {_ore Growth Turner Small Cap Equity W;ll-Ma[t Stores. Inc

A A

Dividend Dividend None

K K

20o~ line

l)kldcli~t

97

Wcstcore Mid Cap VMuc

Dividetld

"1

iv)

WiIItaill i3la{r Large Cap (Jrtl~

Dividend

101

$chroder ~horl ]er~ Mtini ~oml I:und

tt

Dividend

Sold

12,17 09

105

DFA One Year Fixed Income - So,. Pa,-1 VIII Fo~" # 105-125

B A I~

IJividei~d Dividend Dividend None

1.

1+ Dish-ibuted Distributed Dislribulcd Distributd Dislributcd Dislrihuted Distributed Distribu!ed Distributed Distributed Dislribuled Distrilmlcd Dislributed Distributed O4..2309 0423 u) 04:2309 04,2309 04~23 0~ 04,23 0~+ 04/23 "0q 04/23 0o 04,2~01 04:23.09 04:23 t~t~ 0423 (1~ 04/23 09 04,23 (}~ K L K .I .I K I J J .I j K K J

7OOS L.iiic 97 200R [ me ~) 2(~)x I.ir, c I{~O 2008 lane lill 200N Line 102 200S Lmc 104 2OO,s Line I ~5 21R)8 l.ir!c 106 20Og I_i~e 107 200s l.me IIJ.~ 2~JS l.irrc lift 200X l_me I I0 200g Li~c I l 2~Jg I_it!e 112 2008 [,it+C 113

100. Merck & Co Inc 107. Pfizer Inc 108 Brandywine Ftmd 109. DFA Lmergme Markms ~q I I0. III DFA Infi Value DFA Tax Managed US btarkev

A A A

Di~id~ml Dividend Di,.idcml Ntme

112. I)FA US Small Cap Value I I l. DI-A US Micro (ap 14. Fir.q Eagle t),er.+,as CL 1 15 Ilotchkis & %kllc} [.urge (ap kaltlC I~ Ilotchki~ & Wdcy Mid Cap V+,luc t7. Janus Fucld Ig .lai~u~ Ovcrceas 119 Moruan Slanlcv last Intl Eqmty -\

Dl~idCn| None Nol}c Nrmc Novae Notre None

FINANCIAL DISCI.OSURE REPORT Page 11 o[" 13

,, ........~~ .... ~,.~,or,~.~ Re,,da~, :,~,,~o,~ o.

[ [

. ..... ,~

V 11. I N V E S T M E N TS a n d T R U S TS -- i,,,. ........... .,~o,, tl,,,.h,d,- th ......V ...........del,en,h,,,t ,hitdren.,ee IP. 34-60 o]filing .......... "ti,,n,.) ~ ............. t I ~ NONE(AO rcpurtable inc~mlc, a.scI.~, or Irtltrv~t(liot~" I

P[U~2 "iX}" illtel each asset exempt frt,m pltt~ tli~closure

Amount i ~ypc (e.g.. (ode I ~ di~ . rent. iA-H) or int.)

Vah,c (~,dc 2 {J-P)

Value Mctllo,] t~lc ~

"[y[x (e.g., buy. sell rcdcmplionl

Dine Valtlc :mmidd y} Co0c ] :, ~ il-l)

Gain Code I (A-H)

ldcntit~ of

120. Royce Oppormnily Fund I I 121 Sound Shore Fund

None None Notre None

[hstribulcd Dislnbttted Distributed Distributed l}i~tributed D~lributcd

04,23 09

J J .I J I I.

2008 Line I I 200S Line 1 2003 [mc II 7 200g I.mc I

04~23.09 i 04/2309 04;23,09 04t2~ 09

122. Tlurd Ave Infl Value 123. We~tcorc Intl Fronlier Re~il 124 Westcore Mid Cap Value Retail

None None

201}S t,nc 2008 I inc 1211

125. Sch~ab Adv (ash Reserve Prem & Cash 126 127. Stale Street Institutional Reserve

04,23"09

]&

D~vidm~d

Pazl IV. I~.EI M Bt ~RSIL,MENTS As First Lady orthe (ol~:mtmv,callt~ of Pen~sylvama. I have I~tmdcd the Pcnns~lvan[3 Coalith~n 1o unprt~ ing ci;ic Icamt[~g for studcnt.~ iT~ ~r;ldcs K-I 2. The other tbtmdmg

Part \"11 IN VESTMEN[S AND -[RUS I S

assets ~,rc thslribulcd to the bcncfi~iari~s of ~rgmi3s cslat m 2009

Line 127 - .&:,sets u! Dcedents F,,;lat: "[ he itcm listed in Sc~tion VII at hnc 126 ~n at~ investment a,;scl of Ihc Estate: o| Gcns Harkovy. Drceased. of x~.luch I :t],a tl~ Executrix

I:IN:kN(7I,..kL DISCI.OSURE REPORT

IX, CERTIFICATION:.

NOTE: ANY INDIVIDUAl. \VtlO KNOWINGLY AND %ILFULLY FALSIf AND CRIMINAl. SANCTIONS {S U.S.C. app. 1041

CIVIl.

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Commillee on Financial Disclosure Administrative ()fl]cc of ~hc United States (ourts Suffe 2-30 I One Cohutlbtls Circle, N.E.

Washmoton D.C. 20544