Professional Documents
Culture Documents
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
7. Chambers or Office Address 777 Florida Street, Suite 313 Baton Rouge, LA 70801
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followefL Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
II. AGREEMENTS. meportin~ individual only; see pp. 14-16 of filing instructions.)
~ NONE (No reportable agreements.) DATE
Polozola, Frank J.
III. NON-INVESTMENT INCOME. (Reporting individual andspouse; see pp. 17-24of filing instructions.)
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
2. 3. 4.
B. Spouses Non-Investment Income - If you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE
--]
NONE (No reportable reimbursements.) SOURCE Louisiana Bar Foundation Gala DATES April 8-10, 2011 LOCATION New Orleans, LA PURPOSE To receive Distinguished Jurist Award ITEMS PAID OR PROVIDED Room (2 nights), meals at ceremony & luncheon
3. 4. 5.
V. GIFTS. anclude~ tho,e to ,pou,e and dependent children; see pp. 28-31 of filing instructUns.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anelade, tho~e of spouse and dependent children; see pp. 32-33 of f!ling instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.
DESCRIPTION
VALUE CODE
VII. INVESTMENTS and TRUS TS - inco,-e, vutue, transactions andudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) B, Income during reporting period C. Gross value at end ofreporting period : D. Transactions during reporting period (2) (3) (4) Value Date mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (if private ~ransaction)
Postal Credit Union Capital One (accts) Chase Bank (CD) Kansas City Life (variable life insurance policy cash value)
5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16.
A D A D A A
J N J K K K
T T T
T T T
Matured 07/01/10 J
Morgan Keegan/Community Bank & Trust (IRAs, CDs, MM) Morgan Keegan (IRAs, MM)
Matured 09/20/10 K
17.
i. Income Gain codesl (See ~0lumns Bi and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)
A ~$i,006 ~ i~ : F =$50,00i ~ ~i601600 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,0001001 - $50,000,000 Q =Appraisal U =Book Value
B ~$1,001 : $2;500 ~ ~i00!00i ~ $1~000~000 K =$I 5~001 ~ $50~000 O --$500,001 - $1i0001000 R =Cost (Real Estate Only) V &Other
C =$2,501 - $5,000 Hi--$t,000i001 ~ $5~000i000 L --$50;001. $100~000 PI $t~000 001 ~ $5 000 000 P4 =More than $50,000,000 S --Assessment W =Estimated
D =$5,001 ~ $15,000 H2 =More than $5;000;000 M --$100,001 - $250,000 P2 =$5i000 001 - $25 000,000 T =Cash Market
E =$15,001- $50,000
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544