Professional Documents
Culture Documents
L Person Reporting (last name, first, middle initial) NIELSEN, WILLIAM F. 4. Title (Article I11 judges indicate active or senior status; magistrate judges indicate full- or part-time) JUDGE, SENIOR 2. Churl or Organization USDC, ED OF WA 5a. Report Type (check appropriate type) ] Nomination, [] initial Date ~l-if] Annual [] l"inal
fib. [] Amended Reporl 7. Chambers or Office Address POST OFFICE BOX 2208 SPOKANE, WASHINGTON 99210-2208 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. ~omplete all parts,
checkdng the NONE bo.~: for each part where you have no reportable information. Sign on last page.
1.. POSITIONS. (Reporting, individual only; see pp. 9-13 drilling instructions.)
[~ NONE (No reportable positions.) POSITION 1. Board Member NAME OF ORGANIZATION/ENTITY Spokane YMCA Endowment Committee Museum of Arts and Cutture
2. Board Member
4.
Nielsen, William F.
~ ....
rP .....Reporting
DateofReport
NIELSEN, WILLIAM F.
05/13/2010
B. Spouses Non-Investment Income - If you ~*~ere married during any portion ofhe reporting )~ar, complt this sect~n.
(Dollar amount not required except for honoraria.)
[~
1. 2. 3. 4.
NONE (No reportable reimbursements.) ~ 1. 2. 3. 4. 5. DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
Date of Report
05113/2010
V. GIFTS. a~,~.,. ~o~.~ ~o ~o~ .~ ~,~ ~.h~ ~, ~,~. z~-~ ~ of ym~ ~.~.~.,~,~.)
NONE (No reportable gifts.) SOURCE
1.
DESCRIPTION
VALUE
3. 4.
5.
DESCRIPTION
VALUE CODE
K
NONE (No reportable income, assets, or transactions.) Dc~c~ption of Assets (iacl~ing trust assets) ~ lncom~ d~fing re~ing ~fiod ~mss value at ~nd of ~ing pefi~ T~nsactio~s during re~ing
t~nsaction)
Cash Richa~s Me,ill Pete~on Amer ]ntl Group Atmel Co~. Auto Data Proc. Corn Bank of America Bamaer Conp Bed Bath Berkshire Hath Brightpoint Broadfidge Fin Sol Cisco ffoca Cola Com2l lnc Eaton Flextronics Home Depot
J J J K J J
A A A
M J J J K J K K K
T T T T T T T T T
Dividend None
Dividend None
Dividend None
Dividend
NIELSEN, WILLIAM F.
05/13/2010
NONE (No repo~able income, assets, or ~ansactions.) Description of As~ts (~ncluding trust assets) Place"(XJ"aRerc~h~sct exempt from prior disalosu~ In,me during reposing ~riod Gross value at end ~ of ~aing pefod Va~ ~ C~e 2 r U-P) ~ Vaue Mc~od ~ Code3 Type(e.g., bgy, sel, redemption) lmnsactions during ~ing pegod
~ ]
18. 19. 20. 21, 22, 23. 24. 25. 26. 27. 28. 29. 30. 31. "32. 33. 34.
Honeywell lntl Illinois Tool Wks lntel Corn Intuitive Surg Johnson & JohnsonCom Medlronic Menill Lynch Microsoft St. Joe Co. St. Jude Med Safeway Stryker Synaptics
A A A
K K K K K J J K
A A A A A
K ~ K K
A A
D~te or Report
05/13~010
ddependent children; seepp. 34~0 offi~ng ins~nct~na.)
Co~e 2
Method
buy, sell,
buv~r/scll~r
35. 36. 37. "38. "39, 40. 41. 42 "43. 44. 45. 46. [ 47. ! 48. 49. 50, 51.
None
WFN SP83 Abet-Fitch AFLAC AIlied Cap Amer Exp Co Amefiprise Fine Amgen Bank of America Baxter lntl Beckton Dickinsxon Bed-Bath-B Berk Hathwy Corn Carnival Corp Cisco Citadel Brdcstu A A A A A A A A Dividend Dividend None Dividend Dividend None Dividend Dividend Dividend None None Dividend None None K ! "1T K J K J K J L K J L T T T T T T T T T T Sold 10/01/09 K Buy !OS/l 3/09 K ,["Formerty Merrill Lynch Sold 05/20/09 J
Page 7 of 13
] [ j
L L
T T
55. 56.
A A
Dividend Dividend
J L
T T
Buy
04,29/09
57.
lntel Corp
A A
A A A A A A A A A A
Dividend Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend
J L
K K J J .I K K.
T T
T T T T T T Y Sold 12/01/09 K Now Bank of America
K J
T T
...............
~? .........
. Income d~ag ~ing ~riod
c.
Gross value at end of ~aing pefod
~ (A-H) ~ or int.)
(J-P)
69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. "~5.
Stanley Works Smrbucks S.W. AidinesCom Sysco Target Walgreen Co. Waters Corp. Wells Fargo & Co.
Dividend None J K K J K K K T T T T T T T
Sold
A A A A
I"
Dividend
WFN SPDRSEA Amer lntl Grp BankofAmerica Bed Bath Cash RBC Chevron Corp. Emerson Elec Ericsson Tel Co A A A A A None Distribution None Interest Dividend Dividend Dividend J J J J U T T T J J T T Sold 10/15/09 J Formerly Merrill Lynch
[
05113~010 ]
[ NIELSEN, WILLIAM F.
VII. IN VESTMENTS and TRU STS - i ......... ~, ~ ....... ions (Includes thvae of .~ ...... d depn&nt children; see pp. 34~0 drilling in~tru~ionsO
NONE (No reportable income, assets, or transactions.) Description of Assets Income during ~ Gross value at c~ repo.ing~riod ~ ofrc~ingpe~od ~ ~I) ........ A .... t Ty~ (e.g., ~ Value ]Codet I div.,~nt,~ Code2 ~ (A-H) " ; (J-P) or Int.) Value [Type (e.g.,
Method
Code 3
[ buy, sell,
[redemption)
86. 87.
A A
J J ~ J J J K. K K J K J J J
T T T T T T T T T T "I" T -1" T Buy 12/09/09 J Now Merck Now Bank of America Formerly Sehering Buy 08113/09
~~.Jack in Box 89. 90, 91. ~2. 93. 94. 95. 96, 97. 98. 99. 100. 1011 SP RMP 346 J. Hancock Bank & Thrift Fund Medtronics Inc Merrill Lynch Merck ...... OraeleCorp Corn Proctor & Gamble Red Robin Schering P Corn Starbucks TEVA Union Pacilic A A A A A A A A
Dividend Divideml Distribution Dividend None Dividend None Dividend None Dividend Dividend
102. Cash--INB
Interest
I
]
Oate
05/13/2010
Page 10 of 13
NONE (No reportable income, assets, or transactions.) Description of As~ts (inCluding trot asse~). Place "(X)" ~er each asset exempt from p~or disclos~ lncom during ~, re~ab~g ~riod Amount I Type (e.g., Code I 1~ div., ~nt, (A-H) orint.) ~ Gross value at =nd [ of~aing period Value , Code 2 (J-P) IyN (e.g., buy, sell, ~emption) 1 I03. Am~fic~ ~xp 104. Am~fipfis~ Fine 105, Be~shire Ha~ 106. Bfight~int 107. Citi Group 108. Costco 109. Fiserv Inc. 110. Flextronics 111. Home Depot 112. lntel Corp. 113. Johnson-Johnson 1 I4. t.,SI Logic A A A A A A A A A A Dividend Dividend None None Dividend Divide~td None None Dividend Dividend Dividend None Dividend Dividend Dividend None A Dividend 3 J K J J J J J J J K J J J J J J T T T T T T T T 7 T T T T T T T T t Tmnsac~ons d~ing m~ing period
115. Medtronic "i 16. Microsoft 117, Southwest Airlines 118. Starbucks 1 t9. Stryker
FINANCIAL DISCLOSURE REPORT Page 1 ! of 13 ] m~LSen, WILL~M F. VII. ~VESTMENTS and TRUSTS - ~ ........
NONE (No reportable income, assets, or transactions,) A. D~fiption of As~ts (i~ludi~ trot ~sets) Plac "(X)" aft ..... h .... t cxemptfmmpfiordi~closur~ ~ a. lncon~ d~ng reposing ~fiod ~ Gross value at end ~ .... ofre~mng [ Value ~ (J-P) ] VMu , Code3 Ty~(~.g., ~mpti~n) ]mnsactions d~ng ~ing period
05113/20t0
120. Sysco Co~. 121. Target 122. TEVA Pharm 123. WellsFargo
124.
A A A A
J J J J
T T T T
125. Amer Cent lntl Growth Fund 126. ML Anmfity Ret Plus 27 127. West Coast Eq. Fund 128. 129. SPRMP 139
A A A
K L K
T T T
130. Cash--Richards Merrill Peterson 13 !, Bed Bath Beyond 132. Home Depot
Interest None
J J J J 3 J
U T T T T T
A A A A
133. Illinois Tool 134. Lord Abbott Affiliated Fund 135. Potash
05/13/2010 I ~ofR~p,,~ ]
FINANCIAL DISCLOSURE REPORT INameofP ..... Reporting Page 1 3 of 13 t~IELS~r~, WILLIAM F. IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my sponse and minor or dependent children, if any) is accurate, true, and complete Io the best of my knowledge and belief, and that any information not reported ~vas withheld because it met applicable statutory provisions permitting non-disclosure. l further certify thai earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., fi UoS.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544