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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2009

L Person Reporting (last name, first, middle initial) NIELSEN, WILLIAM F. 4. Title (Article I11 judges indicate active or senior status; magistrate judges indicate full- or part-time) JUDGE, SENIOR 2. Churl or Organization USDC, ED OF WA 5a. Report Type (check appropriate type) ] Nomination, [] initial Date ~l-if] Annual [] l"inal

ae~o,t Requirea by the ~thics


in Goverranent Act of 1978

(s u.s.c, app. ff~" 101-1ll)


3. Date of Report 05/13/2010 6. Reporting Period 01/01/2009 to ! 2/31/2009

fib. [] Amended Reporl 7. Chambers or Office Address POST OFFICE BOX 2208 SPOKANE, WASHINGTON 99210-2208 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. ~omplete all parts,
checkdng the NONE bo.~: for each part where you have no reportable information. Sign on last page.

1.. POSITIONS. (Reporting, individual only; see pp. 9-13 drilling instructions.)
[~ NONE (No reportable positions.) POSITION 1. Board Member NAME OF ORGANIZATION/ENTITY Spokane YMCA Endowment Committee Museum of Arts and Cutture

2. Board Member

4.

NONE (No reportable agreements.) DATE PARTIES AND TE~S

Nielsen, William F.

FINANCIAL DISCLOSURE REPORT


Page 2 of 13

~ ....

rP .....Reporting

DateofReport

NIELSEN, WILLIAM F.

05/13/2010

111. NON-INVESTMENT IN C OME. Repor,i~g i.~i~id~a~ ~ ~o~se; ~ p~. ~7-~ o~,li~g


A, Fliers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE 1. 2. 3. 4. SOURCE AND TYPE ~.NCOME (yours, not spouses)

B. Spouses Non-Investment Income - If you ~*~ere married during any portion ofhe reporting )~ar, complt this sect~n.
(Dollar amount not required except for honoraria.)

[~

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1. 2. 3. 4.

IV. REIMBURSEMENTS -~.,,por,~,i,,~.


(Includes tttose to ~F~use and dep~,nden~ children," see pp. 25-27 of~lirt.g instructi~ns.)

NONE (No reportable reimbursements.) ~ 1. 2. 3. 4. 5. DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

Name of Person Rcportln~

Date of Report

PageFINANCIAL3 of 13 DISCLOSURE REPORT [ NIELSEN, WILLIAM F.

05113/2010

V. GIFTS. a~,~.,. ~o~.~ ~o ~o~ .~ ~,~ ~.h~ ~, ~,~. z~-~ ~ of ym~ ~.~.~.,~,~.)
NONE (No reportable gifts.) SOURCE
1.

DESCRIPTION

VALUE

3. 4.
5.

VI. LIABILITIES. a,,.t,ue,.


~ NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5. Me~]I Lynch Margin Loan

DESCRIPTION

VALUE CODE
K

FINANCIAL DISCLOSURE REPORT

~ .... ~r ..... R~po,~ng

NONE (No reportable income, assets, or transactions.) Dc~c~ption of Assets (iacl~ing trust assets) ~ lncom~ d~fing re~ing ~fiod ~mss value at ~nd of ~ing pefi~ T~nsactio~s during re~ing

..J ............ . ~ ............ :~ ............... ...... ....

t~nsaction)

2. 3. 4. 5. 6. 7. 8. ~ 9. ! 0. 1 I. 12. 13, 14. 15. 16. 17.

Cash Richa~s Me,ill Pete~on Amer ]ntl Group Atmel Co~. Auto Data Proc. Corn Bank of America Bamaer Conp Bed Bath Berkshire Hath Brightpoint Broadfidge Fin Sol Cisco ffoca Cola Com2l lnc Eaton Flextronics Home Depot

Interest None None

J J J K J J

U T T T T T Sold 10/15/09 K Formerly Merrill Lynch

A A A

Dividend Dividend Dividend None None None

M J J J K J K K K

T T T T T T T T T

Dividend None

Dividend None

Dividend None

Dividend

Page 5 of 13 VII. INVESTMENTS and TRUSTS

NIELSEN, WILLIAM F.

05/13/2010

NONE (No repo~able income, assets, or ~ansactions.) Description of As~ts (~ncluding trust assets) Place"(XJ"aRerc~h~sct exempt from prior disalosu~ In,me during reposing ~riod Gross value at end ~ of ~aing pefod Va~ ~ C~e 2 r U-P) ~ Vaue Mc~od ~ Code3 Type(e.g., bgy, sel, redemption) lmnsactions during ~ing pegod

~ ]

~o~tt~ Ty~(eg, Code 1 dive, ~nt, I (A-H) [ orint.)

Date Value { Gain mm/d~yy ~ C~e 2 ~ Code I : 0"P) ~ (A-tf)

ldentityof buyer/seller (ifpfivate t~asaction)

18. 19. 20. 21, 22, 23. 24. 25. 26. 27. 28. 29. 30. 31. "32. 33. 34.

Honeywell lntl Illinois Tool Wks lntel Corn Intuitive Surg Johnson & JohnsonCom Medlronic Menill Lynch Microsoft St. Joe Co. St. Jude Med Safeway Stryker Synaptics

A A A

Dividend Dividend Dividend None

K K K K K J J K

T T T T T T T T Sold 05/06/09 Buy 10;29109 J Now Bank of America

A A A A A

Dividend Dividend Dividend Dividend Dividend None

K ~ K K

T T T T Buy Buy 05106/09 K 10/15/09 J

A A

Dividend Dividend None

WFN SP Cash--INB Inland N,W. Venture Fund A Interest None

FINANCIAL DISCLOSURE REPORT ~ ......r e ......a~pofa~

D~te or Report

Page 6 of 13 VII. INVESTMENTS and TRUSTS -~. ....... ...................... ~ ......................... ~.


Description 0fAssets (i~l~ing ~st assets) income during reposing ~riod

~LSEN, WILLIAM F. ~ t~, ~ ....... lions :Includes thoseofsp ......

05/13~010
ddependent children; seepp. 34~0 offi~ng ins~nct~na.)

~ NONE (No reportable income, assets, or transactions.)

~ ........ ~ .......... ~ ...................... b. - ...............


[ Gross value at end ~ ofre~ing period Transactions during mpoRing period

exempt from prior di~los~

~ CMe I Idiv., ~nl,

Co~e 2

Method

buy, sell,

;m~dd/vy ] Code 2 . Code 1

buv~r/scll~r

35. 36. 37. "38. "39, 40. 41. 42 "43. 44. 45. 46. [ 47. ! 48. 49. 50, 51.

NW Venture Ass~ F~d

None

WFN SP83 Abet-Fitch AFLAC AIlied Cap Amer Exp Co Amefiprise Fine Amgen Bank of America Baxter lntl Beckton Dickinsxon Bed-Bath-B Berk Hathwy Corn Carnival Corp Cisco Citadel Brdcstu A A A A A A A A Dividend Dividend None Dividend Dividend None Dividend Dividend Dividend None None Dividend None None K ! "1T K J K J K J L K J L T T T T T T T T T T Sold 10/01/09 K Buy !OS/l 3/09 K ,["Formerty Merrill Lynch Sold 05/20/09 J

Page 7 of 13

NIELSEN, WILL1AM F. I 105/13/2010

NONE (No reportable income, assets, or transactions.)


Deception of As~ts (including trust ~scts) Place "(X)" after e~h asset x~pt from p~or msl .... ...... 52. ~3. 54. Coca Cola Colgate Corn Disney Corn In.me d~ng repo~i~ ~fi~ Amo~t : Iy~ (~ g , C~ I [div., ~nt. ](Afro [ or int~) 1~ A B ~ Dividend Dividend Dividend K Gross value at ~nd of ~ning ~od Va ~ ] Code 2 (J-P) ~ Va ue Me~od Code 3 (Q-W) T I~e (e.g., buy, sell, redemption) Transactions during ~ing pefi~

] Date Value Gain ~ , m,~d~yy Code 2 C~e I [ ~ (J-P) {A-H)~ : L

ldemity of buyer/~ller (if private transaction)

] [ j

L L

T T

55. 56.

Eaton Home Depot

A A

Dividend Dividend

J L

T T

Buy

04,29/09

57.

lntel Corp

A A
A A A A A A A A A A

Dividend Dividend
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend

J L
K K J J .I K K.

T T
T T T T T T Y Sold 12/01/09 K Now Bank of America

5~. Johnson &, Johnson


59. 60. 1 61. !62. ! 63. 64. 65. 66. 67. 68. McDonalds Corp Medtronic Merrill Lynch Corn NW Bancorp NY Comm Bank Oracle Corp. Pfizer Potash Corp Proctor & Gamble Co. Safeway

K J

T T

P~eFINANCIALs of ~ DISCLOSU~ REPORT [ NIELSEN, WILLIAM F.


V 11. IN V E ST MEN TS a n d TRU STS - ~ ................~o~.~ ~a~d~ ,~o.~~ o~ ...... ~, ~,~, ~
~ NONE (~Vo reportable income, assets, or transactions.)
.

...............

A. Descfipaon of Assets (inclnding trust assets)

~? .........
. Income d~ag ~ing ~riod

c.
Gross value at end of ~aing pefod

- ...................... ~.- .....


T~nsactions during ~aiag ~fiod

~ (A-H) ~ or int.)

(J-P)

~ Code 3 redemption) ~ ............... ~ .... 07/08/09 J i ....................... A

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. "~5.

Stanley Works Smrbucks S.W. AidinesCom Sysco Target Walgreen Co. Waters Corp. Wells Fargo & Co.

Dividend None J K K J K K K T T T T T T T

Sold

A A A A

Dividend Dividend Dividend Dividend None

I"

Dividend

WFN SPDRSEA Amer lntl Grp BankofAmerica Bed Bath Cash RBC Chevron Corp. Emerson Elec Ericsson Tel Co A A A A A None Distribution None Interest Dividend Dividend Dividend J J J J U T T T J J T T Sold 10/15/09 J Formerly Merrill Lynch

FINANCIAL DISCLOSURE REPORT Page 9 of 13

] N.me of ee,~o, aepo.i.g


I

[
05113~010 ]

[ NIELSEN, WILLIAM F.

VII. IN VESTMENTS and TRU STS - i ......... ~, ~ ....... ions (Includes thvae of .~ ...... d depn&nt children; see pp. 34~0 drilling in~tru~ionsO
NONE (No reportable income, assets, or transactions.) Description of Assets Income during ~ Gross value at c~ repo.ing~riod ~ ofrc~ingpe~od ~ ~I) ........ A .... t Ty~ (e.g., ~ Value ]Codet I div.,~nt,~ Code2 ~ (A-H) " ; (J-P) or Int.) Value [Type (e.g.,
Method

Transactions d~ing re~ing period ~2) - ~3~" buyer/seller (if private ;

Place "(X)" a~er e~ ~set ex~mptfmmpfior~sdosu~ !

Code 3

[ buy, sell,

[redemption)

[ Date ~ Code2 ~Codct ~ ,~d~yy Value ~ (JP) ~ (A-H) ~ ~

86. 87.

Heinz Corn Home De~t

A A

Dividen~ Dividend Non~

J J ~ J J J K. K K J K J J J

T T T T T T T T T T "I" T -1" T Buy 12/09/09 J Now Merck Now Bank of America Formerly Sehering Buy 08113/09

~~.Jack in Box 89. 90, 91. ~2. 93. 94. 95. 96, 97. 98. 99. 100. 1011 SP RMP 346 J. Hancock Bank & Thrift Fund Medtronics Inc Merrill Lynch Merck ...... OraeleCorp Corn Proctor & Gamble Red Robin Schering P Corn Starbucks TEVA Union Pacilic A A A A A A A A

Dividend Divideml Distribution Dividend None Dividend None Dividend None Dividend Dividend

102. Cash--INB

Interest

FINANCIAL DISCLOSURE REPORT

1 n .... f~" ..... Repor,Jng


11 NIELSEN, WILLIAM F.

I
]

Oate
05/13/2010

Page 10 of 13

NONE (No reportable income, assets, or transactions.) Description of As~ts (inCluding trot asse~). Place "(X)" ~er each asset exempt from p~or disclos~ lncom during ~, re~ab~g ~riod Amount I Type (e.g., Code I 1~ div., ~nt, (A-H) orint.) ~ Gross value at =nd [ of~aing period Value , Code 2 (J-P) IyN (e.g., buy, sell, ~emption) 1 I03. Am~fic~ ~xp 104. Am~fipfis~ Fine 105, Be~shire Ha~ 106. Bfight~int 107. Citi Group 108. Costco 109. Fiserv Inc. 110. Flextronics 111. Home Depot 112. lntel Corp. 113. Johnson-Johnson 1 I4. t.,SI Logic A A A A A A A A A A Dividend Dividend None None Dividend Divide~td None None Dividend Dividend Dividend None Dividend Dividend Dividend None A Dividend 3 J K J J J J J J J K J J J J J J T T T T T T T T 7 T T T T T T T T t Tmnsac~ons d~ing m~ing period

[: Meth~ Value Code 3

~ Date ~m~dd!)~ :~ C~e 2 ] Code 1 ~ {J-P) [ (A-H)

buyer/se ler (ifpfivale

115. Medtronic "i 16. Microsoft 117, Southwest Airlines 118. Starbucks 1 t9. Stryker

FINANCIAL DISCLOSURE REPORT Page 1 ! of 13 ] m~LSen, WILL~M F. VII. ~VESTMENTS and TRUSTS - ~ ........
NONE (No reportable income, assets, or transactions,) A. D~fiption of As~ts (i~ludi~ trot ~sets) Plac "(X)" aft ..... h .... t cxemptfmmpfiordi~closur~ ~ a. lncon~ d~ng reposing ~fiod ~ Gross value at end ~ .... ofre~mng [ Value ~ (J-P) ] VMu , Code3 Ty~(~.g., ~mpti~n) ]mnsactions d~ng ~ing period

05113/20t0

[Amo~tl Ty~(e.g., ~ (A-H) ] orim.)

Dat~ ~ Value [ Gain [ Identityof : (J-P) ~ (A-H) (ifpdvam

120. Sysco Co~. 121. Target 122. TEVA Pharm 123. WellsFargo
124.

A A A A

Dividend Dividend Dividend Dividend

J J J J

T T T T

125. Amer Cent lntl Growth Fund 126. ML Anmfity Ret Plus 27 127. West Coast Eq. Fund 128. 129. SPRMP 139

A A A

Dividend Dividend Divideod

K L K

T T T

130. Cash--Richards Merrill Peterson 13 !, Bed Bath Beyond 132. Home Depot

Interest None

J J J J 3 J

U T T T T T

A A A A

Dividend Dividend Dividend Dividend

133. Illinois Tool 134. Lord Abbott Affiliated Fund 135. Potash

FINANCIAL DISCLOSURE REPORT Page 12 of 13

]~NIELSEN, WILLIA~I F. f~ ~po,~g ..... .....

05/13/2010 I ~ofR~p,,~ ]

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~di~.~t~pur, o/R~por~.)

FINANCIAL DISCLOSURE REPORT INameofP ..... Reporting Page 1 3 of 13 t~IELS~r~, WILLIAM F. IX. CERTIFICATION.

05/13/2010 1 Dale of Report


I

1 certify that all information given above (including information pertaining to my sponse and minor or dependent children, if any) is accurate, true, and complete Io the best of my knowledge and belief, and that any information not reported ~vas withheld because it met applicable statutory provisions permitting non-disclosure. l further certify thai earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., fi UoS.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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