Professional Documents
Culture Documents
1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. ,~,~ 101-111)
I. Person Reporting (last name, first, middle initial) Settle, Benjamin 1t.
4, Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)
Nomination, [] Initial
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followe,t Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
I. 2. 3. 4. 5.
Member
II. AGREEMENTS. me, onlng individual only; seepp. 14-16 of filing instructions.)
[~ NONE (No reportable agreements.) DATE
Settle, Benjamin H.
I11. NON-INVESTMENT INCOME. tRepo~ng i,,~iv~a.al ~n,~spo.se: seepg 17-24 of filing instructions.)
A. Fliers Non-lnvestment Income
~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME
(yours, not spouses)
2. 3.
4.
B. Spouses Non-I nvestment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
DATE
I. 2010 2. 3. 4.
DATES
LOCATION
PURPOSE
5.
V. GIFTS. anclud~ ,hose ,o spo,~e and dependent children; see pp. 28-31 of fillng instructions.)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4. 5.
DESCRIPTION
VALUE
VI. LIABILITIES. anclud~ ~ose ofspo~e and depen~enl children; see pp. 32-33 of filing instructions.)
D
VALUECODE
M J J
I. 2. 3. 4. 5.
V I I. I N V E S T M E N T S a n d T R U S T S - inco.,e, vatue, ~a,~uctio,~ ttndudes those o/s~,ou~e a.a aep~.~.t children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period (I) (2) Amount Type (e.g., Code I div,, rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value mm/dd~yy Code 2 (J-P) (5) Identity of buyer/seller (if private transaction)
E B
Rent Interest
M L
W T
3.
4.
5.
6.
7.
8. 9.
10.
II.
12.
14.
16.
17.
I. Income Gain Codes: (See Columns BI and D-l) 2. Value Coda tSce Columns CI and D3) 3. Valuc Method Codes (See Column C2)
A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or Ic~ N =$250.001 - $500.000 I3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Valu,:
B =$1.001 - $2.500 G =$100.001 - $1.(~0.000 K =$15.001 - $50.000 O =$_q)O.O01 . $1.(300.000 R =Cost (Real EMaI Only) V -~glhc
C =$2.501 - $5,000 III =$1.0(O.001 - $5.000.(~0 L =$50.0OI . $100.000 PI =$1.000.001 - $5.(300.000 P4 =More than S =Asscssrr~rnl W =Estimated
D =$5.001 - $15.000 112 =More Ihan $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.(300J~O0 T -~2"ash Market
E =$15.001 - $50,0(XI
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-dlsclosure.
! further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544