Professional Documents
Culture Documents
1/2011
Report Reqtdred by the Ethics in Government Act of 1978 (5 U.S.C. app..~q 101-111)
I. Person Reporting (last name, first, middle initial) FALLON, ELDON E. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or pan-time) U.S. DISTRICT JUDGE (ACTIVE)
U. S. DISTRICT COURT 500 POYDRAS STREET - ROOM C456 NEW ORLEANS, LA 70130
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance svlth applicable laws and regulations.
Revie~ng Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followe,! Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Louisiana Bar Foundation
Testamentary Trust
Fallon, Eldon E.
111. NON-INVESTMENT INCOME. <Reposing indi~idaal ond spouse: see pp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income D NONE (No reportable non-investment income.)
DATE SOURCE AND TYPE INCOME (yours, not spouses) $2,229.40
1. 2010 2. 3. 4.
B. Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
PURPOSE
Speaker Seminar Program
3. 4. 5.
V. GIFTS. a.cludes ,hose ,o spouse Qnd depende.t children; see pp. 28-31 of filing instructions.) NONE (No reportable girls.) SOURCE
I. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. and.des those o/spouse Qnd dependent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.
DESCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period
(1)
Amount Code I (A-H)
(2)
Type (e.g., div., rent, or int.)
(t)
Value Code 2 (J-P)
(2)
Value Method Code 3
(])
Type (e.g.. buy. sell, redemplion)
(5)
Gain Code I Identity of buyer/seller (if privale transaction)
O-P)
(A-H)
(Q-W)
I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. PARCEL #2, NOLA PARCEL #5, NOLA *PARCEL#6, MS (Pearl River County) DUKE COMMON STOCK FIDELITY FUND COMMON STOCK EMPIRE DISTRICT ELECTRIC COMMON STOCK ANADORKO COMMON STOCK VIAD COMMON STOCK FINOVA COMMON STOCK REGIONS BANK [formerly AM SOUTH (IRA) SCHWAB MONEY MARKET ACCOUNT A E C A A A A A A D D Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest None Dividend Rent Rent L O PI K K J K J J N N J L W W W T T T T T T T T T
SAVING/FIDELITY HOMESTEAD ASSN A *TESTAMENTARY TRUST VANGUARD INDEX TRUST A SMALL CAP STOCK PORTFOLIO (NAESX)MUTUAL LEGG MASON VALUE MUTUAL FUND A NATIONSBANK CORP (BONDS) B
15. 16.
I. Income Gain Codes: (see Columns BI and D-l) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISee Column C2)
A =$1.000 or less F =$50,001 - $100,0~ J = $15.0~0 or less N =$250,001 - $50~,0~0 P3 =$25.000,001 - $50.00~.0~0 Q =Appraisal U =Book Value
B =$1,001 - $2.500 G =$100.0(11 - $1,0~,00Q g =$15.0~ I - $50.0~0 O =$500.001 - $1.000,000 R =Cosl (Real Estate Only) V =Other
C =$2.501 - $5.000 HI =$1,000,001 - $5,0~.0~0 L =$50.001 - $ 100.000 PI =$1.00~.0~1 - $5.000.000 P4 =More than $50.00~.000 S =Assessment W =Estimated
D =$5.0~ I - $15.000 H2 =More than $5,0~.000 M =$ 100,001 - $250.0~0 P2 =$5.0~0.001 - $25.000.000 T =Cash Markcl
E =$15.0~1- $50.090
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
[-~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting periOd (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method
(J-P) Code 3
A C C
A
22. GNMA PASS-THRU X SINGLE FLY 23. SECTOR SPDR TR SBI INT-ENERGY
24. 25. 26. 27. 28. 29. 30. 31.
32. 33.
OIL SVC HOLDERS TR DEPOSTRY RCPT PIMCO FDS PAC INVT MGM COMMD RL STR D POWERSHARES ETFTRUST DYN EN EX PROD BLACKROCK INCOME TR COM FHLMC POOL *ISHARES TR DJ OIL & GAS EXP POWERSHARES ETFTRUST DYN *SHEEIYRACKS GOLD TR GOLD SHS
TELECOM HLDRS TR DEPOSITRY RCPT VANGUARD WORLD FDS MATERIALS ETF
Dividend Dividend
A A A A A
A A
I. Income Gain Codes: (See Colunms B I and D4"I 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Colunm C2)
A =$1,000 or less F =$50.001 - $100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U :Book Value
B =$1,001 - $2,500 G =$100,001 - $1.000,000 K -$15,001 - $50.000 O =$500,001 - $1,000.000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1.000.001 - $5.000.000 L =$50,001 - $100.000 PI =$1,000,001 - $5,000,000 P4 =More Ihan $50.000,000 S =Assessmcnl W =E.qimated
D =$5.001 - $15,000 H2 ~Morc than $5,000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25,000,000 T =Cash Market
E :$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - inco,~e, ,.alue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (1) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W)
34. 35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50.
PIMCO CORPORATEOPP FD COM REGIONAL BANK HOLDERS TR DEPOSITRY RCPT STREETTRACKS SERTR SPDR S&P MTL PIMCOTOTAL RTN 2 U.S. GLOBAL FIDELITY SELECT COMPUTERS FEDERATED FUND *GAMBELLI GROWTH FUND LEGG-MASON OPPORTUNITY FUND T. ROWE PRICE INTERNATL VANGUARD GNMA VANGUARD TOTAL STOCK INDEX U.S. SAVINGS BONDS FIDELITY HOMSTEAD (CDs) GUARANTY HOMESTEAD (CDs) CAPITOL ONE (formerly DRYADES SAVINGS) (CDs) ALLIANCEBERNSTEIN INC COM
A A A A A A A A A A B B A C B A A
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest Interest
L L K K K K L K K K K M
M M K
T T T Sold 10/26/10 K A
1. Income Gain Codes: (See Columns B I and D-I) 2. Value Codes (See Colurnns CI and D3) 3. Value Method Codes [SeeColunmC2)
A =$1,000 or less F =$50,001 - $100,0(~ J $15,0~O or less N =$250,001 - $500,000 P3 =$25,000.001 - $50.000.000 Q =Appraisal U =BookValue
B =$ 1.001 - $2,500 G -$100.001 - $1.090,000 K $15,001 - $50.000 O =$ 500.001 - $ 1.000.000 R =Cost (Real Estate Only) V Other
C -$2,501 - $5.000 HI =$I.000,001 - $5.000,000 L =$50,001 - $100.000 PI $1,0OO.001 - $ 5,000,000 P4 -More than $50.00~,000 S =As~ssmcnt W=Eslimatcd
D =$5,001 - $15,000 H2 =More than $5.000.000 M =$100,001 - $250.000 P2 = $5,000,001 - $25.000.000 T =Cash Market
E =$15,001 - $50,000
VII. INVESTMENTS and TRUSTS - inco,~e, ,.oloe, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period
(l)
Amount Code I (A-H)
(2)
Type (.g., div., rent, or int.)
(t)
Value Code 2 (J-P)
(2)
Value Method Code 3 (Q-W)
O)
Typ~ (e.g., buy, sell, redemption)
(2)
(3)
(4)
Gain Code I (A-H)
(5)
Identity of buyer/seller (if private transaction)
51. 52.
A A
Interest Interest
K K
T T T T T T T T Buy Buy Buy Buy Buy Buy Buy Sold 03/25/10 02/12/10 103/04/10 03/04/10 03/04/10 03/04/I 0 09/23/I 0 11/15/10 K L L L J K J J
53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63.
WISDOMTREE TRUST INTL DIV E FINL A BLACKROCK LTD DURATION COM SH VANGUARD BD INDEX FD SHORT TRM BOND ISHARES TR BARCLYS TIPS BD ISHARES TR GS CORP BD FD MARKET VECTORS ETF TR AGRIBUS ETF SPDR SERIES TRUST BRCLYS SHRT ETF PIMCO MUN INCOME FD II COM A A A A A A A
K K L L L J K
65.
I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Code~ (Sc Column C2)
A =$1,000 or less F -S50.001 - $100.000 J -$15,000 or less N =$250,001 - $500.000 p3 -$25.000.001 - $ 50.000.000 Q =Appraisal U =Book Value
B =$1,001 - $2,500 G =$100,001 - $I,000,00) K $15,001 - $50,000 O =$500.001 - $1,009,000 R :Cost {Real Estate Only) V =Other
C =$2,501 - $5,000 HI =$1,009.001 - $5,090.000 L =$50,001 - $10~.000 PI =$1.000,001 - $5.000,090 P4 More than $50,000,000 S =Assessment W =Estimated
D =$5,001 - $15,0~0 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000.000 T =Cash Market
E =$15,001 - $50,000
#13. Assets of Testmentary Trust. (I) Trustee, with no direct personal interest, for Account of Testamentary Trust on deposit with Bank One, New Orleans, Louisiana. The interest income is paid pursuant to the terms of the Trust m monthly ~nstallments to: .... i : i: ~-] Turstees/] are the principal beneficiaries of the Trust. (2) Lot~~-~?~Estates, Geneva County, Alabama, appraised value $600
# 17. GNMAS POOL BONDS is principle reduction on a government mortgage pool. #2 I. SCHWABB MONEY MARKET FUND is funds in an IRA cash reserve with money in and out, similiar to a bank account. This fund is treated like a CD, and some of the funds are used to purchase other stocks, i.e., the value at beginning of the year was greater than the value at the end as the funds were reduced by purchase of more shares in fund.
#29. ISHARES TR DJ OIL & GAS EXP (includes previous #35, same fund)
#41. Previously reported as GAMBO GROWTH FUND, should be GAMBELLI GROWTH FUND.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my kno~vledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544