FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Hicks, Jr., S. Maurice
4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-lime) ] 2. Court or Organization U.S. District Co., Western La. 5a. Report Type (check appropriate l~e) Nomination,
[] Initial

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 3 101-111)

3. Date of Report 08/16/201 I 6. Reporting Period 01/01/2010 to 12/31/2010

Date
[] Annual [] Final

U.S. District Judge - Active

5b. [] Amended Report

7. Chambers or Office Address U.S. Courthouse 300 Fannin St., Suite 5101 Shreveport, LA 71101

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ,~ith applicable laws and regulations.

Reviev~ing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followecL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. meponing individual only; seepp. 9-13 of filing instructions.)

D NONE (No reportablepositions.)
POSITION
1. 2. 3. 4. 5. Lecturer Board of Directors Member NAME OF ORGANIZATION/ENTITY Centenary College of Louisiana Children and Arthritis, Inc. (50 I(c) (3) organization)

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructionx)

~] NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Hicks, Jr., S. Maurice

FINANCIAL DISCLOSURE REPORT Page 2 of 18

Name of Person Reporling Hicks, Jr., S. Maurice

Date of Report 08116/2011

II1. NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.)

DATE
I. 2010 2. 3. 4.

SOURCE AND TYPE

Centenary College of Louisiana - Teaching

INCOME
(yours, not spouses)

$2,500

B. Spouses Non-I nvestment ! nco me - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

Paraglegal services - self-employed

I. 2010 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE
I. 2. 3. 4. 5.

DATE~S

LOCATION

PURPOSE

ITEMS PAID OR PROV1DED

FINANCIAL DISCLOSURE REPORT Page 3 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/16/2011

V. G[ FTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions-)
NONE (No reportable g~s.) SOURCE
I. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. a.cludes those oyspouse o.d dependent children; see pp. 32-33 of filing instructions.)
D NONE (No reportable liabilities.)
CREDITOR Citimortgage
2. 3. 4. 5.

DESCRIPTION
Mortgage - Rental Property #1, Ruston, LA

VALUECODE L

FINANCIAL DISCLOSURE REPORT Page 4 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/I 6/701 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period 0) (2) Value Value Code 2 Method
(J-P) Code 3 Transactions during reporting period

(1) Type (e.g., buy, sell, redemption)

(2)
Date

(3)
Value (J-P) Gain (A-H)

mm/dd/yy Code 2 Code I

(Q-W) I. 2. 3. 4. 5. 6. 7. 8. 9. 10. Capital One Bank Accounts State Farm Life Insurance Co. Account Northwestern Mutual Life Insurance Co. Account Timber Land, Lincoln Parish, Louisiana I/I/96, $30,000 Left intentionally blank Rental Property #1, Ruston, LA - 07/03/01, $75,427 Left intentionally blank Left intentionally blank IRA # I Morgan Keegan (prev Capital One) Money Fund Left intentionally blank A A A A A Interest None None None None Rent None None Interest None Dividend Interest Int./Div. None None None None T K K T T U K L R M J J K T T T R

(5) Identity of buyer/seller (if private transaction)

II. VAC Federal Credit Union 12. 13. 14. 15. 16. 17. Barksdale Federal Credit Union Red River Syndicate LP Left intentionally blank Janney, Montgomery Scott Brokerage Account - Cash Left Intentionally blank Left intentionally blank

I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J -$15,000 or less N =$250.001 - $500,000 P3 $25,000,001-$50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K = $15,0~ I - $50,0~O O =$500,001 - $1,000,000 R :Cost (Real Eslale Only) V =O~her

C =$2,501 - $5,0~0 HI =$1.000.001 - $5.000,000 L = $50.0~ I - $ I 0~,00O Pl =$1,0~0.001 - $5,000.000 p4 -More than $50,000,000 S =Assessment W =Estimated

D =$5,0~1 - $15,000 H2 =More than $5.000,000 M = $ I IKI,001 - $ 250,000 P2 -$5,000.001 - $25.000,000 T :Cash Markcl

E =$15,001- $50,0~3

FINANCIAL DISCLOSURE REPORT Page 5 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Dale of Report 08/16/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporling period

(1)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(i)
Value Code 2 (J-P)

(2)
Value Method Code 3 Type (e.g., buy, sell, redemption)

(2) (3) (4) Date Value Gain mnddd/yy Code2 Code I O-P) (A-~)

(5)
Idemity of buyer/seller (if private transaction)

(Q-W)
18. Left intentionally blank A None Dividend None None None None None None None None None None None None None None Interest T T T T
Sold 06/29/10 J A

19. IRA #1 XTO Energy 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank IRA #1 Entrada Networks IRA#1 Globalnet Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionall blank Left intentionally blank Left intentionally blank Giant Studios

IRA #2 Morgan Keegan (prev Capital One) A Money Fund

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3, Value Method Codes (S~e Column C2)

A =$1,000 or less F =$50,0(11 - $100,000 J =$15,000 or less N =$250.001 - $500,000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,0~0 K $15,001 - $50,000 O =$500,091 - $1,000.000 R =Cosl (Real Estate Only) V -Other

C =S2,501 - $5,000 HI =$1.000,001 - $5.000.000 L =$50,001 - $100.0~0 P| =$l.000,O01 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$ 5.001 - $15,000 H2 -More than $5,000,000 M =$100.001 - $250,000 P2 =$5,000,001 - $25.000,000 T :Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/16/2011

VII. INVESTMENTS and TRUSTS - i.co~.e, ,nine, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "IX)" after each asset exempt from prior disclosure B. Income during reporting period (i) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period O) Value Code 2 (J-P) (2) Value Method Code 3 (1) Typ~ (e.g., buy, sell, redemption)
Transactions during reporting period

(2) (3) Da~e Value mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank

None None None None None None None None None None None None None None None None None

I. Income Gain Codes: ( See Colunms B I a nd D4 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes ISce Column C2}

A =51,000 or less F = $ 50,001 - S 100,000 J =$15,0~0 or less N =$250.0OI - $500.000 P3 =$25,0OO.0OI - $50.0~O.000 Q =Appraisal U =Book Value

B = $1.001 - $2,500 G = $ 100.001 - $ 1,000,000 K = $15,001 - $50.000 O $500.001 - $1,000.000 R Cost (Real Estate Only) V =Olher

C =52,501 - $5,000 H I = $ 1.000,CO I - $ 5.000,000 L =$50.001 - $ 100,000 PI =$|.00O,00l - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Eslimated

D =$5,001 - $15,000 H2 = M ore tha n $5.00~,000 M $ 100.001 - $250,000 P2 =$5.0~0,0OI - $25,000.O00 T=Cash Market

E =$15,0OI - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/16/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets)
Place "(X)" after each asset exempt from prior disclosure

B. Income during reporting period (i)

Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

C. Gross value at end of reporting period (t) (2)

Value Code 2 (J-P) Value Method Code 3

D. Transactions during reporting period O)

Type (e.g., buy, sell, redemption)

(2)

(3)

Value Date mm/dd/yy Code 2 (.I-P)

(4) Gain Code I (A-H)

(Q-W)
52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank None None None None None None None None None None None None None None None None None

(5) Identity of buyer/seller (if private transaction)

I. Income Gain Codes: (See Columns BI and IM) 2. Value Codes ISee Columns C I and D3) 3. Value Method Code--. (~c Column C2)

A =$1,000 or less F =$50.001 - $100.0~ J =$15.000 or less N =$250.0OI - 5500,000 P3 =$25.00~,0OI - $50.0~0.000 Q =Appraisal U -Book Value

B =51.001 - 52,500 G =$10~.001 - $1.0~,0~ K -$15,001 - $50,0(~ O =$50~,001 - $1,0~)O,000 R =Cost (Real Eslate Only) V Olhcr

C =52,501 - $5,000 HI =$1,0~.001 - $5.00~.0~ L =$ 50.001 - 5100.0~3 PI =$1,0~)0.091 - $5,000,00~ P4 More than $50,000,000 S =Assessment W =Estimaled

D =$5,0OI - 515,0~0 H2 =More than M ~$ I 0(I.001 - $250.000 P2 =$5,000,0~1 - $25,000,000 T =Cash Market

E =$15,1~31 - $50,0~0

FINANCIAL DISCLOSURE REPORT Page 8 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/16/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instruction~.)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code I (A-H) (2) Typ~ (e.g., div., rent, or int.) C. Gross value at end of reporting period (D Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (e.g., buy, sell, redemption)

Transactions during reporting period

(2) Date mm/dd/yy (3) Value Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Biosante Pharmaceutical Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank

None None None None None None None None None None None None None None None None None

I. Income Gain Codes: (S~: Columns BI and D.l) 2. Value Codes (Sc Columns CI and D3) 3. Value Method Codes ISce Column C2)

A =$1,000 or less F =$50,0~1 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,0~),0~1 - $50.00~.0~0 Q =Appraisal U =Book Value

B =$1,0~1 - $2,500 G =$100,001 - $1,000.000 K = $15.001 - $ 50.000 O $500.001-$1,000,000 R =Cost (Real Estate Only) V Olher

C =$2,501 - $5.000 HI =$1,000,001 - $5.0~).0~0 L = $50,001 - $ 100.000 P 1 =$1,000.001 - $5,0g0,000 P4 =More than $50,000.000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More Ihan $5,00~,000 M =$ 100,001 - $ 250.000 P2 =$5,0~1.001 - $25.000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/16/201 I

VII. INVESTMENTS and TRUSTS -i~co,~,o value~tran~acti~s(~ncludesth~se~fsp~useanddependentchildren;seepp.34~6~f~linginstructi~ns.)

~--~

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period O) Amount Code I (A-H) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (0 (2) Value Value Code 2 Method Code 3 (J-P) (Q-W) O) Typ~ (e.g., buy, sell, redemption)
Transactions during reporting period

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code I (A-H)

(5) Identity of buyer!seller (if private transaction)

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank IRA #1 Dodge and Cox Intl Stock Fd Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank Left intentionally blank A

None None None None None None Dividend None None None None None None None None None None J T

100. Left intentionally blank 101. Left intentionally blank 102. Left intentionally blank

I. Income Gain Codes: ISec Columns B I and IM) 2. Value Codes (S~e Columns CI and D3) 3. Value Method Codes ISce Column C2)

A =S 1,000 or less F =$50,001 - $100,000 J -$15.0~0 or less N =$250.0~1 - $50~,000 P3 =$25.C~),001 - $50.00~.0~0 Q =Appraisal U =Book Value

13 =$1.001 - $2,500 G =$100,001 - 11,000,000 K =$15,001 - $50,0~0 O =$50~.001 - $1,000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$50,001 - $ I 0(I,000 PI =$1,000,001 - $5,00~,000 P4 =More than $50,0~1,0~0 S =Assessment W =Estimated

D =S5,001 - $15,000 H2 =More than $5,000,000 M =$ 100,001 - $250,0~0 P2 =$5,0(~,001 - $25.000.000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/16/2011

VII. INVESTMENTS and TRUSTS --income, valuc, transaction$ (Includes thosc of spouse and dcpendcnt children; sce pp. 34-60 of filing instructionx.)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3 (Q-W)
Transactions during reporting period

(o
Type (e.g., buy, sell,
redemption)

(2)

(3)
(J-P)

Date Value Gain mrn/dd/yy Code 2 Code I

(A-H)

Identity of buyer/seller (if private transaction)

103. Left intentionally blank 104. Left intentionally blank 105. Left intentionally blank 106. Left intentionally blank 107. Left intentionally blank 108. Morgan Keegan cash-T 109. Encana Corp-Janney 110. Left intentionally blank I 1 I. Left intentionally blank I 12. Left intentionally blank I 13. Cubic Energy Inc 114. Left intentionally blank 115. Left intentionally blank 116. Left intentionally blank 117. IRA #3- Terra Nitrogen Co LP 118. Left intentionally blank 119. Left intentionally blank A A A

None None None None None Int./Div. Dividend None None None None None None None Dividend None None Sold 03/05/10 J
A Sold 11/12/10 J

T Sold 11/12/10 J A

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes (Sc Column C2)

A =$1,0O0 or less F =$50.0~1 - $10O,0O0 J =$15,000 or less N =$250,001 - $500,00~ P3 =$25,000,001 - $50,000.090 Q =Appraisal U =Book Value

B =$1.001 - $2,500 G =$100,001 - $1,00O.0OO K -$15,001 - $ 50,090 O =$5CO.001 - $1,000.009 R =Cosl (Real Eslate Only) V =Olhcr

C =$2.50| - $5,000 HI =$1.000,001 - $5,1X)0.090 L -$50,001 - S 100,0130 PI =$1,000,001 - $5,000,0~0 P4 =More than $50,000,000 S =Ass.cssmcnt W =Estimated

D =$5,0~1 - $15,000 H2 =More than $5,000.090 M =$ 100,001 - $250,000 P2 =$5.000.001 - $25,000.090 T =Cash Markct

E =$| 5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 11 of ! 8

Name of Person Reporling Hicks, Jr., S. Maurice

Date of Report 08/16/201 I

VII. INVESTMENTS and TRUSTS - inco,,o, ,,al.e, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during repining period Gross value at end of reporting period Transactions during reporting period

(0
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

0)
Value Code 2 (l-P)

(2)
Value Method Code 3

O) Type (e.g., buy, sell, redemption)

(2) (3) Date Value mm/dd/yy Code 2

(4) Gain Code 1 (A-H)

(Q-W) 120. Left intentionally blank 121o Left intentionally blank 122. Left intentionally blank 123. Left intentionally blank 124. Left intentionally blank 125. Left intentionally blank 126. Left intentionally blank 127. Left intentionally blank 128. Left intentionally blank 129. Left intentionally blank 130. Left intentionall blank 131. Left intentionally blank 132. Left intentionally blank 133. Left intentionally blank 134. Left intentionally blank 135. Left intentionally blank 136. Left intentionally blank None None None None None None None None None None None None None None None None None

(5) Identity of buyer/seller (if private transaction)

1. Income Gain Codes: (See Columns BI and 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (see Column C2)

A =$1,000 or less F =$50,001 J =$15,000 or less N =$250,001 - $500,000 P3 $25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$I00.001 - $1.000.000 K =$15,001 - $50.000 O =$500,001 - $ 1,00~.000 R =Cosl (Real Eslalc Only) V :Othcr

C =$2,501 - $5,000 H I =$1.000.001 - $5.0OO.1300 L :$50.001 - $100.000 P I -$ 1.000.001 - $5.000.000 P4 -More than $50.000.000 S -A~scssmcnt W = Eslimated

D =$5,001 - $15,000 H2 :More than $5.000,000 M :$100.001 - $250.000 P2 =$5,0~0,001 - $25,000,000 T =Cash Market

E :$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/16/201 I

VII. INVESTM ENTS and TRU STS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~)

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period C. Gross value at end of reporting period Transactions during reporting period

(I)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code 3

(I) Type (e.g., buy, sell, redemption)

(2) (3) Value Date mm/dd/yy Code 2 (J-P)

(4) Gain Code I (A-H)

(Q-W)
137. Left intentionally blank 138. Left intentionally blank 139. Scottrade Cash Acct. 140. Chesapeake Energy-Janney Acct. 141. Petrohawk Energy- Janney Acct. 142. Left intentionally blank 143. Left intentionally blank 144. Left intentionally blank 145. Left intentionally blank 146. Canadian Oil Sands- Scottrade 147. Left intentionally blank 148. Eagle Rock Energy- Scottrade 149. Encana Corp-Scottrade 150. Left intentionally blank 151. Left intentionally blank 152. Left intentionally blank 153. Left intentionally blank A A A A A None None Interest Dividend None None None None None Dividend None Int./Div. Dividend None None None None J J T T Sold (part) 03/03/10 J A J T K T Sold Sold 09/23/10 11/16/10 J J A A

(5) Identity of buyer/seller (if priv ate transaction)

I. Income Gain Codes: ( See Columns B I a nd [94 ) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F = $ 50.001 - $ 100.0O~ J -515,000 or less N =5250.001 - $50~1.090 P3 =525.000.0OI - 550,000.000 Q =Appraisal U Book Valuc

B =$1.0~1 - 52,500 G = $ 100.001 - $ 1.000.000 K =$15.001 - $50.00~ O 5500.0~I - 5 l,OO~.O00 R =Cost (Real Estate Only) V =Other

C =52,501 - $5,000 H 1 = $ 1.000.0~ 1 - $ 5.0,000 L =$50,001 - $100,0~0 p I =$1,000,001 . 55,000.000 P4 -More than $50,000,000 S ~Asscssmcnt W =Estimated

D =$5,001 - $1 H2 = Mo~ than $ 5 M =5100,001 - $250,0~O p2 =$5,000,001 - 525,00,000 T =Cash Markct

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 13 of 18

Name of Person Reporling Hicks, Jr., S. Maurice

Date of Report 08/16/2011

VII. I NVESTMENTS and TRUSTS - inco,.e, ,,olue. transactions (Includes those of spouse and dependent children; seepp. 34-60 of.filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exemp~ from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.) Gross value at end of reporting period Transactions during reporting period

(l)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

O)
Type (e.g., buy. sell. redemption)

(2)

(3)

(4)
Gain Code I (A-H)

(5)
Identily of buyer/seller (if private transaction)

Date Value mm/dd!yy Code 2 (J-P)

154. Left intentionally blank 155. IRA #2 American Superconductors 156. IRA #2 Encana 157. IRA #2 National Fuel Gas 158. IRA #2 Pacific Asia Petroleum 159. IRA #2 Smartheat Inc 160. IRA #2 Stericycle 161. IRA #2 Teck Corp Ltd 162. IRA #2 Eagle Rock Energy Partners 163. IRA #2 Kinder Morgan Partners 164. IRA #1 FHLMC CMO Series 165. IRA #1 GNMA CMO Series~ "~ o"~,%~ 166. Cenovus Energy-Janney 167. Left intentionally blank 168. GMX Resources- Janney 169. Rigel Pharmaceutical-Janney 170. Biomass Resources- Janney A A A A A A A

None None Dividend Dividend None None None None Dividend Dividend Interest Interest Dividend None None None None T T Sold 11/12/10 J A J J J J T T T T Sold 11/12/10 A T Sold 05/I 1/10 A Sold Sold 08/10/10 J 04/09/10 J B A J

1. Income Gain Codes: { See Columns B I and D4 ) 2. Value Codes {Scc Columns CI and D3) 3. Value Method Codes (.See Column C2)

A =$1.000 or less F =$ 50,001 - $ 100.000 J $15.000 or less N =$250.0~1 - $50~,000 P3 =$25,000.001 - $50,000.009 Q =Appraisal U :Book Value

B =$1.0~1 - $2.500 G =$ 100,001 - $1,000,000 K =$15.001 - $50.000 O =$500,001 - $1.0~0,000 R =Cost {Real Eslate Only) V -Other

C =$2.501 - $5,000 H 1 =$1,000.001 - $ 5.000,000 L =$50.001 - $100.000 PI =$1,000.001 - $5,0~0,000 P4 -More than $50,000,1000 S =Asscssmenl W =Estimated

D =$5.001 - $15.00(I H2 =More than $5,000,000 M =$100.001 - $250.000 P2 =$5,000,001 - $25,0~0,090 T =Cash Market

E =$15.001 - $50,1)00

FINANCIAL DISCLOSURE REPORT Page 14 of 18

Name of Person Reporling Hicks, Jr., S. Maurice

Date of Report 08/16/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 o:filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 13. Income during reporting period (1) Amount Code I (2) Type (e.g., div., rent, C. Gross value at end of reporting period (I) Value Code 2 (2) Value Method

Transactions during reporting period (I) Type (e.g., buy, sell,

redemption)

(2) (3) Date Value mm/dd/yy Code 2

(J-P)

(A-H)

or int.)

(J-P)

Code 3

(4) Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

171. Rental Property #2, New Orleans, LA I/I/09 $55,000 172. Breitburn Energy Partner-Janney 173. Eagle Rock Energy Partners-Janney 174. Ford Motor Company-Janney 175. Genesis Energy LP- Janney 176. Cenovus Energy- Scottrade 177. Citigroup- Scottrade 178. Geron Corp- Scottrade 179. GMX Res Inc- Scottrade 180. Stec Inc- Scottrade 181. 3 Par Inc- Scottrade 182. 183. IRA#2 BPAmoco 184. 185. IRA #2 Johnson & Johnson 186. 187. IRA #2 China New Borun Corp A A

None None None None None Dividend None None None None None

L J K J J

R T T T T Buy Buy Buy Buy 11/16/10 11/30/10 11/16/10 11/16/10 J J J J J J J J J J J J J J J J

Spinoff 01/04/10 (from line 149) J J J J J T T T T T Buy Buy Buy Buy Buy Sold 04/14/10 01/08/10 04/14/10 04/22/10 : 04/22/I 0 08/16/10 02/26/10 06/09/10 05/06/10 07/20/10 10/14/10

None

Buy Sold

Dividend

Buy Sold

None

Buy

I. Income Gain Codes: (See Columns B I and IM) 2, Value Codes (See Columns C I and D3) 3. Value Method Codes (Sc Column C2)

A =$ 1,000 or less F =$50,001 - $100.000 J -$15,000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50,000.000 Q =Appraisal U =Book Value

B = $1,001 - $ 2,500 G =$100,001 - $1,000.000 K =$15,001 - $50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000.000 L =$50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 ~More than $50,000,000 S =Assessment W =Eslimated

D =$5,001 - $15,000 H2 =More than $5.000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 15 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/16/201 I

VII. INVESTMENTS and TRUSTS --income, value, transoctions (includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
D NONE

(No reportable

income, assets, or transactions.)

Income during reporting period (I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
Gross value at end Transactions during reporting period

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure

of reporting period (I) (2) Value Value Method Code 2 Code 3 0-P) (Q-W) K
J

(1) Type (e.g., buy, sell, redemption)

(4) (2) (3) Value Gain Date mm/dd/yy Code 2 Code I (A-H) (J-P)

(5) Identity of buyer/seller (if private transaction)

188. IRA #2 Cree Inc 189. IRA #2 Denbury Resources Inc 190. IRA #2 Dendreon Corp 191. IRA #2 Kraft Foods 192. IRA #2MolyCorp Inc 193. IRA #2 Sharps Compliance Corp 194. IRA #2 Sociedad Quimica 195. IRA #2 Southern Co 196. IRA #2- Genesis Energy LP 197. IRA #2 Pepsico 198. 199. IRA #1- GNMA Series~ 200. IRA #1-FNMA CMO Series 201. IRA #1 GNMA CMO Series 202. IRA #1 Canadian Oil Sands Trust 203. IRA #3 Regions Money Fund 204. JP Morgan-Cash Acct. A A A A A A A

None None None Dividend None None Dividend Dividend Dividend Dividend

T
T

Buy Buy Buy Buy Buy Buy Buy Buy Buy Buy Sold

!09/14/10 IM/06/IO 03/02/10 04/06/10 09/24/10 10/13/10 10/13/10 02/26/10 10/13/10 02/26/I 0 10/13/10 02/19/10 02/05/I 0 !07/23/10 12/01/10

K J J J J J J J J J J J J K J

J J K J J J J J

T T T T T T T T

None None None Dividend Interest None

J J K J J J

T T T T T T

Buy Buy Buy Buy

I. Income Gain Codes: (See Columns BI and D-l) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (see Column C2)

A =$ 1,000 or less F =$50,001 - $100.000 J = $15,00) or less N =$250.001 - $500,000 P3 =$25,000,001 - $50.000,000 Q =Appraisal U =Bc~k Value

B =$1.001 - $2,500 G =$100,001 - $1,000,000 K = $15,001 - $ 50,000 O =$500,001 - $1,000.000 R =Cost (Real Eslate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5.000.000 L = $50,001 - $ 100,000 PI =$1,000.001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =Mooe than $5.000.000 M = $ 100,001 - $250,000 P2 =$5.000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 16 of 18

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/I 6/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assels) Place "(X)" after each asset exempt from prior disclosure Income during reporting period

Gross value at end

of reporting period

Transactions during reporting period

O) Type (e.g., buy, sell, redemption) (2) (3) Date Value mrrddd/yy Code 2 (J-P) (4) Gain Code I (A-H) (5) Identity of buyer/seller (if private transaction)

O)
Amount Code 1 (A-H)

(2)
Type (e.g., div., rent, or int.)

(I)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

205. Morgan Keegan Cash~

Int./Div.

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Colunms CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,0~1 - $100.(~30 J =$15.000 or less N =$250.001 - $500,000 P3 =$25,000.001 - $50.000.09~ Q =Appraisal U =Book Value

B =$1.0~1 - $2,500 G =$100.001 - $1.000.000 K -$15,001 - $50.000 O =$500.001 - $ 1,00~,000 R =Cost (Real Estate Only) V Other

C =$2.501 - $5.000 H I =$ I,O00.O01 - $5.000.0~ L =$50.001 - $ I PI =$1.000.001 - $5.000.0~1 P4 =More than $50,000.000 S =Assessmcnl W =E~limated

D =$5,001 - $15,00 H2 =More than $5.00~,009 M $10O.0Ol - $250.0~ P2 =$5.090.0~1 - $25,000.000 T =Cash Markcl

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 17 of 18

Name of Person Reporling Hicks, Jr., S. Maurice

Dale of Repor~ 08/16/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

166. Cenovus Energy, Inc: A split from Encana Corp. 152. Pacific Asia Petro- Scottrade: should have been reported in prior year as completely sold and having no value at 12/31/2009. 170. Biomass Resources: Should have reported a partial sale in 2008, there are some shares still owned. 203. IRA #3 Regions Money Fund: should have been reported in prior years. 204. JP Morgan Cash Account: should have been reported in prior years. 205. Morgan Keegan Cash Account: was reported together \vith line 108 in prior years. It should have been reported separately in prior years.

FINANCIAL DISCLOSURE REPORT Page 18 of 18 IX. CERTIFICATION.

Name of Person Reporting Hicks, Jr., S. Maurice

Date of Report 08/16/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~Jthheld because it met applicable statutory provisions permitting non-disclosure. 1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance ~vith the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/S. Maurice Hicks, Jr.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544