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Rev. 1/2010

FINANCIAL DISCLOSURE REPORT


FOR CALENDAR YEAR 2009

R~ort RequireS by the Ethics


in Government Act ofl978 (5 u.s.c, app. if 1Or-tel)

!. Person Reporting (last name, flint, middle initial) DeMoss, Jr., Harold R. 4. Title (Article lit judges indicate active or senior sta~; magistrate judges indicate full- or pact-time) U.S. Circuit Judge -Senior

2. Court or Or~anizatioa U.S. 5th Cir. Ct of Al:rpeals 5a. Report Type (ch~x.k appropriat~ type) [] Nomination, [] Initial Dote [] A~nnual [] Final

3. Date of Report 05/05/2010 6. Reportin~, Period 01/0112009 to 12/31/2009

7. Chambers or ~ce Addresa U.S. Courthouse 515 Rusk, Suite 12015 Houston. Texa~ 77002

8. Oa the bash of the informatio~ omtslned in this Report and any modificaUons pertaining thereto, it Is, in my op|l~lon, ill compliance with applicable laws and regulations. Revie~i.g Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followec Complete ali parts,
checking the NONE box for each part where yoa have no reportable Information. Sign on last pag~

[--]

NONE (No reportable positions.) POSITION NAM~ QF ORGANIZATION/ENTITY


Board of Trustees, Open Door Mission

I.

Trustee

3. 4. 5.

NONE ~o reportable agreements.} ~ PARTIES A~ TE~S

DeMoss Jr., Harold R.

Page 2 of 8

HI. NON-~ST~NT ~COME. (~ ~vidual and spo~e; ~ p~ 17-24 of fding ~)


A. Fliers Non-Investment Income
NONE ~o reportable non-inv~ent income.)

SO~CE A~ ~E
1,2009 2. 3, 4. T~able 1~ d~bution flora Ra~ond J~

(yo~s, not spouts)


~60,000.00

B. Spouse*s Non-Investment Income - If~u


(Dollar amount not required ~cept for h~ora~a.)

NONE ~o reportable non-inv~ent income.) SO~CE


1. 2. 3. 4.

IV. REIMBURSEMENTS (Includes those to ~pous and dep~nd~nt children; s~ pp. 2J-27 of filing i~ctio~..)

NO~ ~o reportable reimbursements.) ~


I. 2. 3. 4. 5.

PU~O~E

ITEMS P~D OR PROV~ED

Page~C~3 of 8 DISCLOS~ ~PORT [ DeMoss, Jr. Harold ~ [

05/0Sn010

NONE ~o reportable ~ DESCNPTION

1.

2.
3.

4. 5.

~-]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

I.
2,

3. 4. 5.

F/NANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Perroa Reporting DeM~ss, Jr., Harold IL

Date O! Report 05/05/2010

VII. INVESTMENTS an d TRUSTS - ~, .... ~.e, ,..,~a~ ana,~ ~o,, o~svo~.,,~ ~ ~it~.; ~
NONE ~o reportable income, ~se~, or ~a~actio~.)
A. D~cnption of ~sets (i~lu~ng ~st ~e~) Pl~e~}~er~set exert fr~ pn~ diglos~ C. B. ~ Inc~ ~ng G~o~ value ~t ~ ( ofr~ing ~ r~ng ~fi~ I ,~nlI T~{e.g., :~ C~ I ,1 div., ~t, ~ (A-H} ~ or int.) ] I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15, 16. 17. DWS Strategic Gov Se Fund DWS HIGH INCOME A DWS Strategic Value Fund COHEN & STEERS NATIONAL RETAIL PROPERTIES Northern q~st Co~] R.J, Bank Deposit Well Fargo Bank B D A C C A A A Dividend Dividend Dividend Dividend Dividend Interest Distribution Interest K L L K K J J J T T T T T T T T Raymond Jam~ T~tee for I~ Roll-over-See ~se~ below: Raymond J~es I~-AIM CH~R AIM U.S. Government Fund DWS CorePlus A B A Di~dend Dividend Dividend M L K T T T Sold (part) 07109/09 08/07/09 09/10/09 10/08/09 11/10/09 12/09/09 J J J J J J :: ......... Va~e C~ 2 (J-F) Val~ Me~od C~e3 (~ T~a(e,g,, ~y, ~11, r~ption) D. T~cfio~ ~fing ~ing p~

~ Dam Value Gem j m~d~ C~e 2 (J-F) (A-H) ] ] i ..

(if private ~ns~tion)

(part)
Sold (part) Sold (part) Sold (part) Sold

Sold

FINANCIAL DISCLOSURE REPORT

~,~ or
DeMo$~,Jr., Harold R. [ 05105/2010

Pag~ 5 of 8

NONE ~o repor~ble income, ~se~, or A. ~c~pfioa of A~ B. ~me d~ng (l) [~o~t (2) T~ (e.g., C. [ . G~ss (1) V~e (2) Value ~ i (1) ~ T~ (e.g., ~ (2) ~ Date D.

Place "~" ~= ~h a~l

(3)[(4)[ Vahe[ ]~in

(5) Id~ti~ of

18.

Sow~ll ~93, Ltd

None

19. -20. "~ 1, 22.


23.

Sunoco. Inc. Devon Energy Operating Co. Anadarko Petroleum Prudential Ins. of America
Amegy Bank of T~xa.s

A A B A A

Royalty Royalty Royalty Interest Interes~

J J J J L

T T T T T

24. 2.5. 26. 27. i28. 29. 30. 3 I.

Raymond James Trustee for Broker Acct l See assets betow: Cap Wrld Gwlh &]ncm Capital One Bank Bond Fd of America Gwlh Fd of America Income Fd of America Raymond James Trmtee for Broker Aeet 11 See asseta below: AT&T FPL Group Hewleti Packard Co. Johnson & Johnson A A Dividend J J J J T T T T B A C A C Dividend Interest Dividend Dividend Dividend L L L T T T L T Redeemed 04/01/09 L

l,

32.

Dividend A A Dividend Dividend

33 34.

I. Income Gain Cadet:

A =$1.000 or ~

B -$ l.O~l - $2,~00

C -$2~01. $5,~

D ~.~I - $15.~0

E -$15.001 - $50.~0

(~e Colu~ C2)

U -B~ V~

V~

FINANCIAL DISCLOS~ ~PORT Page 6 of 8

Name al" Per~oa Rel~limg

D~te of Repo~

NONE ~o reportable income, ~sets, or ~a~tio~.)

Pla~ "~)" after ~h ~t exempt ~m ~ discloswv

~ount ~ T~c (.g.. ~ I :, die.. r~t, (A-~ or int.)

Va~ C~ 2 [ (J-P) ~

Va~ Me&~ ~ C~ 3

T~ (.g., ~y. ~11, ~d~pti~)

Date ~

Value ~e 2 ~ (J-P)

Gain C~ I (A-~ ~

ld~ti~ of buywisetler (ifpfival

35. 36.

Procter & G~ble Co Weingaa~n ~1~ lnvs S~ Ben Int Reit

Dis~bu~on Dividend

J J

T T

37. 38.

CAP WRLD GRTH & INCM

A A

Dividend Distribution

J J

R.J. Bank Acct Raymond James IRA Growth Fund of America S~curi~" Life of Denver Ins. Co.: Universal Life Policy

T T ,,, T

39. 40.

A C

Dividend Interest

41. 42. ~

FINANCIAL DISCLOSURE REPORT


Pa~c 70~ 8

N.m~ of Perle, Reporti,g [

Date of Report

DeMo~s, Jr., Harold R. [

05/05F~010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a~,,~- o/R,~,~)


Part I. The organization indicated in Part 1. Positions is a non-profit charitable organization and Judge DeMoss is not an "income beneficiary" of this organization. Pan 111. Non-investment income from taxable IRA distribution from Raymond James in the amount of $60,000.00 was inadertantly omitted from fliers 2008 Financial Disclosure ReporL Part VIL The asset shown on Line 3 was formerly known as AIM Intermediate GovL The as.set shown on Line 5 was formerly known a,s IRA DWS USGOVT SEC. The asset shown on Line 7 was formerly known as DWS DREMAN HIGH RETGRN. The asset shown on Line 39 was opened in 2005 but inadvertantly omitted on since that date. The asset shown on Line 40 waS purchased in 199~ but inadvertantly omitted since that date.

FINANCIAL DISCLOSURE REPORT Page 8 of 8


[ DeMo~,, Jr., Harold R.

05/05/2010

IX. CERTIFICATION.
I certify that all information given above (including information perlalning to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not r~ported waa withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from ouUIde employment and honoraria and the acceptance of gfft~ which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disc!osure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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