Professional Documents
Culture Documents
Rev. 1/2010
!. Person Reporting (last name, flint, middle initial) DeMoss, Jr., Harold R. 4. Title (Article lit judges indicate active or senior sta~; magistrate judges indicate full- or pact-time) U.S. Circuit Judge -Senior
2. Court or Or~anizatioa U.S. 5th Cir. Ct of Al:rpeals 5a. Report Type (ch~x.k appropriat~ type) [] Nomination, [] Initial Dote [] A~nnual [] Final
7. Chambers or ~ce Addresa U.S. Courthouse 515 Rusk, Suite 12015 Houston. Texa~ 77002
8. Oa the bash of the informatio~ omtslned in this Report and any modificaUons pertaining thereto, it Is, in my op|l~lon, ill compliance with applicable laws and regulations. Revie~i.g Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followec Complete ali parts,
checking the NONE box for each part where yoa have no reportable Information. Sign on last pag~
[--]
I.
Trustee
3. 4. 5.
Page 2 of 8
SO~CE A~ ~E
1,2009 2. 3, 4. T~able 1~ d~bution flora Ra~ond J~
IV. REIMBURSEMENTS (Includes those to ~pous and dep~nd~nt children; s~ pp. 2J-27 of filing i~ctio~..)
PU~O~E
05/0Sn010
1.
2.
3.
4. 5.
~-]
I.
2,
3. 4. 5.
VII. INVESTMENTS an d TRUSTS - ~, .... ~.e, ,..,~a~ ana,~ ~o,, o~svo~.,,~ ~ ~it~.; ~
NONE ~o reportable income, ~se~, or ~a~actio~.)
A. D~cnption of ~sets (i~lu~ng ~st ~e~) Pl~e~}~er~set exert fr~ pn~ diglos~ C. B. ~ Inc~ ~ng G~o~ value ~t ~ ( ofr~ing ~ r~ng ~fi~ I ,~nlI T~{e.g., :~ C~ I ,1 div., ~t, ~ (A-H} ~ or int.) ] I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15, 16. 17. DWS Strategic Gov Se Fund DWS HIGH INCOME A DWS Strategic Value Fund COHEN & STEERS NATIONAL RETAIL PROPERTIES Northern q~st Co~] R.J, Bank Deposit Well Fargo Bank B D A C C A A A Dividend Dividend Dividend Dividend Dividend Interest Distribution Interest K L L K K J J J T T T T T T T T Raymond Jam~ T~tee for I~ Roll-over-See ~se~ below: Raymond J~es I~-AIM CH~R AIM U.S. Government Fund DWS CorePlus A B A Di~dend Dividend Dividend M L K T T T Sold (part) 07109/09 08/07/09 09/10/09 10/08/09 11/10/09 12/09/09 J J J J J J :: ......... Va~e C~ 2 (J-F) Val~ Me~od C~e3 (~ T~a(e,g,, ~y, ~11, r~ption) D. T~cfio~ ~fing ~ing p~
(part)
Sold (part) Sold (part) Sold (part) Sold
Sold
~,~ or
DeMo$~,Jr., Harold R. [ 05105/2010
Pag~ 5 of 8
NONE ~o repor~ble income, ~se~, or A. ~c~pfioa of A~ B. ~me d~ng (l) [~o~t (2) T~ (e.g., C. [ . G~ss (1) V~e (2) Value ~ i (1) ~ T~ (e.g., ~ (2) ~ Date D.
(5) Id~ti~ of
18.
None
Sunoco. Inc. Devon Energy Operating Co. Anadarko Petroleum Prudential Ins. of America
Amegy Bank of T~xa.s
A A B A A
J J J J L
T T T T T
Raymond James Trustee for Broker Acct l See assets betow: Cap Wrld Gwlh &]ncm Capital One Bank Bond Fd of America Gwlh Fd of America Income Fd of America Raymond James Trmtee for Broker Aeet 11 See asseta below: AT&T FPL Group Hewleti Packard Co. Johnson & Johnson A A Dividend J J J J T T T T B A C A C Dividend Interest Dividend Dividend Dividend L L L T T T L T Redeemed 04/01/09 L
l,
32.
33 34.
A =$1.000 or ~
B -$ l.O~l - $2,~00
C -$2~01. $5,~
D ~.~I - $15.~0
E -$15.001 - $50.~0
U -B~ V~
V~
D~te of Repo~
Va~ C~ 2 [ (J-P) ~
Va~ Me&~ ~ C~ 3
Date ~
Value ~e 2 ~ (J-P)
Gain C~ I (A-~ ~
35. 36.
Dis~bu~on Dividend
J J
T T
37. 38.
A A
Dividend Distribution
J J
R.J. Bank Acct Raymond James IRA Growth Fund of America S~curi~" Life of Denver Ins. Co.: Universal Life Policy
T T ,,, T
39. 40.
A C
Dividend Interest
41. 42. ~
Date of Report
05/05F~010
05/05/2010
IX. CERTIFICATION.
I certify that all information given above (including information perlalning to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not r~ported waa withheld because it met applicable statutory provisions permitting non-disclosure. ! further certify that earned income from ouUIde employment and honoraria and the acceptance of gfft~ which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disc!osure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544