QUALIFICATIONS

Qualification Registration Form (QRF) CERTIFICATE Combating Financial Crime Commodity Derivatives Corporate Finance Regulation Corporate Finance Technical Foundations Derivatives Financial Derivatives FSA Financial Regulation Global Financial Compliance Global Securities Investment and Risk Investment Management Principles of Financial Regulation Risk in Financial Services Securities IOC (also known as the IAQ) Asset Servicing (Corporate Actions) Collective Investment Schemes CREST Settlement Exchange Traded Derivatives Administration FSA Financial Regulation Global Securities Operations Introduction to Securities and Investment ISA Administration IT in Investment Operations Operational Risk OTC Derivatives Administration Principles of Financial Regulation Private Client Administration (will be known as Administration of Settlement & Investments from 1 June 2011) Risk in Financial Services INVESTMENT ADVICE DIPLOMA (Level 4) FSA Regulation and Professional Integrity Investment, Risk and Taxation Securities Derivatives Private Client Advice (level 5 ) ISLAMIC FINANCE QUALIFICATION Islamic Finance Qualification (English) Islamic Finance Qualification (Arabic) INTERNATIONAL PROGRAMMES International Introduction to Securities and Investment International Introduction to Securities and Investment (Arabic) International Investment Management International Certificate in Wealth Management (English) International Certificate in Financial Advice (Spanish) International Compliance Officer (under development) DIFC Rules and Regulations UAE Financial Rules and Regulations Qatar Financial Centre Financial Rules and Regulations Oman Financial Regulation DIPLOMA Bond & Fixed Interest Markets Financial Derivatives Fund Management Global Operations Management Interpretation of Financial Statements Investment Analysis Regulation & Compliance Level 6 PCIAM Private Client Investment Advice & Management (written) Private Client Investment Advice & Management (alternative assessment) ADVANCED CERTIFICATE Advanced Global Securities Operations Advanced Operational Risk CISI MASTERS Financial Markets Portfolio Construction Theory in Wealth Management Applied Wealth Management Schools Package Certificate for Introduction to Securities & Investment

UK 50

INTERNATIONAL 25

The international price includes a PDF of the workbook (except in the case of the Islamic Finance Qualification where the printed workbook is available separately). Most exams taken internationally include the Revision Express Interactive, an elearning product. The aim is to support those candidates more fully who may not have easy access to accredited training providers (ATPs). Please note that you will be required to pay the local costs of invigilation for higher level exams taken by pen and paper.

170.00 170.00 140.00 170.00 170.00 140.00 140.00 170.00 140.00 130.00 170.00 140.00 170.00 170.00

215 *** 215 *** 185 *** 215 *** 215 *** 185 *** 185 *** 215 *** 185 *** 185 *** 215 *** 185 *** 215 *** 215 ***

Are you intending to sit an exam in a country covered by one of our international offices? If you are, please contact the appropriate office for information about prices in your area. t: +00 97 10 43 12 95 96 e: uae.office@cisi.org UAE, Bahrain, Qatar, Oman, Kuwait, Jordan MUMBAI t: +00 91 22 40 91 94 01 e: southasia.office@cisi.org India, Sri Lanka, Mauritius t: +00 65 64 38 50 07 SINGAPORE e: singapore.office@cisi.org Singapore, Malaysia, Vietnam DUBAI

96.00 96.00 96.00 96.00 140.00 96.00 96.00 96.00 96.00 96.00 96.00 140.00 96.00 170.00

141 *** 141 *** 141 *** 141 *** 185 *** 141 *** 141 *** 141 *** 141 *** 141 *** 141 *** 185 *** 141 *** 215 ***

Please note: * Price includes exam only ** Price includes PDF workbook *** Price includes PDF workbook and Revision Express Interactive

170.00 170.00 170.00 170.00 215.00

215 *** 215 *** 215 *** 215 *** 250 + cost of invigilation

170.00 170.00

170 * 170 *

96.00 96.00 170.00 170.00 170.00 170.00 170.00 100.00 165.00 135.00

141*** 121 ** 215 *** 215 *** 195 ** 215 *** 195 ** 100 ** 190 ** 135 **

215.00 215.00 215.00 215.00 215.00 215.00 215.00

300 + cost of invigilation ** 300 + cost of invigilation ** 300 + cost of invigilation ** 300 + cost of invigilation ** 300 + cost of invigilation ** 300 + cost of invigilation ** 300 + cost of invigilation **

215.00 1,750.00

300 + cost of invigilation ** N/A

215.00 215.00

250 + cost of invigilation ** 250 + cost of invigilation **

215.00 215.00 215.00

300 + cost of invigilation ** 300 + cost of invigilation ** 300 + cost of invigilation **

130.00 UK and INTERNATIONAL

N/A

MEMBERSHIP UK and INTERNATIONAL

JOINING FEES MCSI by experience MCSI ACSI SUBSCRIPTIONS: UK and International for renewals and full year subscriptions FCSI MCSI ACSI Renewal ACSI New Affiliate Student CONCESSIONS ON RENEWALS

120 50 25 Apr - Jun

185 165 120 60 100 50 50%

Please note: All membership renewals paid by direct debit are subject to 10 discount. Membership subscriptions in UK and International that join after 1 July are pro-rata. For all the prorated fees please see the membership application form.

CONCESSIONARY MEMBERSHIP Affiliate UPGRADES & REINSTATEMENTS ACSI to Chartered MCSI MCSI to Chartered MCSI FCSI to Chartered FCSI MCSI to Chartered FCSI Chartered MCSI to Chartered FCSI ACSI to MCSI via Diploma/Masters ACSI REINSTATEMENT MCSI REINSTATEMENT 75 30 30 50 50 95 145 190 50

WORKBOOKS
Advanced Global Securities Advanced Operational Risk (case studies) Applied Wealth Management Asset Servicing Collective Investment Schemes Combating Financial Crime Commodity Derivatives Corporate Finance Regulations Corporate Finance Technical Crest Settlement Derivatives (Level 3) Derivatives (Level 4) Dubai Rules & Regulations Exchange-Traded Derivatives Administration Financial Derivatives Financial Markets FSA Financial Regulation & Professional Integrity FSA Financial Regulation (Level 3) Global Financial Compliance International Certificate in Wealth Management International Intro (Arabic) International Intro to S&I Intro to Investment Intro to S&I Investment and Risk (Level 3) Investment Management + International Investment Management Investment, Risk and Taxation (Level 4) ISA Administration Islamic Finance Qualification Islamic Finance Qualification Arabic IT in Investment Operations Operational Risk OTC Derivatives Administration Portfolio Construction Theory Principles of Financial Regulation Private Client Administration Private Client Investment Advice & Management Risk in Financial Services Securities (Level 3) Securities (Level 4)

WORKBOOK

REVISION EXPRESS INTERACTIVE N/A N/A N/A 35.00 35.00 35.00 35.00 35.00 35.00 35.00 35.00 35.00 N/A 35.00 35.00 N/A 35.00 35.00 35.00 35.00 N/A 35.00 35.00 35.00 35.00 35.00 35.00 35.00 35.00 35.00 35.00 35.00 35.00 N/A 35.00 35.00 50.00 35.00 35.00 35.00 NON-MEMBER

LINKPACK BUNDLE N/A N/A N/A 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 N/A 100.00 100.00 N/A 100.00 100.00 100.00 100.00 N/A 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 N/A 100.00 100.00 175.00 100.00 100.00 100.00

75.00 25.00 150.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 150.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 75.00 150.00 75.00 75.00 150.00 75.00 75.00 75.00 MEMBER

E-Learning Tools
Professional Refresher Revision Express Interactive

FREE 35.00 MEMBER

150.00 35.00 NON-MEMBER

CONFERENCES & PROFESSIONAL DEVELOPMENT COURSES

CONFERENCES CISI Annual Conference Compliance Professionals Summit Private Wealth Management Training & Competence PROFESSIONAL DEVELOPMENT COURSES Derivatives Ethics Introduction to Global Financial Markets Investment Principles and Risk (IAC) Investment Principles and Risk (LSE) Investment Principles and Risk (PCIAM) Mastering Communication Skills MHA Anti-Money Laundering Operational Risk Pensions and Retirement Planning Securities Training & Competence Understanding Regulation & Compliance LICENCING Integrity Matters E-Learning Course Members Corporates Non Members Revision Express 1-10 User licences 11-49 User licences 50-99 User licences 100-499 User licences 500+ User licences Corporate Supporters 200+ staff already members 1-200 Staff at Firm 200+ Staff at Firm CISI CPD Logging Scheme licence (available to non members at Corporate members firms only) 1-100 User licences 101-199 User licences 200-499 User licences 500+ User licences Professional Refresher 1-10 User licences 11-49 User licences 50-99 User licences 100-499 User licences 500+ User licences

200 200 200 200

400 400 400 400

585 - 720 195 - 240 325 - 400 325 - 400 585 - 720 195 - 240 325 - 400 325 - 400 325 - 400 325 - 400 325 - 400 325 - 400 585 - 720

900 300 500 500 900 300 500 500 500 500 500 500 900

Workshop Price FREE FREE 10 Price/User 35 30 25 20 15 Fee FREE 1,000 5,000 Price/User 30 25 15 10 Price/User/pa 150 130 110 90 75

Test Price 20 30 30

Total 20 30 40