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Control of slow cortical potentials and random event generator cortex layer. A negative potential shift (negativity) indicates a lowering of the excitatory threshold and is related to the mobilization of resources for behavioral and cognitive tasks. Positive potential shifts (positivity) can be measured during the execution of cognitive tasks (consumption of resources) or in cognitively inactive states (Birbaumer et al. 1990, Rockstroh et al. 1989). Lutzenberger et al. (1982), for example, showed that subjects could solve arithmetic problems faster after producing cortical negativity. Likewise, response times were shortened if the task was presented during cortical negativity (Rockstroh et al. 1982). The positivity can also result from postsynaptic excitation in deeper cortical layers. Thus firing of the pyramidal cells during cerebral performance can lead to a positivity on the scalp. To sum, negativity represents the mobilization or readiness, positivity represents ongoing cognitive and neural performance or inhibition of neuronal activity. The relationship between cortical negativity and readiness is best seen in an S1/S2 paradigm which produces the so-called contingent negative variation (CNV): A warning stimulus S1 is presented to a subject and followed by an important imperative stimulus S2. Then a cortical negativity appears 300 to 500 ms after S1, which prepares the subject to perform a task after S2 (Walter et al., 1964; Rockstroh et al. 1989, pp. 99). In real life the CNV emerges, for instance,. at a traffic light when expecting the green light and preparing for driving; a positivity can be recorded, however, while the brain is already busy with processing of the stimulus. Although humans are usually not aware of these potential shifts, they can learn to change the amplitudes of the SCP voluntarily into electrically negative or positive direction. This can be achieved by feedback of SCP amplitude changes and positive reinforcement for changes in the correct direction (operant conditioning) (Birbaumer et al. 1981; 1984; 1988; 1992). After having learnt to control the SCPs, humans can also acquire the ability to consciously perceive them (Kotchoubey et al., 2002). SCP self-control has also been applied to communication by means of a direct interface between brain and computer in completely paralyzed individuals (Birbaumer et al., 1999). These authors have developed a Thought Translation Device (TTD) in which self-regulation of slow cortical potentials is used to generate a binary signal. This signal can further be employed to choose letters and words on a computer menu. The TTD has already enabled several completely paralyzed patients diagnosed with amyotrophic lateral sclerosis to communicate solely with their brain potentials (Perelmouter et al. 1999; Hinterberger et al., 2001).
Hinterberger, Houtkooper, & Kotchoubey intention. Such a correlate is produced in every physiological variable which can be self controlled, because self control is an act of intention. Such a variable is the slow cortical potential shifts which can be obtained during the SCP-self control training. For this reason, the self-control of SCPs has been chosen to be compared with the intentional control of REG output in this study.
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Figure 1: Experimental setup: An eight channel EEG-amplifier is connected to a personal computer with the TTD-software. The random event generator is connected to the serial port. Both data types can be fed back to the subject as the movement of a yellow cursor on a second monitor. The required intention is either to move the ball upwards or downwards.
Fi (t ) =
tn = t t FB
([1] [0])
tn
= Fi
The feedback was also updated each 1/16 s, leading per trial of 4.5 s duration to 72 feedback values. These are indicated with the time indices i=1..72. Regardless of the signal used for feedback (SCP or REG), a data file was created containing both signals for off-line analysis. Thus SCP shifts and other EEG components could be investigated while the subject was trying to control the REG and vice versa.
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Experimental design
The two criteria for selection of subjects were the ability to concentrate during the experiment and the belief in parapsychological phenomena. Therefore, subjects were selected who had experience in transcendental meditation (TM) for many years. Four subjects (two female and two male) ranging in age from 40 to 60 years took part at the study. The subjects were seated in a comfortable chair in a small isolated, electromagnetically shielded room. Each subject participated in the experiment on at least one training day comprising 1000 trials. The subjects were instructed that there were two kinds of feedback signals (i.e. A or B). They were informed when there was a switch between signals A and B, but they had no knowledge about the nature of these signals (i.e., that the REG signal served as A and the SCP signal, as B). Beforehand, they only were informed that this was a parapsychological experiment.
Table 1: Each of the four subjects attended the study in one to three days, depending on his/her own motivation. One training day comprised about 1000 feedback trials of either the REG or the SCP. The modality was altered twice resulting in three trial blocks per day.
training day
S 1 (m)
feedback signal, trials
S 2 (m)
feedback signal, trials
S 3 (f)
feedback signal, trials
S 4 (f)
feedback signal, trials
1st day
2nd day
3rd day
REG, 300 trials SCP, 400 trials REG, 300 trials SCP, 300 trials REG, 400 trials SCP, 300 trials REG, 300 trials SCP, 400 trials REG, 300 trials
SCP, 300 trials REG, 400 trials SCP, 300 trials REG, 300 trials SCP, 500 trials REG, 300 trials -
Table 1 illustrates the experimental schedule leading to almost 7000 trials over all. With this setup the following questions and interactions can be explored: 1. Analysis of the task specific SCP-shifts: a) Can subjects learn to self-control their SCP? b) Is this learning process critically dependent on the SCP feedback? The Parapsychological Association Convention 2004 43
Control of slow cortical potentials and random event generator 2. Analysis of the task specific REG results: a) Can subjects significantly influence the REG result in the desired direction? b) If yes, does this effect depend on REG feedback?
i = 2*
[1]i + [0]i 2 62 . 2
The assumption with these formulas is that the number of ones is binomially distributed with p=1/2. For our analysis the standard deviation was calculated using the actual REG numbers. The uncertainty g,i for the mean Gi over Ng trials with Ng=N(1)+N(0) is (3)
g ,i = i
2 N g for Gi = Fi .
Ng
(1)
i =
(F
N (1)
Gi(1) ) 2 + ( Fi ( 0) Gi( 0 ) ) 2
N (0) (1)
(N
1) + ( N ( 0 ) 1)
The means Gi(1) resp. Gi(0) of the Fi(1) resp. Fi(1) over N(1) resp. N(0) trials were calculated separately for each task. The significance of REG control was assessed by means of a t-test (Bortz, 1999). (5)
ti =
where Gi(1) and Gi(0) - the means for the tasks to produce more ones than zeros or more zeros than ones, respectively; i the corresponding standard deviation; N(1) and N(0) the number of trials of each task, in
20 15 10
t
5 0 -5
1-3
S1
9 -11 13-1 5 1 -4 5 -8 9-12 4 -8
S 2
16-1 9 20 -2 2 23 -2 5 26 -29 30 -32 1-3
S 3
1 9-2 2 8 -10 1 1-13 1 4-18 4 -7
S 4
1 -3 4-7 8-9
R un N o.
Figure 2: Significance (t-values) of the deviation from chance for SCP differentiation during SCP feedback (shaded bars) and REG feedback (filled bars). Blocks of 300 to 500 trials, conducted under equal conditions, were averaged for each of the four subjects separately and analyzed. Positive t-values stand for correct differentiation, negative t-values indicate discrimination in the wrong direction (e.g., larger negative SCP shifts when positive shifts were required).
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R EG feedbac k
-20 -10 0 10 20 30 0 ,0 0, 5 1,0 1,5 2 ,0 2 ,5 3, 0
A m plitu de [V]
3,5
4 ,0
4 ,5
-20 -10 0 10 20 30
SC P feedba ck
0 ,0
0, 5
1,0
1,5
2 ,0
2 ,5
3, 0
3,5
4,0
4 ,5
T im e [s]
Figure 3: Averaged (over all trials) SCP waveforms of subject 2, separately for two task requirements, during REG feedback (top) and SCP feedback (bottom). The shaded area indicates the baseline period.
Lateralization: Although the feedback of left-right SCP-differences was not presented, in some blocks subjects showed significant lateralized SCP shifts (see Figure 4). Mostly, when a downward movement of the cursor (cortical positivity during the SCP feedback) was required, this positivity was larger over the right hemisphere as compared with the left hemisphere during the feedback interval. In addition, subject S 2 produced a significant right hemispherical negativity during the required upward cursor movement during the first training day,. This effect vanished in the following training days. The correlation between the differentiation of the central SCPs and the lateralised SCPs was not significant (r=0.15, p=0.22, N=66).
S 1
4
S 2
S 3
S 4
2 0 -2 -4
1 6-1 9 2 0-2 2 9 -11 9- 12 13 -15 23-2 5 26- 29 30- 32 1 -3 5 -8 1- 4 5- 8 1- 3
fe e db a ck s ig n al RE G SC P a t C z
1 1-1 3
8 -10
14- 18
19- 22
4- 7
1- 3
4- 6
R un N o.
Figure 4: SCP lateralization measured at electrode positions C4-C3 during feedback of SCP and the REG. Positive values indicate that the left hemisphere is more positive while the cursor should be moved upwards, whereas negative values indicate a left positivity while the cursor should be moved downwards.
8- 9
-6
Hinterberger, Houtkooper, & Kotchoubey Subject S 1 started with REG feedback and did not attain a significant influence on the REG (t=0.62, p=0.27, Ng=1007; one tailed t-test). Also S 4 showed no significant REG results (t=-0.66, p=0.75, Ng=507). In contrast, S 2 achieved a high correlation between task requirement and REG result in the first block with REG feedback (t=2.4, p<0.01). The following block with SCP feedback yielded a sizeable negative result (t=-2.0, p=0.98). A highly significant result (t=3.05, p<0.01) was then attained in the 6th block with SCP feedback. Although 7 of 9 blocks yielded positive t-values, S 2's data across all trials did not reach the .05 significance level (t=1.48, p=0.07, Ng=2021). We test one-tailed in the direction of intention. Other ways of looking at the data are the REG data with REG feedback: 9 out of 11 'blocks' score in the positive direction; the sign test gives p = .09. The two negative deviations occur with the two subjects who achieved less SCP self-control and who were less motivated to continue. The overall 16 positive out of 20 blocks has a p = .006 according to the sign test (Siegel, 1956). Subject S 3 achieved positive t-values in all six training blocks with an overall significant result of t=1.72 (p=0.04, Ng=2115). Across subjects, blocks with REG feedback did not lead to a significant result t=1.20, p=0.12) but blocks with SCP feedback did (t=1.69, p=0.046). Overall, positive t-values were obtained in 16 of 20 blocks, resulting in a significant overall t=2.09 (N=6951, p=0.018). The mean correct response rate did not differ significantly from chance. This significant correlation between REG feedback signal (which is calculated as the difference between the REG signal during the feedback interval referenced to the baseline) and the task requirement could be mainly attributed to the REG behavior during the baseline (tbaseline(6950)=1.82, p=0.03) while the REG result during the feedback interval did not significantly contribute to this effect. The differentiation of the REG was found to correlate neither with SCP amplitudes (across runs r=-0.063, p=0.62, N=66), nor with the SCP lateralization (r=-0.044, p=0.73, N=66). To exclude that the system itself produces systematic correlations between the task (determined by the software random number generator of the PC) and the REG result 7000 trials were collected without a subject watching the feedback. The overall t(7000)=.17 (p=.43) was far from significance.
3 2 1
t
0 -1 -2
1-3
S1
1 3-1 5 9 -11 1 -4 5 -8 9-12 4 -8
S2
16-1 9 20 -2 2 23 -2 5 26 -29 30 -32 1-3 4-7
S 3
1 9-2 2 8 -10 1 1-13 1 4-18
S 4
1 -3 4-7 8-9
R un No .
Figure 5: Significance (t-values) of the deviation from chance of the REG result while feedback of SCP (filled bars) and of the REG result (shaded bars) was presented. Blocks of 300 to 500 trials, conducted under equal conditions, were averaged for each of the four subjects separately and analyzed.
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DISCUSSION
The ability of humans to learn to self-control their SCPs is already well known (Birbaumer, 1984; Rockstroh et al., 1989). Surprisingly, however, three of four subjects participating in the present experiment achieved this self-control already in the first runs. Moreover, the data of S 2 show that this acquired ability is not necessarily disturbed or impaired when a random signal (such as the REG) is presented as the feedback. This stability indicates that the strategy may be more important than the feedback signal. Such an interpretation is in line with the self-control theory of Lacroix (1981) who suggested that during operant conditioning of bodily functions, subjects frequently (at least on the first stages of training) select a strategy from their already existent cognitive-behavioral repertoire and keep this strategy as long as it does not result in a clear failure. In the present data, such strategy (particularly employed by S 2) was the development of a negative SCP shift during the baseline interval to support subsequent positivity. During the baseline, waiting for the stimulus indicating the onset of the feedback interval served as a condition in which a negativity (i.e., the contingent negative variation (CNV), see Walter et al., 1964) could easily be produced (see also Brunia, 1993). This stability of self-regulating strategy can also be a particular trait of S 2, because in S 3, in contrast, the presentation of the REG signal as feedback did deteriorate the already acquired SCP control. The present data do not allow to specify factors which might determine the outcome of this conflict. Again in line with the data of the literature (Radin & Nelson, 1989), a very small but significant (p<.02) effect of task requirement on the REG result, indicates that the technique employed in the present study allows to control an electronic REG in the desired way. When reformulating the hypothesis to test for an interaction between task (which was connected to a certain cognitive strategy) and REG result in any direction, the two-tailed t-test still remains significant (p=.04). Despite the stability of this PK effect, there is no generally accepted explanation for it to date. Tentatively, however, we might suggest that such putative factors as precognition or extra-sensory perception could not play a role here because the task was not chosen by the subject but generated by the algorithm long before the start of the experiment. Factually, a significant covariation was found between the task generated by the software random number generator and the REG. However, an explanation for such a correlation is hardly thinkable. A non-significant correlation between task and the REG feedback signal was found when the same number of trials were run without a human interaction. Notably, the significant influence on the REG in the desired direction was obtained when SCP feedback was presented, but not when REG feedback was presented. This result may appear surprising but it is, again, in agreement with the literature data demonstrating considerable effects of motivation and self-confidence on PK effects (Stanford, 1977). During SCP training, subjects successfully produced the required shifts of the cortical potential and were consistently rewarded for their performance. They were not aware of the principal difference between the two kinds of self-control, that is, that in one case there was a physical connection between their brain and the controlled cursor on the screen, and in the other case there was no. Rather, they just knew that they were involved in two different, but equally challenging, self-regulation tasks. They also experienced themselves being quite successful in one of these tasks. This success may have encouraged subjects thereby resulting in a higher PK effect. This motivational explanation remains speculative at present. In future PK experiments using a larger sample of subjects the motivation should be directly controlled by means of a psychological instrument. Several parapsychological studies reported, further, that PK effects are the largest at the very beginning of an experiment and then decrease across trials (e.g., Irwin, 1994). This appears to hold true for our subjects S 1 and S 2 who started with REG feedback and attained good results in those first runs that they could not repeat in further runs. In contrast, S 3 and S 4 who started with SCP feedback, achieved better results in SCP runs later in the course of training. It appears, furthermore, that while the PK effect decreased across blocks with REG feedback, it increased in blocks with SCP feedback, which is also compatible with the motivational explanation given above. 48 Proceedings of Presented Papers
Hinterberger, Houtkooper, & Kotchoubey An alternative to this motivational explanation may be, of course, some specific effect of SCP changes, based on the fact that these changes at the central electrode are related to regulation of excitability of large cortical regions as mentioned in the introduction. From the point of view of SCP training, REG feedback can be referred to as 'false feedback'. Particularly, the small size of the PK effect makes the task very frustrating, thus the subjects can resignate and their resignation can generalize to the easier SCP regulation task. A better result might be obtained with mixed feedback, which would contain partly SCP and partly REG trials to support some level of success and to avoid frustration. Alternating pure SCP with mixed feedback (announcing it as a more difficult task) or mixed feedback alone might therefore be explored. In further studies, the presently used TTD can be extended to a generalized program to feed back various physiological parameters correlated to PK-effects. Thereby self-regulation of all these parameters can be trained to check their influence on the PK-effect. Such a training program might then enable people to develop their PK abilities.
ACKNOWLEDGEMENTS
We thank our assistant Slavica von Hartlieb for help in the measurements. We also thank the Institut fr Grenzgebiete der Psychologie und Psychohygiene, Freiburg i.Br., Germany for the financial support.
REFERENCES
Birbaumer, N. (1984). Operant control of slow brain potentials: a tool in the investigation of the potential's meaning and its relation to attentional dysfunction. Pages 227-239 in T. Elbert, B. Rockstroh, W. Lutzenberger, and N. Birbaumer, eds. Self-Regulation of the Brain and Behaviour. Springer-Verlag, Berlin. Birbaumer, N., Elbert, T., Rockstroh B. & Lutzenberger, W. (1981). Biofeedback of event-related slow potentials of the brain. International Journal of Psychology 16, 389-415. Birbaumer, N., Elbert, T., Canavan, A. G. M. & Rockstroh, B. (1990). Slow potentials of the cerebral cortex and behavior. Physiological Reviews 70, 1-41. Birbaumer, N., Ghanayim N., Hinterberger, T., Iversen, I., Kotchoubey, B., Kbler, A., Perelmouter, J., Taub, E. & Flor. H. (1999). A spelling device for the paralysed. Nature 398, 297-98. Birbaumer, N., Lang, P. J., Elbert, T., Lutzenberger, W. & Rockstroh, B. (1988). Slow brain potentials, imagery and hemispheric differences. International Journal of Neuroscience 39. Birbaumer, N., Roberts, L. E., Lutzenberger, W., Rockstroh, B., & Elbert, T. (1992). Area-specific self-regulation of slow cortical potentials on the sagittal midline and its effects on behavior. Electroencephalography and Clinical Neurophysiology 84, 351-361. Bortz, J. (1999). Statistik. Springer-Verlag, Berlin, p. 138. Brunia, C. H. M. (1993). Waiting in readiness: Gating in attention and motor preparation. Psychophysiology 30, 327339. Hinterberger, T., Kaiser, J., Kbler, A., Neumann, N. & Birbaumer, N. (2001). The Thought Translation Device and its Applications to the Completely Paralyzed. In Diebner, Druckrey &Weibel: Sciences of the Interfaces. GenistaVerlag Tbingen. Hinterberger, T. (1999). Entwicklung und Optimierung eines Gehirn-Computer-Interfaces mit langsamen Hirnpotentialen. Dissertation in der Fakultt fr Physik an der Eberhard-Karls-Universitt Tbingen, Schwbische Verlagsgesellschaft: ISBN 3-88466-177-9. Houtkooper, J.M. (1983) Observational theory: A research program for paranormal phenomena. Lisse, The Netherlands: Swets & Zeitlinger.
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Address for correspondence: Thilo Hinterberger, Institute of Medical Psychology and Behavioral Neurobiology, Eberhard-Karls-University Tbingen, Gartenstr. 29, D-72074 Tbingen. E-mail: thilo.hinterberger@uni-tuebingen.de
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